Public Defender's Office v. Venango County Court of Common Pleas
Public Defender's Office v. Venango County Court of Common Pleas
Dissenting Opinion
dissenting.
The Majority holds that the order below, which involuntarily drafted the Venango County Public Defender to serve as free standby counsel for a non-indigent criminal defendant who elected to represent himself pro se, is reviewable via the Public Defender’s Petition for a Writ of Prohibition, notwithstanding that the case is moot, and that the Writ was inappropriately invoked in a case where there is no allegation that the trial court acted either without jurisdiction or beyond its authority. On the merits of the question, the Majority approves of the appointment order below by deeming it an “entirely appropriate” exercise of the trial court’s authority and “an eminently reasonable compromise” on the “unique” facts presented. I respectfully disagree with both the Majority’s decision to entertain this Petition and its analysis of the propriety of the lower court’s appointing free counsel to an ineligible defendant. Moreover, I believe that we should refer this matter to the Criminal Procedural Rules Committee to analyze Pa.R.Crim.P. 121 and 122 and consider revisions that would make clear that it is inappropriate to automatically appoint taxpayer-subsidized counsel to ineligible, non-indigent defendants whenever they waive their right to counsel.
/. PROPRIETY OF THE WRIT OF PROHIBITION TO REVIEW A ROUTINE ORDER APPOINTING STANDBY COUNSEL
The Majority’s ultimate mandate consists of a denial of the request for a Writ of Prohibition, which is inevitable because
Pursuant to Pa.R.Crim.P. 600, a trial must commence 365 days from the date on which the complaint is filed, if the defendant has been released on bail. See Pa.R.Crim.P. 600(A)(3). Likewise, the Rule requires an incarcerated defendant be tried within 180 days. See Pa.R.Crim.P. 600(E). Under either of the scenarios suggested by the AOPC, a defendant’s constitutional right to a speedy trial would be implicated and, thus, whether a certified appeal and/or interlocutory appeal were sought by the public defender, as distinct from any defendant, regarding the appointment as standby counsel at the request of the Commonwealth, the adjudication of the appeal could presumably result in the loss of the prosecution. Thus, it does not appear that trial could be delayed while an appeal of the issue was being pursued without the potential of a hampered prosecution and, if, conversely, the trial was conducted, we would face the same mootness argument made herein. Thus, we conclude that the issue is one that is capable of repetition, yet likely to evade review.
The Majority misconstrues Rule 600 in two respects. First, with all due respect, the Majority is mistaken in suggesting that Rule 600 concerns necessarily implicate a defendant’s constitutional speedy trial rights.
Rule 1100 was adopted by this Court on June 8, 1973 in an attempt to give “practical effect to the United States Supreme Court’s observation that state courts could, pursuant to their supervisory powers, establish ‘fixed time period^] within which cases must normally be brought.’ ” Commonwealth v. Hamilton, 449 Pa. 297, 302, 297 A.2d 127, 130 (1972) (quoting Barker v. Wingo, 407 U.S. 514, 92 S.Ct. 2182, 33 L.Ed.2d 101 (1972)). The United States Supreme Court has, however, continued to eschew the rigidity of such an approach to the Sixth Amendment’s right to a speedy trial, preferring instead a totality of the circumstances review. U.S. v. MacDonald, 435 U.S. 850, 98 S.Ct. 1547, 56 L.Ed.2d 18 (1978); Moore v. Arizona, 414 U.S. 25, 94 S.Ct. 188, 38 L.Ed.2d 183 (1973). As we noted in [Commonwealth v.] Crowley, [502 Pa. 393, 466 A.2d 1009, 1012 n. 5 (1983)]:
In Barker v. Wingo, 407 U.S. 514, 92 S.Ct. 2182, 33 L.Ed.2d 101 (1972), the United States Supreme Court held that it is impossible to determine with precision when a state has denied a defendant’s Sixth Amendment right to a speedy trial. The Barker Court identified four factors to be considered in determining a Sixth Amendment speedy trial violation: (1) length of delay; (2)*333 reason for delay; (3) defendant’s assertion of his rights; and (4) prejudice to the defendant.
Commonwealth v. Terfinko, 504 Pa. 385, 474 A.2d 275, 278-79 (1984).
