Commonwealth v. Smith
Commonwealth v. Smith
Opinion of the Court
The instant appeal raises the issue of the applicability of 18 Pa.Cons.Stat.Ann. § 110 (Purdon 1983) which sets forth the circumstances under which a prosecution is barred by a former prosecution for a different offense. Since we conclude that section 110 which embodies constitutional double jeopardy principles has no application to this case, we affirm the judgment of sentence.
Appellant Gary Smith sold approximately one pound of marijuana to a state police informant and two state troopers on March 9,1987. This purchase of drugs, along with other information gathered in the investigation, formed the basis for a search warrant application for appellant’s home. The warrant was obtained and executed on March 10, 1987 and resulted in the seizure of cocaine and marijuana. Smith was then arrested and charged with possession and possession with intent to deliver
On appeal Smith asserts that his prosecution for the March 9 offense is barred by the “former prosecution” of
Section 110 of the Crimes Code, along with companion enactments which embody settled principles of double jeopardy, provides:
§ 110. When prosecution barred by former prosecution for different offense
Although a prosecution is for a violation of a different provision of the statutes than a former prosecution or is based on different facts, it is barred by such former prosecution under the following circumstances:
(1) The former prosecution resulted in an acquittal or in a conviction as defined in section 109 of this title (relating to when prosecution barred by former prosecution for the same offense) and the subsequent prosecution is for:
(i) any offense of which the defendant could have been convicted on the first prosecution;
(ii) any offense based on the same conduct or arising from the same criminal episode, if such offense was known to the appropriate prosecuting officer at the time of the commencement of the first trial and was within the jurisdiction of a single court unless the court ordered a separate trial of the charge of such offense
18 Pa.Cons.Stat.Ann. § 110 (Purdon 1983) (emphasis added).
Section 109, which is referred to above, defines “acquittal” as follows: “There is an acquittal if the prosecution resulted in a finding of not guilty by the trier of fact or in a determination that there was insufficient evidence to warrant a conviction.” 18 Pa.Cons.Stat.Ann. § 109(1) (Purdon 1983).
All parties in this case, including the trial court, have assumed the applicability of Section 110(l)(ii) and have focused their discussion solely on the issue of whether the “subsequent prosecution” was for an offense which arose from the same criminal episode as that of the “former
By the very terms of section 110(1) of the statute a “former prosecution” bars a subsequent prosecution only when the former prosecution resulted in an acquittal or a conviction.
Since Smith, this principle has been consistently upheld whenever a defendant has sought to avoid prosecution on the basis of a previous disposition which did not subject defendant to the risk of a trial on the merits. See Commonwealth v. Flanders, 247 Pa.Super. 41, 371 A.2d 1316 (1977) (plea of former jeopardy cannot be predicated on the action of an issuing authority at a preliminary hearing); Commonwealth v. Davis, 247 Pa.Super. 450, 372 A.2d 912 (1977) (Commonwealth not barred from prosecuting defendant on charge of neglect to support an illegitimate child even though charges arose from the same criminal episode as prior fornication and bastardy charges which had been dismissed at preliminary hearing). Accord, Commonwealth v. Hetherington, 460 Pa. 17, 331 A.2d 205 (1975); Commonwealth v. Garris, 247 Pa.Super. 455, 372 A.2d 914 (1977); Commonwealth ex rel. Dimpter v. Kapp, 266 Pa. Super. 429, 405 A.2d 509 (1979) (18 Pa.C.S.A. § 109 not applicable where former prosecution did not result in acquittal but rather the prior complaint was dismissed on wholly legal grounds).
We emphasize that our holding that section 110 has no applicability to the facts before us is not a technical or mechanical reading of the statute in question. We interpret the statute recognizing that it represents a codification of time-honored double jeopardy principles. The statutory requirement that appellant first demonstrate that he has been
In order to “attempt to impart content to an abstraction”
With these principles in mind, it is plain that appellant in the instant case was never in jeopardy in the original prosecution on the March 10 charges. The evidence against him was suppressed due to a technical, wholly legal violation of search warrant requirements
Judgment of sentence affirmed.
. 35 Pa.Cons.Stat.Ann. § 780-113(a)(16) (Purdon Supp. 1989) and 35 Pa.Cons.Stat.Ann. § 780-113(a)(30) (Purdon Supp. 1989).
