Lókpez Finlay v. Fernández Vidal
Lókpez Finlay v. Fernández Vidal
070rehearing
OH MOTION FOR REHEARING
ORDER
By the court, at the suggestion of Mr. Justice Todd, Jr.
The motion for rehearing filed by appellant is based, first, on the contention that this court did not order defendant to pay to the plaintiff the civil fruits produced by the estate, subject of the revendication and, second, on the contention that the doctrine of domicile was applied to the facts of this case;
Whereas, as to the first point, it is argued that the case of Solá v. Castro et al., 32 P.R.R. 740, cited in our opinion, is not applicable because there the rights of a minor were not involved, and assuming, without deciding, that such is the scope of §380 of the Civil Code, applied in said case, our decision in favor of the appellee does not rest primarily on that ease, but, as we expressly stated, in that “the evidence introduced did not show what these fruits were,” and
Whereas, after careful examination of the second point we are of the opinion that we should ratify our original decision,
Therefore, the motion for rehearing is overruled.
Opinion of the Court
delivered the opinion of the court.
The principal question for decision in this case is whether or not, upon the facts proved, in interpreting §9 of the Civil Code which provides that ‘ ‘ The laws relating to family rights and obligations, or to the status, condition and legal capacity of persons, shall he binding upon the citizens of Puerto E-ico, although they reside in a foreign country,” the doctrine of nationality prevailing in Europe, or the doctrine of domicile prevailing in the United States and in England, shonld be applied. Secondly, and depending on the way in which this matter is decided, we will have to determine, on other grounds, the validity or nullity of an order issued by the District Court of San Juan in a petition of utility and necessity authorizing the sale of real property belonging to plaintiff when she was a minor.
From the evidence introduced in the lower court, as it Appears from the transcript of the evidence, we take the following facts as having been proved:
Plaintiff filed this action for revendication of a lot, aL leging in support thereof that the order issued by the-lower
The evidence shows the following additional facts: That Víctor Luis Lókpez, a native of Cuba and Josefina Fin-lay Van Ryhn, a native of Puerto Rico, were married in the city of Greenwich, Connecticut, on September 21, 1916; that they later moved to New York and there plaintiff was born on June 4, 1917.; that two years later, on March 22, 1919, plaintiff’s mother died in said city; that in 1923, when plaintiff was 6 years old, she moved with her father, who had married Herminia Ruiz, of Mayagiiez, to Caracas, Venezuela, and there they lived until 1930 while Lókpez was engaged in the automobile business; that in 1929 Lókpez came to Puerto Rico alone, upon learning that his attorney
In the sworn petition made by plaintiff to the Governor of Puerto Rico for the issuance of a passport in the month of August 1936, she stated, among other things:
“That I resided continuously in the United States from birth to 1920, and from 1929 to date at New York and Puerto Rico; that I am domiciled in the United States, my permanent residence being at Ponce de León 175 in the city of Santurce, Island of Puerto Rico, and that I have resided outside the United States as follows: Venezuela, from 1920 to 1929.”
And further on she stated the following: “My father Víctor L. Lókpez was born in Havana, Cuba, in 1877, and now resides in Santurce, Puerto Rico.” Likewise, in this passport that was issued to plaintiff, she wrote in her own handwriting that in case of death or accident notice should be given to “Dr. Víctor Luis Lókpez, P. 0. Box 3335, San-turce, P. R.”
In the opinion it wrote to sustain its judgment dismissing* the complaint, the lower court, in spite of the fact that it made an analysis of the evidence introduced, made no specific determination in regard to the domicile of plaintiff’s father, although it applied the American doctrine of domicile and not the European doctrine of nationality. In so doing, however, it established the following premise:
“In view of tlie attendant circumstances, we shall assume the state of facts most favorable to plaintiff; that she as well as her father*510 was domiciled in New York during tbe pendency of ease 21429.” (Italics ours.)
In accordance with this premise the lower court held that the family rights and obligations between plaintiff and her father in the year 1934 should be governed by the law of that State; but in spite of the fact that in the State of New York the patria potestas, as it exists in Puerto Rico is not recognized, and that in order that real property belonging to a minor may be sold, the appointment of a special guardian is required (see title 7, §2352, Consolidated Laws of the State of New York, chapter 14 of the Domestic Relations Law, introduced in evidence by the plaintiff, Exhibit “E”), the lower court, referring solely to §§80 and 83 of chapter 14 of the said Domestic Relations Law of New York, to the effect that when a guardian has not been appointed for a minor, the guardianship of, his property in all the rights of a guardian in socage belongs to the parents and that said guardian in socage among others has the power to administer the properties of his ward, concludes that “all the rights and obligations .which are grouped under the concept of patria po-testas with respect to minors exist in New York even when the sum of all these rights and obligations are not there known by this name. As to this last point we believe that patria potestas means nothing else than a right which a father has to have his child under his custody for the purpose of complying with the obligations provided by law.”
We are of the opinion that the lower court erred in assuming, without expressly deciding, that the domicile of Lók-pez and his daughter was in New York, and likewise that the conclusion arrived at by the lower court that the powers of a father domiciled in New York over the property of his minor son are equivalent to those of a father domiciled in Puerto Rico with patria potestas over a minor son, is erroneous. Section 83 of chapter 14 referred to by the lower court only authorizes the general guardian or guardian in socage
That the lower court was aware of the importance of this matter is shown by the fact that in the concluding paragraphs of its opinion, with notable inconsistency to that which it had previously held, stated as follows:
"We do not wish to end this opinion without again referring to the patria potestas which Víctor Lókpez had over plaintiff when he filed his petition for judicial authorization. In view of our holding that the said -patria potestas depended upon the domicile of the father, this jurisdictional question depended in the end on one fact: the residence and domicile of the father.