The more important error in the Majority’s reading, however, consists in its assumption that any collateral or permissive appeal pursued by the Public Defender in its capacity as court-appointed standby counsel, which might occasion a delay in the defendant’s trial beyond Rule 600’s technical run date, would warrant a Rule 600 windfall in the form of a discharge or, as the Majority calls it, “loss of the prosecution.” Majority op. 586 Pa. at 326, 893 A.2d at 1280. As this Court observed in Crowley, 466 A.2d at 1012, “[t]he administrative mandate of Rule 1100 [now Rule 600] certainly was not designed to insulate the criminally accused from good faith prosecution delayed through no fault of the Commonwealth.” Consistently with Crowley’s observation, the plain language of Rule 600(G), which the Majority does not discuss, makes clear that a discharge is not available unless the delay could have been avoided by the Commonwealth through the exercise of due diligence. Rule 600(G) reads:
*334 (G) For defendants on bail after the expiration of 365 days, at any time before trial, the defendant or the defendant’s attorney may apply to the court for an order dismissing the charges with prejudice on the ground that this rule has been violated.
If the court, upon hearing, shall determine that the Commonwealth exercised due diligence and that the circumstances occasioning the postponement were beyond the control of the Commonwealth, the motion to dismiss shall be denied and the case shall be listed for trial on a date certain.
Pa.R.Crim.P. 600(G).
In a situation like the instant one, the defendant’s court-appointed standby counsel, not the Commonwealth, is the party seeking interlocutory or certified review. To the extent that such review would occasion a delay in the commencement of trial, that defense delay is a circumstance beyond the control of the Commonwealth, which accordingly does not implicate the Commonwealth’s due diligence. Because this scenario, if repeated, would not implicate Rule 600, the Majority’s holding that the “capable of repetition yet evading review” exception to the mootness doctrine applies is clearly erroneous in my opinion.
Even aside from the disqualifying mootness issue, it is readily apparent that a Writ of Prohibition should not be deemed available to review a challenge to a pretrial order appointing standby counsel in a criminal case. The Majority inexplicably dismisses the AOPC’s foundational argument on this point without ever discussing the nature and purpose of this extraordinary Writ. See Capital Cities Media, Inc. v. Toole, 506 Pa. 12, 483 A.2d 1339, 1341 (1984) (consideration of nature and purpose of Writ of Prohibition is essential in discussing its propriety). Similarly, the Public Defender never discusses what is required under the Writ of Prohibition. The classic expression of the nature and purpose of the Writ is found in Mr. Justice (later Chief Justice) Horace Stern’s
Prohibition is a common law writ of extremely ancient origin[.] ... Its principal purpose is to prevent an inferior judicial tribunal from assuming a jurisdiction with which it is not legally vested in cases where damage and injustice would otherwise be likely to follow from such action. It does not seek relief from any alleged wrong threatened by an adverse party; indeed it is not a proceeding between private litigants at all but solely between two courts, a superior an[d] an inferior, being the means by which the former exercises superintendance [sic] over the latter and keeps it within the limits of its rightful powers and jurisdiction.
* * *
The writ of prohibition is one which, like all other prerogative writs, is to be used only with great caution and forebearance and as an extraordinary remedy in cases of extreme necessity to secure order and regularity in judicial proceedings if none of the ordinary remedies provided by law is applicable or adequate to afford relief. It is a writ which is not of absolute right but rests largely in the sound discretion of the court. It will never be granted where there is a complete and effective remedy by appeal, certiorari, writ of error, injunction, or otherwise....
Id. at 428, 430.
The criteria for granting a writ of prohibition are satisfied by meeting a two-pronged test derived from the language of Carpentertown Coal, supra. ... First, it must be estab*336 lished that there is no adequate remedy at law to afford relief; second, there must be extreme necessity for the relief requested to secure order and regularity in judicial proceedings....
Thus, the writ of prohibition under Pennsylvania law is an extraordinary remedy invoked to restrain courts and quasi-judicial bodies from usurping jurisdiction which they do not possess or exceeding the established limits in the exercise of their jurisdiction. The writ is not one of right but rather rests with the sound discretion of the appellate court. A writ will issue only upon a showing of extreme necessity and the absence of any available remedy at law. Where relief may be sought through ordinary avenues of judicial review, the writ will not lie.
483 A.2d at 1342-43 (citations omitted).
This run-of-the-mill court appointment dispute, which the Majority takes pains to emphasize turns upon its “unique,” “narrow” facts, does not implicate the concerns that would warrant resort to the extraordinary Writ. Indeed, resort to the Writ is inappropriate under both prongs of the Carpenter-town Coal test: (1) as I have noted in discussing mootness, other appellate remedies exist in the ordinary course; and (2) the abuse of lower court jurisdiction which creates the “extreme necessity” to issue the Writ is not remotely implicated. Indeed, as to the second prong, the Public Defender does not argue that the trial court in this case lacked jurisdiction, or “usurped” its established authority, in issuing its appointment order. To the contrary, the Defender candidly admits that its appointment in this case was fully authorized by this Court’s Rules of Criminal Procedure. Rather than challenging jurisdiction, the gravamen of the Public Defender’s complaint is merely that the trial court’s Rules-based discretionary appointment authority “clash[es] with the discretion granted the Public Defender” under the Public Defender Act. The Public Defender then notes that there is a dearth of appellate case law interpreting the Public Defender’s authority and that is why it has sought extraordinary review here.
