Starr v. Veneziano
Starr v. Veneziano
Dissenting Opinion
dissenting.
The majority sets forth a reasonable and clear standard of proof for plaintiffs seeking to establish a municipality’s duty of care related to the installation of a traffic control device. Nevertheless, while I recognize that the standard of proof set forth by the' majority is largely drawn from concepts embodied in existing case law
. See generally, McCalla v. Mura, 538 Pa. 527, 649 A.2d 646 (1994); Bendas v. Township of White Deer, 531 Pa. 180, 611 A.2d 1184 (1992); Mitchell v. Borough of Rochester, 395 Pa. 373, 150 A.2d 338 (1959).
Opinion of the Court
OPINION
We allowed appeal to determine whether and under what circumstances a township may be held liable for an accident that occurs on a state highway because the township did not restrict access to the highway from a local road under its control.
On May 20, 1993, Appellee, Tracy Lyn Starr (“Starr”), brought her automobile to a stop at the intersection of Sandy Hill Road, a road maintained by Appellant Richland Township (the “Township”), and Route 8, a four-lane state highway. To turn left into the southbound lanes of Route 8, Starr was required to cross over the two northbound lanes. As Starr entered the state highway, her vehicle was struck broadside by a truck traveling in the northbound lanes of Route 8, and she was seriously injured.
Starr filed suit against the truck driver and his employer, and settled with those defendants during trial. Starr also filed suit against the Commonwealth, Department of Transportation (“PennDOT”), alleging that the intersection was improperly designed and maintained. PennDOT joined the Township as an additional defendant, contending that the Township was negligent in failing to install a traffic signal or other traffic control device restricting access from Sandy Hill Road onto Route 8. The Township filed an answer and new matter, contesting liability both on the merits and on the
At trial, Starr adduced evidence concerning the general history of the intersection of Sandy Hill Road and Route 8, as well as of traffic safety at the intersection. According to the evidence, in 1959, the terminus of Sandy Hill Road at Route 8 was lowered by approximately four feet in connection with the widening of Route 8 by PennDOT. While there was some dispute as to what effect this change had on the sight distance for left-hand turns from Sandy Hill Road onto Route 8, it appeared from the evidence that the resultant topography of the intersection posed certain problems for motorists making such turns. In particular, the intersection is at the crest of a hill, and is situated just north of a horizontal curve on Route 8. Both of these factors tend to reduce sight distance for motorists turning left from Sandy Hill Road into the southbound lanes of Route 8.
Extensive evidence was presented to establish that traffic safety at the intersection had been a subject of concern for several years prior to the accident, due to inadequate turning sight distance as well as increased traffic on Route 8. Reacting to citizens’ complaints, including letters and a petition with over 100 signatures, the Township had on two occasions asked PennDOT to study the intersection and install a traffic signal. In 1989, PennDOT performed studies and concluded there was insufficient volume to warrant a signal.
The Township never accepted PennDOT’s offer to perform such a study, nor did it submit a specific request to PennDOT to allow the Township to install a no-left-turn sign or flashing beacon at the intersection, or undertake a speed-enforcement campaign on Route 8. The Township did, however, ask Penn-DOT to perform another traffic signal study at the intersection, this time in conjunction with another nearby intersection, and pledged to pay for the installation of a signal, should one prove warranted. No further traffic control measures were taken at the intersection until October 1994, when the Township erected a no-left-turn sign pending the ultimate installation of a traffic signal by PennDOT.
At the conclusion of the trial, the jury awarded damages of $8,335,000, apportioning sixty percent of the liability to Penn-DOT and forty percent to the Township, but adjudging Starr, the truck driver and his employer to have been faultless. The trial court molded the award to $250,000 against PennDOT and $500,000 against the Township, the respective statutory limits. Subsequently, the trial court denied the Township’s motion for judgment notwithstanding the verdict, granted in part Starr’s motion for delay damages and entered judgment.
On appeal, a unanimous panel of the Commonwealth Court affirmed. Relying primarily upon this Court’s decision in McCalla v. Mura, 538 Pa. 527, 649 A.2d 646 (1994)(plurality opinion), the Commonwealth Court held that, under the Tort Claims Act, municipalities can be held liable for negligent
Under the Tort Claims Act, local government agencies such as the Township are generally immune from tort liability, except in circumstances where immunity is expressly waived. See 42 Pa.C.S. § 8541. The General Assembly has waived immunity when two distinct conditions are satisfied: (1) the damages would be recoverable under statutory or common law against a person unprotected by governmental immunity, and (2) the negligent act of the political subdivision which caused the injury falls within one of the eight enumerated categories listed in Section 8542(b) of the Tort Claims Act, 42 Pa.C.S. § 8542(b). See generally White v. School Dist. of Phila., 553 Pa. 214, 217, 718 A.2d 778, 779 (1998). Our decision in this case turns upon the element of duty.