"In this case it was alleged in the petition in case 21429 that both the petitioner and his daughter were residents of San Juan. “Resident' means domiciled at. Eseriche, Diccionario de Legislación y Jurisprudencia, vol. 2, p. 1,526. And token this court ordered the sale that was an implicit adjudication that Víctor Lókpez, and consequently his daughter, were domiciled in San Jucm, the more so since in its order the court expressly described plaintiff as being a resident of San Juan.” (Italics ours.)
We, therefore, see that apparently the lower court first assumed that plaintiff and her father were domiciled in New York, and in spite of that, it applied the laws of Puerto Rico with reference to patria potestas, later implicitly concluding that it had held that Lókpez and his daughter were domiciled in San Juan. If there is anything which has been definitely held in regard to the doctrine of domicile of a person it is
The inconsistency of the conclnsion of the lower court appears in holder relief if we take into consideration the fact that in holding that in interpreting §9 of onr Civil Code the doctrine of domicile shonld prevail, it did so correctly, when it said, in part, the following:
“. . . Section 9 itself, supra, speaks of citizens of Puerto Rica and not of American citizens, thus thereby implying its purpose of following the American theory of domicile and not the European theory of nationality ...
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“It is well enough to say that the Spanish Civil Code is inspired in the principle of nationality since §9 speaks of Spaniards; but not so our §9 which is the equivalent of §9 of the Spanish Civil Code, and which speaks, as we have already said, of citizens of Puerto Rico, which term also includes continental Americans domiciled in Puerto Rico. We are interested, therefore, in discovering' plaintiff’s domicile in 1934 when the petition of utility and necessity which serves as a ground for this suit was filed.”
Let us delve further into a study of this matter.
Manresa, in his commentaries on §9 of the Spanish Civil Code, which is the same as that of Puerto Rico with the exception that where our Code says “citizens of Puerto Rico” that of Spain says, “to Spaniards,” states that: “The conditions necessary in order that §9 may be applicable . . . are provided in title 1 of paragraph 1 of this Code which determines who are Spanish citizens.”
Title 1 of Book I of the Spanish Civil Code deals with “Persons” and with “Spaniards and Foreigners,” while the corresponding title and book of our Civil Code deals with “Persons” and with “Distinction of Persons,” the chapters in title 1 referring to natural and artificial persons. The amendment is easily explained. Since the change of sover
‘ ‘ Section 7. — That all inhabitants continuing to reside therein who were Spanish subjects on the eleventh day of April, eighteen hundred and ninety-nine, and then resided in Porto Rico, and théir children bom subsequent thereto, shall be deemed and held to be citizens of Porto Rico, and as such entitled to the protection of the United States; ...” (Italics ours.)
Whereas §5 of the Jones Act provides, in part, that—
"Section 5. — That all citizens of Porto Rico, as defined by section seven of the Act of April twelfth, nineteen hundred, ‘temporarily to provide revenues and a civil government for Porto Rico, and for other purposes,’ and all natives of Porto Rico who were temporarily absent from that island on April eleventh, eighteen hundred and ninety-nine, and have since returned and are permanently residing in that island, and are not citizens of any foreign country, are hereby declared, and shall be deemed and held to be, citizens of the United States: Provided, That any person hereinbefore described may retain his present political status by making a declaration, under oath, of his decision to do so within six months of the taking effect of this Act before the district court in the district in ‘which he resides, the declaration to be in form as follows: ...” (Italics ours.)
And in §5 a, inserted by Act of Congress of March 4, 1927, it was determined who were citizens of Puerto Eico in the following manner:
“Section 5». — That all citizens of the United States who have resided or who shall hereafter reside in the island, for one year shall be citizens of Porto Eico: Provided, That persons born in Porto Rico of alien parents, referred to in the last paragraph of section 5, who did not avail themselves of the privilege granted to them of becoming citizens of the United States, shall have a period o* one year from the approval of this Act to make the declaration provided for in the aforesaid section: And provided, further, That persons who elected to retain the political status of citizens of Porto Rico may within one year after the passage of this Act become citizens of the United*514 States upon the same terms and in the same manner as is provided for the naturalization of native Porto Ricans bom of foreign parents.” (Italics ours.)
We thus see that the concept of citizens of Puerto Rico has varied substantially under our two Organic Acts.
Under the Foraker Act all the inhabitants who were residents and continued to reside in Puerto Rico and who were Spanish subjects on April 11, 1899, and their children subsequently born, here, were “citizens of Puerto Rico.” A political status was thereby constituted under that name as appears expressly from §5 of the Jones Act, supra, where there is provided a way by which such a person could retain “his present political status,” and also by §5 a, supra, which provided a new term so that these persons “who elected to retain the political status of citizens of Puerto Rico” might become citizens of the United States.
