Commonwealth v. Deans
Commonwealth v. Deans
Concurring Opinion
concurring.
I join in the result reached by the majority without subscribing to any more than is necessary for decision. The appellant was charged three years after he presented an alleged forged lottery ticket. The Commonwealth, for whatever reason, could not produce the ticket he allegedly presented. The proof of forgery was not apparent on its face, and a photocopy did not disclose all the intricacies required for an expert opinion. The appellant was entitled to examine and test those intricacies and he could not without the original ticket: more need not be said.
Concurring Opinion
concurring.
I concur in the result reached by the Majority that the Commonwealth is prohibited from presenting expert opinion testimony as to the alleged forgery of a lottery ticket which the Commonwealth lost prior to trial. However, I disagree with the Majority that the Commonwealth should be permitted an absolute right of appeal from an adverse ruling on a motion in limine upon the bare allegation of the District Attorney that the prosecution is substantially handicapped by that ruling. I do so for the same reasons I expressed in my concurring opinion in Commonwealth v. Cohen, 529 Pa. 552, 605 A.2d 1212 (1992).
Opinion of the Court
OPINION OF THE COURT
This is an appeal from an order of the Superior Court which reversed the trial court order prohibiting expert opinion testimony as to the alleged forgery of a lottery ticket which the Commonwealth lost before trial. The question is whether appellant’s due process rights under the federal Constitution require the exclusion of opinion testimony by the prosecution expert as to tests he performed prior to the loss of the ticket.
In January, 1984, appellant, Lewis Deans, presented an instant lottery ticket to a Philadelphia liquor store, claiming a $75,000 prize. He and the store manager completed and signed a claim form which they stapled to the ticket. Lottery officials denied the claim because the ticket had been cut and security information printed on the ticket referred to computer files establishing that it was not a prize
On August 11, 1987, the state attorney general’s office filed a criminal complaint charging appellant with forgery, 18 Pa.C.S. § 4101,
Appellant’s position is essentially a restatement of the rationale of the trial court. In support of its prohibition of expert opinion testimony proffered by the Commonwealth, the trial court reasoned as follows. It was only after submitting the ticket to its expert for testing and evaluation that the Commonwealth lost the ticket, during a period when it was indisputably in the sole possession, custody, and control of the Commonwealth. Appellant never had the opportunity to have his own expert, or even his own counsel, examine the ticket. Appellant should not be obliged to accept the opinion of the prosecution expert, but should instead be permitted equal opportunity to conduct an expert examination. The Commonwealth alleged that the expert’s report was essential to the prosecution; the same opportunity is equally essential to the defense. Due process requires a full opportunity to defend against the charges. Since the defense had no means whatsoever to
The Commonwealth argues that the rationale of the Superior Court was correct. Superior Court relied on Arizona v. Youngblood, 488 U.S. 51, 57, 109 S.Ct. 383, 337, 102 L.Ed.2d 281, 289 (1988), which held that, without evidence of bad faith on the part of the state, the due process clause of the federal Constitution had not been violated when the state failed to preserve potentially useful evidence “of which no more can be said than that it could have been subjected to tests, the results of which might have exonerated the defendant.” To the Superior Court, it was of no consequence that the evidence not preserved in Youngblood was supplementary whereas the lost evidence in this case is the primary evidence in the case. The Superior Court also relied on our decision in Commonwealth v. Hrynkow, 457 Pa. 529, 330 A.2d 858 (1975), which permitted testimony regarding tests performed on the defendant’s lost clothing, where he had a right to inspect lab reports offered in evidence and to cross-examine the testimony, and held that the situation was not a denial of the defendant’s right to confrontation. Finally, the Superior Court stressed the fact that photocopies of the allegedly forged ticket are available to the defense, and such copies can be submitted to appellant’s own experts for independent evaluation.
We do not believe that Arizona v. Youngblood, supra, controls this case. The prosecutor in Youngblood did not attempt to make use of incriminating evidence denied to the defendant. Both prosecution and defense were denied the use of “evidence” which was unavailable because no tests were conducted on samples until the passage of time made such testing futile.