The Township maintains that it had no duty to install a traffic control device restricting access from Sandy Hill Road onto Route 8.
In Bendas v. Township of White Deer, 531 Pa. 180, 611 A.2d 1184 (1992), this Court found a duty on the part of the Commonwealth to install appropriate traffic control devices at intersections if the failure to do so would cause a dangerous condition. See id. at 182-83, 611 A.2d at 1185-86. Bendas, like the present case, involved an automobile collision at the intersection of a Commonwealth highway and a township road. In separate suits initiated by the drivers against several
We discern no principled basis upon which to distinguish PennDOT’s duty to install appropriate traffic control devices on roadways within its purview from a municipality’s responsibilities relative to streets that it controls. See generally Mitchell v. Borough of Rochester, 395 Pa. 373, 378, 150 A.2d 338, 340 (1959)(noting that municipalities are “required to construct and maintain [their] highways in such a manner as to protect travelers from dangers which, by the exercise of normal foresight, careful construction, and reasonable inspection, can be anticipated and avoided”). Indeed, two years after Bendas was decided, this Court recognized potential liability on the part of a municipality in a factual scenario similar to the present case (the plaintiffs vehicle was also struck while turning left from a county road onto a four-lane state highway). See McCalla v. Mura, 538 Pa. 527, 649 A.2d
The lead opinion in McCalla did not elaborate upon what traffic control measures a municipality must undertake in order to discharge its obligation to make its roadways safe. Justice Flaherty, now Chief Justice, stated, in a concurring and dissenting opinion joined by one other justice, that the negligent failure to erect a traffic control device such as a traffic signal or no-left-tum sign should represent the outer limit of the scope of a political subdivision’s potential liability. See id. at 534, 649 A.2d at 650.
Furthermore, we find that, to establish a duty of care on the part of a municipality related to the installation of a traffic control device, a plaintiff must demonstrate that: 1) the municipality had actual or constructive notice of the dangerous condition that caused the plaintiffs injuries; 2) the pertinent device would have constituted an appropriate remedial measure; and 3) the municipality’s authority was such that it can fairly be charged with the failure to install the device.
To satisfy the second requirement for establishing a duty to implement a traffic control measure, Starr was required to demonstrate that the relevant control would have constituted a proper and effective measure to mitigate the hazard at the intersection. This requirement arises naturally from the nature of the duty alleged, as it would be both illogical and contrary to. public policy to deem a governmental entity obligated to install or erect a device which would be inappropriate to the location at issue.
In this regard, it is important to note that, under the Vehicle Code, the Commonwealth and its subdivisions may not erect traffic control devices unless it is first determined, based upon a traffic and engineering investigation, that a particular device is an appropriate means of regulating traffic. See 75 Pa.C.S. §§ 6105, 6109(e), 6122(b); see generally 67 Pa.Code §§ 201, 211.5. These statutes and regulations reflect the
In the present case, Starr offered the opinion of a traffic and transportation engineer that a no-left-turn sign constituted a potential remedy for the dangerous condition at issue. His expert opinion in this regard, however, was apparently unsupported by any traffic or engineering investigation of the intersection, or the system of intersections along Route 8 of which Sandy Hill Road is a part. More fundamentally, although the expert testified generally that a left turn prohibition would have prevented the accident involving Starr, he failed to offer even a conclusory opinion on the larger issue of whether a left turn prohibition was appropriate to this intersection. Specifically, no expert opinion evidence was offered to establish the feasibility of a no-left-turn sign, or that the net effect of a left turn prohibition upon the larger system of traffic control in the vicinity of the intersection would have been beneficial.
The final requirement (sufficient authority), like the first, is a straightforward reflection of the common law, see generally Dietterle v. Harding, 279 Pa.Super. 530, 534-35, 421 A.2d 326, 328-29 (1980)(finding that a municipality bore no liability for injuries arising out of a Commonwealth contractor’s failure to erect warning and channeling devices in connection with construction to a Commonwealth highway, since exclusive authority and jurisdiction rested with the State Highway Department), and is grounded in fundamental fairness. Although, under the Vehicle Code, only the Township had legal authorization to install a no-left-turn sign on Sandy Hill Road, see 75 Pa.C.S. §§ 6109(a, d, e), 6122(a), as the Township emphasizes, PennDOT’s approval was a necessary prerequisite to the ultimate exercise of such authority.
