Figueroa-Rivera v. Commonwealth of Puerto Rico
District Court, D. Puerto Rico
Figueroa-Rivera v. Commonwealth of Puerto Rico
Trial Court Opinion
THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF PUERTO RICO
ADIANÉS FIGUEROA-RIVERA, et al.,
Plaintiffs,
v.
Civil No. 24-1357 (ADC)
COMMONWEALTH OF PUERTO RICO,
et al.,
Defendants.
OMNIBUS OPINION AND ORDER
I. Introduction
This case centers on a dispute between plaintiffs Adianés Figueroa-Rivera (“Mrs.
Figueroa”) and José Antonio Ghigliotti (“Mr. Ghigliotti,” and together with Mrs. Figueroa,
“plaintiffs”), appearing in their personal capacities and on behalf of their minor daughter
“ASGF,” and the Puerto Rico Department of Education (“DOE”) over what constitutes a free
and appropriate public education for the ASGF.1 Plaintiffs have spent years insisting on
compliance with what they view as the correct interpretation of their rights as parents under the
many substantive and procedural provisions of the Individuals with Disabilities Education Act
(“IDEA”), 20 U.S.C. § 1400 et seq. The DOE has made considerable but unsuccessful efforts to
1 Plaintiffs sued the Secretaries of the DOE and the Department of the Family (“DOF”) in their official capacities.
Because these are instrumentalities of co-defendant the Commonwealth of Puerto Rico (“Commonwealth”), and for
simplicity’s sake, the Court will refer to the Commonwealth as the main defendant and only refer to the DOE and
DOF as necessary.
find an agreeable compromise with plaintiffs. In the process, Mrs. Figueroa became subject to
an administrative proceeding before the DOF due to alleged parental negligence arising from
ASGF’s absences from school. To this day, the parties remain at loggerheads as to how to
proceed, with plaintiffs insisting on receiving every inch of process they understand is due to
them and the DOE digging in its heels on defense. The main casualty of all this strife has been,
and continues to be, the minor ASGF.
Plaintiffs’ verified complaint seeks declaratory judgment, injunctive relief,
reimbursement of costs, compensatory education, and attorney’s fees for alleged violations of
IDEA. ECF No. 1. Pending before the Court is a motion to dismiss filed by Commonwealth
under Fed. R. Civ. P. 12(b)(1) for lack of subject-matter jurisdiction. ECF No. 46. The
Commonwealth argues that plaintiffs failed to exhaust their claims under the administrative
procedures available under IDEA, for which reason this Court lacks jurisdiction. Also before the
Court is United States Magistrate Judge Giselle López-Soler’s Report and Recommendation
(“R&R”) recommending that the Court deny plaintiff’s dual requests for preliminary injunctive
relief against the DOE (ECF No. 5) and for the issuance of a writ enjoining administrative
proceedings against Figueroa -Rivera before the DOF (ECF No. 11). ECF No. 184.
As to the defendants’ motion to dismiss, the matter is fully briefed. Plaintiffs filed an
opposition, ECF No. 60, and several of the other filings on record relating to the request for
preliminary injunction touch upon issues related to defendants’ jurisdictional challenge. Both
parties filed objections to the Magistrate Judge’s R&R on plaintiffs’ preliminary injunctive relief
requests. ECF Nos. 200, 202. Both parties filed a response to each other’s objections. ECF Nos.
203, 204. Plaintiffs further filed a reply in support of their objections (ECF No. 205-1).
The Court has reviewed the parties’ arguments for and against dismissal for lack of
jurisdiction, and for the reasons set forth below, the Court GRANTS IN PART, DENIES IN
PART the Commonwealth’s motion to dismiss at ECF No. 46. Plaintiffs’ first, second, third, fifth,
seventh, and eighth causes of action, and their related requests for declaratory and permanent
injunctive relief, are DISMISSED WITHOUT PREJUDICE for failure to exhaust administrative
remedies. All claims against the DOF are DISMISSED for lack of jurisdiction, and plaintiffs’
request for the issuance of a writ at ECF No. 11 to enjoin administrative proceedings before that
agency is DENIED.
The Magistrate Judge’s R&R at ECF No. 184 is ADOPTED IN PART, MODIFIED IN
PART. The Court adopts the Magistrate Judge’s factual findings, as modified in this Opinion
and Order. The Court adopts in part the Magistrate Judge’s conclusion that the Court lacks
subject matter jurisdiction to issue relief that could have been obtained under IDEA’s
administrative procedure. Accordingly, plaintiffs’ motion for preliminary injunctive relief at
ECF No. 5 is DENIED IN PART, given that this Court’s decision on the motion to dismiss and
that other recent developments have rendered the requested relief moot, but GRANTED IN
PART inasmuch as the Court ORDERS the DOE to submit its final IEP proposal for ASGF to
the administrative procedure available under IDEA. Plaintiffs’ motion for payment of private
school placement at ECF No. 136 is DENIED for failure to exhaust. The Court deems the request
to order a COMPU meeting MOOT.
Finally, pursuant to its inherent powers, the Court hereby orders a STAY of the present
action pending the outcome of the administrative proceeding ordered herein.
II. Factual Background
A. The well-pleaded allegations of the verified complaint.
The Magistrate Judge included a succinct and apt summary of the well-pleaded facts of
the verified complaint. See R&R, ECF No. 184 at 1-6. That is no small feat: the factual statement
in plaintiffs’ verified complaint exceeds seventy pages in length and goes on for 183 numbered
paragraphs interspersed with legal argumentation and case citations. Plaintiffs often repeat facts
and make references to terms or acronyms that are not defined until later in the complaint. After
a detailed review of the allegations, the Court finds it both useful and efficient to incorporate
the Magistrate Judge’s summary of the allegations for purposes of analyzing the
Commonwealth’s facial subject-matter jurisdiction challenge. Accordingly, the Magistrate
Judge’s summary is incorporated below with some additions and modifications.
1. ASGF’s schooling history up to the 2020-2021 school year.
On August 11, 2024, plaintiffs filed the above-captioned complaint personally and on
behalf of their daughter ASGF, who is registered with the DOE as a student with disabilities.
ECF No. 1 at ¶¶ 11-12. ASGF has been diagnosed with attention deficit hyperactivity disorder
(“ADHD”), inattentive type, learning disorders, depression, anxiety, and syringomyelia. Id., at
¶ 11. She has been duly registered with DOE as a student with disabilities in its Ponce District
since 2012. Id., at ¶¶ 12, 24.
In April 2018, plaintiffs paid for a psychometric evaluation of ASGF that showed that she
had several specific and significant learning deficiencies in mathematics and in reading and
writing Spanish. Id., at ¶ 28. Specifically, the evaluation demonstrated that plaintiff was at a
second-grade level in mathematics and a fourth-grade level in Spanish, even though she was
currently going through the fifth grade at the time. Id. For the school year 2018-2019, ASGF was
placed in the public school system to receive full special education services. Id., at ¶ 26.
However, the preparation of an Individualized Educational Program (“IEP”) for ASGF—the
document that sets out the needs and services required for a special education student for each
school year—did not begin until January 2019. Id., at ¶ 27.
The IEP for school year 2019-2020 was prepared on May 20, 2019. Id., at ¶ 30. ASGF was
placed in a regular classroom with reasonable accommodation but without specific services for
her needs. Id. Although ASGF obtained good grades, plaintiffs became concerned that ASGF
was not learning, but rather merely memorizing material in the short term. Id., at ¶ 31. Plaintiffs
took these concerns to the school, which dismissed them given ASGF’s good grades. Id.
A Programming and Placement Special Education Committee (“COMPU,” for its Spanish
acronym) meeting took place on October 28, 2020 to review the IEP for the 2020-2021 school
year.2 Id., at ¶ 32. During that meeting, plaintiffs requested daily, individualized education for
ASGF, with a differentiated strategy from that of regular students, in order to address ASGF’s
academic delays. Id., at ¶ 33. They requested new psych-educative and psychometric
evaluations, as well as other evaluations. Id. An additional psych-educative evaluation was
prepared on December 30, 2020, which was discussed and accepted at an COMPU meeting held
on January 26, 2021. Id., at ¶ 34. Plaintiffs requested that the IEP for school year 2020-2021 be
amended to take account of this new evaluation. Id. Plaintiffs allege that the DOE considered
the IEP to be “correct” and that new evaluations would be requested for the upcoming 2021-
2022 school year IEP. Id. However, in April 2021, during a COMPU meeting, the DOE informed
that the 2020-2021 school year IEP would be amended. Id. Plaintiffs allege that the draft IEP
referenced the December 2020 evaluation but did not include “the recommendations of reduced
groups (in number of students) and one-to-one teaching in the areas with learning deficiencies.”
Id.
2. IEP for School Year 2021-2022.
In May 2021, meetings between plaintiffs and the representatives of DOE were scheduled
to prepare ASGF’s IEP for the 2021-2022 school year, but they were not held. ECF No. 1 at ¶ 36.
When the school year began in August 2021, ASGF did not have an approved IEP in place. Id.
Plaintiffs decided to enroll ASGF in a private school. Id. On September 14, 2021, plaintiffs filed
2 Referred to as an “IEP Team” in IDEA. 20 U.S.C. § 1414(d)(1)(B). For simplicity’s sake, the Court will use plaintiffs’
“COMPU” nomenclature.
an administrative complaint, A.S.B.F. v. Department of Education, No. QEE-2122-21-09-00267,
seeking payment of education services and placement of ASGF for the 2021-2022 school year.
Id., at ¶ 37.3 The hearing officer agreed with plaintiffs that the DOE had not taken into account
the recommendations of the psych-educative evaluation and ordered that ASGF be placed at a
private institution at the DOE’s expense, and that a COMPU meeting be held before February
2022 to agree on an IEP for the 2021-2022 school year. Id., at ¶¶ 38-42. Although the meeting was
held, no IEP for that school year was approved. Id., at ¶ 43.
3. IEP for School Year 2022-2023.
An IEP for the 2022-2023 school year was prepared on May 16, 2022. Id. Pursuant to the
IEP, ASGF attended the María Mercedes (Lila) Mayoral Wirshing School and the Fine Arts
School, both public schools in Ponce, Puerto Rico. Id., at ¶ 44. This IEP included transportation
services, education assistants, and was later amended to also include a transportation assistant.
Id. However, on August 13, 2022, the DOE informed plaintiffs that transportation could not be
provided. Id., at ¶ 45. On September 11, 2022, plaintiffs filed a complaint in the DOF for
institutional negligence against the school director of the Lila Mayoral School, seeking for the
DOE to provide transportation to the minor. Id., at ¶¶ 47-48. In what plaintiffs deem “apparent
retaliation,” the school director filed a complaint with the DOF requesting a protective order on
behalf of ASGF against her mother, Mrs. Figueroa, for her failure to take ASGF to school. Id., at
3 As explained in the complaint: “A.S.B.F. corresponds to ASGF due to a change of the legal name because of the
culmination of an adoption process by co-plaintiff Mr. José Ghigliotti.” ECF No. 1 at 11 n.1.
