Commonwealth v. Simmons
Commonwealth v. Simmons
Opinion of the Court
OPINION ANNOUNCING THE JUDGMENT OF THE COURT
This is an appeal as of right from an order of the Court of Common Pleas of Cambria County which denied PCRA relief in a capital case. The appellant, Ernest Simmons, was convicted of first-degree murder for violently pounding and strangling an eighty-year-old woman, Anna Knaze. The factual background of the case is fully described in Commonwealth v. Simmons, 541 Pa. 211, 662 A.2d 621 (1995), wherein this court affirmed appellant’s conviction and sentence on direct appeal.
1. the ineffectiveness complained of;
2. the circumstances of the case as they relate to the claimed ineffectiveness;
3. that the ineffectiveness undermined the truth-determining process;
4. that there could have been no reliable adjudication of guilt or innocence;
5. that the claim now being made was not previously litigated or waived;
6. that the failure to litigate the issue earlier was not the result of any rational strategic or tactical decision by counsel;
7. that there is merit to the claim of ineffectiveness;
8. that counsel had no reasonable basis for his conduct;
9. that there is a reasonable probability that but for the act or omission challenged, the outcome of the proceeding would have been different.
Title 42 Pa.C.S. § 9543(a.)(2)(3)(4); Commonwealth v. Holloway, 559 Pa. 258, 739 A.2d 1039, 1044 (1999).
There are claims other than ineffectiveness of counsel which may be made pursuant to the PCRA, and for each such claim made, there are certain requirements in the PCRA itself which must be set out in order for the claim to be cognizable. The requirements of a PCRA ineffectiveness claim, stated above, is only an example of what must be set out for one type of claim.
The first of these four due process claims of error is that the Commonwealth improperly employed an undisclosed state agent to intercept his communications after his Sixth Amendment right to counsel had attached. Appellant neither pleads nor proves any of the matters required by the PCRA, nor could he, for the fruits of the allegedly illegal interceptions were never introduced at trial and the truth-determining process, therefore, could not have been undermined.
The second, third, and fourth due process claims are (2) that state and federal due process rights were compromised when the Commonwealth engaged in false argument and suppressed material and exculpatory evidence; (3) that due process was violated when the Commonwealth suppressed laboratory reports concerning the reported rape; and (4) that due process was violated when the Commonwealth suppressed evidence that it was involved in the favorable disposition of charges against its rape-victim witness concerning her purchase of a gun in violation of the Pennsylvania Uniform Firearms Act, 18 Pa.C.S. § 6105(a)(1).
Appellant fails to discuss these claims in the context of the circumstances of the case. Specifically, appellant has failed to make reference in relative fashion to other evidence upon which the conviction was based, and in the absence of that discussion, this court is unable to determine that no reliable
Appellant contends that trial counsel was ineffective for failing to present impeachment evidence to discredit the testimony of Margaret Cobaugh, who said that appellant attempted to rape her in the early morning hours of May 6, 1992 and that appellant then made reference to the Knaze homicide which had not yet been discovered. Specifically, it is alleged that counsel should have introduced testimony of Dorothy Knisel, Cobaugh’s next-door neighbor, to contradict Cobaugh’s testimony that at the time of the sexual assault she was returning home from a visit with Knisel who had called her for assistance in repairing an oxygen tank. Cobaugh testified that she had been unable to fix the tank and that she called an ambulance company which came to the scene and fixed the tank. Knisel allegedly could have testified that Cobaugh did not visit her at that time, and that Knisel had not requested Cobaugh’s assistance with the tank.
Appellant has failed to discuss this contention with reference to the circumstances of the case. 42 Pa.C.S. § 9543(a)(2)(h). Specifically, appellant has not referred, in relative fashion, to the other evidence upon which his conviction was based. It is impossible, therefore, to assess whether further impeachment of Cobaugh would have had any effect in the face of all the other incriminating evidence. Hence, relief must be denied.
