Pennsylvania AFL-CIO v. Commonwealth
Pennsylvania AFL-CIO v. Commonwealth
Opinion of the Court
OPINION
The issue before this Court is whether the Commonwealth Court erred in sustaining preliminary objections to Appellants’ claim that the legislative process used in enacting Senate Bill No. 801 (S.B.801), which ultimately became Act 57 of 1996, violated Article III, Section 5 of the Pennsylvania Constitution. We agree with Appellants that the Commonwealth Court erred in sustaining preliminary objections as to this issue. However, after reviewing the underlying constitutional issue on the merits, as warranted by the circumstances of this case, we conclude that Article III, Section 5 was not violated in the instant matter.
On March 21, 1995, S.B. 801 was introduced in the Pennsylvania Senate and referred to the Senate Committee on Labor and Industry. S.B. 801 was directed at expanding the coverage allowable under the State Workmen’s Insurance Fund (SWIF), Act of June 2, 1915, P.L. 762, as amended, 77 P.S. §§ 201-395.
The bill was then referred to the Pennsylvania House of Representatives’ Committee on Labor Relations. This Committee further amended S.B. 801, with the amendments again limited to the subject of SWIF and the title of the bill, and reported the bill to the full House of Representatives. On May 1, 1996, the House passed S.B. 801, as amended by its Committee on Labor Relations, by a vote of 197 to O.
Following passage of S.B. 801 by the House, the bill was returned to the Senate and referred to the Senate Committee on Rules and Executive Nominations (Senate Rules Committee). Pursuant to its authority under Senate Rule XIV.5, the Senate Rules Committee further amended S.B. 801 on June 11, 1996.
On June 19, 1996, S.B. 801 was returned to the House of Representatives and referred to the House Committee on Rules, which reported the bill to the full House as committed. By a vote of 106 to 97, the full House passed S.B. 801.
On July 19, 1996, Appellants filed a Petition for Review in the Nature of a Complaint in Equity (Petition for Review) with the Commonwealth Court, addressed to the court’s original jurisdiction. In the Petition for Review, Appellants alleged, inter alia, that the General Assembly had violated mandatory provisions of the Pennsylvania Constitution, including Article III, Sections 1-5, when it enacted Act 57. Pursuant to the Petition for Review, Appellants sought a declaratory judgment that Act 57 was unconstitutional and further requested that Governor Ridge be enjoined from implementing the Act.
On April 1, 1997, the Commonwealth Court, sitting en banc, issued an order sustaining in part and denying in part the various preliminary objections filed by Appellees/Loeper Intervenors (collectively Appellees), and dismissed the Petitions for Review. Specifically, the Commonwealth Court overruled Appellees’ preliminary objections with respect to the issues of justiciability, finding that the Appellants’/Belan Intervenors’ (collectively Appellants) constitutional claims were not barred by the Enrolled Bill Doctrine, the Political Question Doctrine or the Speech and Debate Clause. However, the Commonwealth Court sustained Appellees’ preliminary objections with respect to all other issues, finding that the procedure used by the General Assembly in enacting Act 57 had complied with the mandates of Article III, Sections 1-5 of the Pennsylvania Constitution. Both Appellants and Appellees appealed to this Court.
In their briefs to this Court, Appellants devote the majority of their argument to their contention that the Commonwealth Court erred in sustaining Appellees’ preliminary objections to Appellants’ claim that the procedure used by the General Assembly in enacting Act 57 violated Article III, Section 5 of the Pennsylvania Constitution (Article III, Section 5). Given the standard governing appellate review of the propriety of sustaining preliminary objections, we agree with Appellants.
Preliminary objections should be sustained only in cases that are clear and free from doubt. Bower v. Bower, 531 Pa. 54, 57, 611 A.2d 181, 182 (1992). In ruling on whether preliminary objections were properly sustained, an appellate court must determine whether it is clear from doubt from all the facts pleaded that the pleader will be unable to prove facts legally sufficient to establish a right to relief. Commonwealth v. Labor Relations Board, 545 Pa. 288, 292, 681 A.2d 157, 159 (1996).