Moreover, even if the Writ could be tortured to extend to this sort of dispute as a general matter, this case does not merit review because the “clash” in authority the Public Defender perceives is illusory. As the AOPC again correctly notes, the Rules themselves resolve the purported conflict. Criminal Rule 1101, which governs “Suspension of Acts of Assembly,” specifically and unambiguously provides that the Public Defender Act is suspended “insofar as the Act is inconsistent with Rule 122.” It is Rule 122, of course, which authorizes the trial courts to appoint counsel, irrespective of indigency or other concerns, when “the interests of justice so require.”
In a system of scarce judicial resources, any case taken out of order and reviewed in “extraordinary” fashion forces the cases of other litigants, who have proceeded in the ordinary course, to the backburner. To ensure a rational and fair system of access to appellate justice, those who seek extraordinary treatment must be held to the standards which govern the manner of review they invoke. At a minimum, the petitioner (and this Court) should indicate a familiarity with the standard. In this case, because the Public Defender’s plead
II. THE MERITS
Although I would not reach the merits, since the Majority does so, and in a fashion with which I respectfully disagree, I offer my dissenting view. I have several concerns with the Majority’s approval of the trial court’s drafting of the Public Defender as taxpayer-financed standby counsel for a financially ineligible criminal defendant. First, the Majority does not make clear the governing standard of review. Second, the Majority’s ultimate approval of the appointment order is based upon a finding that it was an “entirely appropriate” decision reflecting “an eminently reasonable compromise” given the “unique” and “narrow” facts here. Majority op. 586 Pa. at 327-29, 898 A.2d at 1281-82. In my view, there was no “compromise” attempted or achieved here; instead, the trial court candidly admitted that it always appoints standby counsel in cases where the defendant is proceeding pro se and it saw no reason to distinguish between the Public Defender and private counsel in following its fixed approach. Third, because the Majority fails to enunciate the proper review standard and the actual basis for the trial court’s decision, it fails to address a more difficult and important issue concerning the proper interpretation of this Court’s Rules, which- appear to authorize — but certainly do not require — the appointment of taxpayer-financed standby counsel to non-indigent criminal defendants in certain cases.
The relevant facts are straightforward. The trial court made clear in its opinion that it did not dispute the Public Defender’s assessment that defendant Bettelli was financially ineligible for the Defender’s services, or indeed for appointment of any taxpayer-financed counsel. The court realized that Bettelli was gainfully employed as an over-the-road truck
In its opinion, the trial court made it perfectly clear that it appointed the Public Defender in this case not because it was “balancing” any competing interests it perceived, but rather because that was the court’s practice in all cases where the defendant elected to proceed pro se: “this judge, in every case where a defendant is representing himself pro se, has always appointed standby counsel.” Trial ct. slip op. at 4-5.
Turning first to the standard of review question, since the court relied upon Rules 121 and 122, those Rules are the proper starting point. Rule 121 permits, but does not require, the appointment of standby counsel in cases, such as this one, where the defendant has waived his right to counsel. The Rule is silent on the question of indigency; thus, it draws no distinction between those pro se defendants who are indigent and those who can afford to retain counsel, nor does it suggest a manner of recouping public moneys in a case where standby counsel is appointed for the benefit of a defendant who is financially able to retain his own lawyer. The Comment to the Rule, which is not binding,
Rule 122 is the general appointment rule. Rule 122 permits the appointment of counsel, in court cases, only for qualifying defendants “who are without financial resources or who are otherwise unable to employ counsel.” However, the Rule provides for exceptional circumstances requiting the court, on its own motion, to appoint counsel to represent a defendant “whenever the interests of justice require it.” Thus, the “interests of justice” exception, like the standby counsel rule, does not quality the power by tying it to the defendant’s financial status. Moreover, the Comment to Rule 122 makes clear that the broadness of this appointment power is intentional, as it states that this provision “retains in the issuing authority or judge the power to assign counsel regardless of indigency or other factors when, in the issuing authority or judge’s opinion, the interests of justice require it.” Pa. R.Crim.P. 122, Comment.
