Commonwealth v. Bellis
Commonwealth v. Bellis
Opinion of the Court
OPINION
This is a Commonwealth appeal by allowance from the Order of the Superior Court which granted Appellee a new trial due to error committed by the trial judge in instructing the jury as to the circumstances under which Appellee could be found guilty of the common law crimes of misfeasance, malfeasance and nonfeasance while in office.
The facts of this case have been fully set forth in the prior opinions of this Court and the Superior Court, and will be referred to in this Opinion only insofar as they are relevant. Appellee, Isadore Beilis, was tried in the Philadelphia Court of Common Pleas and found guilty by a jury of the common law crimes of misfeasance, malfeasance and nonfeasance while serving in the capacity of a city councilman for the City of Philadelphia. Appellee took an appeal to the Superior Court alleging, inter alia, that his conviction of the common law crimes was precluded by the existence of a specific statutory crime which dealt with the
In all cases where a remedy is provided or duty enjoined, or anything directed to be done by the penal divisions of any act of assembly, the direction of said act shall be strictly pursued; and no penalty shall be inflicted, or anything done agreeably to the provisions of the common law in such cases, further than shall be necessary for carrying such act into effect.
The Superior Court agreed with this argument, stating that the mere existence of the statutory offense precluded a conviction of the common law crimes; i.e. even if the statutory offense was also charged and the defendant was acquitted of same, the common law offenses were still precluded. The Commonwealth was granted allowance to appeal to this Court, and we held in Commonwealth v. Bellis, 497 Pa. 323, 440 A.2d 1179 (1981) (Bellis II) that a common law prosecution is not barred simply because the facts would also support conviction of a statutory crime which includes elements not found in the common law offense. Thus, since the statutory crime of extortion contained elements not found in the common law crimes, Appellee could be convicted of either or both crimes. On this basis, we reversed the Superior Court and sent the case back for resolution of the remaining issues raised by Appellee but not dealt with by that court. On remand, the Superior Court, in Commonwealth v. Bellis, 324 Pa.Super. 506, 472 A.2d 194 (1984), dealt with the issue of whether it was error to charge the jury that Appellee could be found guilty of the common law crimes if they found that he had breached the positive statutory duty imposed by Section 10-100 of the Philadelphia Home Rule Charter, 351 Pa.Code § 10.10-100, a duty the breach of which carries a penal sanction under § 10-109 of the Charter. The Superior Court concluded that it was indeed error and granted Appellee a new trial. We affirm.
Affirmed.
. So as not to distort the logic of the majority opinion by a misinterpretation of its holding as seemingly set forth in the dissenting opinion of Mr. Justice Hutchinson, it is necessary to note that had there existed and been charged by the trial court another positive statutory duty not providing a separate penalty for its violation, the Commonwealth would not have been precluded from proving nor the trial court from instructing on culpability based upon such a statutory duty.
In no way should our holding be construed to imply that municipal legislation providing penal sanctions may preempt the statutory law of this Commonwealth.
Dissenting Opinion
dissenting.
I do not believe the City of Philadelphia has the authority, under the home rule provisions of the First Class Cities Code, to prescribe punishment for conduct which was punishable as a misdemeanor under the general common law. Instead, I believe the General Assembly has delegated to Philadelphia only the power to establish and punish summary offenses and those misdemeanors which describe minor criminal conduct of parochial concern to that municipality and not to the Commonwealth as a whole. See Commonwealth v. Cabell, 199 Pa.Superior Ct. 513, 185 A.2d 611 (1962). I also believe that the majority errs in holding that Section 1104 of the former Penal Code, 18 P.S. § 5104 (repealed), limits the penalty to which a Philadelphia official is subject for a misdemeanor in office, based upon breach of the substantive duties set forth in Section 10-100 of the Philadelphia Home Rule Charter, to the minor penalty prescribed in Section 10-109. Section 10-109 of the Charter
The penal provisions of Section 10-109, therefore, do not apply to this appellee’s corrupt act. Accordingly, Section 1104 of the Penal Code should not preclude prosecution and, on conviction, punishment under the general criminal law of this Commonwealth for the common law crime of misdemeanor in office predicated on a breach of the statutory duty described in Section 10-100.
The issue confronting the Court is not an esoteric one involving the history of an obscure and outmoded fossil of the ancient common law. If, under the old Penal Code, corrupt officials in Philadelphia were subject only to the sanctions appropriate for summary offenses which are prescribed in the City’s Charter when they sell the public trust for personal gain, I cannot see how they can now be subject to any greater penalty under Section 5302 of the Crimes Code. See 18 Pa.C.S. § 5302.