Here, in sustaining Appellees’ preliminary objections, the Commonwealth Court concluded that Appellants had failed ■ to convince the court that the General Assembly, in enacting Act 57, had violated Article III, Section 5. In reaching this conclusion, however, the Commonwealth Court specifically noted that before the instant ease, no Pennsylvania court had
Given these circumstances, we agree with Appellants that the Commonwealth Court erred in finding that Appellees had met their burden of demonstrating that the law interpreting Article III, Section 5 is clear and free from doubt, as is required to prevail on preliminary objections. Thus, we conclude that the Commonwealth Court improperly sustained Appellees’ preliminary objections to Appellants’ claim that the procedure used to enact Act 57 failed to comply with Article III, Section 5.
Article III, Section 5 provides:
No amendment to bills by one House shall be concurred in by the other, except by the vote of a majority of the members elected thereto, taken by yeas and nays, and the names of those voting for and against recorded upon the journal thereof; and reports of committees of conference shall be adopted in either House only by the vote of a majority of the members elected thereto, taken by yeas and*116 nays, and the names of those voting recorded upon the journals.
Pa. Const, art. Ill, § 5.
Appellants argue that this provision places limits on the originating chamber once an amended bill has been returned to it. According to Appellants, Article III, Section 5 establishes the two exclusive procedures that are available to the originating chamber once different versions of a bill have been passed by the two chambers: (1) the originating chamber may concur in the amendments adopted by the other or (2) a conference committee may be called to develop a compromise version if the originating chamber chooses not to concur in the other’s amendments. Appellants contend, then, that following the passage of differing versions of a bill by the two chambers, the originating chamber is constitutionally limited to concurring or non-concurring in the amendments made by the other chamber and may not further amend the bill on its own.
Applying this interpretation to the instant case, Appellants maintain that the Senate Rules Committee’s June 11, 1996 amendments to S.B. 801, made after the bill had already been passed by the full Senate and House and in a manner beyond the scope of the amendments proposed and adopted by the House, violated our state constitution by circumventing the two exclusive procedures authorized by Article III, Section 5, i.e. concurrence or referral to a conference committee, for resolving differences between the two legislative chambers.
In rejecting Appellants’ argument below, the Commonwealth Court concluded that the text of Article III, Section 5 does not support the interpretation advanced by Appellants. The court noted that the language of Article III, Section 5 does not in any way suggest that one chamber is prohibited from amending a bill that is returned to it with amendments-by the other chamber. We agree with the Commonwealth Court that the text of Article III, Section 5 does not support Appellants’ contention that “concurrence or referral to a conference committee are the exclusive actions that may be taken by the originating chamber once an amended bill is returned
Appellants contend, however, that when the courts are faced with the task of interpreting a state constitutional provision, we must consider not only the text of the provision, but also the history of the provision to be interpreted, related case law from other states, and policy considerations. Under this umbrella, Appellants first argue that this Court should rely on Board of Revenue v. Crow, 141 Ala. 126, 37 So. 469 (1904), as persuasive authority. Appellants maintain that in Crow, the Supreme Court of Alabama interpreted a provision of its state constitution patterned after Pennsylvania’s Article III, Section 5 and adopted Appellants’ reasoning that a concurrence vote on the other chamber’s amendments and the conference committee process are the exclusive methods for reconciling differences between two legislative chambers. In support of its argument, Appellants cite to the following excerpt from Crow:
There are, as we have seen, only two ways by which one house can concur in amendments adopted by the other. One is by yea and nay vote of concurrence; the other, by adopting by yea and nay vote the ‘report of, a committee of conference’ which recommends concurrence.
Crow, 37 So. at 475.
When read in isolation, we agree with Appellants that this language, while certainly not expressly prohibiting amendments such as the ones challenged here, could be read to support their proposed interpretation of Article III, Section 5. The issue before the Supreme Court of Alabama in Crow,
Thus, without support in the constitution’s text for Appellants’ position that Article III, Section 5 prohibits the originating chamber from further amending a bill that is returned to it with amendments by the other chamber, we cannot, as Appellants urge, adopt this reading of the constitution by relying on language from the case of a sister state which dealt with an issue different from the one before this Court.