• • However, under the Jones Act, the phrase “citizens of Puerto Rico” has a different meaning. It no longer implies a general political status, but merely a political status restricted to that of residence in Puerto Rico. Granted to whom? To “citizens of the United States who have resided or who shall hereafter reside in the island for one year.” In other words, under the Jones Act, there was established the dual citizenship which all citizens of continental United States have; national citizenship and that of the State in which they reside. Thus, a citizen of the United States who resides in New York is also a citizen of the State of New York. And in Puerto Rico citizens of the United States who reside in Puerto Rico for one year are also citizens of Puerto Rico. We thus see that the citizens of Puerto Rico to whom §9 of the Civil Code refers, after the Jones Act went into effect, must be those citizens who, under our constitution, were in possession of that citizenship, that is, citizens of the United States who have resided in Puerto Rico for one year or more. This being so, it appears obvious that
In thus interpreting the effect of the amendment upon the status of citizens of Puerto Rico caused hy the approval of the Jones Act in 1917, together with the addition .of §5 a in 1927, we are giving life to the national scope of the United States citizenship, which we hold. We are only citizens of Puerto Rico in the sense that we are residents of Puerto Rico, the word resident here meaning domiciled. Citizenship of a State of the Union holds the same relation to national citizenship inasmuch as, when a citizen of the United States domiciled in a State moves permanently to another State or to a foreign country, he loses his citizenship of that State.
In order to apply the doctrine of nationality advocated hy the plaintiff in the case at bar, we would have to resort to, not the laws of the State of New York, which is not a nation, but to the-laws of the United States, and we would not find that there is a Federal law which could be applied, for the simple reason that in the United States family relations are governed by the laws of each State. We would find ourselves, as the lower court says, “under the enormous difficulty of not knowing what plaintiff’s rights are; “an intolerable situation in a civilized community. Plaintiff’s argument, trying to apply the doctrine of nationality by alleging (that she is a citizen of the State of New York, which
Appellant argues that this court in Antongiorgi v. Registrar of Property, 6 P.R.R. 238, and Bartholomew v. Allen et al., 24 P.R.R. 347, both decided while the Foraker Act was in force, applied the doctrine of nationality in relation to citizens of the United States residing in New York for the reason that the doctrine of community property is unknown in said State. But the facts in those eases show that the persons who disposed of real property acquired after marriage in New York, without the consent of their wives, were citizens of both the United States, and of New York, and, therefore, in fact, the doctrine of domicile was applied.
In our own decisions and when the subject is an institution which affects the State, such as that of matrimony, or its dissolution by divorce (and it can not be doubted that in the relation of father and son the State also has a fundamental interest), we find that since 1902 this court has adopted the doctrine of domicile, and not that of nationality, in interpreting and applying §9. Following the rule stated in the report rendered by the then Attorney General, James S. Harlan, in Marimón v. Pelegrí, 2 S.P.R. 331, it was held that the lex fori is applicable in cases of divorce and that the courts of the State of domicile of the party have jurisdiction to decree the divorce in accordance with its laws.
- Later, in the year 1905, in Cruz v. Domínguez, 8 P.R.R. 551, in an opinion delivered by Mr. Justice Wolf, this court stated as follows:
“In February, 1901, in the ease of María del Carmen de Marimón v. Francisco Pelegri y Roger, this court decided that where the parties were domiciled in Porto Rico, the courts of the Island had jurisdiction to grant an absolute divorce, although the husband was a subject of the King of Spain. The appellant, however, contends*517 that after that ease was decided the Civil Code of Puerto Rico went into effect; that section 9 of that Code makes the laws of Porto Rico govern the status and conditions of its citizens wherever- they go; and that reciprocity or comity would require the courts of Porto Rico to apply the laws of Spain in dealing with Spanish subjects.
“The Pelegri case was decided in 1901. In its files is found the able and disinterested opinion of the Attorney-General of Porto Rico, to the same import as the subsequent pronouncement of the court. So that in 1902, when the Civil Code went into effect there was a declaration of policy made, not only by the highest court of the Island, but also by the chief executive officer having to do with legal matters. Under these circumstances it will not lightly be presumed that the legislature, by the enactment of section 9, intended to change the policy of the existing law.
“The section in question does not lay down the rule of international law that we should follow in divorce matters, but even supposing that it expressed the opinion of the legislature there is authority to the effect that such an opinion would not bind us. (See Bishop on Marriage, Divorce and Separation, Edition 1891, Volume I, sec. 12, and Volume II, sec. 835.)
“At the time of the publication of Story’s Conflict of Laws the courts of the different States were generally making the domicile of the parties the test of the law to be applied. Today that policy may be, considered definitely established. As contended by the appellee, quoting Mr. Harlan, the intimate relations of the different States, ease of transportation, immigration, and other local conditions made such a policy imperative. Even if this Island were not under the jurisdiction of the United States the number of Spaniards and other foreigners domiciled here (and many married to Porto Ricans) would drive the Porto Rican courts to enforce their own statutory law. However, Porto Rico belongs to the United States, and the principle of private international laiu which its tribunals should follow, at least in divorce matters, is naturally that which has been developed in the United States.'. . .(Italics ours.)
We have before us the report of Attorney General Harlan, to which reference is made in the case of Cruz v. Domínguez, supra. It is written from Essex, N. Y., in September 1901 and addressed to the then Prosecuting Attorney of this court, Hon. Emilio del Toro, now our Chief Justice, and we deem it pertinent to cite from the same some
. The United States is a union of states, each one of which is sovereign within its own sphere, all being, however, subordinate to the central government.
“Each one of the States may, within the sphere of its legislative power, pass laws to govern the personal status of its citizens. Each one of the 45 States, therefore, has its own set of decisions and its own system of laws with reference to domestic relations, and its own system of laws with reference to property and property rights. But, on the other hand, the statutes of the United States do not contain laws on the subject of matrimony or divorce. Nor do these statutes deal with the relations between husband and wife, parent and child, master and servant, guardian and ward, nor do they contain any law on the subject of title to real or personal property, or on the subject of acquisition of property by descent.