With respect to standby counsel, since the court is merely authorized to appoint counsel, but is not required to do so, Rule 121 must be construed as conferring a discretionary power upon the trial judge. Similarly, the Rule 122(C) appointment power must be construed as discretionary. Although the Rule is written in mandatory terms, the mandate is triggered only when the “interests of justice” so dictate. The question of whether the interests of justice in fact so dictate, of course, must be a matter of discretion. Accordingly, I would hold that this Court’s review of the appointment below is confined to determining whether the trial court abused its discretion.
The trial court’s candid explanation of the reasons it appointed the Public Defender does not reflect an exercise of
The more difficult question — one which the Majority’s disposition avoids — is whether the trial court’s hard-and-fast rule, which it applied to the Public Defender in the circumstances here, may be deemed a proper exercise of its discretion under the Rules, notwithstanding its inflexibility. Put another way: is it proper for a trial court always to appoint standby counsel, even in a case where the defendant validly waived his right to counsel, is ineligible for taxpayer-assisted counsel, and where the appointment is objected to by the Public Defender, who has thereby been forced to divert time and resources away from those who are financially eligible for its services?
I would hold that the trial court abused its discretion. This author, having personally tried a number of cases against self-represented defendants, is well aware of the convenience to the court (and the prosecution) of reining in that election by having standby counsel made available. But the interests of justice dictate that there is more to be considered than convenience. Even in the case of an indigent defendant, who is entitled to taxpayer-provided counsel, once that defendant has validly waived the right to counsel, there is no constitutional entitlement to standby assistance. As a constitutional matter, the defendant may choose counsel, or he may choose to represent himself. He is not entitled to both choices, and
On the other hand, there may be circumstances attending a particular case where the appointment of standby counsel is advisable to vindicate concerns other than the defendant’s right to counsel. The cases involving potentially disruptive defendants provide the best example; obviously, a defendant should not be permitted to employ his right of self-representation in a fashion which makes a mockery of the trial, or ensures the waste and expense of a mistrial. See Mayberry v. Pennsylvania, 400 U.S. 455, 91 S.Ct. 499, 27 L.Ed.2d 532 (1971) (Burger, C.J., concurring); Commonwealth v. AbuJamal, 553 Pa. 485, 720 A.2d 79 (1998); Commonwealth v. Africa, 466 Pa. 603, 353 A.2d 855 (1976). Appointment of counsel in that instance may help to forestall a greater, planned injustice. The unique stakes involved in capital cases may also counsel in favor of a blanket rule requiring standby counsel, whether the defendant is indigent or not. See Commonwealth v. Szuchon, 506 Pa. 228, 484 A.2d 1365, 1376-77 (1984). Moreover, at least where it is an indigent defendant, appointment of taxpayer-financed standby counsel in complex cases, cases where the trial is expected to be lengthy, or cases where there is some indication that the defendant, though competent, is mentally unstable, may further the interests of justice, and with no harm to countervailing interests of the defendant or society, which could be expected to bear the expense of a change in circumstances affecting an indigent defendant.
At least in non-capital cases, I would hold that the calculus cannot be the same in an instance where the defendant who
Although the relevant Rules as written do not draw an affirmative distinction between indigent and non-indigent defendants, the discretionary flexibility built into the Rules required the trial court to give more careful consideration to the distinction once the Public Defender plainly identified it. It is not a sufficient answer in the face of that argument to say: “we always appoint standby counsel, even to non-indigent defendants who waive counsel.” In my view, that answer was clearly an abuse of discretion. Moreover, there was nothing in the circumstances of this case to suggest that an appointment of standby counsel was necessary to protect the public interest — e.g., there was no suggestion that Bettelli would seek to disrupt the proceedings or try to force a mistrial. The taxpayers should not be expected to bear the expense of an
Although I am fully comfortable with the interpretation and application of Rules 121 and 122 as I have articulated it above, I believe that a referral of the matter to the Criminal Procedural Rules Committee is appropriate to consider changes to Rules 121 and 122 which would more directly address the best way to balance the concerns where a non-indigent defendant waives his right to counsel. Indeed, there are complexities in the area of standby counsel, well illustrated in a law review article by Professor Anne Poulin. See Poulin, supra note 9.
III. CONCLUSION
I would summarily dismiss the Petition for a Writ of Prohibition. Failing that, the advisory opinion I would issue would disapprove the lower court’s appointment order. In either event, I would refer this matter to the Criminal Procedural Rules Committee. Hence, I respectfully dissent.
Justice NEWMAN, dissenting.
I respectfully dissent from the Majority Opinion because I believe that the Petition of the Public Defender’s Office (Office) should be dismissed as moot rather than denied on its merits. Consequently, I offer no opinion as to the Majority’s holding that the Court of Common Pleas of Venango County was vested with the discretionary authority to appoint a public defender to serve as standby counsel for a pro se criminal defendant whom the Office had previously determined to be financially ineligible for its services.