. It is well-settled that an appellate court may affirm the decision of the trial court if there is any basis on the record to support the trial court’s action. This is so even if we rely upon a wholly different rationale from that which the trial court advanced in explaining its conclusion. See, e.g. Commonwealth v. Pacell, 345 Pa.Super. 203, 497 A.2d 1375, 1377 n. 1 (1985); Commonwealth v. Guimento, 341 Pa.Super. 95, 491 A.2d 166 (1985). Here the trial court concluded that “[a]n order of Court suppressing evidence necessary to establish a conviction clearly qualifies as an ‘acquittal’ under f§ 110]". While we hold that this statement is erroneous, the ultimate decision of the trial court, i.e. that the subsequent prosecution is not barred, is correct and it is that judgment which we affirm.
. In Commonwealth v. Ramirez, 367 Pa.Super. 477, 533 A.2d 116 (1987), this court interpreted the reach of Section 111 of the Crimes Code which applies to prosecutions that are barred by former prosecutions in another jurisdiction. In this context we emphasized that "[a] ‘prosecution’ has been defined as ‘a proceeding instituted ... for the purpose of determining the guilt or innocence of a person charged with crime.'" Id. 533 A.2d at 118 (citation omitted). Furthermore, we noted that;
‘‘In both Section 110 and Section 111, our legislature explicitly stated that a former prosecution bars a subsequent prosecution when; ‘the former [first] prosecution resulted in an acquittal or in a conviction ...’ (citation omitted). A prosecution against a defendant, consequently, is not completed, and therefore cannot be a former prosecution,’ until a defendant is acquitted or convicted."
Id. at 119.
. "A finding by a committing magistrate that the Commonwealth has failed to establish a prima facie case is not a final determination, such as an acquittal____" Commonwealth v. Cartagena, 482 Pa. 6, 14, 393 A.2d 350, 354 (1978). See also Greco v. Commonwealth, Pennsylvania Board of Probation and Parole, 99 Pa.Cmwlth. 107, 513 A.2d 493, 495 (1986) (preliminary hearing is not a proceeding at which "the guilt or innocence of an accused has been fully litigated and finally determined”.)
. Prior to the effective date of Section 110 of the Crimes Code, the prohibition against separate, successive trials of charges arising from the same criminal transaction was established by case law in what has become known as the Campana doctrine. Commonwealth v. Campana, 452 Pa. 233, 304 A.2d 432 (1973). In a second Campana case known as Commonwealth v. Campana II, 455 Pa. 622, 314 A.2d 854 (1974) decided after the effective date of Section 110, the Supreme
. Serfass v. United States, 420 U.S. 377, 391, 95 S.Ct. 1055, 1064, 43 L.Ed.2d 265 (1975).
. For cases in this Commonwealth which discuss the attachment of jeopardy see, e.g., Commonwealth v. Terry, 513 Pa. 381, 521 A.2d 398, cert. denied, Terry v. Pennsylvania, 482 U.S. 920, 107 S.Ct. 3198, 96 L.Ed.2d 685 (1987); Commonwealth v. Smith, 232 Pa.Super. 546, 334 A.2d 741 (1975); Commonwealth v. Kern, 294 Pa.Super. 151, 439 A.2d 795 (1982). Recently, the Pennsylvania Supreme Court emphasized: "It is only when the accused must stand before the tribunal where his guilt or innocence hangs in the balance that double jeopardy concerns are appropriate." Liciaga v. Court of Common Pleas of Lehigh County, 523 Pa. 258, 265-266, 566 A.2d 246, 249 (1989).
. The record reveals that the motion to suppress was granted because of an apparent violation of the "knock and announce" rule surrounding the execution of search warrants.
Concurring Opinion
concurring:
I concur in the majority’s determination that a Commonwealth nol pros of criminal charges is not an acquittal of the defendant on such charges. See: Commonwealth v. McLaughlin, 293 Pa. 218, 142 A. 213 (1928). For purposes of applying the provisions of 18 Pa.C.S. § 110, I would agree also with the trial court that the sale of marijuana on March 9, 1987 and the possession of cocaine and marijuana discovered upon execution of a search warrant for appellant’s residence on March 10, 1987 were not part of the same criminal episode.
Reference
- Full Case Name
- COMMONWEALTH of Pennsylvania v. Gary T. SMITH, Appellant
- Cited By
- 8 cases
- Status
- Published