“Prom this it may be inferred that while a citizen of the United States domiciled in a foreign country may invoke his nationality and take recourse in the laws of the United States as governing his political status in foreign countries, he may not invoke his nationality as governing his personal status. His personal status is governed solely by the laws of the State of which he is a citizen, and since a I State of the United States has no nationality or international char- fl acter of any Mnd, his nationality can not serve to fix his personal I status in foreign countries. Nationality, as this word is used in the 1 conflict of laws for the determination of the personal status, does fl not exist, nor has it ever existed in the decisions of the United States. I
“And since the United States can not insist on the adoption of I nationality as a starting point for the determination of the personal H status of its citizens in a foreign country, our American decisions H do not allow recourse to nationality in this sense in favor of foreigners fl or travelers resident or domiciled here. The only fact which in the United States determines the personal status of a foreigner resident within its territorial limits is domicile. The American system requires that wherever its citizens are domiciled they shall enjoy the benefits of that domicile. The system demands, on the other hand, that all persons domiciled within the United States, whatever their nationality, be subject to the laws of that domicile, and be entitled to the benefits of said laws.” (Italics ours.)
“Interesting and attractive as are the arguments in favor of the adoption of nationality as the determinant of personal rights, there is unfortunately a practical difficulty which makes it impossible for a federated nation like the United States to accept the doctrine. Since each state is a separate legal unit, while all' form a single nation, there is no law of the nation which can fix rights.”
It might be argued that Puerto Rico is not a state of the United States; but the American citizenship and the form of government granted to us by the Jones Act, as well as the determination of the status of citizens of Puerto Rico therein contained, render inevitable the conclusion that in the interpretation and application of §9 of the Civil Code the doctrine of domicile and not that of nationality must prevail.
The effect of this conclusion, in so far as citizens of Puerto Rico are concerned, does not mean, however, that the same doctrine of domicile should not be applied to foreigners domiciled in Puerto Rico. As Mr. Harlan states in his report “the only fact which in the United States determines the personal status of a foreigner resident within its territorial limits is domicile.” This was the rule applied by this court in the cases of Cruz v. Domínguez and Marimón v. Pelegrí, supra, and is the only one which under the Constitution can be sustained in accordance with §2 of the Jones Act, which provides that no law shall be enacted in Puerto Rico which shall “deny to any person therein the equal protection of the laws.” We make this clear because of the fact that plaintiff’s father is a citizen of Cuba and not a citizen of Puerto Rico within the provisions of our Organic Act, but that fact in no way affects the application of the
Because of the fact that plaintiff was horn in New York, she is a citizen of the United States, hut, during her minority, hy a fiction of the law, even if she resided in New York, her domicile was that of her father. While he was domiciled in New York, plaintiff was a citizen of the State of New York, hut when she moved to Venezuela with him and they established their 'domicile there, she lost her New York citizenship, since “state citizenship” and domicile are substantially synonymous (14 C. J. S., Citizens, §1 b). It is hy virtue of the Fourteenth Amendment of the Constitution of the United States that all persons, horn or naturalized in the United States and subject to its jurisdiction, are citizens of the United States and of the state wherein they reside, and plaintiff is a citizen of the United States hy birth in spite of the fact that her father was a citizen of Cuba ( United States v. Wong Kim Ark, 169 U. S. 649), and while her father retained his domicile in New York, she continued to he a citizen of the State of New York. Her domicile of origin was New York, hut every time that her father changed his domicile while she was a minor, plaintiff’s domicile changed accordingly. Restatement, Conflict of Laws, §80 c, where it is also said that: “The fact that the child lives apart from the father, whether with the permission of the father or not, is immaterial. The child has no power to acquire a domicil of choice nor can the father fix the domicil of the child at any place other than that at which the father has his domicil.”
Following the line of Lókpez’s travels, we find that from Venezuela he changed his domicile to Haiti where he held the office of “Attache d’Affaires” of Cuba, hut in the year 1932 he came to Puerto Rico where he asrain mar
“Section 11. — Every person has in law a domicile. In determining the place of domicile the following rules are to be observed:
“1. It is the place where one habitually resides when not called-elsewhere for labor or other special or temporary purpose,, and to which he returns in seasons of repose.
“2. There can only be one domicile.
“3. With respect to the jurisdiction of the courts a domicile can not bo lost until another is gained.
“4. The domicile of unemancipated minor children is the same as that of their father, and after his death, of their mother.
< ( *
“7. Domicile can be changed only by the union of act and intent.” (Italics ours.)
The fact that, according to plaintiff, while in San Juan her father resided in a hoarding house does not prevent his having had his domicile in Puerto Rico. In the commentary on §13 of the Restatement, Conflict of Laws, which defines a person’s home as his “dwelling place,” it is said that “No definite amount of time spent in a place is essential to make that place a home. . . ” And the following example is given “A lives entirely in hotels, remaining each year for nine months in a hotel in State X, always occupying the same room. These facts are compatible with the room being his home.”
"The fact that a stay in a state is not for long is not necessarily fatal to the existence of a domicil. As stated in Williamson v. Osenton, 232 U.S. 619, 624, the ‘essential fact that raises a change of abode to a change of domicil is the absence of any intention to live elsewhere.’ The intention to stay for a time to which a person ‘did not then contemplate an end’ was held sufficient.” See further District of Columbia v. Murphy, 314 U.S. 441.