Next, appellant asserts that counsel was ineffective for failing to introduce evidence of an alleged tacit admission by Cobaugh that she had not been subjected to a sexual battery by appellant. The asserted admission arises from the fact that when defense investigators tried to interview her about the sexual battery, she immediately began yelling at them to leave. In the midst of her screaming, her husband told her to tell the truth, but she did not respond. She was in an agitated and nervous state, waving her arms and screaming that she did not want to talk to the investigators.
It is next argued that counsel was ineffective for failing to present at the penalty stage various lay and expert testimony regarding appellant’s background and mental health. The evidence allegedly would have indicated that appellant had a troubled childhood and emotional problems.
In asserting counsel’s failure to present lay and expert testimony, appellant fails to discuss the circumstances of the case, particularly the evidence favoring imposition of the sentence of death. It is impossible, therefore, to assess whether absence of the testimony in question would have so undermined the truth-determining process that no reliable adjudication could have taken place. 42 Pa.C.S. § 9543(a)(2)(ii). Relief must accordingly be denied.
Appellant next contends that trial counsel ineffectively engaged in a penalty phase strategy designed to show that Knaze became unconscious while being assaulted and so could not have been tortured. See 42 Pa.C.S. § 9711(d)(8) (torture as aggravating circumstance). It is claimed that counsel’s questioning unnecessarily elicited graphic and harmful details from the autopsy report.
Appellant fails to discuss this claim with regard to the circumstances of the case, 42 Pa.C.S. § 9543(a)(2)(h). For example, there is no discussion of whether details of these graphic matters had already been placed in evidence at the guilt phase of trial. Nor does appellant describe other penalty phase evidence supporting imposition of the death sentence, as would be necessary for consideration of whether the matters
It is next asserted that the trial court’s instruction on the aggravating circumstance of torture, 42 Pa.C.S. § 9711(d)(8), was unconstitutionally vague.
In the penalty phase, the jury found as an aggravating circumstance that appellant has a “significant history of felony convictions involving the use or threat of violence to the person,” 42 Pa.C.S. § 9711(d)(9). Appellant contends that this aggravating circumstance is unconstitutionally vague, in that it provides no definition of the term “significant.” This contention is patently meritless, as this court has repeatedly rejected the very same argument. E.g., Commonwealth v. Rivers, 537 Pa. 394, 412-13, 644 A.2d 710, 719 (1994).
Next, appellant asserts that the trial court erred in instructing the jury that “aggravated circumstances are things about the killing and the killer which make a first degree murder case more terrible and deserving of the death penalty, while mitigating circumstances are those things which make the case less terrible and less deserving of death.” This instruction simply placed aggravating and mitigating circum
The next issue raised by appellant alleges a violation of Pa.R.Crim.P. 305(B)(1)(d) (Commonwealth’s duty to disclose circumstances of photographic identification) and a due process violation under Brady v. Maryland, 373 U.S. 83, 83 S.Ct. 1194, 10 L.Ed.2d 215 (1963). This claim concerns what he calls a “misidentification” by a key witness. His argument is that Margaret Cobaugh, who identified him at trial, had earlier failed to identify him when she was shown a mugbook; moreover, the Commonwealth failed to inform him of this fact, and affirmatively misrepresented it through the perjurious testimony of detective Rok, who allegedly denied, during the preliminary hearing in the rape case, that Cobaugh had been shown a mugbook. Appellant argues that this false testimony violated United States v. Agurs, 427 U.S. 97, 103, 96 S.Ct. 2392, 49 L.Ed.2d 342 (1976); Giglio v. United States, 405 U.S. 150, 92 S.Ct. 763, 31 L.Ed.2d 104 (1972); and Napue v. Illinois, 360 U.S. 264, 79 S.Ct. 1173, 3 L.Ed.2d 1217 (1959), and cannot be said to have “no effect” on the outcome of his trial.