¶ 48. On November 17, 2022, the negligence claim against Mrs. Figueroa was dismissed after the
parties reached an agreement to resolve the transportation issues. Id., at ¶ 49.
A month later, on December 27, 2022, plaintiffs filed a second administrative complaint
before the DOE, A.F.S.B. v. DOE, No. 2223-21-12-00809. Id., at ¶ 51. Plaintiffs requested
placement, reimbursement of transportation, service assistance, and a COMPU meeting for the
minor. Id. The claim was settled and, as a result thereof, plaintiffs enrolled ASGF at the Luis
Lloréns Torres School in Juana Díaz. Id., at ¶¶ 51-53. ASGF attended the Luis Lloréns Torres
School from mid-February 2023 through May 2023. Id., at ¶ 53. ASGF was placed in a regular
classroom with a special education teacher to provide one-to-one learning in Spanish, English
and mathematics. Id., at ¶ 51.
4. Preparation of IEP for School Year 2023-2024.
A COMPU meeting was held on May 31, 2023, at the Luis Lloréns Torres School to
prepare ASGF’s IEP for the 2023-2024 school year. Id., at ¶ 54. Plaintiffs and representatives of
the DOE disagreed on whether a reevaluation of ASGF should be conducted. Id. Plaintiffs met
with the then-Secretary of DOE, Mr. Eliezer Ramos, on June 28, 2023, and discussed temporary
placement in the Lysander Borrero Terry School in Villalba. Id., at ¶ 59. As part of the proposal
that was discussed, Mrs. Figueroa, a professional school librarian employed by the DOE, would
need to be reassigned to the school. Id. Plaintiffs allege that the proposal constituted an
agreement from the DOE to provide ASGF a FAPE while an IEP was prepared. Id.4
4 FAPE stands for “free and appropriate public education” as defined in IDEA. 20 U.S.C. S 1401(9).
Notwithstanding, the proposal was not implemented because, among other things, Mr. Ramos
resigned from his position as PR-DOE Secretary on June 30, 2023, and Mrs. Figueroa’s transfer
request was rejected. Id.
Several additional COMPU meetings were held to discuss the results of ASGF’s
evaluations and a temporary preplacement for her. Id., at ¶ 61. By the time the 2023-2024 school
year began, ASGF was not attending school. Id. According to plaintiffs, ASGF could not stay at
the Luis Lloréns Torres School because, as the school director informed, it did not have the
resources to create a small group classroom as ordered by the hearing officer. Id., at ¶ 63.
Plaintiffs wanted the minor to attend the Lysander Borrero Terry School, as they had agreed
with the then Secretary of DOE. Id.
On September 5, 2023, a COMPU meeting was held to discuss evaluations, placement
alternatives and transportation, and to draft ASGF’s IEP for the 2023-2024 school year. Id., at ¶¶
78-80. ASGF was not attending school. The DOE now offered ASGF placement at the Lysander
Borrero Terry School in Villalba, with a reduced group of eight students, transportation service
and transportation assistant, and classes at the Fine Arts School. Id., at ¶ 84. The parties did not
reach an agreement on the IEP for that school year but plaintiffs and the DOE continued
discussions to prepare the IEP. Id., at ¶¶ 84, 102. Generally, plaintiffs’ position was that ASGF’s
individualized needs, as reflected in the professional evaluations, should be incorporated into
the IEP. Id., at ¶ 85. The DOE’s position was that ASGF should be placed in tenth grade and
afforded reasonable accommodations, and that the regular curriculum should not be impacted.
Id., at ¶¶ 80, 83. The DOE supported its position as responding to “federal and state law
requirements” that required IEP goals to be aligned with the corresponding school grade, citing
DOE manuals in support. Id., at ¶¶ 83, 86-87.
A COMPU meeting was held on February 8, 2024, in which the transfer to the school in
Villalba was discussed. Id., at ¶ 126. On February 20, 2024, the COMPU met to draft the IEP for
the 2023-2024 school year. Id., at ¶¶ 127-30. The parties disagreed on the grade placement for
ASGF. The parties nonetheless agreed to pre-place the student at the Lysander Borrero Terry
School while they exchanged information for the preparation of the 2023-2024 IEP. Id., at ¶¶ 130-
132. ASGF would receive one-to-one education from a special education teacher, service
assistant, and transportation. Id. No IEP was completed for the 2023-2024 school year.
Although transportation services were part of this agreement, they were not provided
until a month later, on April 1, 2024. Id., at ¶¶ 133-34. According to plaintiffs, the school’s
justification was that there was no IEP in place and therefore the “MIPE” platform could not
process the application for transportation services. Id. All throughout March 2024, Mrs. Figueroa
provided transportation to ASGF at the cost of being absent from her job. Id., at ¶ 133.
At some point prior to April 25, 2024, the director of the Luis Lloréns Torres School
allegedly “received instructions from the Ponce region to file a complaint against Mrs. Figueroa”
in the DOF due to ASGF’s absences from school. Id., at ¶ 103. Mrs. Figueroa was informed that
the referral was based on “ASGF not attending school.” Id., at ¶ 104. On April 25, the referral
“was found to be with basis to continue with the action due to educational negligence.” Id., at ¶
103.
5. Preparation of IEP for School Year 2024-2025.
On March 15, 2024, clinical psychologist Dr. José D. Guadalupe sent a letter to the director
of the Lysander Borrero Terry School with a series of recommendations. Id., at ¶ 135. In the letter,
Dr. Guadalupe describes ASGF’s diagnosis of inattentive ADHD and other comorbid
conditions. Id. He recommended that ASGF be afforded “specific support for difficulties in
reading, writing and mathematics, periods of one-to-one classes for academic deficiencies, use
of technology, emotional support session with mental health professionals, promotion of an
empathetic environment, [and] curricular adaptations in the deficit areas . . . .” Id. He also
recommended that she be given “transportation and further emotional support in the
integration into the school environment.” Id.
Following Dr. Guadalupe’s letter, a COMPU meeting was held on April 23, 2024, to
discuss the possibility of changing ASGF’s reason for disability to “emotional condition.” Id., at
¶ 136. The DOE suggested a one-to-one teacher to work on the areas of academic deficiencies,
Spanish, English, and mathematics. Id. Plaintiffs urged the DOE to consider the
psychoeducational evaluation performed by Dr. Karla Narváez. Id. Dr. Narváez had
recommended that ASGF be placed in small groups (6-8 students), and that she be assigned a
special education teacher to work on the academic subjects in which she had greater deficiencies.
Id., at ¶ 137. On May 20, 2024, another COMPU meeting was held in which the parties agreed to
use Dr. Narváez’s evaluation, discarding a more recent evaluation performed by another doctor
on April 16, 2024. Id. The COMPU agreed to meet on June 5, 2024, to draft the IEP for the 2024-
2025 school year. Id., at ¶ 138.
On June 5, 2024, the parties met to draft the 2024-2025 IEP. Id., at ¶ 139. Representatives
of the DOE informed that they would work on an IEP with goals and objectives to track ASGF’s
age and corresponding grade level. Id. Plaintiffs insisted on the need to consider ASGF’s
strengths and emotional needs and on a permanent school placement. Id. Additionally, they
claimed that an assessment for compensatory education was necessary for the minor. No IEP
was approved. The main source of disagreement at the time was whether ASGF’s IEP would
place her in tenth grade with a tenth-grade curriculum, even though her skills in English,
Spanish and mathematics did not correspond to those of a student in the tenth grade. At the
time of the filing of this case, on August 11, 2024, it was unclear what school ASGF would attend
for the 2024-2025 school year and what services she would receive. Id., at ¶ 148. No IEP was
drafted and the minor was not attending school. Id.
B. The preliminary injunction record and the R&R.
The same day plaintiffs filed their verified complaint, they also moved for preliminary
injunctive relief against the DOE and for the issuance of a writ against the DOF to stay the
educational negligence proceedings against Mrs. Figueroa. ECF Nos. 2, 5.
Plaintiffs request that the Court order the DOE to provide temporary placement for ASGF
in the Lysander Borrero Terry School in Villalba and the Fine Arts school in Ponce with the
provision of specific services while an IEP is prepared. ECF No. 5 at 10-11. They also request
that the Court order the DOE to hold a COMPU meeting to develop a new IEP plan for ASGF
“considering, and adapted to, the specific needs of ASGF . . . .” and that the Court order DOE to
pay compensatory educational services for at least four years. Id., at 10-12. Also included in the
request are certain requests for permanent relief. Id., at 11-12.5
As to the request for the issuance of a writ, the Court denied it without prejudice early
on, ECF No. 6, and plaintiffs refiled their request on August 26, 2025, ECF No. 11. On that same
day, the Court referred both the motion for preliminary injunction and the renewed request for
writ to United States Magistrate Judge Giselle López-Soler for a report and recommendation.
ECF No. 12. The Magistrate Judge held a status conference on August 30, 2025 and ordered the
parties to meet to try to agree on having ASGF “attend school as soon as possible.” ECF No. 22.
Because the parties were unable to reach an agreement, the Court set a further status conference
and argumentative hearing for September 18, 2024. ECF No. 26. As a result of the Magistrate
Judge’s active efforts, the parties managed to agree on a temporary placement for ASGF in the
Lysander Borrero Terry School. ECF No. 67.
The Magistrate Judge held five days of evidentiary hearings on plaintiffs’ request for
preliminary injunctive relief and for the issuance of writ, beginning on December 3, 2024. ECF
5 The Magistrate Judge correctly determined at the outset of her R&R that these requests for permanent relief should
be denied at this stage. ECF No. 184 at 5. The Court agrees that this is not the appropriate procedural juncture to
award permanent relief on the merits. Accordingly, the recommended disposition of those requests is adopted
without more.
No. 97. That day, the Magistrate Judge heard testimony from Dr. José Guadalupe-Torres,
ASGF’s clinical psychologist, and Prof. Zulma Ortiz-Burgos, principal of the Lysander Borrero
Terry school. Id.; Prelim. Inj. Hr’g Tr., Dec. 3, 2024, ECF No. 170. On January 13, 2025, Prof. Ortiz-
Burgos’s examination concluded, and the Magistrate Judge heard from José Luis Santiago-
Castillo of the DOE. ECF No. 127; Prelim. Inj. Hr’g Tr., Jan. 13, 2025, ECF No. 171. The hearings
continued the next day, with testimony from Melvin Feliciano-Dávila of the DOE, Mexy Román-
Colón of the DOF, and Alexandra Pérez, special education teacher. ECF No. 128; Prelim. Inj.
Hr’g Tr., Jan. 14, 2025, ECF No. 172. On January 17, 2025, a further hearing was held in which
the Magistrate Judge heard from Dr. Noelia Cortés-Cordero, associate secretary of the special
education program in the DOE. ECF No. 129; Prelim. Inj. Hr’g Tr., Jan. 17, 2025, ECF No. 173.