Plaintiff’s testimony shows that her father had his domicile in San Juan, not only during 1934, but also during 1935 and 1936. In this last year when plaintiff’s father had occasion to file a petition for a passport in order for her to accompany him to Europe, he did not file such a petition in the city of New York, but brought it to San Juan and here she personally stated that her permanent residence was in Santuree and later, in the passport itself, that her father was also domiciled in Santuree, P. R. And, 'finally, plaintiff testified that it was from Puerto Rico that her father upon his return from Europe made trips to Mexico and to New York.
We are of the opinion that all the evidence shows that from the end of 1932 until a date subsequent to 1936 Lókpez was domiciled in San Juan, P. R. and that plaintiff being a minor during these years her domicile was that of her father, who therefore had patria potestas over his daughter.
We now proceed to consider whether or not the order issued by the District Court of San Juan on the petition of utility and necessity authorizing the sale at public auction of plaintiff’s lot is void for any one of the reasons alleged in the complaint of this case which we have previously transcribed. The lower court held that those reasons constituted errors and irregularities and that the present action being a collateral attack upon an order already issued, it could only be sustained if it were shown that the order was void because the lower court had acted without jurisdiction in the said case.
Appellant admits that the instant case constitutes a collateral attack, but she argues that she showed that said order is void because the court acted without jurisdiction and that, consequently, it should have dismissed the complaint. Both sides of the argument having thus been stated, let us see when, in a case involving a judicial sale, it may be said that the court has.acted without jurisdiction to authorize it, and whether the fact that said sale has to do with property belonging to a minor varies the general doctrine.
We entertain no doubt that the rule stated by the lower court is correct, 34 C. J. 511, §815; 31 Am. Jur., Judgments, §576, and 31 Am. Jur., Judicial Sales, §235, where it is said: “By analogy to the rules applicable to collateral attacks upon judgments, it is established that a judicial sale may be collaterally attacked if it is void, but that it cannot be so attacked for mere errors or irregularities.”
However, when district courts entertain petitions of utility and necessity they act not under their general jurisdiction, but as courts of special and limited jurisdiction, and the Supreme Court of the United States has held, among
Now the same Federal Supreme Court in the case of Galpin v. Page, 85 U. S. 350, 366, after ratifying the above-mentioned rule, limits the scope of the presumption referred to, as follows:
“But the presumptions, which the law implies in support of the judgments of superior courts of general jurisdiction, only arise with respect to jurisdictional facts concerning which the record is silent. Presumptions are only indulged to supply the absence of evidence or averments respecting the facts presumed. They have no place for consideration when the evidence is disclosed or the averment is made. When, therefore, the record states the evidence or makes an averment with reference to a jurisdictional fact, it will be understood to speak the truth on that point, and it will not be presumed that there was other or different evidence respecting the fact, or that the fact was otherwise than as averred.” (Italics ours.)
To the same effect, see Old Wayne Life Association v. McDonough, 204 U. S. 8.
Did the lower court comply with the requirements of <§159 of the Civil Code and the Law of Special Legal Proceedings in the petition of utility and necessity in such a way that it can be said that it acquired jurisdiction and that the judicial sale was valid? Let us examine the facts.
The picture presented by all that took place appears from the record itself in the petition of utility and necessity and which was introduced in evidence in this case.
That is civil case No. 21429, Víctor L. Lókpez, petitioner, ex parte, of necessity and utility. It does not contain only the petition and order of court, but also contains the tran
After the petition there appears in the record of ease No. 21429 the transcript of evidence of the hearing held in the lower court on August 17, 1934, that is, four'days after the filing of the petition. What does that transcript show? In order to answer that question it is necessary, despite the fact that this will extend the opinion, to transcribe here a large portion of it, noting that italics are ours. It begins thus:
“On August 17, 1934, this case was called for hearing, the petitioner appearing in person and by his attorney Celestino Benitez.
“Attorney. The evidence in civil case No. 2124-9, filed by Victor L. Lókpez for judicial authorization will be identical to that of case No. 21456, which we tvill now proceed to hear, noting that the*526 dimensions of the lot in ease No. 21249 will be amended as follows: (it is described).
“Judge. Yon may introduce the evidence.
“Attorney. We introduce in evidence case No. 20516 wherein there appears deed No. 445 of December 1, 1919, before Notary Damián Monserrat by means of which minor Georgina Luisa Lókpez Finlay was awarded the sum of $23,750, a lot in ward Santurce Sur, consisting of 15,000 square meters of land and the record also contains the receipt of the taxes on the property, of which the lot, object of this petition, forms part.
“Petitioner’s oral evidence: Testimony of Víctor Luis Lókpez.
“Q. What is your name?
“A. Víctor Luis Lókpez.
“Q. Where do you live.
“A. In Santurce.
“Q. What is your relation to Georgina Luisa Lókpez Finlay?
“A. Father.
“Q. What is the age of the child?
“A. 17 years.
“Q. Where does she now reside?'
“A. In New York.
“Q. What is she doing in New York.
‘ ‘A. Studying.
“Q. Is Georgina Luisa Lókpez Finlay the owner of any property in the Municipality of San Juan?
“A. Yes, sir, in the ward of Santurce, Stop 23.
“Q. Is the lot consisting of 15,000 square meters included among those properties?
“A. Yes, sir.
“Q. For what use is that property intended?
“A. For development.
“Q. Is it divided in lots?
“A. In several lots.
“Q. What is the area of the lot in question?
“A. 726.30. square meters. (He continues describing this lot of 726.30 square meters.)
“Q. What is the approximate value'of that lot?