Before proceeding to the mootness question, I first note my agreement with the Majority’s determination that this Court has jurisdiction to consider the Office’s Petition. Originally, a writ of prohibition was intended primarily “to prevent an inferior judicial tribunal from assuming a jurisdiction with
In addition to the power to decide a case, the term “jurisdiction” refers to a court’s authority to “issue a decree.” Black’s Law Dictionary 855 (17th ed. 1999). The word “decree,” in turn, means “[a]ny court order.” Id. at 419. Therefore, a petition alleging that a lower court has abused its authority to issue an order comes within this Court’s jurisdiction to grant a writ of prohibition. The Public Defender’s Office presently challenges the authority of the Court of Common Pleas of Venango County to order, pursuant to Pennsylvania Rule of Criminal Procedure 121,
Whether this Court actually should exercise that power in the instant case, however, is a different question. To determine this, we would turn to “[t]he [two] criteria for granting a writ of prohibition,” which this Court established in Capital Cities. See Capital Cities, 483 A.2d at 1342-43 (emphasis added). In his Dissenting Opinion, however, Justice Castille notes that he would apply this test to determine whether this is “an instance implicating the Writ of Prohibition.” (See Dissenting Op. 586 Pa. at 337, 893 A.2d at 1287 (emphasis added); see also id. at 337, 893 A.2d at 1287 (suggesting, after applying the test, that the Petition should be dismissed without reaching its merits)). Nevertheless, merely by challeng
Although I agree with the Majority that this Court has the power to grant a writ of prohibition in this matter, I believe that the mootness doctrine prevents us from reaching the merits of the Office’s Petition.
As the Majority acknowledges, judicial avoidance of moot questions is “axiomatic.” (See Majority Op. 586 Pa. at 324, 893 A.2d at 1279); see also Pap’s A.M. v. City of Erie, 571 Pa. 375, 812 A.2d 591, 599 (2002); Rogers v. Lewis, 540 Pa. 299, 656 A.2d 1368 (1995) (dismissing moot appeal); In re Gross, 476 Pa. 203, 382 A.2d 116 (1978) (declining to reach merits of issue after deeming it moot). Therefore, because the issue sub judice is now moot, it would be inappropriate to consider the merits of the Petition.
. The Public Defender does not argue that the AOPC’s argument respecting mootness fails because of Rule 600; instead, the Majority invokes Rule 600 without the benefit of briefing from either party. That the Majority's analysis of the effect of Rule 600 plainly is erroneous illustrates the danger inherent in such sua sponte endeavors.
. Former Criminal Rule 1100 was renumbered Rule 600 in March 2000. Pa.R.Crim.P. 600, Note.
. The Hamilton Court discussed the practical difficulties inherent in the constitutional standard, examined the benefits of adopting a supervisory rule which would fix certain time limits for bringing cases to trial, and referred the matter to the Criminal Procedural Rules Committee to consider such a rule. The result of the referral was the adoption of what is now Rule 600.
. This Court's common law power to issue the Writ has since been recognized in the Judicial Code. 42 Pa.C.S. § 721(2).
. The trial court noted that it was aware that the Commonwealth requested the appointment of standby counsel because of a concern specific to the case, i.e., the prospect of Bettelli, acting pro se, questioning the child victim. However, the court made clear that it did not appoint standby counsel because of this concern, but rather because it was the court’s practice to do so in all cases of self-representation. It should be noted that the Commonwealth's apparent belief that a defendant exercising his constitutional right to self-representation could be forced to allow standby counsel to conduct an examination is mistaken — at least absent disruption or some other concern sufficient to override the defendant’s constitutional right of self-representation. See McKaskle v. Wiggins, 465 U.S. 168, 178, 104 S.Ct. 944, 951, 79 L.Ed.2d
. Rule 122 was later amended on April 28, 2005, with an effective date of August 1, 2005.
. Although useful tools for interpretation, the Comments to the Rules have not been officially adopted by this Court; thus, this Court is not bound by the Comments. See Commonwealth v. Lockridge, 570 Pa. 510, 810 A.2d 1191, 1196 (2002); Commonwealth v. Martin, 479 Pa. 609, 388 A.2d 1361, 1363 (1978); Steinert v. Galasso, 363 Pa. 393, 69 A.2d 841, 844 (1950).
. In Faretta, the U.S. Supreme Court noted that:
the trial judge may terminate self-representation by a defendant who deliberately engages in serious and obstructionist misconduct. See Illinois v. Allen, 397 U.S. 337, 90 S.Ct. 1057, 25 L.Ed.2d 353. Of course, a State may — even over objection by the accused — appoint a “standby counsel” to aid the accused if and when the accused requests help, and to be available to represent the accused in the event that termination of the defendant’s self-representation is necessary.