The essence of appellant’s claim is that if he had known of Cobaugh’s failure to identify him from a mugbook he would never have requested the lineup, which, he asserts, is an inherently risky defense strategy. He would instead have used her failure to recognize his picture in the mugbook to impeach her identification at trial.
The record reflects that Cobaugh was shown a mug-book and failed to identify appellant and that Detective Rok
(B) DISCLOSURE BY THE COMMONWEALTH
(1) MANDATORY
In all court cases, on request by the defendant, and subject to any protective order which the Commonwealth might obtain under this rule, the Commonwealth shall disclose to the defendant’s attorney all of the following requested items or information, provided they are material to the instant case. The Commonwealth shall, when applicable, permit the defendant’s attorney to inspect and copy or photograph such items.
(a) Any evidence favorable to the accused that is material either to guilt or to punishment, and which is within the possession or control of the attorney for the Commonwealth;
Pa.R.Crim.P. 573(B)(1)(a). In the event of a violation of Rule 573, the trial court “may order [the offending] party to permit discovery or inspection, may grant a continuance, or may prohibit [the offending] party from introducing evidence not disclosed, other than testimony of the defendant, or it may enter such other order as it deems just under the circumstances.” Pa.R.Crim.P. 573(E).
In Kyles v. Whitley, 514 U.S. 419, 115 S.Ct. 1555, 131 L.Ed.2d 490 (1995), the United States Supreme Court specifically rejected the notion that Brady does not apply to evidence “known only to police investigators and not to the prosecutor.” Kyles, 514 U.S. at 438, 115 S.Ct. 1555; see also Strickler v. Greene, 527 U.S. 263, 280-81, 119 S.Ct. 1936, 144 L.Ed.2d 286 (1999). As the Supreme Court explained in Kyles:
*424 To accommodate [the view that the prosecution is not accountable for undisclosed evidence known only to the police] would ... amount to a serious change of course from the Brady line of cases. In the State’s favor it may be said that no one doubts that police investigators sometimes fail to inform a prosecutor of all they know. But neither is there any serious doubt that “procedures and regulations can be established to carry [the prosecutor’s] burden and to insure communication of all relevant information on each case to every lawyer who deals with it.” Giglio v. United States, 405 U.S. 150, 154, 92 S.Ct. 768, 766, 81 L.Ed.2d 104 (1972). Since, then, the prosecutor has the means to discharge the government’s Brady responsibility if he will, any argument for excusing a prosecutor from disclosing what he does not happen to know about boils down to a plea to substitute the police for the prosecutor, and even for the courts themselves, as the final arbiters of the government’s obligation to ensure fair trials.
514 U.S. at 438, 115 S.Ct. 1555. Thus, under Kyles, the prosecution’s Brady obligation clearly extends to exculpatory evidence in the files of police agencies of the same government bringing the prosecution. To the extent that Rule 305(B) and the cases construing it could be read to suggest otherwise, such readings must bow to Kyles’ elaboration of the prosecutor’s Brady duty respecting exculpatory evidence.
Thus there is merit to this claim of error.
The law governing such a violation is easily stated. In Brady, the United States Supreme Court held that “the suppression by the prosecution of evidence favorable to an accused upon request violates due process where the evidence is material either to guilt or to punishment irrespective of the good faith or bad faith of the prosecution.” 373 U.S. at 87, 83 S.Ct. 1194. The Supreme Court subsequently held that the duty to disclose such evidence is applicable even if there has been no request by the accused, United States v. Agurs, 427 U.S. 97, 107, 96 S.Ct. 2392, 49 L.Ed.2d 342 (1976), and that the duty encompasses impeachment evidence as well as directly exculpatory evidence, United States v. Bagley, 473 U.S. 667,
The first two components are present. The evidence was favorable to appellant in that it was impeachment evidence and it was inadvertently suppressed by the prosecution. The remaining element is prejudice. In this context, prejudice requires a showing that there exists “a reasonable probability that, had the evidence been disclosed to the defense, the result of the proceeding would have been different,” and “whether ‘the favorable evidence could reasonably be taken to put the whole case in such a different light as to undermine confidence in the verdict.’ ” Strickler, supra.