We think, likewise, that reliance on Commonwealth v. Hrynkow, supra, is unwarranted. It, too, is fundamentally distinguishable from this case. We held in Hrynkow that a defendant was not denied the right to be confronted with the evidence against him when his clothing was lost before trial while the crime laboratory was being relocated, though the Commonwealth had scientifically analyzed the clothing and offered into evidence expert reports linking the defendant to the crime. The requirements of Commonwealth v. Stafford, 450 Pa. 252, 299 A.2d 590 (1973), and the right of confrontation were satisfied by Hrynkow’s inspection of the laboratory reports offered in evidence. The court limited its discussion to the appellant’s claim that his right of confrontation was denied, and thus did not address the due process implications of the unavailability of the evidence.
This case differs from most other cases regarding lost evidence in that Deans’ lottery ticket was lost before he was charged with committing an offense. At no time did he or defense counsel have an opportunity to examine the allegedly forged ticket. Other cases involve loss or destruction of evidence after a defendant had been arrested and charged with a crime, so that the defendant had opportunity to
Our holding that expert testimony in this case would violate appellant’s due process rights is, of course, based on the specific facts in this record. Loss of evidence need not preclude expert reports or testimony in every case. Results of tests conducted on different types of evidence will produce differing degrees of probability, sometimes amounting
This appears particularly likely in view of the Commonwealth’s decision to submit the original ticket to a crime laboratory and an expert document examiner; the implication is that the alleged alteration was not obvious and would not have been readily apparent to laymen sitting as jurors. If the alleged alteration had been a sloppy “cut-and-paste” job, there would have been no need for expert analysis, since the original ticket itself would have convinced a jury that a forgery had been committed. Moreover, a photocopy is not a sufficient substitute for the original ticket, inasmuch as the original was not a simple piece of paper, but was intricately constructed of multiple layers and foil portions. The trial court decision suppressing the opinion of the Commonwealth expert specifically permitted the Commonwealth to use photocopies, yet the Commonwealth declined to proceed to trial on that basis, certifying that the order substantially handicapped the prosecution. In our judgment, expert analysis of a photocopy cannot suffice to determine the authenticity of the original missing ticket, so the Commonwealth’s offer to permit defense experts to examine photocopies is of questionable value.
For these reasons, we hold that the trial court was correct in ruling that admission of the prosecution expert’s
Judgment reversed.
. 18 Pa.C.S. § 4101. Forgery
(a) Offense defined. — A person is guilty of forgery if, with intent to defraud or injure anyone, or with knowledge that he is facilitating a fraud or injury to be perpetrated by anyone, the actor:
(1) alters any writing of another without his authority;
(2) makes, completes, executes, authenticates, issues or transfers any writing so that it purports to be the act of another who did not authorize that act, or to have been executed at a time or place or in a numbered sequence other than was in fact the case, or to be a copy of an original when no such original existed; or
(3) utters any writing which he knows to be forged in a manner specified in paragraphs (1) or (2) of this subsection.
(b) Definition. — As used in this section the word “writing” includes printing or any other method of recording information, money, coins, tokens, stamps, seals, credit cards, badges, trademarks, and other symbols of value, right, privilege, or identification____
. It might be said that the “evidence” in Youngblood never existed; what was lost was merely the potentiality of producing evidence. If certain clothing had been refrigerated and if the refrigerated clothing had been subjected to sophisticated scientific testing, then evidence related to the blood type of the criminal might have been produced.
. There is no photocopy included in the record. Nevertheless, testimony indicates that an enlarged photocopy was entered in evidence at the preliminary hearing. We question the utility of such a document; needless to say, there are no foil portions to be examined, the ink cannot be analyzed, no comparisons of paper quality, color, texture, shading, or size can be made, there are no tears or cuts in the paper, the photocopy does not replicate the multiple layers of the original, etc.
Reference
- Full Case Name
- COMMONWEALTH of Pennsylvania, Appellee, v. Lewis DEANS, Appellant
- Cited By
- 25 cases
- Status
- Published