422 U.S. at 834 n. 46, 95 S.Ct. at 2525, 2541 n. 46.
. The difficulty in recouping the costs is that the defendant has a constitutional right to represent himself and, such being the case, he should not be charged for an appointment (even a standby appointment) foisted upon him against his will — at least in the absence of some indication that the threat of disruption on his part clearly warrants the appointment. See Anne Bowen Poulin, The Role of Standby Counsel in Criminal Cases: In the Twilight Zone of the Criminal Justice System, IS N.Y.U. L.Rev. 676, 699 (2000) ("A pro se defendant who objects to the appointment of standby counsel should not be required to pay for the service of the attorney”).
. Pa.R.Crim.P. 121(D).
. As the Majority acknowledges, in the absence of an applicable exception to the doctrine, the issue before us is now moot because a public defender from the Office already has served as standby counsel at Bettelli’s trial. (See Majority Op. 586 Pa. at 324, 893 A.2d at 1279).
. Pa.R.Crim.P. 600(G).
Opinion of the Court
OPINION
At issue is whether the Venango County Court of Common Pleas may order a public defender acting in his official capacity (as opposed to having been privately appointed with compensation additional to his public defender salary) to serve as standby counsel for a pro se criminal defendant, who previously had been denied public defender representation because his annual income exceeded the financial guidelines established by the Venango County Public Defender’s office (herein, “the Public Defender’s Office”). For the reasons that follow, we hold that within the circumstances of this case the trial court was vested with the discretionary power to appoint counsel from the Public Defender’s Office to serve as standby counsel for a pro se criminal defendant, who was previously determined to be financially ineligible for representation by that office.
Robert Bettelli (Bettelli) was charged with two counts of rape, two counts of involuntary deviate sexual intercourse, one count of aggravated indecent assault, and one count of indecent assault.
Shortly thereafter, notwithstanding his stated intent to proceed pro se, Bettelli applied to the Public Defender’s Office for representation. Attorney John C. Lackatos, the Chief Public Defender at that time, determined that Bettelli’s income exceeded the maximum permitted for Public Defender representation and, therefore, declined his office’s services. Thereafter, Bettelli again waived his right to counsel, on the record, and chose to proceed pro se.
The case was scheduled to be heard during the November 2004 trial term. Bettelli filed another pro se motion for a continuance, stating that his employment prevented his attendance for jury selection.
On March 7, 2005, before jury selection began, the Commonwealth filed a motion requesting that the court appoint standby counsel. The Commonwealth expressed concern that the juvenile victim would be further traumatized if Bettelli, who allegedly raped her, was permitted to conduct her cross-examination. The court conducted a colloquy with Bettelli, at which time he again requested a continuance to obtain private representation. The court determined that Bettelli had ample opportunity to obtain private counsel and directed him to proceed with trial pro se. The court further ordered an attorney from the Public Defender’s Office, in his official capacity, to act as standby counsel,
§ 9960.6. Duties
(a) The public defender shall be responsible for furnishing legal counsel, in the following types of cases, to any person who,1 for lack of sufficient funds, is unable to obtain legal counsel:
(1) Where a person is charged with juvenile delinquency;
(2) Critical pretrial identification procedures;
(3) Preliminary hearings;
(4) State habeas corpus proceedings;
(5) State trials, including pretrial and post trial motions;
(6) Superior Court appeals;
(7) Pennsylvania Supreme Court appeals;
(8) Post-conviction hearings, including proceedings at the trial and appellate levels;
(9) Criminal extradition proceedings;
*323 (10) Production and parole proceedings and revocation thereof;
(11) In any other situations were representation is constitutionally required.
(b) The public defender, after being satisfied of the person’s inability to procure sufficient funds to obtain legal counsel to represent him, shall provide such counsel.
Every person who requests legal counsel shall sign an affidavit that he is unable to procure sufficient funds to obtain legal counsel to represent him and shall provide, under oath, such other information as may be required by the court, the public defender, or the Pennsylvania Rules of Criminal Procedure.
16 P.S. § 9960.6.
The Public Defender argued that its appointment as counsel conflicts with this Court’s decision in Dauphin County Public Defender’s Office v. Court of Common Pleas of Dauphin County, 578 Pa. 59, 849 A.2d 1145 (2004) (holding, in considering a writ of prohibition, that the court of common pleas lacked authority to dictate to the county public defender’s office criteria for representation of applicants seeking its services). While acknowledging that it was not directly on point, the Public Defender’s Office viewed Dauphin County as instructive regarding whether a public defender must represent someone deemed by its office to be financially ineligible under the Act. The petition for writ of prohibition further requested that our Court stay the trial proceedings pending a determination of whether the trial court had the authority to make the appointment at issue.