“A. Five thousand dollars.
“Q. Are there any persons interested in acquiring it?
“A. There are several persons.
“Q. Does it yield any rent at present?
“A. Very little rent.
*527 “Q. What rent does it yield?
“A. $20.
“Q. Do yon believe that the sale of the lot is necessary and advantageous to the minor?
“A. Yes, sir.
' “Q. Why?
“A. Because as a result of the sale certain encumbrances over the estate would be canceled, and the remaining portion of the money would be invested for the yielding of interest.
“Q. Is this lot encumbered in any way?
"A. No, sir.
“Q. Are those encumbrances to which you have referred over other properties of the minor?
“A. Yes, sir.
“Q. What are they?
“A. Four thousand dollars.
“Q. Then do you believe that the property will be worth more if sold in lots and that the minor would be benefited thereby?
“A. Yes, sir.
“Q. Is there any person interested in acquiring the lot?
"A. Yes, sir, Juan Hernández.
“Q. The present lessee of the lot?
“A. Yes, sir.
“Q. How much has he offered?
“A. Five thousand dollars.
“Q. To what terms of payment has he agreed?
“A. Four thousand dollars and one thousand dollars to be paid in ninety days at 9 per cent interest.
“Q. Four thousand dollars at the time of the sale?
“A. Yes, sir, and one thousand dollars after three months at 9 per cent interest.
“Q. That is all.
“Judge. Attach the stenographic notes to the record, and let the District Attorney report on the case.”
This transcript has been certified by the stenographer as a true and faithful copy of the proceedings at the hearing of the case on August 18, 1934. In the margin there is a note, undated, which reads as follows:
“Handwritten: I do not object. (Sgd.) M. Romany, District Attorney. ’ ’
The clerk’s order to the marshal follows and the certificate of service of the same to the effect that service was had on September 21, 1934. There follows the edict published by the marshal in the edict board of the court and in the newspaper “El Imparcial”; the sworn statement of the manager of said paper to the effect that the edicts were published, and lastly, the minutes of the auction sale held by the marshal, from which it appears that Angel Fernández Vidal was the only bidder, who offered the minimum price fixed, and who was successful on that account, after which he paid the stipulated price, $1,825.50, which was deposited with the clerk of the court.
If we compare the facts alleged in the petition in case No. 21429, supra, with the requirements contained in §§80 and 81 of the Law of Special Legal Proceedings (§§614 and 615 of the Code of Civil Procedure), we shall see that the following were not complied with:
1. The minor’s age was not alleged (§80);
2. The names and residences of her nearest relatives within the degrees provided by the law or the fact that she had none were not alleged (§80);
3. No evidence was introduced in regard to the necessity and utility to the minor of the sale of the lot described in
4. The district attorney did not appear at the hearing nor did he render any written report whatsoever in relation to the lot the sale of which was specifically involved in case No. 21429, supra;
5. The only documentary evidence introduced in said case was the deed relating to the acquisition by the minor of the whole of the estate which she inherited and, therefore, no documentary evidence was introduced to show that the petitioner had patria potestas over the minor (§81);
6. The names of the nearest relatives of the minor, or the fact that she had none, not having' been alleged in the petition, the judge had no basis whatsoever for exercising his discretion to make them appear for examination (§81).
The foregoing conclusions, in so far as they refer to the petition, do not require any further explanation in order that they be proved other than a reading of the same. Those which refer to the proof do require it, since it would seem illogical to hold that no evidence was introduced when there appears a transcript of evidence in the record. But the fact is that the evidence there transcribed refers to another case which was pending before the lower court at the same time, that is, No. 21456, also of utility and necessity for the sale of another of appellant’s lots. When case No. 21429 was called for hearing, the attorney for the petitioner stated that the evidence would be “identical to that in case No. 21456, which we will now hear,” and he said that the dimensions of the lot would be amended in the manner which he specified, adding to its area 4.62 square meters. Petitioner then testified that he was the father of the minor, that he resided in Santurce, that she was 17 years old and resided in New York where she was studying and, secondly, in relation to the lot subject of case No. 21456, consisting of 726.30 square meters, of a value of $5,000, which yielded a rental
The only result which could have been reached then and which may be reached now is that the necessary evidence not having been introduced in case No. 21429, in regard to the lot consisting of 360.40 square meters, there is no basis whatsoever for holding that the order issued was issued in accordance with “the evidence introduced to sustain the allegations of said petition and after hearing the report of the district attorney,” as stated by the lower court. There was no evidence nor was the report of the district attorney heard, because the “I do not object” written by said officer in the margin of the transcript necessarily had to refer to what said transcript contained, that is, the evidence -in regard to another lot.
Can the aforementioned facts be deemed mere errors or irregularities which do not render null the entire proceeding? Are the facts which were not complied with and which appear from the record “jurisdictional facts” so that the presumptions which the law accords to all judgments may be rebutted in accordance with the decision in the case of Galpin v. Page, supra?
In the case of Abraham v. Homer, 226 Pac. 45, 47, there is a clear statement as to what are jurisdictional facts the omission of which may affect the validity of a judgment in a proceeding such as we are considering: “Jurisdiction over the person, jurisdiction over the subject-matter, and jurisdiction to render the particular judgment are three separate elements of the jurisdiction of a court. Each element of
Following this rule we hold (1) that because Lókpez was domiciled in Puerto Eico he had patria potestas over his daughter and that he having appeared in said capacity in the case, the lower court acquired jurisdiction over the person of the minor, the first jurisdictional fact, that is, jurisdiction over the person having thereby been complied with, and (2) that, since this case deals with the sale of personal property belonging to a minor and situated in Santurce, the District Court of San Juan was the court authorized, under the law to hear the case, the second jurisdictional fact, that is, jurisdiction over the matter being thereby established.