Section 17 of the First Class Home Rule Act, 53 P.S. § 13131, defines the scope of authority delegated to first class home rule cities:
Subject to the limitations hereinafter prescribed, the city taking advantage of this act and framing and adopting or amending its charter thereunder shall have and may exercise all powers and authority of local self-government and shall have complete powers of legislation and administration in relation to its municipal functions ---- The charter of any city adopted or amended in accordance with this act may provide for a form or system of municipal government and for the exercise of any and all powers relating to its municipal functions, not inconsistent with the Constitution of the United States or of this Commonwealth, to the full extent that the General Assembly may legislate in reference thereto as to cities of the first class, and with like effect, and the city may enact ordinances, rules and regulations necessary and proper for carrying into execution the foregoing powers and all other powers vested in the city by the charter it*130 adopts or by this or any other law. Ordinances, rules and regulations adopted under the authority of this act or under the provisions of any charter adopted or amended hereunder shall be enforceable by the imposition of fines, forfeitures and penalties, not exceeding three hundred dollars ($300), and by imprisonment for a period not exceeding ninety days.
(Footnotes omitted). Section 11 of the statute explains the impact of the adoption of home rule on existing laws:
Any new charter or amendments to the charter of a city ... shall become the organic law of the city at such time as may be fixed therein and all courts shall take judicial notice thereof. So far as the same are consistent with the grant of powers and the limitations, restrictions and regulations hereinafter prescribed, they shall supersede any existing charter and all acts or parts of acts, local, special, or general, affecting the organization, government and powers of such city, to the extent that they are inconsistent or in conflict therewith.
53 P.S. § 13111 (emphasis supplied). An examination of the above-quoted statutory provisions shows that Philadelphia’s legislative power is restricted to its own municipal functions. Commonwealth ex rel. Specter v. Freed, 424 Pa. 508, 514, 228 A.2d 382, 385 (1967) (plurality opinion); Ryan v. City of Philadelphia, 77 Pa. Commonwealth Ct. 283, 285 n. 3, 465 A.2d 1092, 1093 n. 3 (1983). See also, Philadelphia Home Rule Charter, 351 Pa.Code § 1.1-100.
[notwithstanding the grant of powers contained in this act, no city shall exercise powers contrary to, or in limitation or enlargement of, powers granted by acts of the General Assembly which are—
(b) Applicable in every part of the Commonwealth.
(c) Applicable to all the cities of the Commonwealth.
53 P.S. § 13133 (emphasis supplied).
Our Court has held that the foregoing limitations of power:
concern only laws in relation to substantive matters of State-wide concern, such as the health, safety, security and general welfare of all the inhabitants of the State, and not to matters affecting merely the personnel and administration of the offices local to Philadelphia and which are of no concern to citizens elsewhere.
Lennox v. Clark, 372 Pa. 355, 378, 93 A.2d 834, 845 (1953) (emphasis in original),
Only the Legislature of this Commonwealth is vested with the authority to define criminal conduct of general impact and prescribe its punishment. Commonwealth v. Glover, 397 Pa. 543, 545, 156 A.2d 114, 116 (1959). Act 62 recognizes the sovereignty of the state in this area and expressly prohibits home rule municipalities from “[defining or providing for the punishment of any felony or misdemeanor.” 53 P.S. § 1-302(a)(9). The same limitation on local authority over criminal conduct, although not stated expressly, must be implied in Section 17(b) of the First Class Cities Home Rule Act. Comment, Home Rule in Pennsylvania, 81 Dick.L.Rev. 264, 289 n. 197 (1977).
Political corruption, even at the municipal level, offends the public morality wherever it occurs. It is a matter of statewide, and not just local, concern. Besides, rudimentary notions of justice require that a public official who breaches the public trust for personal gain be subject to the same punishment in any local jurisdiction. In holding that
However, my dissatisfaction with the result the majority reaches in the instant litigation is based not only on the foregoing policy considerations but, additionally, on my view that the majority’s reliance on Commonwealth v. Peoples, 345 Pa. 576, 28 A.2d 792 (1942), is misplaced.
I believe the trial judge correctly charged the jury as to the elements of misdemeanor in office. The majority defines misdemeanor in office as “either the breach of a positive statutory duty or the performance by a public official of a discretionary act with an improper or corrupt motive.” Majority at 1073 (quoting Commonwealth v. Peoples, 345 Pa. at 579, 28 A.2d at 794 [1942]). The following excerpt from the trial judge’s charge to the jury shows that his instruction on the law was proper and consistent both with the charges against Beilis and one of our earlier decisions in this case, Commonwealth v, Bellis, 497 Pa. 323, 440 A.2d 1179 (1981) (Bellis II):
*134 Of course, a mere error or judgement [sic] on the part of a public official would not be a crime under ordinary circumstances. But if he deliberately perverted the functions of his office with a corrupt motive he would be guilty.