By an order dated March 16, 2005, this Court denied the requested stay and, consequently, permitted the trial to move forward. We did not dismiss the writ of prohibition, however, and thereafter directed the parties to brief and argue the issue sub judice. Simultaneously, Bettelli proceeded to trial pro se on March 17, 2005, with an attorney from the Public Defender’s Office acting as standby counsel. Bettelli
Before we address the merits of the issue in this case, we must consider two procedural issues asserted by the Administrative Office of the Pennsylvania Courts (the AOPC), representing the Venango County Court of Common Pleas.
We address, first, the issue of mootness. The AOPC correctly points out the axiomatic principle that, in general, courts will not decide moot questions. See Sierra Club v. Pennsylvania PUC, 702 A.2d 1131 (1996), affirmed, Sierra Club v. PUC, 557 Pa. 11, 731 A.2d 133 (1999) (holding that courts will dismiss an appeal as moot unless an actual case or controversy exists at all stages of the judicial or administrative process). In this regard, our Court has stated that:
*325 This Court generally will not decide moot questions.... [W]e [have] summarized the mootness doctrine as follows: The cases presenting mootness problems involve litigants who clearly had standing to sue at the outset of the litigation. The problems arise from events occurring after the lawsuit has gotten under way — changes in the facts or in the law — which allegedly deprive the litigant of the necessary stake in the outcome. The mootness doctrine requires that an actual case or controversy must be extant at all stages of review, not merely at the time the complaint is filed.
Pap’s A.M. v. City of Erie, 571 Pa. 375, 812 A.2d 591, 599-600 (2002) (citations omitted).
While it does indeed appear that the issue before us for review, at this juncture, is moot, as trial has taken place with the Public Defender serving as standby counsel, review is not necessarily precluded. Various well recognized exceptions to the mootness doctrine permit a court’s review of issues that are, in fact, moot. One such exception is the doctrine of “capable of repetition yet evading review”:
Exceptions to this principle are made where the conduct complained of is capable of repetition yet likely to evade review, where the case involves issues important to the public interest or where a party will suffer some detriment without the court’s decision.
Sierra Club, 702 A.2d at 1135.
Anticipating our likely consideration of the capable of repetition yet evading review exception to the mootness doctrine under the circumstances of this case, the AOPC asserts that were we to consider such exception, we should conclude that it is not met sub judice. In this regard, while the AOPC concedes that the matter under review is capable of repetition, it asserts that it is not likely to evade review. Specifically, the AOPC suggests that if this scenario were to occur again, the Public Defender could simply challenge the appointment by either seeking interlocutory appeal of such order or by seeking the court to certify the issue for appeal. Thus, the AOPC posits, the issue could be reviewed in a future case through
We disagree with the AOPC that the above-suggested alternative mechanisms would result in review of the issue at bar thus precluding our need to review it at this stage. Pursuant to Pa.R.Crim.P. 600, a trial must commence 365 days from the date on which the complaint is filed, if the defendant has been released on bail. See Pa.R.Crim.P. 600(A)(3). Likewise, the Rule requires an incarcerated defendant be tried within 180 days. See Pa.R.Crim.P. 600(E). Under either of the scenarios suggested by the AOPC, a defendant’s constitutional right to a speedy trial would be implicated and, thus, whether a certified appeal and/or interlocutory appeal were sought by the public defender, as distinct from any defendant, regarding the appointment as standby counsel at the request of the Commonwealth, the adjudication of the appeal could presumably result in the loss of the prosecution. Thus, it does not appear that trial could be delayed while an appeal of the issue was being pursued without the potential of a hampered prosecution and, if, conversely, the trial was conducted, we would face the same mootness argument made herein. Thus, we conclude that the issue is one that is capable of repetition, yet likely to evade review.
Regarding the writ of prohibition claim, the AOPC contends, without significant development, that as this matter could have been pursued through certification or interlocutory appeal, use of a great writ was improper. For all of the reasons explained above as to why an interlocutory appeal could implicate Bettelli’s right to a speedy trial, the AOPC’s argument fails. The only jurisprudentially sound way for this case to be reviewed by this Court without jeopardizing the Commonwealth’s right to prosecute the defendant was to
Finally, we note that this Court has original jurisdiction to entertain the writ pursuant to 42 Pa.C.S. § 721(2), which specifies our jurisdiction over matters involving “prohibition to courts of inferior jurisdiction.” Our Court, at this juncture, has permitted the merits of the claim to go forward. While we find on the merits that relief pursuant to the writ is unwarranted, as will be discussed fully herein, we reject the notion that at this stage we should decline a merits analysis on the grounds that there might have been a different procedural track available to the Public Defender’s Office.