The nondisclosure of Cobaugh’s failure to identify appellant from a mugbook does not come close to establishing the prejudice which would entitle appellant to relief. In the first place, there is no evidence of the circumstances of Cobaugh’s viewing of the mugbooks. More important, failure to pick out a black-and-white photograph from among hundreds pales to insignificance when Cobaugh later identified appellant from a
We conclude, therefore, that appellant is not entitled to relief on this ground.
Appellant next claims that the Commonwealth impermissibly exercised its peremptory jury challenges to exclude potential jurors on the basis of their gender, in violation of J.E.B. v. Alabama ex rel T.B., 511 U.S. 127, 114 S.Ct. 1419, 128 L.Ed.2d 89 (1994), and Article I, section 28 of the Pennsylvania Constitution (the equal rights amendment), and that all prior counsel were ineffective for failing to properly litigate this claim. He asserts that the Commonwealth admitted this constitutional deprivation by explaining at trial, when appellant challenged the peremptory exclusion of venireman Carolyn Jenkins as racially motivated, that the prosecution struck her not because she was black, but because she was female and the Commonwealth was looking for a gender-balanced jury, wanting to avoid an overwhelmingly female jury.
On direct appeal, this court held that appellant had “failed to establish any facts or circumstances which raise an inference of purposeful discrimination based on race” which would have violated Batson v. Kentucky, 476 U.S. 79, 106 S.Ct. 1712, 90 L.Ed.2d 69 (1986). Commonwealth v. Simmons, 662 A.2d at 632. The court “acknowledged,” however, in dictum, that the exclusion of Jenkins might have run afoul of the holding in J.E.B. v. Alabama. Id. at 632 n. 9.
We reject this claim for several reasons. First, trial counsel could not possibly have been ineffective for failing to raise this claim, as J.E.B. v. Alabama was not decided until
Next, appellant raises the claim that trial counsel was ineffective for failing to “life-qualify”
Coupled with the “life-qualification” argument are claims related to three veniremen: appellant alleges that jurors Kathleen Foley and Terrol Vaughn were improperly empaneled after equivocating on their attitudes towards the death penalty — in other words, failing to appreciate the “awesome” responsibility of deliberating on a life or death verdict; he also claims that Patricia Higdon was improperly excluded for cause because she asserted that she could set aside her beliefs and follow the law after she had unequivocally told the court she did not believe in the death penalty. These claims
Appellant’s next claim is that the trial court erred by providing written instructions to the jury during the penalty phase and that all prior counsel were ineffective in failing to object and pursue this issue on appeal. This issue is waived. But for the ineffectiveness tag-line, the argument is presented as if this were a direct appeal alleging trial court error, rather than the PCRA appeal that it is. Apparently appellant mistakenly believes that the mere addition of an ineffectiveness label placed upon a claim argued as trial court error renders the claim immune from the waiver provisions of the PCRA.
Such claims are not reviewable as claims of trial court error because any such claims are waived under the PCRA, see 42 Pa.C.S. §§ 9543(a)(3), 9544(a),(b), and, as we have made clear, our practice of relaxing waiver in capital appeals does not extend to capital PCRA appeals. E.g. Commonwealth v. Albrecht, 554 Pa. 31, 44, 720 A.2d 693, 700 (1998). A contrary practice, in addition to destroying any prospect of finality in criminal cases, would run “afoul of the very terms of the [PCRA,] which excludes waived issues from the class of cognizable PCRA claims.” Id. at 45, 720 A.2d at 700. Claims otherwise cognizable under the PCRA, which are waived, are simply unavailable. Thus, contrary to appellant’s apparent misunderstanding, his allegation of ineffectiveness of counsel cannot serve to revive his waived claim of trial error, nor do they “excuse” his waiver of the claim. Waived claims simply have no place under the PCRA.