Appellants also contend that policy considerations favor their proposed reading of Article III, Section 5. They maintain that allowing a legislative committee to amend a bill in the
Despite these assertions by Appellants, there can be no question that both the full Senate and House considered and then approved S.B. 801, as amended by the Senate Rules Committee on June 11, 1996, by a majority vote. As Appellees observe, the Senate and the House had the ability to non-concur in the Senate Rules Committee’s amendments if a majority of the members disapproved of such amendments. Thus, we cannot agree with Appellants that the procedure used to enact S.B. 801 somehow subverted the intent of Article III so as to compel this Court to superimpose upon the Pennsylvania Constitution a procedural restriction not contained in its text.
In a footnote in their brief, Appellants AFL-CIO, et al. also assert that the Commonwealth Court erred in sustaining
In sum, we find that the Commonwealth Court properly overruled Appellees’ preliminary objections with respect to the justiciability of Appellants’ constitutional claims and that Appellants have waived their Article III, Sections 1-4 claims by failing to properly develop them in their brief. With respect to Appellants’ Article III, Section 5 claim, we conclude that the Commonwealth Court erred in sustaining preliminary objections to this particular claim. However, after reviewing the merits of the underlying constitutional claim, we find that Article III, Section 5 does not, as Appellants contend, prohibit an originating chamber from further amending a bill returned to it by the other chamber with amendments. For these reasons, the order of the Commonwealth Court is affirmed.
. As originally introduced, S.B. 801 was entitled "An Act amending the Act of June 2, 1919 (P.L. 762, No. 340), entitled ‘An act providing for the creation and administration of a State Fund for the insurance of compensation for injuries to employes of subscribers thereto;’...
. Senate Rule XIV.5 of the Rules of the Senate of Pennsylvania provides:
Any bill or resolution containing House amendments which is returned to the Senate shall be referred to the Committee on Rules and Executive Nominations immediately upon the reading of the message by the clerk. The consideration of any bill or resolution containing House amendments may include the amendment of House amendments by the Committee on Rules and Executive Nominations. The vote on concurring in amendments by the House shall not be taken until said bills or resolutions have been favorably reported, as committed or as amended, by the Committee on Rules and Executive nominations and have been placed on the files of Senators and particularly referred to on their calendars.
. Appellants note in their brief that pursuant to the Rules of the Senate, the Senate Committee on Labor and Industry was prohibited from amending the bill as it had already been amended by the Senate Rules Committee.
. Again, Appellants observe in their brief that pursuant to the Rules of the Senate, no amendments were permitted to be made by the full Senate.
. Appellants again note in their brief that pursuant to the Rules of the House of Representatives of Pennsylvania, no amendments to S.B. 801 were permitted to be made by the House since S.B. 801 was brought to the House floor for a straight up or down vote.
. Appellants also filed an application for a preliminary injunction, requesting that Appellees be preliminarily enjoined from implementing Act 57, pending a resolution of the merits of the case. Following a hearing, the Chancellor denied the application. See Pennsylvania AFL-CIO v. Commonwealth, 683 A.2d 691 (Pa.Commw. 1996).
. While we do not mean to imply that a lower court is precluded from sustaining preliminary objections whenever it is faced with an issue of first impression, the unique circumstances of this case demonstrate that the Commonwealth Court erred in doing so here.
. We also note that all parties have briefed the issue on the merits.
. Appellants also cite to the more recent advisory opinion issued by the Alabama Supreme Court in Opinion of the Justices No. 352, 672 So.2d 1290 (1996), as further support for their argument that Article III, Section 5 precludes the legislature from amending legislation in the manner in which S.B. 801 was amended by the Senate Rules Committee. Again, the issue before the Supreme Court of Alabama in Opinion of the Justices No. 352 was different from the one presented here. In Opinion of the Justices No. 352, the Alabama House of Representatives requested an opinion from the Supreme Court regarding the vote ratio required for either legislative body to adopt a conference committee report involving a proposed constitutional amendment. While the Alabama Supreme Court did cite to Crow in addressing this issue, the Court did not conclude that Section 64 of the Alabama Constitution, Article III, Section 5’s counterpart, prohibits further amendments of a bill that is returned to the originating chamber with amendments by the other chamber. Rather, the Supreme Court of Alabama merely noted that under Section 64, one house must concur in the amendments adopted by the other house by a majority vote entered on the journal or by adopting the report of a conference committee by a yea or nay vote. The Court then addressed the issue at hand and held that under Section 64, a majority vote is required for each legislative body to adopt a conference committee report.