And finally, on January 31, 2025, plaintiff Adianés Mrs. Figueroa, ASGF’s mother, gave
testimony. ECF No. 144; Prelim. Inj. Hr’g Tr., Jan. 31, 2025, ECF No. 174.
After concluding the evidentiary hearings, the Magistrate Judge issued her R&R on
March 31, 2025. ECF No. 184. There, the Magistrate Judge made forty-three separate findings of
fact and found that the Commonwealth had failed to show that plaintiffs did not have a
likelihood of success on the merits of their claims. Id., at 7-20. However, the Magistrate Judge
found that the specific injunctive relief that plaintiffs requested were remedies that had to be
exhausted in administrative proceedings. Id., at 20-23. The Magistrate Judge thus found that
plaintiffs’ failure to exhaust doomed their request for injunctive relief and recommended that
the motion be denied. Id. In addition, the Magistrate Judge recommended denying plaintiffs’
motion for writ because the pending negligence proceedings are matters of pure Puerto Rico
law on family relations over which there is no identifiable basis for federal jurisdiction, and
“more importantly, [because] the resolution of the pending administrative proceeding against
Figueroa Rivera will not impact the Court’s ability to resolve the claims asserted in the
Complaint.” Id., at 24-25.
The Court ordered that both parties file objections by May 14, 2025. ECF No. 193. The
Commonwealth filed a “response” to the R&R, which the Court construes as an objection. ECF
No. 200. It argued that the Magistrate Judge’s conclusion that plaintiffs have a likelihood of
success on the merits of their claims is erroneous and reaffirms its request for dismissal for
failure to exhaust. On the other hand, plaintiffs filed eighteen separate objections to the R&R.
ECF No. 202. Their objections range from factual objections as to the Magistrate Judge’s findings
of fact to substantive objections as to specific legal conclusions which they claim permeate
through the Magistrate Judge’s reasoning and vitiate the R&R. The Commonwealth responded
to plaintiffs’ objections and plaintiffs to the Commonwealth’s on May 21, 2025. ECF Nos. 203,
204. Plaintiffs further filed a reply to the Commonwealth’s response on May 26, 2025. ECF No.
205-1.
C. Other matters and disputes.
1. ASGF is temporarily enrolled in private school, for which plaintiffs seek
payment.
Aside from the motion to dismiss and the preliminary injunction proceedings, plaintiffs
have filed several additional motions. On January 27, 2025, plaintiffs informed the Court that
they had temporarily placed ASGF in a private school while a valid IEP is prepared. ECF No.
131. DOE promptly responded on January 29, stating that it was open to reimbursing plaintiffs
if they submitted a proposal for academic services. ECF No. 134. The next day, plaintiffs filed a
motion requesting payment for the private school enrollment “and other related and academic
services, such as tutoring and music education previously agreed to by the DOE.” ECF No. 136
at 2. Plaintiffs maintain that payment is required as a matter of law under 20 U.S.C. §
1412(a)(10)(C) rather than under 20 U.S.C. § 1412(a)(10)(B), which is what they construe DOE to
be proposing. Id. The difference, plaintiffs maintain, is that the first option proceeds when the
DOE fails to provide a FAPE and the parents are forced to seek private placement, while the
second is applicable when the DOE is the one who “approves and places the student at such
institution so that the agency can comply with their obligation.” Id., at 11. According to plaintiffs,
in order to follow DOE’s proposed course of action, there must be a valid IEP in place, which
implies that the DOE is providing a FAPE through private placement. Id. But plaintiffs maintain
that this is not correct as a matter of fact or law.
Defendants did not oppose the motion but discussed the possibility of reimbursing
plaintiffs during the course of the preliminary injunction hearings. See ECF No. 189 (“The
interim remedies requested by Plaintiffs were extensively discussed during several status
conferences and throughout the evidentiary hearings before the Magistrate Judge and the
undersigned. Defendants provided several alternatives, which included reimbursement for the
private school placement, and Plaintiffs outright rejected the offers and requested that the
undersigned conclude the hearings and issue a report on the request for injunctive relief.”).
However, no agreement was reached. Cf. ECF No. 194 at 6-7 (“Parents are not asking the DOE
to consider placing ASGF at Ponce Christian Academy as a favor, that the DOE is willing to
consider if the school meets the requirements of 20 U.S.C. § 1412(a)(10)(B) to then pay or
reimburse services. Instead, parents are requesting that they be reimbursed now for the
educational services they are obligated to pay now, for the DOE not having provided a FAPE in
a timely manner as allowed under 20 U.S.C. 1412(a)(10(C), that does not require the existence of
an IEP, nor that the State approve the standards of the private school.”).6
On August 29, 2025, plaintiffs filed a motion reasserting their request for the issuance of
the preliminary injunction, in particular, an order for the DOE to convene a COMPU meeting
and finalize an IEP. ECF No. 219. On September 10, 2025, the Court held a telephone conference
with counsel for both parties and ordered that a COMPU meeting be held as soon as practicable.
ECF No. 222. The Court also ordered plaintiffs to submit to DOE the documents and information
it required earlier in the year to analyze their reimbursement request. Id. On September 16, 2025,
the Commonwealth informed the Court that the DOE had proposed September 20, October 1,
and October 2, 2025 as dates to hold the COMPU meeting in the Special Education Services
Center in Ponce, Puerto Rico. ECF No. 223. On September 17, 2025, plaintiffs filed a motion
6 Plaintiffs have since withdrawn their request for an order to temporarily place ASGF in the Lysander Borrero
Terry School in Villalba given her temporary private school enrollment. ECF No. 194 at 14 (“The original relief to
order an interim placement at the Lysander Borrero School, pending drafting of an IEP is now not necessary and
was shown to be unworkable, but its purpose is fulfilled by the parental placement and request for
reimbursement.”).
stating for the record what look to be objections to the manner in which the COMPU meeting
date was being organized. ECF No. 227. The Court ordered that the meeting go ahead on
October 1, 2025, and that its results be reported to the Court within twenty-four hours of the
meeting’s conclusion. ECF No. 237.7
2. Judicial review of DOF negligence proceeding.
As mentioned in the verified complaint, Mrs. Figueroa has been subject to a finding of
negligence and has been embroiled in an administrative review proceeding before the DOF. See
ECF No. 1 at ¶ 103. An administrative hearing before the DOF’s Adjudicative Board was held
on March 28, 2025. ECF No. 176. On March 30, 2025, the DOF confirmed the finding of
negligence. ECF No. 207. Mrs. Figueroa sought reconsideration. ECF No. 210 at 2. Her request
was denied on July 9, 2025. ECF No. 216. On July 22, 2025, plaintiffs informed that they would
seek judicial review of the administrative decision before the Commonwealth’s Court of Appeal.
Id., at 2. More recently, plaintiffs informed that the Court of Appeal issued judgment in Mrs.
7 Specifically, the Court ordered as follows:
The COMPU meeting shall be held on October 1, 2025. The DOE shall present the COMPU
members a draft IEP proposal for ASGF, discuss its contents and explain its bases with them, and
employ reasonable efforts to address the COMPU members' concerns or suggestions. Plaintiffs are
to cooperate fully in this process and to approach it in good faith, without undue or excessive focus
on procedural rigidity. The DOE is to inform of the result of the meeting to this Court within
twenty-four hours of its conclusion. If there is a real, concrete possibility of consensus, the Court
may grant additional time to finalize the IEP. If not, then plaintiffs are to state their reasons for
rejecting the proposal in a motion to be filed within twenty-four hours of the DOE's informative
motion. Neither motion shall exceed five pages in length.
ECF No. 237.
Figueroa’s case on September 15, 2025, denying her request for judicial review, and that she has
sought reconsideration of said determination. ECF Nos. 236, 238.
III. Standard of Review
A. Rule 12(b)(1) and Lack of Subject-Matter Jurisdiction.
Motions brought under Fed. R. Civ. P. 12(b)(1) are subject to the same standard of review
as Fed. R. Civ. P. 12(b)(6) motions. Torres v. Bella Vista Hosp., Inc., 523 F. Supp. 2d 123, 132 (D.P.R.
2007) (citing Negrón-Gaztambide v. Hernández-Torres, 35 F.3d 25, 27 (1st Cir. 1994)). Therefore, in
analyzing the defendants’ jurisdictional challenge, the Court must “construe the Complaint
liberally and treat all well-pleaded facts as true, according to the plaintiffs the benefit of all
reasonable inferences.” Town of Barnstable v. O’Connor, 786 F.3d 130, 138 (1st Cir. 2015) (citation
modified). Nonetheless, the burden remains on plaintiffs, as the “party seeking to invoke the
jurisdiction of a federal court must bear the burden of demonstrating the existence of such
jurisdiction.” Gordo-González v. United States, 873 F.3d 32, 35 (1st Cir. 2017). Dismissal for lack of
subject-matter jurisdiction “is appropriate only when the facts adumbrated in the plaintiff’s
complaint, taken at face value, fail to bring the case within the court’s subject-matter
jurisdiction.” Id.8
8 Because defendants’ subject-matter jurisdiction challenge is a facial one as opposed to a factual one, the Court’s
analysis is limited to the well-pleaded allegations of the complaint. See Torres-Negrón v. J & N Records, LLC, 504 F.3d
151, 162 (1st Cir. 2007).
B. Review of Magistrate Judge’s R&R.
United States Magistrate Judges are granted authority to make proposed findings and
recommendations on a motion for injunctive relief, while the ultimate resolution of the motion
remains at the discretion of the presiding judge. See 28 U.S.C. § 636(b)(1)(B); Fed. R. Civ. P. 72(b);
accord L. Civ. R. 72(a)(1). Any party adversely affected by the recommendation issued may file
written objections within fourteen (14) days of being served with the report and
recommendation. Fed. R. Civ. P. 72(b). A party that files a timely objection is entitled to a de novo
determination of “those portions of the report or specified proposed findings or
recommendations to which specific objection is made.” Sylva v. Culebra Dive Shop, 389 F. Supp.
2d 189, 191–92 (D.P.R. 2005) (citing United States v. Raddatz, 447 U.S. 667, 673 (1980)). “The district
court need not consider frivolous, conclusive, or general objections.” Rivera–García v. United
States, Civ. No. 06–1004 (PG), 2008 WL 3287236, *1 (D.P.R. Aug. 7, 2008) (citing Battle v. U.S.
Parole Comm'n, 834 F.2d 419 (5th Cir. 1987)).
To the extent a party’s objections are little more than general or conclusory, without
specifying to which issues the party is objecting, or where the objections are repetitive of the
arguments already made to the magistrate judge, a de novo review may be unwarranted. Id.
“Instead, the report and recommendation is reviewed by the district judge for clear error.” Id.
(citing Camardo v. Gen. Motors Hourly–Rate Employees Pension Plan, 806 F. Supp. 380, 382
(W.D.N.Y. 1992) (“It is improper for an objecting party to ... submit[] papers to a district court
which are nothing more than a rehashing of the same arguments and positions taken in the
original papers submitted to the Magistrate Judge. Clearly, parties are not to be afforded a
‘second bite at the apple’ when they file objections to a R & R.”)).