Ineffectiveness claims, however, are cognizable under the PCRA; indeed, they amount to the lifeblood of the PCRA. As a practical matter, PCRA petitioners routinely take waived claims of trial error and raise them under the rubric of ineffectiveness, alleging as many “layers” of ineffectiveness as are necessary to obtain review. But it is absolutely essential to recognize that ineffectiveness claims are not the same as the waived underlying claims from which they derive. Ineffectiveness claims are independent, discrete claims of constitu
The PCRA recognizes ineffectiveness claims as distinct claims — not labeling mechanisms to evade the effect of waiver of the underlying claims.
Furthermore, the PCRA provisions regarding ineffectiveness require no more than what a constitutional ineffectiveness analysis has always required, regardless of whether the claim is posed under the PCRA or at an earlier appropriate stage of the litigation. Counsel is always presumed effective; the unshifting burden to prove ineffectiveness always rests upon the defendant and the defendant must always plead and prove both that counsel’s performance was deficient and that actual prejudice resulted from the deficient performance. Boilerplate allegations have never been sufficient to discharge this affirmative burden to rebut the presumption of effectiveness. Commonwealth v. Pettus, 492 Pa. 558, 563, 424 A.2d 1332, 1335 (1981) (court will not consider
Similarly, the PCRA’s dual requirements that ineffectiveness claims be considered “in the circumstances of the case” and that the petitioner show that counsel’s deficient performance resulted in an unreliable adjudication of guilt or innocence simply mirror the constitutional ineffectiveness analysis under Strickland’s prejudice requirement. The Strickland v. Washington, Court noted that, in determining prejudice, the court “must consider the totality of the evidence before the judge or jury.” 466 U.S. 668, 695, 104 S.Ct. 2052, 2069, 80 L.Ed.2d 674 (1984). Indeed, as the federal circuit courts have recognized, it is impossible to determine Strickland prejudice without considering the circumstances of the trial. See Buehl v. Vaughn, 166 F.3d 163, 172 (3d Cir. 1999) (since Strickland’s prejudice prong requires court to determine whether there is reasonable probability that, but for counsel’s error, result of trial would have been different, court simply cannot make prejudice determination “without considering the strength of the evidence against the accused;” furthermore, “every other circuit has also recognized that, in analyzing Strickland’s prejudice prong, a court must consider the magnitude of the evidence against the defendant”). Strickland also specifically defined prejudice in terms of the reliability of the verdict. Strickland, 466 U.S. at 687, 104 S.Ct. at 2064 (prejudice prong “requires showing that counsel’s errors were so serious as to deprive the defendant of a fair trial, a trial whose result is reliable”). Obviously, in drafting the PCRA, the legislature was aware of what was required to prove ineffectiveness under the Sixth Amendment. The legislation largely mirrors the constitutional framework.
Appellant’s next claim is that after the Commonwealth allegedly injected the issue of his future dangerousness into his trial, he was entitled to an instruction that if he were to receive a life sentence, he would be statutorily ineligible for parole, as required by Simmons v. South Carolina, 512 U.S. 154, 114 S.Ct 2187, 129 L.Ed.2d 133 (1994). He adds that trial counsel was ineffective in failing to insist on such an instruction and that prior appellate counsel was ineffective for failing to raise the issue on direct appeal. Notwithstanding appellant’s assertion, the issue was raised and decided adversely to him on direct appeal. Commonwealth v. Simmons, 541 Pa. at 249-50 n. 25, 662 A.2d at 640 n. 15. Despite appellant’s suggestion that we should reconsider our decision, the claim is not cognizable under the PCRA. 42 Pa.C.S. §§ 9543(a)(3); 9544(a).