. Appellants also contend that the conference committee, when reconciling differences between the two houses, has historically been restricted to addressing only the differences between the two chambers' versions of the same bill. Appellants argue that this limitation is logically applicable to all action taken after a bill’s passage by both chambers and that any changes made at this point in the process must be "confined to either provisions that were actually in one or the other chambers’ version of the legislation, or a compromise between them— not new material.” Appellants AFL-CIO, et al. Brief at 46-47. Thus, Appellants maintain that the Senate Rules Committee acted unconstitutionally by making changes to S.B. 801 that were outside the scope of the amendments proposed and adopted by the House because no entity, whether a conference committee or a standing committee of a chamber, is constitutionally empowered to add different material to a bill after it has initially been passed by both houses. However, this Court has specifically recognized that legislation which emerges from a conference committee may materially differ from the bills which were sent to the conference committee for consideration. Consumer Party v. Commonwealth, 510 Pa. 158, 181, 507 A.2d 323, 334 (1986). Moreover, the Commonwealth Court, in direct conflict with Appellants' argument, has
. Of course, a committee's authority to amend a bill is constitutionally restricted by Article III, Section l’s mandate that “no bill shall be altered or amended, on its passage through either House, as to change its original purpose.” Pa. Const, art. Ill, § 1. In the instant case, the Commonwealth Court determined that no violation of Article III, Section 1 occurred during the enactment of S.B. 801 since, throughout the amendment process, the purpose of S.B. 801 continued to relate to insurance coverage for injured workers in this Commonwealth. Pennsylvania AFL-CIO v. Commonwealth, 691 A.2d at 1036. As discussed below, Appellants have waived their claim relating to Article III, Section 1.
Concurring Opinion
concurring.
I join in the majority’s holding that Appellants have waived their Article III, Sections 1-4 claims by failing to properly develop them in their brief. However, I am compelled to write separately because I cannot agree with the majority’s determination that the Commonwealth Court erred in sustaining Appellees’ preliminary objection to Appellants’ Article III, Section 5 claim.
According to the majority, the Commonwealth Court erred in sustaining Appellees’ preliminary objection because it was
I fail to understand how this Court can summarily dismiss Appellants’ constitutional interpretation of Article III, Section 5 as textually unsupportable, and at the same time fault the Commonwealth Court for reaching an identical conclusion in sustaining Appellees’ preliminary objection. Although the majority asserts that the “unique circumstances of this case demonstrate that the Commonwealth Court erred ... ”, id. at 921 n. 7, the majority neither articulates the nature of these “unique circumstances” nor explains their significance.
Accordingly, I concur in the result.
. Preliminary objections, the end result of which would be dismissal of the action, may be properly sustained only if case is clear and free from doubt. American Housing Trust, III v. Jones, 548 Pa. 311, 696 A.2d 1181 (1997).
Concurring Opinion
concurring.
I join in the majority’s holding that the Commonwealth Court correctly overruled appellees’ preliminary objections with respect to the justiciability of appellants’ constitutional claims, and that appellants waived their claims that Act 57 of 1996 violated Article III, Sections 1-4 of the Pennsylvania Constitution. I also agree with the majority’s determination that appellants’ Petition for Review fails to state a cause of action upon which relief can be granted under Article III, Section 5 of the Constitution. I do not agree, however, with the majority’s conclusion that the Commonwealth Court erred in sustaining appellees’ preliminary objections in the nature of a demurrer to that claim, and write separately to state what I believe to be the fundamental error in the majority’s application of the standard to be used in deciding preliminary objections.