In conducting its review, the Court is free to “accept, reject, or modify, in whole or in
part, the findings or recommendations made by the magistrate-judge.” 28 U.S.C. § 636(b)(1); see
also, Templeman v. Chris Craft Corp., 770 F.2d 245, 247 (1st Cir. 1985); Alamo Rodríguez v. Pfizer
Pharma., Inc., 286 F. Supp. 2d 144, 146 (D.P.R. 2003). Hence, the court may accept those parts of
the report and recommendation to which the party does not object. See Hernández–Mejías v.
General Elec., 428 F. Supp. 2d 4, 6 (D.P.R. 2005) (citing Lacedra v. Donald W. Wyatt Detention
Facility, 334 F. Supp. 2d 114, 125–26 (D.R.I. 2004)). The Court, however, “is not required to make
separate findings of fact or issue an opinion setting forth its own reasoning.” United States v.
Bach, 388 F. App’x 2 (1st Cir. 2010) (citing Jonco, LLC v. ALI, Inc., 157 F.3d 33, 35 (1st Cir. 1998)).
IV. Discussion
Plaintiffs’ verified complaint includes nine causes of action against defendants. As the
Magistrate Judge aptly summarized in her R&R:
All the causes of action are premised on the effect that the policies and practices of
the DOE with respect to the process of approving an IEP have had in ASGF’s case
and how these have impeded the diligent preparation of ASGF’s IEP in violation
of IDEA. [ECF No. 1] at pp. 78-91. As alleged, the causes of action stem from DOE
policies and guidelines that (i) violate IDEA’s requirement of individualized
consideration of a child’s needs so that a FAPE may be provided (Count 1); (ii) fail
to provide a written prior notice and conduct yearly reevaluations for special
education students (Count 2); (iii) prevent parents’ meaningful participation in the
drafting of the IEP (Count 3); (iv) allow the “automatic continuation of obsolete
IEP” (Count 4); (v) fail to account for previous administrative resolutions (Count
5); (vi) transfer the obligation to have a valid IEP to parents (Count 6); and (vii)
allow agreements related to a FAPE to be contained in minutes instead of drafting
or amending an IEP (Count 8). Plaintiffs also assert a cause of action for
compensatory education services (Count 7) and another for attorney’s fees and
costs (Count 9).
R&R, ECF No. 184 at 12-13. The DOF is referenced mainly with regards to the sixth cause of
action, in which plaintiffs accuse it of collaborating with DOE to violate IDEA by accepting and
processing negligence referrals against plaintiffs for their rejection of DOE’s IEP proposals. See
ECF No. 1 at ¶¶ 209-10.
In the verified complaint’s prayer for relief, plaintiffs ask the Court to issue nine separate
and detailed declarations as to the purported illegality of DOE’s actions under IDEA which do
not neatly track the underlying causes of action. See id., at 85-90. Plaintiffs also request
permanent injunctive relief “enjoining defendants from further depriving or seeking to interfere
with ASGF's federal rights . . . [and] enjoining the DOE and the [DOF] from pursuing claims for
educational negligence against Mrs. Figueroa, or both parents, for not taking ASGF to a school
. . . .” Id., at 89-90.
The Court’s task at this point is to determine whether the well-pleaded facts in the
verified complaint, taken as true, excuse plaintiffs from complying with IDEA’s exhaustion of
remedies requirement.
A. IDEA and exhaustion of remedies.
IDEA imposes on states the obligation to provide “all children with disabilities a free and
appropriate public education (commonly referred to as a FAPE)” in exchange for federal
funding. Roe v. Healey, 78 F.4th 11, 15-16 (1st Cir. 2023) (citing 20 U.S.C. §§ 1400(d)(1)(A),
1412(a)(1)(A)).9 “A FAPE encompasses both ‘special education and related services’” and is
provided “primarily . . . through the promulgation of individualized education programs
(IEP).” Id., at 16 (citing 20 U.S.C. §§ 1401(9), 1414(d)). A child with disabilities is evaluated and
reevaluated in accordance with the requirements and procedures set out in 20 U.S.C. § 1414(a)-
(c). An IEP for the child is prepared by an IEP team (i.e., the COMPU) in accordance with 20
U.S.C. § 1414(d), which is required to meet and make decisions as to the preparation of the IEP.
The team consists of, at a minimum, the child’s parents, one of the child’s regular teachers, one
special education teacher, and a representative of the state educational agency (here, the DOE)
with certain competencies. 20 U.S.C. § 1414(d)(1)(B).
IDEA includes an administrative framework for parents or the public agency to “raise
complaints ‘with respect to any matter relating to the identification, evaluation, or educational
placement of the child, or the provision of a free appropriate public education to such child.’”
Valentín-Marrero v. Puerto Rico, 29 F.4th 45, 50 (1st Cir. 2022) (quoting 20 U.S.C. § 1415(b)(6)(A));
see also 34 C.F.R. § 300.507(a)(1). For instance:
If the IEP process fails to produce an IEP upon which a school district and the
child's parents can agree, the parents may challenge either the school district's
handling of the IEP process or the substantive adequacy of the IEP itself—that is,
whether the IEP is reasonably calculated to enable the child to make progress in
light of their circumstances—by demanding an administrative due process
hearing before a designated state educational agency.
9 The Commonwealth is a “State” for purposes of IDEA. 20 U.S.C. § 1401(31).
Doe v. Newton Pub. Sch., 48 F.4th 42, 48 (1st Cir. 2022) (citing D.B. ex rel. Elizabeth B. v. Esposito,
675 F.3d 26, 35 (1st Cir. 2012) (citation modified)).10 On the other hand, the local educational
agency “has essentially the same right if, for example, it seeks to test the validity of a proposed
IEP or it wishes to challenge an existing IEP as over-accommodating.” Esposito, 675 F.3d at 35.11
These “impartial due process hearings” are conducted before a hearing officer in
accordance with 20 U.S.C. § 1415(f) and 34 C.F.R. § 300.513 and are “broad” in scope. Rose v.
Yeaw, 214 F.3d 206, 210 (1st Cir. 2000). The hearing officer’s decision “shall be made on
substantive grounds based on a determination of whether the child received a [FAPE].” 20
U.S.C. § 1415(f)(3)(E)(i); see also 34 C.F.R. § 300.513(a)(1). If the complaint involves allegations of
procedural violations, then the hearing officer must consider the effect these had on the child’s
right to a FAPE, the parents’ right to participate in the decision-making process regarding the
provision of a FAPE, or on the educational benefits themselves. 20 U.S.C. § 1415(f)(3)(E)(ii), 34
C.F.R. § 300.513(a)(2).
State law or the state educational agency may provide for the hearing to be conducted
before a local educational agency or before the state educational agency itself. 20 U.S.C. §
10 A “state educational agency” is defined as “the State board of education or other agency or officer primarily
responsible for the State supervision of public elementary schools and secondary schools, or, if there is no such
officer or agency, an officer or agency designated by the Governor or by State law.” 20 U.S.C.A. § 1401(32).
11 A “local educational agency” is defined as “a public board of education or other public authority legally
constituted within a State for either administrative control or direction of, or to perform a service function for, public
elementary schools or secondary schools in a city, county, township, school district, or other political subdivision
of a State, or for such combination of school districts or counties as are recognized in a State as an administrative
agency for its public elementary schools or secondary schools.” 20 U.S.C. § 1401(19).
1415(f)(1)(A). If before a local educational agency, then the party aggrieved by the outcome has
the right to appeal the decision to the state educational agency. 20 U.S.C. § 1415(g). The decision
of the state educational agency, whether on first instance or on appeal, is reviewable by means
of the filing of a civil action “in any State court of competent jurisdiction or in a district court of
the United States, without regard to the amount in controversy.” 20 U.S.C. § 1415(i)(2)(A).
The relief available under IDEA is limited to providing a FAPE where one has been
denied. See Fry, 580 U.S. at 166 (“The only relief that an IDEA officer can give . . . is relief for the
denial of a FAPE.”); Sch. Comm. of Town of Burlington, Mass. v. Dep't of Educ. of Mass., 471 U.S.
359, 105 S. Ct. 1996, 85 L. Ed. 2d 385 (1985). This relief includes equitable remedies such as
ordering the provision of compensatory education services and the reimbursement of past
educational expenses. Roe v. Healy, 78 F.4th at 16; see also Doucette v. Georgetown Pub. Sch., 936
F.3d 16, 32 (1st Cir. 2019) (“[T]the relief available under the IDEA is equitable and is limited to
(1) future special education and related services to ensure or remedy a past denial of a FAPE;
and (2) reimbursements to parents for education-related expenditures that the state ought to
have borne.”). Parents may also demand compliance with IDEA’s procedural provisions. See
Fry, 580 U.S. at 168 n.6 (citing 20 U.S.C. § 1415(f)(3)(E)(iii)); 34 C.F.R. § 300.513(b).
However, “[p]arents must exhaust their state-provided remedies before filing a lawsuit
in federal court alleging a violation of the IDEA.” Roe v. Healey, 78 F.4th at 16 (citing 20 U.S.C. §
1415(i)(2)(A)); see also 20 U.S.C. § 1415(l). The First Circuit has long recognized that “special
benefits adhere to the exhaustion requirement in the IDEA context.” Frazier v. Fairhaven Sch.
Comm., 276 F.3d 52, 60–61 (1st Cir. 2002). It recently emphasized how the statute’s
“administrative machinery places those with specialized knowledge—education
professionals—at the center of the decisionmaking process, entrusting to them the initial
evaluation of whether a disabled student is receiving a [FAPE,] . . . also ensur[ing] that
educational agencies will have an opportunity to correct shortcomings in a disabled student's
[IEP].” Valentín-Marrero, 29 F.4th at 51 (quoting Frazier, 276 F.3d at 60–61). Moreover, IDEA’s
exhaustion requirement “also serves the purposes that exhaustion requirements in
administrative regimes typically serve, including ‘forc[ing] parties to take administrative
proceedings seriously, allow[ing] administrative agencies an opportunity to correct their own
errors, and potentially avoid[ing] the need for judicial involvement altogether.’” Id. (quoting
Frazier, 276 F.3d at 60 (alterations in original)). Such is the importance of having the
administrative procedure run its course that “[p]ermitting parents to bypass [them] in order to
have courts determine in the first instance whether an IEP provides a FAPE frustrates the IDEA’s
‘carefully calibrated balance and shifts the burden of factfinding from the educational specialists
to the judiciary.’” Id. (quoting Frazier, 276 F.2d at 61).12 In that sense, having a developed
administrative record is an invaluable tool in those cases that do reach the courthouse steps.