Well, then, there are three material elements of the offense known as misdemeanor in office. First, the defendant must be a public officer within the contemplation of law.
Second, he must have been guilty of an act of commission, that is, doing something, or omission, failing to do something, or of negligent misconduct with respect to the duties of his office which worked an injury to the public or an individual.
Third, that such act or negligent misconduct must have been done intentionally and with an accompanying mental state known as a corrupt mind.
The Home Rule Charter of the City of Philadelphia imposes various duties on the elected officials including City Councilmen. One of them is set forth in Article 10-100 as follows: No Councilman shall solicit, benefit by or be interested directly or indirectly in any contract for the purchase of property of any kind to be paid for from the City Treasury. Nor shall he be interested directly or indirectly in any contract for the erection of any structure*135 or for the supplying of any services to be paid for out of the City Treasury.
N.T. 594-598.
The foregoing language clearly shows that the trial judge instructed the jury on the elements of the common law crime and not a violation of Section 10-100 of the Charter, an offense for which Beilis was not charged. In referring to the Charter provision, the judge was merely giving the jury a concrete example of the type breach of public duty which would establish misdemeanor in office if accompanied by a corrupt motive.
Today the majority holds that, by virtue of Section 1104 of the former Penal Code, a charge of misdemeanor in office may not be predicated on a violation of the conflict-of-
In Peoples, the defendants, city councilmen, were indicted for misdemeanor in office for having voted and passed a resolution before the council fixing the salaries of the members of the Chester Municipal Authority, to which they had previously elected themselves members, in violation of a provision of the Third Class City Law.
*137 Defendants as councilmen of a third class city did vote salaries to themselves as members of the Authority. They disclosed their interest. Their action was entirely free of fraud or bad faith, and was considered legal at the time. The City Solicitor drew the salary resolution. It was not until our decision months later (November 24, 1941) in Com. ex rel. McCreary v. Major, 343 Pa. 355, 22 A.2d 686, that it was settled that the council of a third class city could not legally appoint its members to places on the board of a municipal authority created by that city.
Id. 345 Pa. at 579, 28 A.2d at 794. Accordingly, Peoples does not control the decision in the case before us. Instead, decisional precedent on point holds that a breach of a positive duty carrying a penalty may serve as a basis for common law misdemeanor in office provided that the breach was intentional and accompanied by an improper or corrupt motive. See, e.g., Commonwealth v. Brown, 116 Pa.Superior Ct. 1, 175 A. 748 (1934) (the willful failure of county commissioners, acting from a corrupt motive, to advertise an impending sale of county land in violation of statute carrying a minor penalty, constitutes the common law offense of misdemeanor in office). See also Commonwealth v. Fahey, 156 Pa.Superior Ct. 254, 40 A.2d 167 (1944) (distinguishing Peoples and holding that breach of a mandatory duty which carried a penalty of removal from office could nevertheless serve as a basis for the common law offense of misbehavior in office where the Commonwealth proved, in addition, that the statutory violation was willful, intentional and deliberate).
None of the cases brought to our attention by the appellee support his contention that Section 1104 of the 1939 Penal Code precludes sentencing under the common law for misdemeanor in office where the Commonwealth can prove that an intentional breach of a mandatory statutory duty, for which there is a penalty prescribed by law, was committed with a corrupt motive.
Under the majority’s holding that Section 10-109 of Philadelphia’s Home Rule Charter preempts the sanctions prescribed under general law for misdemeanor in office, this appellee is allowed to misuse his office in return for a personal gain of $9,000.00 at the risk of a $300.00 fine and maximum imprisonment of ninety days. Such a result, and the statutory interpretation which dictates it, are wrong.
Accordingly, I would overrule Superior Court and reinstate appellee’s conviction.
. Beilis was not charged with violating Section 10-100 of the Charter. If he had been so charged, presumably, any conviction for the Charter violation would merge into the conviction for misdemeanor in office for purposes of sentencing. As already stated, Section 10-109 does not pre-empt punishment required under the common law because a home rule municipality does not have the authority to usurp the State’s power to prescribe sanctions for criminal conduct which offends public morality, generally.
. Section 5302 reads:
§ 5302. Speculating or wagering an official action or information
A public servant commits a misdemeanor of the second degree if, in contemplation of official action by himself or by a governmental unit with which he is associated, or in reliance on information to which he has access in his official capacity and which has not been made public, he:
*129 (1) acquires a pecuniary interest in any property, transaction or enterprise which may be affected by such information or official action;
(2) speculates or wagers on the basis of such information or official action; or
(3) aids another to do any of the foregoing.