Appellants alleged in their Petition that during the legislative process, Senate Bill 801 was amended by the Senate Committee on Rules and Executive Nominations, reported to the full Senate, and returned to the full House of Representatives after it had been both passed unanimously by the full Senate and amended and passed unanimously by the full House. Appellants claimed in Count I that this process was unconstitutional because Article III, Section 5 of the Constitution prohibits the originating chamber of a bill from amending it after it has been amended by the other chamber, and requires instead, a straight “up-or-down vote” on the other chamber’s amendments or an action by conference committee for reconciling differences between the two passed versions of the bill. The Commonwealth Court held to the contrary and granted appellees’ preliminary objections to Count I, finding that Article III, Section 5 does not prohibit the originating chamber from amending its own bill once it has been amended by the other chamber and returned. Pennsylvania AFL-CIO v. Commonwealth, 691 A.2d 1023, 1039 (Pa.Cmwlth. 1997). In its analysis, the court observed that no Pennsylvania court has interpreted Article III, Section 5, and recognized that the language in this particular constitutional provision is susceptible to more than one interpretation. Id. at 1038.
Taking note of these observations, the majority concludes that appellees did not meet their burden of demonstrating that the law interpreting Article III, Section 5 is clear and free from doubt, and that, therefore, the Commonwealth Court
I believe that the majority misapplies the standard to be used in deciding preliminary objections. The standard is not, as the majority suggests, whether the law under consideration is clear and free from doubt; it is whether it is clear and free from doubt that the well-pleaded facts fail to establish that the pleader has a right to the legal relief he seeks. We clarified this very point in Firing v. Kephart, in which the plaintiff, a justice of the peace who was mandatorily retired, filed a complaint against Commonwealth officials, alleging that under Article V, Section 16(b) of the Pennsylvania Constitution, he was entitled to a continuation of his pay. Defendants filed preliminary objections in the nature of a demurrer, which the Commonwealth Court sustained. On appeal, plaintiff argued that inasmuch as the Constitution itself is not completely clear and free from doubt on the issue, the preliminary objections should not have been granted. Concluding that plaintiffs argument “misconceiv[ed] the function of preliminary objections in our jurisprudence”, 353 A.2d at 834, this court affirmed the Commonwealth Court and stated:
The test [on preliminary objections] is not whether the applicable law is clear and free from doubt, but whether it is clear and free from doubt from the facts pleaded that the pleader will be unable to prove facts legally sufficient to establish his right to relief. The role of the court in ruling on preliminary objections in the nature of a demurrer is to determine whether or not the facts pleaded are legally sufficient to permit the action to continue. This is so whether the legal determination to be made is relatively simple or relatively difficult.... There was no factual dispute in this case, only a dispute over the interpretation of the Constitution,, and the ruling on appellees’ preliminary objections was clearly the appropriate juncture for the*125 Commonwealth Court to interpret the pertinent provisions of the Pennsylvania Constitution and determine the merits of appellant’s claim. Our task on appeal is to determine whether the court’s interpretation was correct.
Id. at 835 (citation omitted).
Likewise, in this case, the fact that the proper interpretation of Article III, Section 5 is less than straightforward does not mean that appellees’ preliminary objections should not have been granted. Appellees met their burden, showing that the facts alleged in the Petition do not state a cause of action under Article III, Section 5 for which relief may be granted. In my view, therefore, the Commonwealth Court was correct to grant the preliminary objections, and I would affirm the court’s decision in this regard. Accordingly, as to appellants’ Article III, Section 5 claim, I concur only in the result.
Reference
- Full Case Name
- PENNSYLVANIA AFL-CIO, by William GEORGE and Richard Bloomingdale, Trustees Ad Litem; And Pennsylvania Federation of Injured Workers, Inc.; And Philadelphia Area Project on Occupational Safety and Health, Appellants at No. 39/97, v. COMMONWEALTH of Pennsylvania and Thomas Ridge, in His Official Capacity as Governor of the Commonwealth of Pennsylvania, and Johnny J. Butler, in His Official Capacity as Secretary of Labor and Industry of the Commonwealth of Pennsylvania, Appellees. Senators F. Joseph Loeper, Gibson E. Armstrong, Noah W. Wenger, Albertbelan, Gerald J. Lavalle, Richard A. Kasunic and Christine M. Tartaglione, Senate Labor and Industry Committee Democratic Members, Intervenors. Appeal of Albert v. Belan, Gerald J. Lavalle, Richard A. Kasunic and Christine M. Tartaglione, Senate Labor and Industry Committee Democratic Members, Intervenors at No. 40/97. Appeal of Senator F. Joseph Loeper, Gibson E. Armstrong and Noah W. Wenger, Intervenors at 46/97
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- Published