Appellant asserts that if, as we have determined, none of the preceding alleged errors and omissions of counsel provides a basis for relief, then the cumulative effect of the alleged errors and omissions works a denial of due process. We have declined to recognize any generalized cumulation of errors doctrine, noting, “it is axiomatic that ‘no quantity of meritless issues can aggregate to form a denial of due process.’ ” Commonwealth v. Rollins, 558 Pa. 532, 562, 738 A.2d 435, 452 (1999) (quoting Commonwealth v. Travaglia, 541 Pa. 108, 139, 661 A.2d 352, 367 (1995), cert. denied, 516 U.S. 1121, 116 S.Ct. 931, 133 L.Ed.2d 858 (1996)). Under the circumstances presented, we perceive no denial of a fair trial.
The final “issue” proffered by appellant consists only of a boilerplate statement that all prior counsel were ineffective for failing to raise each and every issue presented in the PCRA proceedings and in this appeal. This is not a substantive issue raising a separate ground for relief. Rather, it is a mere
For the foregoing reasons, the order of the court of common pleas is affirmed.
. .Briefly, the facts of the case are that four witnesses observed appellant talking with the victim outside her house on the morning of the murder. Two of the witnesses heard appellant ask the victim if he could use her telephone because his car had broken down. They then saw appellant and the victim enter her house. The victim was never seen alive again. Further, when appellant attempted to rape another victim several hours after the murder, he told the sixty-two-year-old rape victim, “If you open your mother fucking mouth, you'll get the same thing Anna Knaze [the murder victim] got." The body of the murder victim was not discovered until approximately fourteen hours later. Commonwealth v. Simmons, 541 Pa. 211, 662 A.2d 621, 629 (1995).
. In order to avoid confusion as to whether a petitioner has stated all that is required for a particular PCRA claim, each claim must contain a statement as to what is required in order for that particular claim to be cognizable under the PCRA and argument that fully supports each of the required elements. A PCRA petitioner may not rely on statements made in any other section of his brief as partially or fully meeting the requirements of the claim at issue.
. 42 Pa.C.S. § 9543(3) and (4) are inapplicable because the due process claims are that evidence was wrongly suppressed. Since the suppression was not known at earlier stages of the proceedings, it could not have been litigated earlier.
. When patently meritless claims are raised, we will reject them as such without regard to whether they have been briefed in conformity with appellant’s burden under the PCRA.
. "Life-qualification” refers to the process by which counsel or the court identifies and excludes those veniremen who have a fixed opinion that a sentence of death should always be imposed for a conviction of first-degree murder. Commonwealth v. Keaton, 556 Pa. 442, 729 A.2d 529, 542 n. 9 (1999).
. Thus, strictly speaking, a successful demonstration of ineffectiveness does not operate to “excuse” a waiver, as we have occasionally, and perhaps somewhat imprecisely, suggested. The ineffectiveness claim is a distinct, cognizable claim serving different interests than the underlying waived claim. It only affects waiver in the limited sense that the same event, say the introduction of improper evidence at trial, could form the basis for a direct claim of trial error on appeal, or a claim of ineffectiveness under the PCRA, if the direct claim was waived.
Concurring Opinion
concurring.
I concur in the result reached by the majority for the reasons as more fully set forth in my concurring opinion in Commonwealth v. Lambert, 568 Pa. 346, 797 A.2d 232 (2001).
Dissenting Opinion
dissenting.
As similarly reflected in my dissenting opinion in Commonwealth v. Rivers, 567 Pa. 239, 786 A.2d 923 (2001)(Saylor, J., dissenting), I view the decision to dismiss Appellant’s claims as reflected in the opinion announcing the judgment of the Court, and, in particular, those predicated upon Brady v. Maryland, 373 U.S. 83, 83 S.Ct. 1194, 10 L.Ed.2d 215 (1963), as unduly formalistic. Contrary to the lead Justices’ conclusion that Appellant’s brief fails to contextualize such claims, see Opinion Announcing the Judgment of the Court, slip op. at 951, from my review it appears that the advocacy on the Brady claims is substantial.