. This provision of the Philadelphia Home Rule Charter defines the scope of the City’s powers:
Pursuant to Section 1 of Article XV of the Constitution and the Act of the General Assembly, approved April 21, 1949, P.L. 665, of the Commonwealth of Pennsylvania, the City of Philadelphia (hereafter in this charter called “the City") shall have and may exercise all powers and authority of local self-government and shall have complete powers of legislation and administration in relation to its municipal functions, including any additional powers and authority which may hereafter be granted to it. The City shall have the power to enact ordinances and to make rules and regulations necessary and proper for carrying into execution its powers; and such ordinances, rules and regulations may be made enforceable by the imposition of fines, forfeitures and penalties not exceeding three*131 hundred dollars and by imprisonment for a period not exceeding ninety days or by such greater fines, forfeitures and penalties and periods of imprisonment as the General Assembly of the Commonwealth of Pennsylvania may from time to time authorize.
. In the instant case, we are dealing with a common law, not a statutory, crime. I do not consider this distinction significant because "the law of a state is embodied as well in its common law rules as in its statutes.” Magnolia Petroleum Co. v. Hunt, 320 U.S. 430, 445, 64 S.Ct. 208, 216, 88 L.Ed. 149 (1943). See 1 Pa.C.S. § 1503(a) ("[t]he common law and such of the statutes of England as were in force in the Province of Pennsylvania on May 14, 1776 and which were properly adapted to the circumstances of the inhabitants of this Commonwealth shall be deemed to have been in force in the Commonwealth from and after February 10, 1777).
. Cases cited on the basis of this dichotomy include: Commonwealth ex rel. Specter v. Freed, supra (Philadelphia’s district attorney did not have the subpoena powers granted to certain city officials under the Home Rule Charter because the district attorney is essentially a state officer whose powers, duties and functions are not affected by the Home Rule Charter); Commonwealth v. Ray, 218 Pa.Superior Ct. 72, 272 A.2d 275 (1970), vacated on procedural grounds, 448 Pa. 307, 292
. In Beilis II, we rejected Beilis’ contention that Section 1104 of the Penal Code precluded prosecution for both the statutory crime of extortion and the common law crimes of misfeasance, malfeasance and non-feasance in office. There, we noted that “when the evidence establishes nothing more than the breach of a penal statute, the accused may not also be convicted of a common law offense which proscribes the same conduct. If, on the other hand, the elements of
. For purposes of clarification, the trial judge prefaced these remarks with the following, more general, explanation:
Well, at the time of the events which gave rise to this case the [appellee], Mr. Beilis, and there is no controversy over this, was, I believe you will find, occupied in the position of an elected member of City Council in the County of Philadelphia, and I believe at the time was also the Majority Leader of the Council body. But whether or not he was is not particularly important. He was an elected member of Council.
The Commonwealth has charged that as such officer he did the things that we just related in June of 71 and July of 72. The charge is, therefore, one which is commonly known as misdemeanor in office.
Now, that is an offense that does not appear among the statute books. That does not mean that there is no direct proscription of law against the commission of misdemeanors in office. It only means that the elements and nature of the crime are derived from the common law, the common law as I told you earlier that we brought from England.
The common law is sufficiently broad to punish as a misdemean- or any act which directly injures or tends to injure the public to such an extent as to require the Commonwealth to interfere and punish the wrong doer [sic], as in the case of acts which injuriously affect public morality or obstruct or pervert public justice or the administration of government.
For this reason, if you find that this [appellee] was a public officer, and that he was guilty of conduct which seriously affected or perverted the administration of government as represented in his office, then, he would be guilty as indicted. An indictment will lie against any public officer who is guilty of such willful or negligent misconduct in his office as works injury to the public or to an individual.
. The statute read as follows:
Disclosures of Interest by Councilman. — A member who has a personal or private interest in any measure or bill proposed or pending before the council shall disclose the fact to council, and shall not vote thereon, nor take any part in the discussion of the same. If such interested person shall vote without disclosing his interest in such measure or bill, and the same be carried by his vote, he shall forfeit his office, and the measure or bill shall be void.
Act of June 23, 1931, P.L. 932, Art. X, § 1009.
. In my view, the result reached in Peoples, which was decided before home rule powers were extended to Third Class cities, is impermissible under Act 62 which expressly prohibits third class municipalities from usurping the state’s power to define and punish misdemeanors. See 53 P.S. § 1-302(a)(9).
. Cases relied on by the appellee include the following: Commonwealth v. Zang, 142 Pa.Superior Ct. 566, 16 A.2d 741 (1940) (where the
. In addition, I would decide the other issue raised by the parties, specifically, whether under common law the sentence for misdemean- or in office should be determined by analogy to the prescribed sentences for similar statutory offenses or by reference to the Acts of
Reference
- Full Case Name
- COMMONWEALTH of Pennsylvania, Appellant, v. Isadore H. BELLIS, Appellee
- Cited By
- 7 cases
- Status
- Published