There remains to be decided whether, in the order issued in the petition of utility and necessity there exists the third jurisdictional fact, that' is, whether or- not the provisions of the Law of Special Legal Proceedings are mandatory in such a way that failure to comply with them necessarily renders the order void. We use the word ‘'necessarily,” because it is the one used by the Eestatement, Judgments, §8, whén, speaking of the requirements for the validity of a judgment, it states:
A judgment is void, if there is a failure to comply with, such requirements as are necessary for the exercise of power by the court.” (Italics ours.)
More briefly stated, this constitutes the above-mentioned third jurisdictional fact. In the case of Abraham v. Homer, supra, an extensive study is made of the distinction which
The following is given as an example of the third jurisdictional fact: “where a statute requires that the land to be sold must be appraised, and that the court shall not con
It was specifically held in the case of Abraham v. Homer, supra, that in a collateral attack upon a judgment ordering the sale of property belonging -to a minor, the facts which show the way in ivhich the proceedings of said sale were invested, are not jurisdictional or quasi-jurisdictional facts, but refer to the existence of a cause of action for said sale, it being immaterial to the jurisdiction of the court that a cause of action was alleged or proved in regard to said investment.
For the sale or encumbering of real property belonging to a minor, §159 of the Civil Code provides that the father may do so only after *‘previous authorization” of the district court and “the demonstration of the necessity and utility” to the minor, in accordance with the Law of Special Legal Proceedings. Of all the errors and irregularities committed in the prosecution of petition 21429, supra, there is one which in our judgment renders null the order issued. It is the one consisting of the failure to introduce evidence as to the value of said lot and-the necessity and utility of the sale prayed for. There was no “demonstration” of any sort, as required by the Civil Code, nor was the applicable part of the Law of Special Legal Proceedings complied with. In spite of what other courts may have decided in regard to the validity of a judgment, especially in contested cases, rendered without the introduction of evidence or with insufficient evidence, in Puerto Rico the sale of property belonging to a minor may not be ordered without the previous determination of the utility and necessity to him of said sale.
“This last point is the only doubtful one in this ease. In our opinion, the former law forbade and the present law forbids a court to grant authorization to sell or encumber property -of minors with- I out proof of the necessity or utility of the transaction. A petition I alone, although verified, is not sufficient Something more is needed. H Was there something more in this case? We think so, although it R was in a form not to be highly recommended. The courts should H not admit mere affidavits as evidence in cases of this kind. The i witnesses should appear personally and be interrogated before the H court and by the court, if it is so advised.” (Italics ours.) H
In this case Mr. Justice Wolf dissented, because he was I of the opinion that the judgment should have been reversed H because he thought that affidavits did not constitute proof H in cases of this nature. Commenting upon §82 of the Law I of Special Legal Proceedings, as it then read, to the effect that “The court shall admit and put into execution (sic) the proof offered it regarding the utility or necessity, etc.,” he stated as follows:
“If it is merely bad practice, as set forth in the majority opinion, to file affidavits in the sale of minors’ property and it is not against the law, then parties and counsel have a right to go on presenting affidavits, notwithstanding the admonition of this court. My idea is that the letter and spirit of the law is otherwise. ‘Admitirá y practicará pruebas’ means that the court will consider proof. ‘Pruebas,’ I maintain, should be translated ‘evidence.’ .
*535 “As to the spirit of the law or its true intention, this was a proceeding to dispose of a minor’s property. It is not like a preliminary injunction where the parties have another try. It is a definite disposition of the property and the court should have an opportunity to hear testimony and to examine witnesses in the interests of the' persons non sui juris. The court is a protector.” (Italics ours.)
Section 81 of the law as it is in force today (§615 of the Code of Civil Procedure) is as specific or more specific than §82, since it provides, in its pertinent part, that:
“Section 615. — (81 L.) — Upon the filing of the petition, if this he in proper form, the court shall fix the date for the examination of the proof relative to the facts alleged, this act to take place in open court, or should the court be in recess, in the office of the judge, with the attendance of the district attorney whose duty shall he to protect the rights of the minor or incapacitated person.
“The documentary proof shall comprise the demonstration of the ‘patria potestas’ or of the tutorship, and if the authorization should apply to real estate, then the title of ownership and the assessment of the property for the purpose of taxation, if subject to taxes, shall also he included.
# # # # # * *
“The proofs having been examined, the judge shall grant or deny the authorization asked for in conformity ivith the result of the proof adduced, his decision being subject to appeal to. the Supreme Court of Porto Rico, either by the petitioner or the district attorney.” (Italics ours.)
We are of the opinion that the previous determination of necessity and utility required "by §159 of the Civil Code can not he made by a court unless evidence in regard to the facts alleged is introduced and the documentary evidence should contain a showing of the existence of the patria po-testas.
That the minor is not estopped from attacking the evidence introduced in a petition of utility and necessity we held in F. Zayas, S. en C. v. Torres, 51 P.R.R. 772, 779, where Mr. Justice Travieso, speaking for the court, said:
“The lower court erred in considering as conchisive proof of the claim the judgment entered ex parte in the utility and necessity*536 proceeding. The defendant minors are not estopped to attach the sufficiency of the evidence which served as a basis for said judgment. And, in our view, that evidence was clearly insufficient to support the claim of the plaintiff as an obligation enforceable against the minors, defendants herein.” (Italics ours.)