Thus, while governmental entities possess limited duties connected with the implementation of traffic controls to remedy dangerous conditions on roadways under their control, it is a plaintiffs burden to plead and prove the elements of such duty. Such proofs will generally entail the presentation of expert opinion evidence, based upon an adequate foundation, concerning the impact of the device upon traffic in the locality of the dangerous condition. As Starr’s expert evidence had no such foundation appearing in the record, it was insufficient to establish a legal duty on the part of the Township to implement a traffic control measure.
. The lowering of the intersection in 1959 had also created embankments running parallel to the northbound lanes of the highway on both sides of the township road. It appeared, however, that these embankments did not prevent a driver positioned at the stop sign on Sandy ITill Road from seeing traffic on Route 8.
. The criteria for traffic signals include traffic volume and accident frequency, but not turning sight distance. See 67 Pa.Code § 201.54, Subchapter E.
. PennDOT did not seek post-trial relief, nor did it appeal to the Commonwealth Court or to this Court. It did, however, submit an Appellee's brief to this Court.
. Failure to install a traffic control device such as a traffic signal or a no-left-tum sign at the intersection is the sole basis of liability asserted in the joinder complaint against the Township, and is the only basis of liability upon which the trial court instructed the jury.
. It should be noted that, until recently, the Commonwealth Court has maintained that municipalities have no duty to erect traffic control devices in the first instance, as such actions proceed from governmental decisions which are inherently discretionary. See, e.g., Hough v. Commonwealth, Dep’t of Transp., 155 Pa.Cmwlth. 162, 168, 624 A.2d 780, 783 (1993). See generally 19 McQuillin, The Law of Municipal Corporations § 54.28.10 at 131 (3d ed,1994)(stating that "a city is not generally liable for failure to install signs or signals”). Courts in other jurisdictions have similarly declined to impose upon municipalities a legal duty to erect traffic control devices. See, e.g., Winwood v. City of Dayton, 37 Ohio St.3d 282, 525 N.E.2d 808, 810 (1988); Jones v. Bountiful City Corp., 834 P.2d 556, 560 (Utah Ct.App. 1992). Nevertheless, the obligation to employ appropriate traffic control devices, which this Court has derived from the general duty to maintain safe roadways, would appear to be particularly appropriate where the governmental entity already has taken measures to regulate traffic at the particular location, for example, through the erection of a stop sign.
. Apparently, the McCalla plaintiffs complaint faulted the county for improper design of the intersection, failure to provide a detour route, and failure to construct a ramp or overpass over the state highway. See id. Chief Justice Flaherty’s concern was that, under the plurality’s broad language, juries could be empowered to, in effect, order expensive public works projects such as the construction of new roadways, ramps or overpasses. Id.
; It should be noted that a plaintiff could allege a duty short of the erection/installation of a traffic control device, for example, the duty to pursue approval of such a device in appropriate circumstances. Never- • theless, in such an instance, the feasibility/appropriateness criterion would surface as a part of the plaintiff’s proof of proximate causation, which, like duty, is an essential element of a negligence case. Unless there is competent evidence that a traffic control would or should have been installed in a particular location in the first instance, a governmental entity's failure to consider or pursue its installation, even if negligent, cannot .fairly be seen as the .legal cause of the plaintiff’s injury.
. Although one PennDOT engineer had stated during a deposition that a no-left-turn sign was warranted at the intersection, he clarified at trial that no study was ever performed to support that conclusion. Moreover, the plaintiff's expert’s testimony on the subject of the appropriateness of a left turn prohibition consisted entirely of the following exchange:
Q. If PennDOT on Route 8 is not going to do something to improve the sight distance [for left turns off Sandy Hill Road], what other measures could have been done by PennDOT or [the Township], or both, to deal with this problem totally or partially?
A. One possible solution would be to put no left turn signs on Sandy Hill Road to prevent left turns from Sandy Hill [Road] south onto Route 8.
Q. In your opinion, would that have improved the hazard?
*662 A. It would have improved the situation in that it would have indicated to motorists that they were not to make a left-hand turn.