12 Although plaintiffs here seek no relief under non-IDEA statutes, it bears mentioning that the Supreme Court has
firmly held that suits seeking relief available under IDEA must exhaust its administrative remedies framework,
even when the relief could also be available under other statutes. See Luna Perez v. Sturgis Pub. Sch., 598 U.S. 142
(2023); Fry v. Napoleon Cmty. Sch., 580 U.S. 154 (2017) (both interpreting 20 U.S.C. § 1415(l)). For example, in Fry, the
Supreme Court held that when the substance or gravamen of a complaint shows that the plaintiff seeks relief from
the denial of a FAPE, related claims of disability discrimination under Title II of the Americans with Disabilities
Act, 42 U.S.C. § 12131 et seq., and Section 504 of the Rehabilitation Act, 29 U.S.C. § 794, need to be exhausted under
IDEA’s administrative procedures before they could be heard in court. Fry, 580 U.S. at 168-69. Later, in Luna Perez,
Plaintiffs here undoubtedly seek relief under IDEA—all their causes of action allege that
the Commonwealth “violated the IDEA.” See ECF No. 1 at ¶¶ 198, 200, 202, 204, 206, 208-10; see
also id., at 83 ¶ 2 (misnumbered paragraph in “Eighth Cause of Action”). On substance, all these
causes of action entail the DOE’s purported failure to provide ASGF with a FAPE and its
violation of plaintiffs’ substantive and procedural rights under IDEA. Plaintiffs also seek
compensatory education services, a type of relief that falls within IDEA. But the rub lies in the
way plaintiffs have drafted their claims. As they point out, the claims center on allegations that
the DOE has engaged in general practices, some written and some unwritten, that violate IDEA
and impede the preparation of an IEP that properly addresses ASGF’s individualized needs,
ultimately resulting in the denial of a FAPE. They allege that the DOE effectively negated their
right to meaningfully participate in the process of preparing the IEP by rejecting their
recommendations without a satisfactory explanation.13
What is relevant to the Court at this juncture is that plaintiffs argue that they are not
required to exhaust administrative remedies based on certain judicially-recognized exceptions.
the Court held that a claim for past compensatory damages under the Americans with Disabilities Act did not need
to be exhausted because, even though the damages stemmed from the denial of a FAPE, the requested relief or
remedy was unavailable under IDEA. Luna Perez, 598 U.S. at 146-48.
13 At bottom, plaintiffs’ claims can be distilled down to two principal grievances: (1) that the DOE has not allowed
them, in substance and procedure, to meaningfully question the rationale of having ASGF placed in a general
curriculum as a starting point for the preparation of her IEP, and (2) that it has abandoned its duty to have an IEP
in place at the beginning of each school year by refusing to test the propriety of the IEP in an administrative
proceeding given the lack of consensus among the COMPU members (i.e., due to plaintiffs’ rejection of the IEP
proposals) leaving ASGF at a disadvantage.
1. Exceptions to IDEA’s exhaustion requirement.
Textually, IDEA’s exhaustion requirement does not appear to admit exceptions.
However, courts have recognized (based principally on legislative history) that the requirement
was not meant to be overly rigid and that, in appropriate cases, courts may excuse plaintiffs
from going through the administrative process. See, e.g., Ezratty v. Com. of Puerto Rico, 648 F.2d
770, 774 (1st Cir. 1981) (“Indeed, the legislative history of the [predecessor to IDEA, the
Education for All Handicapped Children Act of 1975 (“EHA”),] reflects the understanding that
exhaustion is not a rigid requirement.”).14 Although the exact contours of these judicially-
recognized exceptions have ebbed and flowed throughout the decades, the First Circuit has,
broadly speaking, recognized three exceptions to IDEA’s exhaustion requirement.
First, if a plaintiff shows that exhausting administrative remedies would be futile, he or
she may be allowed to proceed directly to court. Specifically, a plaintiff must make a showing
that “the agency’s adoption of an unlawful general policy would make resort to the agency
futile, or that the administrative remedies afforded by the process are inadequate given the relief
sought.” Rose v. Yeaw, 214 F.3d at 210-11 (citing Christopher W. v. Portsmouth Sch. Comm., 877 F.2d
1089, 1094 (1st Cir. 1989)). Another variant of the futility exception excuses exhaustion “where
the agency has prevented the litigant from pursuing the administrative process.” Id., at 211
14 “Congress first passed IDEA as part of the Education of the Handicapped Act in 1970, 84 Stat. 175, and amended
it substantially in the Education for All Handicapped Children Act of 1975, 89 Stat. 773.” Schaffer ex rel. Schaffer v.
Weast, 546 U.S. 49, 51–52 (2005). “The EHA amendments of 1990, P.L. 101–476, renamed the statute as the
Individuals with Disabilities Education Act (IDEA).” S. Rep. No. 108-185, at 2 (2003).
(citing Pihl v. Mass. Dep’t of Educ., 9 F.3d 184, 790-91 (1st Cir. 1993)). In addition, yet another
variant, sometimes alluded to as an independent exception, recognizes that claims need not be
exhausted when they present only a “pure matter of law as to which specialized administrative
understanding plays little role.” Ezratty, 648 F.2d at 774; see also Christopher W., 877 F.2d at 1095
(citing Mrs. W v. Tirozzi, 832 F.2d 748, 759 (2d Cir. 1987) for examples of such circumstances,
“e.g. whether EHA provides a private right of action or whether other remedies under the EHA
have been exhausted.”). Recently, the First Circuit described the futility exception as applying
“when (1) the plaintiff’s injuries are not redressable through the administrative process, and (2)
the administrative process would provide negligible benefit to the adjudicating court.” Doucette,
936 F.3d at 31 (citations modified).15
Second, a court “may also exercise discretion [and excuse exhaustion] if exhaustion ‘will
not only waste resources but also works severe harm upon a litigant.’” Id. An emergency that, if
not acted on, would “adversely affect a child’s mental or physical health” may qualify under
this exception. Id. (citing Komnimos v. Upper Saddle River Bd. of Educ., 13 F.3d 775, 778 (3rd Cir.
1994)). “The First Circuit Court of Appeals cautions that the exception ‘is to be sparingly
invoked,’ noting that the Third Circuit Court of Appeals has required plaintiffs to provide ‘hard
evidence that the child faces irreversible damage if the relief is not granted.’” Rivera-Quiñones v.
15 Evidently, case law does not provide a neat taxonomy of all forms of the futility exception. But the underlying
concern is aptly summarized in Doucette’s two-factor test.
Dep't of Educ. of Puerto Rico, 125 F. Supp. 3d 391, 394 (D.P.R. 2015) (quoting Komninos, 13 F.3d at
778-79).
Third and finally, although not recognized by the First Circuit, “other circuits have”
recognized a so-called “systemic violation” exception to IDEA’s exhaustion of remedies
requirement. Roe v. Healy, 78 F.4th at 25. This exception excuses exhaustion when “the alleged
violations [are] ‘truly systemic . . . in the sense that the IDEA's basic goals are threatened on a
systemwide basis.’” Parent/Pro. Advoc. League v. City of Springfield, Massachusetts, 934 F.3d 13, 27
(1st Cir. 2019) (quoting Hoeft v. Tucson Unified Sch. Dist., 967 F.2d 1298, 1305 (9th Cir. 1992)). The
exception is most readily applicable when the challenged policy or practice “has the practical
effect of denying the plaintiffs a forum for their grievances, . . . such as those that challenge the
administrative process itself or the process for identifying children with disabilities . . . .” Roe v.
Healy, 78 F.4th at 26 (citing Hoeft, 967 F.2d at 1304; Parents/Pro. Advoc. Leage, 934 F.3d at 27).
However, “it is not met every time a plaintiff challenges centralized, uniform policies that affect
all students within a school or school district.” Id., at 25-26 (quoting T.R. v. Sch. Dist. of Phila., 4
F.4th 179, 192 (3d Cir. 2021)).
2. Whether plaintiffs’ claims are excused from exhaustion.
Plaintiffs argue that they should be excused from exhausting administrative remedies
because, in their telling, the full panoply of exceptions applies to their claims. First, plaintiffs
argue that their claims challenge general practices of the DOE that prevented the preparation of
a valid IEP for ASGF and that they present purely legal matters that do not require
administrative expertise, for which reasons subjecting them to the administrative process would
be futile. ECF No. 60 at 3, 8, 19; see also ECF No. 1 at ¶ 191 (“The claims presented in the instant
case relate to the DOE’s establishment of practices and procedures which are contrary to the
law, as such no exhaustion is required.”). In addition, plaintiffs maintain that they are excused
from exhausting remedies because of the risk of imminent and irreparable harm to ASGF from
not having a valid IEP in place and to Mrs. Figueroa from being subject to a negligence
proceeding before the DOF. ECF No. 60 at 3, 19-21. Lastly, plaintiffs sometimes characterize their
claims as attacking “systemic” or “systematic” problems or practices of the DOE, suggesting
that the so-called systemic exception applies. Id., at 19-20.
To put plaintiffs’ argument against exhaustion in context, they summarize the following
DOE “general” practices as being contrary to IDEA: (i) objecting to plaintiffs’ reevaluation
request made in May of 2023 and conditioning it on the COMPU’s consensus, as per a DOE
“Special Education Procedures Manual” (id., at 9-10 (citing ECF No. 1 at ¶¶ 54, 56)); (ii) making
an unsupported offer of placement on August 29, 2023 in the Luis Lloréns Torres School in Juana
Díaz (id., at 10 (citing ECF No. 1 at ¶¶ 61-77)); (iii) holding the position that unspecified “federal
and state laws” require that ASGF’s 2023-2024 IEP respond to the corresponding academic
grade, with the appropriate reasonable accommodations made to address her specific academic
deficiencies (id., at 10-12 (citing ECF No. 1 at ¶¶ 80, 86-101)); (iv) filing a negligence claim before
the DOF related to the parents’ refusal to accept an IEP proposal (id., at 12-14 (citing ECF No. 1
at ¶¶102-125)); (v) having a “practice of not preparing IEPs, or pursuing administrative process
to validate their proposal, as a matter of course, which is not supported by any authority or
rational whatsoever, and is contrary to the law” (id., at 14 (citing ECF No. 1 at ¶¶ 49-52)).
As explained above, “[f]utility applies when (1) the plaintiff’s injuries are not redressable
through the administrative process, and (2) the administrative process would provide negligible
benefit to the adjudicating court.” Doucette, 936 F.3d at 31 (citation modified). Here, plaintiffs’
injuries can be reduced to the denial of a FAPE under IDEA—the quintessential injury
redressable by the statute’s impartial due process hearing mechanism. Nothing in the Court’s
research suggests that the hearing officer could not order the DOE to comply with plaintiffs’
interpretation of IDEA—if it turns out to be correct. Indeed, the hearing officer presiding over
the impartial due process hearing must have certain specific qualifications that provide
assurances of competence in IDEA, namely that he or she:
possess knowledge of, and the ability to understand, the provisions of [IDEA],
Federal and State regulations pertaining to [IDEA], and legal interpretations of
[IDEA] by Federal and State courts; . . . the knowledge and ability to conduct
hearings in accordance with appropriate, standard legal practice; and . . . the
knowledge and ability to render and write decisions in accordance with
appropriate, standard legal practice.