In that ease it had heen previously said that—
“. . . The lawmaker has imposed on the district court the duty to ascertain and be convinced of the utility and necessity for the minor of the acts or contracts which are to be executed in his name, before exercising the power conferred upon by law to authorize such acts or contracts. See sections 614 to 616 of the Code of Civil Procedure (1933 ed.) . . . .” (Italics ours.)
Cf. Valentín v. Registrar, 61 P.R.R. 212.
In the case at bar, as we have seen, efforts were made to consolidate the hearings of cases Nos. 21429 and 21456; however, outside of Lókpez’s testimony in regard to his personal circumstances and those of his daughter, there was no evidence whatsoever before the court in relation to case 21429 in order that the court might determine the value of the lot, the minimum price to be fixed for its sale and the necessity and utility of the sale to the minor. The minimum price of $5 per square meter fixed in the order was neither alleged in the petition nor was there any evidence introduced to justify it. All the evidence refers to the lot in case 21456 valued at $5,000.
We wish to make clear the scope of our holding in this case. If any evidence of any kind whatsoever, sufficient or not, had been introduced in petition 21429 to show the utility and necessity of the sale of the lot for the minimum price of $5 per square meter, a collateral attack upon the order could not be made nor would we go into a consideration of the sufficiency of said evidence. What we do hold is that, in a case such as the case at bar where no evidence of any kind was introduced in order to show said utility and necessity and that fact appears from the face of the pro-
If the validity of an order issued in such fashion were to be admitted, the mandatory provisions of our Civil Code would be disregarded. It is enough to add to this jurisdictional defect the other errors committed in order that we may become aware of the gross negligence with which the lower court has been acting in these petitions. The defense of the sanctity of judgments, invoked by said court in its opinion, should not be extended to an order issued ex parte, without sufficient and necessary allegations in the petition, without proof to sustain those which were formulated and without the appearance or valid report of the district attorney. When to the fundamental error already pointed out, are added in a single ease all the other errors and irregularities to which we have referred, the mantle of sanctity and finality attendant upon a valid order should not be placed on them. As to the remaining errors, we will say that while it is true that in the case of Caballero et al. v. Registrar, 35 P.R.R. 564, 568, this court said that “the specification as to the age of the minor or minors named in the petition is a jurisdictional prerequisite,” it was also stated that the age of the minor did not appear from the rest of the record. In the case at bar the father testified at the hearing that the minor was 17 years old and resided in New York which fact plaintiff herself ratified at the trial its proof, therefore, not being obligatory under'the provisions of §81. Nor was it an error which affects the jurisdiction of the court that the names of the relatives of the minor were not alleged, because the court having jurisdiction to summon them, this can not be considered a mandatory requirement.
That the appearance of the district attorney at these hearings is not a mere formality was stated in the case
“The obvious purpose of these more recent enactments was not merely to re-establish the rules prescribed by the laws in force at the time of the adoption of our present Code of Civil Procedure and to supply omissions therein, but also to provide additional protection, for the rights of minors by conferring upon the court and upon the. district attorney powers that they did not have, and by imposing upon them duties and responsibilities that cUd not exist under the Spanish Civil Code and system of procedure. Otherwise, there was no need and no satisfactory explanation could be given for the modification made in those laws, and the fact of such modification is self-evident.
“The effect of these changes, in so far as the control of the court over the exercise of the patria potestas is concerned, has been to reduce the parental authority to the same general level as that of a tutor or guardian.” (Italics ours.)
Before the year 1911, when §81, supra, was amended, the Law of Special Legal Proceedings only required a hearing by the district attorney and this court held in several cases that it was not an indispensable requirement that said officer attend personally and intervene in the hearings of petition of utility and necessity. However, it was made clear in the Amy case, supra, that the amendment to the law had imposed new duties and responsibilities, both upon the court and upon the district attorney, which had to be complied with or the law and the intention of the Legislature would be rendered nugatory. The importance of this amendment for the due protection of the interests of minors is vividly shown by the case at bar. Had the district attorney appeared at the hearing of case 21429 he could not have missed becoming aware of the fact that no evidence whatsoever had been introduced to justify the sale prayed for. The excuse that in the lower court the practice has prevailed of the district attorney never appearing at the hearing of these cases, limiting himself to the making of a written re
Plaintiff also prayed in her complaint that defendant be adjudged to pay the civil fruits produced by the lot at the rate of $300 per year. The evidence introduced did not show what these fruits were. Furthermore, in a similar situation in Solá v. Castro et al., 32 P.R.R. 740, the following was held:
"There remains to be disposed of the question of the $20,‘000 for mesne profits claimed by the plaintiff from the defendants; but the evidence examined in this particular is not sufficient to support an accurate and judicious estimate of the profits received, and, besides, even if we could estimate them, this is not a case in which recovery of property carries-with it the recovery of profits. The defendants were innocent purchasers, and if in this action a collateral attack has invalidated their purchase and disturbed their transactions, the contingency of an erroneous transaction should not bring to them more fatal consequences, and the law protects them in their good faith as far as the profits are concerned, for which reason they are not bound to restore them, in accordance with the provisions of section 453 of the Civil Code.”
The judgment appealed from should be reversed and the complaint sustained, with costs, without attorney’s fees.
Note. — The original English text of the quoted matter not being available, a translation of the official Spanish version thereof is inserted above in lieu of such text.
Case-law data current through December 31, 2025. Source: CourtListener bulk data.