In light of the lead’s treatment of Appellant’s claims, a majority of the Court is able to avoid confronting troubling circumstances that came to light after Appellant’s direct review became final. In particular, the Court is presented with multiple instances of pre-trial suppression by the Commonwealth of exculpatory material in its possession. Two such
A Brady claimant is entitled to relief where there is a reasonable likelihood that, had the suppressed evidence been disclosed to the defense, the result of the proceeding would have been different. See Strickler v. Greene, 527 U.S. 263, 280, 119 S.Ct. 1936, 1948, 144 L.Ed.2d 286 (1999). In this inquiry, we are to consider the potential value of the evidence to the defense, including its value in terms of impeachment. See United States v. Bagley, 473 U.S. 667, 676, 105 S.Ct. 3375, 3380, 87 L.Ed.2d 481 (1985). Where the government’s failure to disclose relevant evidence undermines a reviewing court’s confidence in the verdict’s reliability, this standard is met, see Kyles v. Whitley, 514 U.S. 419, 434, 115 S.Ct. 1555, 1558, 131 L.Ed.2d 490 (1995); Bagley, 473 U.S. at 678, 682, 105 S.Ct. at 3381, 3383, as is the test for prejudice under the PCRA. See Commonwealth v. Kimball, 555 Pa. 299, 312-13, 724 A.2d 326, 333 (1999)(holding that where there is a reasonable probability that the outcome of the trial would have been different, the PCRA’s “no reliable adjudication of guilt or innocence” standard for relief is satisfied). In a case involving multiple Brady violations, while the tendency and force of the undisclosed evidence is evaluated item by item, the overall effect upon trial fairness must be assessed cumulatively. See Kyles, 514 U.S. at 436 n. 10, 454, 115 S.Ct. at 1567 n. 10, 1575.
. The laboratory analyses of evidence from the crime scenes failed to reveal any physical evidence linking Appellant to either the sexual assault or the murder; in addition, a human hair belonging to neither Appellant nor the rape victim or her husband was found upon the victim’s clothing. Although the weight of this evidence may have been modest, it did favor the defense to some degree. Other courts have recognized the effect in similar circumstances as follows;
Petitioner alleges that his Brady rights were violated by the prosecution’s failure to release the results of scientific tests made by the FBI on certain physical evidence until that evidence was introduced late in his trial. The district court correctly characterized the test results as ‘neutral’ rather than ‘exculpatory.’ But such a characterization often has little meaning; evidence such as this may, because of its neutrality, tend to be favorable to the accused. While it does not by any means establish his absence from the scene of the crime, it does demonstrate that a number of factors which could link the defendant to the crime do not.
Patler v. Slayton, 503 F.2d 472, 478-79 (4th Cir. 1974); accord People v. Nichols, 63 Ill.2d 443, 349 N.E.2d 40, 43 (1976).
. In this regard, the Supreme Court has observed:
The Government notes that an incomplete response to a specific request not only deprives the defense of certain evidence, but also has the effect of representing to the defense that the evidence does not exist. In reliance on this misleading representation, the defense might abandon lines of independent investigation, defenses, or trial strategies that it otherwise would have pursued.
*435 We agree that the prosecutor’s failure to respond fully to a Brady request may impair the adversary process in this manner. And the more specifically the defense requests certain evidence, thus putting the prosecutor on notice of its value, the more reasonable it is for the defense to assume from the nondisclosure that the evidence does not exist, and to make pretrial and trial decisions on the basis of this assumption.
United States v. Bagley, 473 U.S. 667, 682-83, 105 S.Ct. 3375, 3383-84, 87 L.Ed.2d 481 (1985). See also United States v. Agurs, 427 U.S. 97, 106, 96 S.Ct. 2392, 2399, 49 L.Ed.2d 342 ("When the prosecutor receives a specific and relevant request, the failure to make any response is seldom, if ever, excusable.”)
Reference
- Full Case Name
- COMMONWEALTH of Pennsylvania, Appellee v. Ernest SIMMONS, Appellant
- Cited By
- 26 cases
- Status
- Published