34 C.F.R. § 300.511(c)(1)(ii-iv). The hearing officer also “must not be an employee of the [state
educational agency] or the [local educational agency] that is involved in the education and care
of the child; . . . or a person having a personal or professional interest that conflicts with the
person’s objectivity in the hearing.” Id., at § 300.511(c)(1)(i). Coupled with the “broad” scope of
relief available in these proceedings, Rose v. Yeaw, 214 F.3d at 210, the Court fails to see how a
hearing officer would be impeded from affording plaintiffs most of the relief they seek in their
first, second, third, fifth, seventh, eighth, and ninth causes of action. After all, plaintiffs’ concerns
are cabined to DOE’s compliance with the requirements of IDEA. A hearing officer is
presumptively competent to weigh their claims of procedural and substantive noncompliance
and determine whether DOE’s practices are sufficient to afford ASGF an IDEA-compliant IEP
and FAPE.
Moreover, adjudicating the merits of plaintiffs’ eight substantive causes of action
(excluding the contingent ninth claim for attorney’s fees and costs incurred in this litigation)
involve passing judgment on DOE’s implementation of IDEA’s provisions in light of an
extensive factual record, spanning several years’ worth of meetings and disputes. For instance,
many of the factual predicates for plaintiffs’ claims are allegations of past violations of IDEA
that occurred since 2022. Whether DOE’s actions comport with IDEA’s substantive and
procedural mandates requires a mixed factual and legal analysis, regardless of whether they
stem from general practices or not. Far from raising “purely legal questions” as plaintiffs
maintain, adjudicating these claims will entail the examination of how the COMPU meetings
were conducted, the adequacy of the DOE’s several proposals, and the substance of plaintiffs’
many objections and disagreements. Any court would greatly benefit from a developed
administrative record on these questions.
In addition, contrary to plaintiffs’ suggestion, the hearing officer presiding over the
hearing is not there to blindly accept and implement the DOE’s rules and regulations but to
ensure due process and determine whether the DOE’s actions are sufficient to provide the child
a FAPE under IDEA. Indeed, it stands to reason that in most (if not all) cases, the DOE’s actions
answer to a general policy crafted to implement IDEA. “IDEA is frequently described as a model
of cooperative federalism[:] It leaves to the States the primary responsibility for developing and
executing educational programs for handicapped children, but imposes significant
requirements to be followed in the discharge of that responsibility.” Schaffer ex rel. Schaffer v.
Weast, 546 U.S. 49, 52, (2005) (citations modified). If any plaintiff can evade the statute’s
exhaustion rule simply by dressing up FAPE-denial claims as claims against an agency’s general
policies, then the “carefully calibrated balance” inherent in the design of IDEA’s administrative
procedures would be irredeemably upset. See Valentín-Marrero, 29 F.4th at 51; Frazier, 276 F.2d
at 61. It would allow parents to judicially challenge DOE practices without first testing at the
administrative level whether those policies actually serve IDEA’s purpose of providing a FAPE.
In sum, the Court is not convinced that plaintiffs cannot achieve most, if not all, the relief
they seek in an administrative forum. The benefits of an administrative record in this case,
moreover, are outweighed by plaintiffs’ desire to bypass the exhaustion requirement. For this
reason, the Court finds that it would not be futile for plaintiffs to exhaust administrative
remedies.16
16 While plaintiffs are entitled to insist that the DOE give full effect to their rights and those of ASGF under IDEA,
the Court is of the impression that their position borders on being unreasonably rigid. Compromise requires
flexibility, and although “it takes two to tango,” the undersigned and the Magistrate Judge have both witnessed the
consistent failure of attempts to resolve this dispute amicably. See, e.g., R&R, ECF No. 184 at 6 (Magistrate Judge
recounting approximately five failed meetings between plaintiffs and DOE between November 2024 and January
Also, the Court does not find plaintiffs’ argument for the application of the irreparable
harm or the “systemic violations” exceptions persuasive. Borrowing from the preliminary
injunction context, irreparable harm usually means that legal remedies are inadequate. Ross-
Simons of Warwick, Inc. v. Baccarat, Inc., 102 F.3d 12, 18–19 (1st Cir. 1996). But plaintiffs have
available remedies in the form of seeking relief under IDEA, which includes remedies such as
ordering compliance with IDEA’s substantive and procedural provisions, compensatory
services, and reimbursement for past educational expenses. Roe v. Healy, 78 F.4th at 16; see also
Pihl, 9 F.3d at 190-91 (subjecting request for compensatory services to exhaustion requirement).
That forum has not been denied to them. That said, the Court is neither deaf nor blind to the
specific risks that a teenager such as ASGF faces when her education is disrupted, but the
availability of specialized administrative mechanisms under IDEA are adequate to address her
needs—and those of her parents in this context. As to the “systemic violations” exception, the
First Circuit’s recent refusal to recognize it in Roe v. Healy cautions against its application. And
regardless of its validity, there is scant justification for applying it here. The DOE is not alleged
to have deprived plaintiffs of an adjudicative administrative forum, and neither do plaintiffs’
claims involve the DOE’s process of identifying children with disabilities.17 The Court will not
2025 to agree on a temporary placement for ASGF, but ultimately being “[r]esigned to the fact that the parties were
unwilling or unable to reach an agreement . . . .”); ECF No. 237 (instructing plaintiffs “to cooperate fully in this
process and to approach it in good faith, without undue or excessive focus on procedural rigidity.”).
17 On the contrary, it appears to the Court that the DOE has been willing to meet with plaintiffs and develop IEP
proposals, but that these proposals are consistently objected to and countered with specific demands by plaintiffs.
go out on a limb to apply an unrecognized exception to a jurisdictional requirement, much less
extend it to a novel context.
a. Plaintiffs’ fourth and sixth causes of action need not be exhausted.
This all said, plaintiffs’ fourth and sixth causes of action do not neatly fit with the above
analysis.
The Court recalls that plaintiff’s fourth claim charges the DOE with implementing a
practice of failing to finalize IEP proposals, maintaining prior “obsolete” IEPs in place, and
refusing to submit them to validation through a due process hearing. It is alleged that no IEPs
were approved for the 2023-2024 and 2024-2025 school years, and that no IEP is being prepared
for this current 2025-2026 school year.18 Who has the obligation to initiate administrative
procedures when no consensus as to an IEP proposal is possible? In this hot-potato scenario,
both parties unambiguously have the right to initiate said procedures, but it is not so clear who
has the obligation to do so. The Court agrees with plaintiffs inasmuch as it is not self-evident
under IDEA that parents have the obligation to seek administrative remedies when faced with
what they consider a non-compliant IEP proposal and an intransigent DOE.19 But plaintiffs’ self-
serving position that they can avoid exhaustion by arguing that the IEP proposals were
18 The situation has changed after the Court’s September 10, 2025 telephone conference with the parties, in which
the DOE agreed to hold a COMPU meeting for this purpose. ECF No. 222.
19 Other authorities—such as Commonwealth laws governing the duties parents owe to their children—may operate
to compel a certain outcome, such as taking children to school even when they have not agreed to an IEP. That is
not something the Court will consider here because, as explained herein, it is a state-law matter that is sub judice in
the Puerto Rico courts.
somehow null ab initio is stretching the bounds of reasonableness. See, e.g., ECF No. 60 at 13-14
(“Under these circumstances no IEP could legally be produced, because the needs of ASGF were
not accounted for nor were parents afforded a meaningful participation since their participation
was not considered by virtue of the general applicability of practices and procedures that
predetermined the services to be provided. Any IEP produced under these circumstances would
deny a FAPE.”); 17 (“no such IEP were prepared since the proposals presented by the DOE were
predetermined proposals based on policies of the DOE, thus, no discussion of the unique needs
of ASGF could be had, to allow for any administrative record to be of any use.”). Parents have
the right to have their claims as to violations of the IEP preparation process heard in an impartial
due process hearing, 20 U.S.C. § 1415(b)(6). They were never deprived of such right here.
On the other hand, however, the Court also agrees with plaintiffs that when faced with
the parents’ consistent rejection of an IEP proposal, and once it is evident that no consensus will
be reached by the beginning of the school year, the DOE likely has the obligation under IDEA to
submit its IEP proposal to the administrative process to obtain a binding resolution as to its
compatibility with the statue. IDEA imposes on the DOE the duty to have an IEP in effect at the
beginning of the school year. 20 U.S.C. § 1414(d)(2)(A). The DOE likely cannot avoid complying
with this obligation by insisting in a consensual process that has evidently gone past the point
of futility. IDEA gives the DOE the administrative procedure as a tool to comply with this
obligation, and it stands to reason that DOE should use it when faced with an impending non-
compliance with another statutory obligation.20
Accordingly, the Court finds that plaintiffs need not exhaust remedies as to their claim
that the DOE violated IDEA by not subjecting its IEP proposals to the administrative procedure
before the start of the school year. So construed, it would be nonsensical to require plaintiffs to
commence an administrative proceeding to determine who has the duty to commence an
administrative proceeding. The Court agrees with plaintiffs that doing so would be futile.
As to the sixth cause of action, it charges the DOE with engaging in a practice of referring
co-plaintiff Mrs. Figueroa to the DOF for negligence as a result of her refusal to accept an
allegedly deficient IEP Plan. While the Court is not oblivious to the fact that the DOE maintains
these referrals were required by law, it is not now in a position to weigh the sufficiency or merits
of that claim in a Rule 12(b)(1) analysis. Suffice it to say that the claim is not redressable in a due
process hearing as it does not involve the provision of a FAPE but rather an independent agency
action collateral to an IDEA procedure. Accordingly, the Court finds that it would be futile for
plaintiffs to exhaust this claim before an administrative hearing officer under IDEA.
***
20 While this administrative process plays out, IDEA’s “stay-put” provision would provide the child with education
services. See 20 U.S.C. § 1415(j). But this provision implies that an administrative proceeding is underway. The
DOE’s continuous use of a prior year’s IEP without updating and without initiating an administrative procedure is
likely not sustainable as an appropriate use of the “stay-put” provision, as the Commonwealth has suggested. See,
e.g., ECF No. 203 at 12-13.