Accordingly, we turn to the merits of the issue. The Public Defender contends that ordering it to act as standby counsel for Bettelli shifts the “limited resources of the Public Defender from eligible parties and unfairly reallocates them to ineligible parties.” The Public Defender asks our Court to rule that the trial court’s authority cannot be used to appoint a public defender to represent a defendant who it has previously deemed ineligible for the public defender’s services. It posits that the court’s authority to appoint standby counsel cannot override or obviate the Public Defender’s discretion to determine who qualifies financially for that office’s services. The Public Defender asserts that the primary authority for determining indigence and eligibility for services lies directly with the Public Defender.
The AOPC responds that the trial court properly appointed the Public Defender as standby counsel under the circumstances of this case pursuant to Pa.R.Crim.P. 121(D) and 122(C)(1). It argues that it is within the trial court’s discretion to appoint standby counsel as deemed necessary, after conducting a waiver of counsel hearing, which is exactly what occurred here.
Thus, we find no flaw in the trial court’s reasoning. Indeed, the court appears to have weighed with care the competing interests in this case and reached an eminently reasonable compromise. Considering the unique facts in this situation, we hold it was proper for the trial court to appoint the Public Defender pursuant to Pa.R.Crim.P. 121(D) and 122(C)(1) in the interests of justice.
Dauphin County is distinguishable from the case at bar. In Dauphin County the trial court attempted to limit systematically those who qualify for representation by the Public Defender by dictating eligibility requirements. Dauphin County did not speak, however, to the issue of whether the trial court may supplant the Public Defender’s denial of representation for compelling reasons on infrequent occasions when required by “the interests of justice.” See Pa.R.Crim.P. 122(C)(1).
Under the narrow facts of this case, the court acted within its province in appointing the Public Defender as standby counsel, and did not infringe upon our holding in Dauphin County. While we determined that a bright-line financial requirement to determine qualification for representation could not be imposed on the Public Defender’s Office in Dauphin County, we cannot find that the Public Defender is the final authority in declining representation when the interests of justice require appointment.
. 18 Pa.C.S. §§ 3121, 3123, 3125, and 3126, respectively.
. Although not entirely clear from the record, it appears that pending trial, Bettelli was released on bond and continued employment as an over-the-road truck driver during the proceedings.
. The trial court relied upon Pa.R.Crim.P. 121(D), which provides in pertinent part:
(D) Standby Counsel
When the defendant’s waiver of counsel is accepted, standby counsel may be appointed for the defendant. Standby counsel shall attend the proceedings and shall be available to the defendant for consultation and advice.
Pa.R.Crim.P. 121(D).
. The court relied upon Pa.R.Crim.P. 122(C)(1), amended August 1, 2005, now at Pa.R.Crim.P. 122(A)(3), as justification for specifically choosing the Public Defender's Office to represent Bettelli. That provision provides as follows:
Rule 122. Assignment of Counsel
(C) In All Cases.
(1) The court, of its own motion, shall assign counsel to represent a defendant whenever the interests of justice require it.
. We note that because the instant appeal hinges upon a question of law, our standard of review is plenary. Commonwealth v. Haag, 570 Pa. 289, 809 A.2d 271 (2002).
. Counsel for the AOPC represents the Venango County Court of Common Pleas pursuant to Pennsylvania Rules of Judicial Administration, which provide that the AOPC shall have the power "to provide to personnel of the [unified judicial] system legal services and, when appropriate, representation by legal counsel.” Pa.R.J.A. 505(15). "Personnel of the system” is defined as “judges and other judicial officers, their personal staff, the administrative staff of courts and justices of the peace, and the staff of the Administrative Office and other central staff.” Pa.R.J.A. 102.
. It warrants our acknowledgement that the mootness resulting here was caused, in part, by our own action in denying the requested motion for stay. However, we were faced with the quandary explained above. If we had granted the stay, Bettelli’s right to a speedy trial may have been jeopardized implicating Rule 600.
. We note also that the AOPC never moved to quash the writ or otherwise voiced objection to this procedure, until they filed their brief to this Court. Thus, while we find it unnecessary to develop, we believe a waiver analysis would also preclude this objection at this juncture.
Reference
- Full Case Name
- PUBLIC DEFENDER’S OFFICE OF VENANGO COUNTY, Petitioner v. VENANGO COUNTY COURT OF COMMON PLEAS, Respondent
- Cited By
- 67 cases
- Status
- Published