. Section 6109(e) of the Vehicle Code provides:
Action by local authorities under this section [including regulation of traffic by means of official traffic control devices] shall be taken only after completing an engineering and traffic investigation when and in such manner as required by regulations promulgated by [PennDOT].
75 Pa.C.S. § 6109(e). Pursuant to the above provision, PennDOT issued the following regulation:
On a State-designated highway and at the intersection of a State-designated highway and a local highway, prior approval of [Penn-DOT] will be required before a traffic restriction covered in this chapter can be established____
. We need not resolve here the precise character of the evaluation which must be undertaken by a plaintiff’s expert, as the record in the present case contains no evidence that Starr’s expert undertook any such appraisal. We merely hold that there must be some factual predicate for the opinion identified on the record, see generally Pa.R.E. 705 (relating to disclosure of facts or data underlying expert opinion), and the opinion must, of course, meet the requirements for admissibility contained in Pennsylvania Rule of Evidence 702 and our case law.
. Starr also argues that the Township should be held liable because it “undertook some remedial action” with respect to the intersection— namely, contacting PennDOT and requesting that it install a traffic signal — but failed to follow through. In the context of the present case, however, this does not relieve Starr of her burden to demonstrate,
Dissenting Opinion
dissenting.
I respectfully dissent. As Justice Saylor has stated in his Opinion, we granted this appeal to determine whether and under what circumstances a township may be held liable for an accident that occurs on a state highway because the township did not restrict access to the highway from a local road under its control. A municipality has a duty to make its
I disagree with the Majority’s determination that Starr failed to provide the jury with sufficient evidence upon which to determine that Richland Township (the Township) breached its duty to maintain Sandy Hill Road in a reasonably safe condition. At trial, Starr elicited evidence that on May 24, 1991, Dean Bastianini, Acting Secretary of the Township Board of Supervisors (Board) sent a letter to PennDOT’s District Engineer, Henry Nutbrown, in which he acknowledged that a dangerous sight limitation problem existed at the intersection of Route 8 and Sandy Hill Road. In response, William Sacco, PennDOT’s Assistant District Engineer, wrote to the Board on June 10, 1991, stating, inter alia, that prohibiting the left turn out of a local road may be considered when inadequate sight distance exits. He further noted that upon request from the Township, PennDOT would perform a study regarding the feasibility of prohibiting turns at the intersection of Route 8 and Sandy Hill Road.
In response to a question about what PennDOT had done to make the intersection safer, District Traffic Engineer Thomas Fox testified that once PennDOT determined that theré was not enough traffic to warrant a signal:
[W]e tried to come up with some other options to throw out to the township.
We looked at the speeding issue. There is a potential for speeding on Route 8. We felt maybe vigorous enforcement of speeding could bring people down closer to the speed limit.
We looked at the idea of a flashing beacon. Oftentimes, when you don’t get — when you get intersections that don’t warrant the numbers, they use a flashing beacon. We have*666 sometimes used those in other areas. We offered the flashing beacon as a suggestion.
We offered the possibility do we want to go out and look at some left turn probations (sic) on your road and our road. The township is capable and they are allowed to do such studies themselves. We offered to do the study on any of the roads, our road or their road. It’s critical for their road because they would be the ones that would have to put up the sign.
But more importantly, they would have to be the ones that would force (sic) the turn prohibition. Those are the three things that we felt we could pursue and see that would help the situation, especially at Sandy Hill.
R.R. 367a.
Starr also presented the expert testimony of Professor Ronald Eck, a civil engineer. He testified that a no-left-turn sign would have prevented Starr’s accident, assuming that the other motorist had obeyed the sign. R.R. 547a.
A review of the record indicates that Richland knew that a dangerous condition existed at the intersection of Route 8 and Sandy Hill Road. Nevertheless, it declined PennDOT’s invitation to' ask it to perform a feasibility study for a no-left-tum sign, and failed to perform its own feasibility study. Instead, it continued to petition PennDOT to install a traffic signal. I believe that Starr presented sufficient evidence for a jury to determine that Richland breached its duty to maintain its road in a reasonably safe condition, and that its failure to take steps toward the installation of a no-left-turn sign at a dangerous intersection was negligent.
Accordingly, I would affirm the decision of the Commonwealth Court.'
Reference
- Full Case Name
- Tracy Lyn STARR v. Ottavio C. VENEZIANO, Frank J. Zottola Construction, Inc. and Commonwealth of Pennsylvania, Department of Transportation, Appellees, v. Richland Township, Appellant
- Cited By
- 18 cases
- Status
- Published