For the reasons stated above, the Court hereby GRANTS IN PART, DENIES IN PART
the Commonwealth’s motion to dismiss at ECF No. 56. Accordingly, the motion to dismiss is
GRANTED as to plaintiffs’ first, second, third, fifth, seventh, and eighth causes of action, which
are DISMISSED WITHOUT PREJUDICE for failure to exhaust administrative remedies.21 On
the other hand, the motion to dismiss is DENIED as to plaintiffs fourth and sixth causes of action
at this time.22
3. The claims against the DOF must be dismissed.
Finally, even though the Commonwealth asks the Court to apply the exhaustion
requirement to the claims against the DOF, the Court strongly doubts that the DOF can even be
a proper party to a suit premised on violations of IDEA, whether at the administrative or judicial
level. Plaintiffs’ theory of liability against the DOF is narrowly limited: in their sixth cause of
action, they claim that the DOF “collaborates in the violation of IDEA . . . by accepting and
pursuing negligence claims for educational negligence from the DOE, for a child not attending
school, without first evaluating if the reason for the absence of placement respond[s] to” DOE’s
failure to follow IDEA. ECF No. 1 at ¶ 209. Their only request for relief against the DOF is the
issuance of a preliminary and permanent injunction barring it from “pursuing claims for
21 Dismissal premised solely on exhaustion grounds is properly without prejudice. Rivera-Díaz v. Am. Airlines, Inc.,
229 F.3d 1133 (1st Cir. 2000).
22 Plaintiff’s request for attorney’s fees in its ninth cause of action is dismissed in relation to the dismissed causes of
action but maintained as to the surviving ones.
educational negligence against Mrs. Figueroa, or both parents, for not taking ASGF to a school
. . . .” Id., at 90.23
However, this matter is moot.24 The administrative proceedings before the DOF
concluded on July 22, 2025, as plaintiffs informed. ECF No. 216. According to their attorney’s
representations at the September 10, 2025 telephone conference, the matter has been appealed
to the Commonwealth’s Court of Appeals by Mrs. Figueroa. More recently, plaintiffs informed
the Court that the Commonwealth Court of Appeal issued judgment in Mrs. Figueroa’s case,
and that she intends to seek reconsideration thereof. ECF No. 235. Accordingly, any relief issued
by this Court against the DOF would be academic, as the administrative proceeding that was
sought to be enjoined has concluded and all that is left is Mrs. Figueroa’s judicial review
proceeding.
But for the avoidance of doubt, even if the Court were to construe plaintiffs’ request as a
writ to stay the judicial review proceeding before the Commonwealth Court of Appeals (or the
23 Plaintiffs argue in their objection to the R&R that the DOF could be subject to IDEA under 34 C.F.R. §
300.2(b)(1)(iii), which provides that the federal IDEA regulations apply to “all political subdivisions of the State that
are involved in the education of children with disabilities, including . . . [o]ther State agencies and schools (such as
Departments of Mental Health and Welfare and State schools for children with deafness with blindness). But as
they themselves admit, the DOF is “not providing education itself or paying for it . . . .” ECF No. 202 at 19. The
Court will not stretch the regulation’s reach to accommodate plaintiffs’ theory.
24 The mootness doctrine “addresses whether an intervening circumstance has deprived the plaintiff of a personal
stake in the outcome of the lawsuit.” Moore v. Harper, 600 U.S. 1, 14 (2023) (quoting West Virginia v. EPA, 597 U.S.
697, 719 (2022)). Mootness implies that “the issues presented are no longer live or the parties lack a legally
cognizable interest in the outcome, such that it is impossible for the court to grant any effectual relief whatever to a
prevailing party.” In re Ruiz, 83 F.4th 68, 73 (1st Cir. 2023) (quoting Harris v. Univ. of Mass. Lowell, 43 F.4th 187, 191-
92 (1st Cir. 2022) (cleaned up)). In simple terms, “[s]ometimes, events in the world overtake those in the courtroom,
and a complaining party manages to secure outside of litigation all the relief he might have won in it. When that
happens, a federal court must dismiss the case as moot.” Fed. Bureau of Investigation v. Fikre, 601 U.S. 234, 240, (2024).
Puerto Rico Supreme Court, if it gets to that), it would find that Younger v. Harris, 401 U.S. 37
(1971) compels abstention.
An “abstention” in federal court parlance refers to a situation where a federal court
declines to exercise its jurisdiction over a case or controversy. Abstention is an exception to “the
virtually unflagging obligation of the federal courts to exercise the jurisdiction given them.”
Colorado River Water Conservation Dist. v. United States, 424 U.S. 800, 817 (1976). In Younger v.
Harris, the Supreme Court ruled that federal courts may not enjoin ongoing state criminal
proceedings absent exceptional circumstances. This rule has extended to apply to other types of
pending state proceedings, including certain civil and administrative proceedings. See Ohio C.R.
Comm'n v. Dayton Christian Sch., Inc., 477 U.S. 619, 627 (1986).
More recently, in Sprint Commc'ns, Inc. v. Jacobs, 571 U.S. 69 (2013), the Supreme Court
clarified that the Younger abstention applies exceptionally and only in three types of cases: “state
criminal prosecutions, civil enforcement proceedings, and civil proceedings involving certain
orders that are uniquely in furtherance of the state courts’ ability to perform their judicial
functions.” 571 U.S. at 73 (citing New Orleans Pub. Serv., Inc. v. Council of City of New Orleans, 491
U.S. 350, 367-68 (1989)) (internal quotation marks omitted). The Supreme Court went on to
elaborate on these types of cases:
Younger exemplifies one class of cases in which federal-court abstention is
required: When there is a parallel, pending state criminal proceeding, federal
courts must refrain from enjoining the state prosecution. This Court has extended
Younger abstention to particular state civil proceedings that are akin to criminal
prosecutions, see Huffman v. Pursue, Ltd., 420 U.S. 592, 95 S.Ct. 1200, 43 L.Ed.2d 482
(1975), or that implicate a State's interest in enforcing the orders and judgments of
its courts, see Pennzoil Co. v. Texaco Inc., 481 U.S. 1, 107 S.Ct. 1519, 95 L.Ed.2d 1
(1987).
Id., 571 U.S. at 72–73 (2013); see also Río Grande Cmty. Health Ctr., Inc. v. Rullan, 397 F.3d 56, 69
(1st Cir. 2005) (“Younger has been extended to some quasi-criminal (or at least ‘coercive’) state
civil proceedings—and even administrative proceedings—brought by the state as enforcement
actions against an individual.”); Maymo-Meléndez v. Álvarez-Ramírez, 364 F.3d 27, 31 (1st Cir.
2004) (“[T]he Younger doctrine has been extended to ‘coercive’ civil cases involving the state and
to comparable state administrative proceedings that are quasi-judicial in character and implicate
important state interests.”).
In Sirva Relocation, LLC v. Richie, 794 F.3d 185 (1st Cir. 2015), a panel of the First Circuit
devised a three-step methodology to gauge the appropriateness of abstaining under Younger.
This methodology essentially asks: (1) whether the state proceeding falls into one of the three
types of proceedings identified in Sprint; (2) whether the three so-called Middlesex factors25 favor
abstention, that is, “when the requested relief would interfere [i] with an ongoing state judicial
proceeding; [ii] that implicates an important state interest; and [iii] that provides an adequate
opportunity for the federal plaintiff to advance his federal constitutional challenge,” Verizon New
England, Inc. v. Rhode Island Dep't of Lab. & Training, 723 F.3d 113, 116 (1st Cir. 2013) (quoting
Rossi v. Gemma, 489 F.3d 26, 34 (1st Cir. 2007)); and (3) whether there is any “isthmian” exception
that would make abstention inappropriate. Sirva, 794 F.3d at 192-93.
25 In reference to Middlesex Cnty. Ethics Comm. v. Garden State Bar Ass'n, 457 U.S. 423 (1982).
The Court finds that the requirements for abstention are met here. Mrs. Figueroa was
subject to a quasi-judicial or “coercive” administrative proceeding in the DOF (now pending
review in a court of appeals) “akin to a criminal proceeding.” The DOF proceedings concern the
Commonwealth’s important interests over family relations—an interest that is vital to states and
the Commonwealth. See Moore v. Sims, 442 U.S. 415, 435 (1979) (“Family relations are a
traditional area of state concern.”); see also Martínez v. Murillo, No. 1:25-CV-11667-JEK, 2025 WL
2108907, at *2 (D. Mass. July 28, 2025) (applying Moore to satisfy Middlesex factors); Amadi v.
Dep't of Child. & Fams., 245 F. Supp. 3d 316 (D. Mass. 2017) (same); H.P. Hood, Inc. v. Comm'r of
Agric., Food & Rural Res., 764 F. Supp. 662, 667 (D. Me. 1991) (“Moore also suggested the
‘important state interests’ in family relations and the prevention of child abuse as reasons for
abstaining under Younger.”). There is no reason to conclude that IDEA operates to displace state
authority over family relations, even when some overlap is inevitable. Ultimately, it does not
follow that Mrs. Figueroa has a right to impede the Commonwealth’s exercise of jurisdiction
over this collateral matter. More to the point, it would be inimical to the federal-state balance to
have a federal court issue an injunction and thus interfere with this type of authority—
particularly when no federal constitutional right is alleged to be squarely at play.
Plaintiffs also raise an argument as to preemption (i.e., that her defense in the DOF
proceedings is based on her claim that DOE violated IDEA), but it is unpersuasive. They argue
that the Court is only asked to stay the negligence proceedings and determine if “the parents
can ever be negligent for the DOE’s own failure to abide by the law, a controversy under IDEA,
so that a referral under Law 57 could proceed.” ECF No. 56 at 8; see also ECF No. 11. But case
law is clear that “an exception to abstention exists where preemption is ‘facially conclusive’ or
‘readily apparent.’” Verizon New England, Inc., 723 F.3d at 116-17 (citation modified). Here, it is
far from conclusive or apparent that the Commonwealth’s exercise of its jurisdiction over
possible child negligence is preempted just because the dispute bears some relation with IDEA.
That suggestion would insulate every parent of a special education child engaged in an IDEA
proceeding from the Commonwealth’s jurisdiction over family relations.26 And in any case, Mrs.
Figueroa was able to raise her IDEA-based defenses in those proceedings and those were
addressed by the hearing officer. See ECF No. 210.
Finally, plaintiffs argue that the DOF proceedings were brought in bad faith or with the
purpose of harassing them, making the Younger abstention is inapplicable. ECF No. 56 at 6. It is
true that one of the narrow, recognized exceptions to the Younger abstention doctrine is that “the
state proceeding is motivated by a desire to harass or is conducted in bad faith.” Huffman v.
Pursue, Ltd., 420 U.S. 592, 611 (1975). But here, even though plaintiffs impute a retaliatory motive
to this referral, they themselves aver in their complaint that the referral was ostensibly because
ASGF was not attending school. ECF No. 1 at ¶ 104. Independent of motive, the DOF is not the
26 This line of reasoning tends towards the absurd. One only need imagine a hypothetical scenario in which severe
cases of child abuse or negligence go unaddressed by the government because a teacher or school official witnesses
worrying conduct in a COMPU meeting. Under plaintiffs’ logic, the local or state authorities could not get involved
because the information for the abuse or negligence referral comes to light in an IDEA proceeding. While this is an
extreme hypothetical example, it serves to illustrate the shortcomings in the logic of applying a preemption
exception.
proponent of the referral, but rather the Commonwealth agency tasked with investigating it. To
the extent the motive behind the referral is within the Court’s jurisdiction under IDEA, only the
actions of the DOE are properly at issue. Under these circumstances, it is too far a stretch to
negate the application of the Younger abstention by transferring the allegedly improper motive
of one arm of the Commonwealth to another.
Plaintiffs here seek declaratory and injunctive relief against DOE’s practices and the
denial of a FAPE. On the other hand, the DOF proceedings seek to determine whether the minor
is at risk of harm due to Mrs. Figueroa’s failure to take ASGF to school during a certain period
of time. That Mrs. Figueroa seeks to place the blame on the DOE’s alleged abdication of its duties
under IDEA does not operate to displace or subordinate the DOF’s administrative proceedings.
