Commonwealth v. Baez
Commonwealth v. Baez
Opinion of the Court
OPINION OF THE COURT
Appellant, Angel Santo Baez (“Baez”), was convicted of murder of the first degree after a jury trial in the Court of Common Pleas of Erie County. Post verdict motions were denied, a sentence of life imprisonment was imposed, and this appeal followed.
The relevant facts are as follows. On March 23, 1979, at approximately 2:00 a. m., Clark Harris (“Harris”) was stabbed and killed in an all night restaurant. Baez was arrested and charged with first degree murder. At trial, the Commonwealth’s case in chief was supported by the testimony of several eyewitnesses to the incident, all of whom
Baez argued that he acted in self-defense, or, in the alternative, that Harris had provoked the incident by harassing, grabbing, and threatening him. He testified that on the night in question, two of his friends, Reinaldo Castillo (“Castillo”) and Angel Rivera (“Rivera”), drove him to the restaurant, parked across the street, dropped him off, and then drove away. He contended that the events leading up to the stabbing began outside the restaurant, alleging that as he approached the restaurant, two “guys” who were bigger than he and whom he had never seen before, pushed him and called him names, and that one of them, Harris, threatened to kill him.
Since the statement allegedly given by Castillo to Detective Runstedler was clearly hearsay, the Commonwealth could not introduce it as substantive evidence. Instead, while cross-examining Baez, the prosecutor read portions of the statement to him and asked whether those assertions were true.
In an effort to support the trial judge’s ruling, the Commonwealth argues that Castillo’s statement was not hearsay “since it was not offered for the truth of the matter contained therein” or, alternatively, that despite its hearsay nature the statement had indicia of reliability making it sufficiently probative to warrant its use, at least for “impeachment” purposes. The Commonwealth further asserts that use of the statement, if erroneous, was harmless beyond a reasonable doubt in view of the other “overwhelming” evidence in the case. We disagree.
The first of these three methods of impeachment is obviously inapplicable, for it is axiomatic that when attempting to discredit a witness’ testimony by means of a prior inconsistent statement, the statement must have been made or adopted by the witness whose credibility is being impeached. There is no contention that Baez at any time adopted the contents of Castillo’s statement. The second method could be applicable only to the extent that competent testimony at variance with that of the witness always raises the possibility of defective memory or perception. Here, however, Castillo’s alleged statement, which was wholly incompatible with Baez’ testimony, could not have differed merely on the basis of memory or perception, but could only have been used to impeach pursuant to the third method, as “contradictory testimony.” It is further axiomatic, however, that if contradictory testimony is not competent to be introduced as substantive evidence, then it equally cannot be used for impeachment purposes. See Commonwealth v. Noble, 371 Pa. 138, 88 A.2d 760 (1952).
The Commonwealth seeks to avoid the question of competency by suggesting that since its use of the statement was for the sole purpose of attacking appellant’s credibility, the statement “was not offered for the truth of the matter contained therein” and thus was not hearsay. By incorporating Castillo’s alleged statement into his questions on cross-examination, the prosecutor, argues the Commonwealth, only presented the jury with the fact that Castillo made the statement, not with the content of the statement
[The] contradiction in itself does nothing probatively, not unless the contradicting witness or witnesses are believed in preference to the first one, i. e., unless his error is established. It is not the contradiction, but the truth of the contradicting assertion as opposed to the first one, that constitutes the probative end.
Wigmore, Evidence, III A, § 1000, p. 957 (Revised, 1970). (Emphasis supplied). It is precisely this proposition which gives rise to the axiom that a statement incompetent as direct evidence is equally incompetent for the purpose of impeachment. The statement here in question, obviously incompetent hearsay if offered as direct evidence, gained no competency by virtue of the fact that it was brought out on cross-examination in an effort to establish that Baez’ recitation of the facts was untrue. Moreover, the notion that the jury, if cautioned, would not use Castillo’s statement for its substance is an obvious fiction, for the content of the statement undermined the very basis of Baez’ claim of provocation. Its impact could not have been more substantive had it been read directly into the record.
The principle underlying the hearsay rule was well articulated many years ago by Justice Musmanno, speaking for a unanimous court in Johnson v. Peoples Cab Company, 386 Pa. 513, 126 A.2d 720 (1956):
The primary object of a trial in American courts is to bring to the tribunal, which is passing on the dispute involved, those persons who know of their own knowledge the facts to which they testify. If it were not for this
*396 absolute sine qua non, trials could be conducted on paper without the presence of a single flesh and blood witness. But with such a pen-and-ink procedure, there would be no opportunity to check on testimonial defects such as fallacious memory, limited observation, purposeful distortions, and outright fabrication. The great engine of cross-examination would lie unused while error and perjury would travel untrammeledly to an unreliable and often-tainted judgment. Accordingly, nothing is more adamantly established in American trial procedure than that no one may testify to what somebody else told him. He may only relate what is within the sphere of his own memory brought to him by the couriers of his own senses.
386 Pa. at 515, 126 A.2d 721. The statement in question here is precisely the type of unreliable out-of-court declaration the hearsay rule was designed to exclude. Indeed, the problems associated with hearsay are multiplied here, as we are presented with an extrajudicial written statement which incorporates an extrajudicial oral statement.
Nonetheless, the Commonwealth argues that if the statement was, in fact, hearsay, its use for impeachment purposes was not error because it bore indicia of reliability sufficient to render it competent despite the fact that it did not fall into a recognized exception to the rule against hearsay. We disagree. The statement was a classic example of double hearsay, for at best it is merely Detective Runstedler’s written account of what Castillo told him. Although the Commonwealth called Detective Runstedler as a witness, it failed to question him with respect to the statement. Other than the Assistant District Attorney’s assertion that “Detective Runstedler, who’s seated right here, took the statement from [Castillo] and he can testify as such,” (N.T. 298-99), the Commonwealth made no attempt to render the statement competent. Instead, verbatim excerpts were introduced through Baez under the guise of cross-examination. Even if a rule permitting admission of hearsay bearing indicia of reliability were settled law in Pennsylvania, this form of
Finally, we reject the Commonwealth’s argument that the admission of the Castillo statement, if error, was harmless. Under the standard in Pennsylvania, as articulated by this Court in Commonwealth v. Story, 476 Pa. 391, 383 A.2d 155 (1977), for a reviewing court to conclude that an error is harmless, it must be convinced beyond a reasonable doubt that the error did not contribute to the verdict. We do not believe that the error here could be considered conclusively harmless under any standard, much less that established by Story. The crux of Baez’ defense was that he lacked the requisite mental state to commit first degree murder.
By so weakening his credibility as to what happened outside the restaurant, the statement may well have led the jury to doubt Baez’ testimony that he was provoked inside the restaurant, especially in light of the conflicting testimony of the other witnesses.
Accordingly, the judgment of sentence is vacated and the matter is remanded for a new trial.
. Jurisdiction is vested in this Court pursuant to the Judicial Code, Act of July 9, 1976, P.L. 586, No. 142, § 2, as amended, 42 Pa.C.S.A. § 722(1).
. One of the eyewitnesses was Harris’ cousin, Walter Collingwood (“Collingwood”), who had accompanied him to the restaurant on the evening in question.
. Baez testified: “They started pushing me and they started calling me gut sucker — “You’re a mother-fucker,’ and ‘You’re a gut sucker;’ and then they started pushing me and said ‘You mother-fucker Puerto Rican, we are going to kill you.’ ” (N.T. 269). In contrast, Collingwood testified that nothing had occurred outside the restaurant except that he commented to Harris that the “guys” outside the restaurant, a group of eight to ten Puerto Ricans, were “long-hair hippies” and needed a haircut.
. Castillo was killed in an unrelated automobile accident sometime before the trial. The Commonwealth made no effort to prove, through the testimony of Detective Runstedler or otherwise, the circumstances under which the statement was given, when it was given, whether Castillo had read and understood the statement or whether he had in fact signed it. In short, the statement was hearsay, and no effort was made to qualify it under any of the recognized exceptions to the hearsay rule.
. Relevant portions of the cross-examination are as follows:
Q When you got out of the car, did the car stay there or leave?
A Leave.
Q You saw it leave?
A Yes, I did.
Q Did it leave before the two white guys came over?
A Yes, before. I got out and locked the door and they went.
Q [Castillo] told the police that after you got out of the car ... ‘Just at that time two white guys came by my car and one of them said, “ ‘Hello’ ” shook hands with Rivera ... ’
*393 A That’s not true. That’s not true because nobody was there. I didn’t see anybody when I get out ... just when I was walking.
Q [Castillo] told the police that, Me and Rivera stayed in my car. After a couple of minutes we got out of my car and looked in the window for Baez. You said they /eft; are you sure they /eft?
A I am sure. Yes.
Q So this ... what [Castillo] is telling the police ... is not the way you remember it happened?
A I wish he were here; he could testify.
Q Is [Castillo] the kind of person that would lie? Is that the kind of friend you have?
A I don’t know. I can’t say whether he lie or not. I know they take off.
* * * * * *
Q And nobody was there? [Castillo] was gone then? ... [Castillo] and Mr. Rivera?
A I didn’t see nobody there ... nobody was there.
* * * * * *
Q Are you sure nobody was there?
A I am sure.
Q [Castillo] says he was there with Rivera.
A I didn’t see them in there. They took off. If they were there, then nothing would have happened.
* * * * * *
(N.T. 304-305, 306, 308). (Emphasis added).
. In order for a murder to be of the first degree the crime must be “willful, deliberate, and premeditated.” Commonwealth v. O’Searo, 466 Pa. 224, 352 A.2d 30 (1976); Commonwealth v. Fostar, 455 Pa. 216, 317 A.2d 188 (1974).
. Rivera, who, according to Castillo’s statement, was also outside the restaurant that night, was not called as a witness.
. As previously noted, Baez had testified that Castillo and Rivera had already left the area outside the restaurant when Harris and Collingwood arrived. See note 5 supra.
. We note that Castillo’s statement did not relate to already proven facts, as there was a dispute at trial between Collingwood and Baez concerning the events which occurred outside the restaurant. Thus, it cannot be said that the statement was merely cumulative. See Commonwealth v. Rodgers, 472 Pa. 435, 372 A.2d 771 (1977).
Concurring Opinion
concurring.
I join in the opinion authored by Mr. Justice Kauffman, but feel constrained to write separately due to a statement contained in that opinion regarding declarations, otherwise inadmissible hearsay, which bear “indicia of reliability.” The opinion of Mr. Justice Kauffman notes that the admissibility of such declarations is not the “settled law” of this Commonwealth. However, it is to be emphasized that not only is it not the settled law, it is not the law to any extent applicable in Pennsylvania.
Reference
- Full Case Name
- COMMONWEALTH of Pennsylvania, Appellee, v. Angel Santo BAEZ A/K/A Angel S. B. Crespo, Appellant
- Cited By
- 31 cases
- Status
- Published