Accordingly, the Court abstains from adjudicating plaintiffs’ claims against the DOF. Those
claims are to be DISMISSED.27 Accordingly, for the same reasons, the request for writ at ECF
No. 11 is DENIED.28
27 The claim that the DOE has engaged in an unlawful practice of referring parents who reject IEP proposals (sixth
cause of action), is not affected by this abstention.
28 The Magistrate Judge found that the Court lacked jurisdiction to entertain claims of negligence against parents.
ECF No. 184 at 24. Accordingly, a stay under the All Writs Act, 28 U.S.C. § 1651(a), would not be “necessary or
appropriate” as it would not aid the Court’s jurisdiction. Id. The Court shares in this conclusion, and moreover, in
the Magistrate Judge’s determination that “the resolution of the pending administrative proceeding against [Mrs.
Figueroa] will not impact the Court’s ability to resolve the claims asserted in the complaint,” specifically, those
against the DOE.
B. Plaintiffs’ requests for preliminary injunctive relief.
1. Plaintiffs’ factual objections (Objections No. 7-18).
Plaintiffs lodged a total of twelve objections to the Magistrate’s Findings of Fact. ECF No.
202 at 24-27 (objections nos. 7-18). The Court has reviewed the objected findings of fact de novo
and OVERRULES plaintiffs’ eighth, tenth, eleventh, twelfth, thirteenth, fourteenth, sixteenth,
seventeenth, and eighteenth objections. On the other hand, plaintiffs’ seventh, ninth, and
fifteenth objections are SUSTAINED IN PART. The Magistrate Judge organized some of her
findings in narrative order, so that if one reads them consecutively, the earlier facts give context
to the later ones. The Court construed plaintiffs’ seventh, ninth, and fifteenth objections as
seeking to clarify that the Magistrate Judge is at times describing the DOE’s procedures and not
authoritative pronouncements on what IDEA requires be done in the IEP preparation process.
Accordingly, the following findings of fact are modified as follows in underline:
5. The COMPU is composed of the school director, special education teacher, a
teacher from the regular classroom (such as, in ASGF’s case, mathematics or
Spanish teachers), support personnel, and the parents, who can invite whomever
they want, such as an intercessor or attorney.
9. The DOE’s process of preparing an IEP can be described in the following
manner: IEP draft, IEP completed, IEP signed, and IEP signed in controversy. The
difference between a completed IEP and a signed IEP is the signature. Without the
signature, the DOE cannot implement the IEP.
10. According to DOE procedures, an IEP is “signed in controversy” when it
contains the parties’ signatures but there are unresolved matters that need
discussion.
35. The SAEE-06 is a document prepared by the DOE that purports to serve as a
written prior notification of the proposed IEP and the COMPU meeting.
2. The parties’ legal objections (Objections Nos. 1-6).
Because many of plaintiffs’ causes of action will be dismissed for failure to exhaust
remedies, their request for injunctive relief suffers largely the same fate. Indeed, the Magistrate
Judge determined that all the requested preliminary relief should be denied for failure to
exhaust. See ECF No. 184 at 23. The Court agrees, but is moved to differ in some respects,
explained below.
First, plaintiffs’ request for preliminary injunction originally included a request for
temporary placement in the Lysander Borrero Terry school in Villalba. That request has been
rendered moot due to ASGF’s enrollment in a private school with specific services. However,
plaintiffs have essentially substituted this request for one of reimbursement for private
placement and services under 20 U.S.C. § 1412(a)(10)(C). See ECF No. 136. That has been a point
of dispute between plaintiffs and DOE because DOE is only willing to reimburse plaintiffs
prospectively and under 20 U.S.C. § 1412(a)(10)(B). As plaintiffs explain, those two subsections
allow for the DOE to pay for ASGF’s private school placement but apply in different scenarios,
carrying different implications. To wit, plaintiffs maintain that reimbursement under Section
1412(a)(10)(C) is appropriate because the parents have unilaterally placed ASGF in private
school due to the DOE’s failure to timely provide a FAPE. On the other hand, reimbursement
under Section 1412(a)(10)(B) is appropriate when the state agency places the child in private
school as a means of providing a FAPE and complying with their statutory obligation to do so.
The Court will not venture into this thicket. This is a matter that should be exhausted at
the administrative level and, thus, over which the Court lacks jurisdiction. The determinative
question appears to be whether or not DOE offered ASGF a FAPE during the period in dispute.
Plaintiffs can and should pursue this remedy in an administrative proceeding before a hearing
officer. However, in the meantime, the Court ordered plaintiffs to submit the required
documentation to the DOE for it to consider reimbursement under Section 1412(a)(10)(B) as a
temporary measure for plaintiffs to pay for ASGF’s current private school enrollment and
supporting services. Plaintiffs complied. ECF No. 238. Were plaintiffs to receive reimbursement
under Section 1412(a)(10)(B), the Court understands that they would not be precluded from
seeking a remedy under Section 1412(a)(10)(C) in an administrative proceeding, if it follows as
a matter of law. The motion at ECF No. 136 is DENIED.
Second, the Court has already directed DOE to hold a COMPU meeting to draft an IEP
Plan for the school year 2025-2026 as a result of a consensual discussion with the parties. ECF
No. 222. Although plaintiffs raised several anticipatory objections to the meeting, the Court
understands that they remain willing to participate in the same. ECF Nos. 227. In that sense,
their request for the Court to order that a COMPU meeting be held is moot.29
29 Plaintiffs’ request that the COMPU meeting be conducted as per their specifications, however, is beyond this
Court’s jurisdiction. That request, as well as any claim of procedural violations, is to be exhausted at the
administrative level.
Therefore, because of the dismissal of the bulk of plaintiffs’ claims and because
intervening developments have rendered the sought after relief moot, it is unnecessary for the
Court to engage in an exhaustive review of the parties’ objections to the R&R.
What is missing, however, is a measure of determinacy. The Court has maintained
jurisdiction over plaintiffs’ claim that the DOE fails to comply with IDEA by not having an IEP
in place for ASGF by the start of every school year, relying instead on an outdated IEP.
Furthermore, plaintiffs have not only shown a likelihood of success on this point, see Anchorage
Sch. Dist. v. M.P., 689 F.3d 1047, 1058-59 (9th Cir. 2012), but the rest of the preliminary injunction
factors also weigh in favor of compelling the DOE to submit its IEP proposal to a due process
hearing. It is evident from the record that, after more than two years of failed COMPU meetings
and deep-seated differences of opinion between plaintiffs and the DOE, a consensual IEP is
unlikely to be achieved. See R&R, ECF No. 184 at 9-12, Findings of Fact Nos. 16-34.30
The DOE must nonetheless comply with its statutory obligations to provide ASGF with
an IEP at the beginning of the school year. This likely requires of the DOE the exercise of its
rights under IDEA to submit its proposed IEP to a hearing officer for validation instead of
relying on an obsolete IEP. Both the balance of the equities and the public interest favor this
outcome. Moreover, continuing to maintain ASGF in an educational limbo is a form of harm
30 This conclusion is, of course, without prejudice to ongoing efforts to reach an agreement already ordered by the
Court. ECF No. 237.
that, while not irreparable (since the parents also have the option of commencing administrative
procedures), does tilt the balance in favor of granting an injunction.
Therefore, pursuant to its considerable discretion in the fashioning of equitable relief, the
Court ORDERS the DOE to make use of its due process rights under IDEA and submit its final,
proposed IEP for ASGF to a due process hearing. Unless otherwise ordered by the Court and
pending the results of the October 1, 2025 COMPU meeting, the DOE shall do so no later than
fourteen days after the issuance of this Order and notify the Court of its compliance.
Finally, pursuant to its inherent powers, the Court hereby STAYS this case pending the
outcome of the administrative proceeding. Landis v. North American Co., 299 U.S. 248, 254 (1936)
(“[T]he power to stay a proceeding before it is part of every court's vested right to manage the
disposition of the causes on its docket with economy of time and effort for itself, for counsel,
and for litigants.”). The Court anticipates that many of plaintiffs’ objections to DOE‘s handling
of the IEP process will be heard in this proceeding. A developed administrative record will
accrue to the benefit of all parties and the Court, should the matter return after exhaustion.
V. Conclusion
Evidently, plaintiffs have all but thrown the kitchen sink at the exhaustion requirement
in an attempt to break open the courthouse doors. While they have managed to gain a foothold,
they must exhaust the bulk of their claims at the administrative level. However, those that have
survived are enough for the Court to order DOE to engage the administrative machinery and
obtain an authoritative determination as to whether its IEP proposal provides a FAPE in
accordance with IDEA. While it may seem like a pyrrhic victory, plaintiffs now may fully air
their grievances with regard to the IEP process in an impartial due process hearing. The Court
strongly encourages the parties to take advantage of the procedural flexibility that
administrative processes afford. Both plaintiffs and DOE agree that ASGF is entitled to a FAPE—
it is up to them to provide it to her.
Pursuant to the above-stated reasons, the defendants’ motion to dismiss at ECF No. 46 is
GRANTED IN PART, DENIED IN PART. Plaintiffs’ first, second, third, fifth, seventh, and
eighth causes of action, and their related requests for declaratory and permanent injunctive
relief, are DISMISSED WITHOUT PREJUDICE for failure to exhaust administrative remedies.
All claims against the DOF are DISMISSED for lack of jurisdiction, and plaintiffs’ request for
the issuance of a writ at ECF No. 11 to enjoin administrative proceedings before that agency is
DENIED.
The Magistrate Judge’s R&R at ECF No. 184 is ADOPTED IN PART, MODIFIED IN
PART. The Court adopts the Magistrate Judge’s factual findings, as modified in this Opinion
and Order. The Court adopts in part the Magistrate Judge’s conclusion that the Court lacks
subject matter jurisdiction to issue relief that could have been obtained under IDEA’s
administrative procedure. Accordingly, plaintiffs’ motion for preliminary injunctive relief at
ECF No. 5 is DENIED IN PART given this Court’s decision on the motion to dismiss many of
the plaintiffs’ claims and that other recent developments have rendered the requested relief
moot, but GRANTED IN PART inasmuch as the Court ORDERS the DOE to submit its final
IEP proposal for ASGF to the administrative procedure available under IDEA no later than
fourteen days after the issuance of this Omnibus Opinion and Order, unless otherwise ordered
by the Court and pending the results of the October 1, 2025 COMPU meeting. Plaintiffs’ motion
for payment of private school placement at ECF No. 136 is DENIED for failure to exhaust. The
Court deems the request to order a COMPU meeting MOOT.
Finally, pursuant to its inherent powers, the Court hereby orders a STAY of the present
action pending the outcome of the administrative proceeding ordered herein.
SO ORDERED.
At San Juan, Puerto Rico, on this 30th day of September, 2025.
S/AIDA M. DELGADO-COLÓN
United States District Judge
Reference
- Status
- Unknown