In re Porrata Doria
In re Porrata Doria
Opinion of the Court
On July 5, 1949, we rendered judgment in the case of Rivera v. Heirs of Díaz affirming the judgment entered by the former District Court of San Juan, 70 P.R.R. 168. In pursuance of footnote 11 of the opinion in support of our judgment,
First: That Ramón Pastor Diaz Molinary died on November 4, 1989, leaving an estate of approximately $600,000 and as his sole and universal heirs his legitimate son Ignacio Díaz Luzunaris, his acknowledged natural son Ramón Díaz Rivera and his widow Eustacia Luciano Maldonado; that Diaz Rivera was declared an acknowledged natural child of Diaz Molinary, with all inherent rights, by final and un-
Second: That Porrata Doria exerted undue influence on the aforesaid incompetent in order to benefit Ignacio Diaz Luzunaris, upon advising Diaz Rivera to accept a settlement for $10,000, notwithstanding Porrata Doria’s own admission that he should not compromise Diaz Rivera’s hereditary rights for less than $25,000.
Third: That Porrata Doria set forth in the deed of settlement that upon the execution thereof a certified check for $10,000, payable to Diaz Rivera, was delivered to the latter, which fact was false and Porrata Doria knew it.
Fourth: That Porrata Doria failed to comply with his duties as an officer of the District Court of Guayama at the hearing in the filiation suit upon failing to appraise the court of the true legal situation to the effect that the parties had made a settlement through a previous agreement.
Fifth: That on November 14, 1939, a contract for professional services was signed, wherein Ramón Diaz Rivera and his mother appeared as parties of the first part, and Porrata Doria, Juan Ramírez Viñas and Manuel Carras-quillo Herpén, as parties of the second part, the second clause
Sixth: That in the “Agreement of Settlement” —which bound Diaz Rivera as well as Diaz Luzunaris — Porrata Do-ria did not obtain the latter’s signature to the copy he retained and permitted Agustín E. Font, counsel for Diaz Luzunaris, to retain the original despite the fact that the document stated that “in agreement with the contents hereof Mr. Ignacio Diaz Luzunaris subscribes and expresses his conformity to the contents hereof”; and that this action of Porrata Doria prejudiced the rights of his client Diaz Rivera and benefited Diaz Luzunaris, inasmuch as the latter was free to fulfill said agreement, while only Diaz Rivera was bound thereby.
Seventh: That despite having signed the aforesaid “Agreement of “Settlement” for $10,000 on February 28, 1940 — the date of the hearing in the filiation suit — Porrata Doria informed Mr. Juan Ramírez Viñas, who also acted as attorney for Diaz Rivera, that he had been offered $7,500 as a settlement, but that he had refused to accept it. The complaint ends alleging that the charges constitute immoral, reprehensible and improper conduct of a serious nature, as well as grave misconduct in the performance of his duties as an attorney and notary; and praying that after the proper legal proceedings this Court disbar Porrata Doria from practice as an attorney and notary.
The respondent answered accepting Ramón Pastor Diaz’s death, denying that the latter left an estate of approximately $600,000 and alleging, to the contrary, that after a thorough
The respondent also denied that he exercised undue influence on Diaz Rivera or that he acted for the purpose of benefiting Ignacio Diaz Luzunaris or prejudicing his client. He alleged that the $10,000 certificate delivered to Diaz Rivera is duly identified in the deed and that Diaz Rivera cashed in the entire amount and paid $5,000 to his attor
In view of the fact that a great number of witnesses had to be examined in this case, on November 21, 1950, this Court appointed Mr. Enrique Córdova Diaz, an attorney-at-law, to hear and receive, in the presence of both parties and in his capacity as Master, any evidence presented by the parties. It was determined that the witnesses had to testify under oath. We also decreed in our order that if any evidence were objected to it would be admitted, with the grounds for the objection, and that after hearing all the evidence, it was the Master’s duty to certify it immediately and to send it to the Court with his findings of fact.
Mr. Córdova Diaz accepted the designation and proceeded to hear and receive the evidence offered by the parties. He held thirteen hearings and both parties, according to his report, introduced “extensive oral and documentary evidence” which was sent to us together with his report. After specifying the seven charges contained in the complaint and setting forth the. allegations made by respondent in his answer, the Master informs us in his report that the main issues in controversy may be considered under the following points:
*679 “1) The value of Ramón Pastor Diaz’s inheritance on or about the date of the settlement of January 19, 1940.
“2) The legal share of Ramón Diaz Rivera, as a natural child, in Ramón Pastor Diaz’s inheritance.
“3) Ramón Diaz Rivera’s incapacity and the respondent’s knowledge of his mental condition on the date of the settlement.
“4) The reasonableness of the settlement.
“5) The undue influence exerted by the respondent on Ra-món Diaz Rivera to accept the settlement, and the fact that Josefa Rivera, Ramón Diaz Rivera’s mother, was ignored in the agreement of settlement of January 19, 1940.
“6) The fact that the deed of settlement of February 28, 1940, recited that a certified check for $10,000, instead of a certificate of deposit for that same amount, was delivered to Ramón Diaz Rivera.
“7) Respondent’s failure to inform the District Court of Guayama of the agreement of settlement executed on January 19, 1940, when the filiation suit was heard on February 28, 1940.
“8) The failure to obtain the signature of the parties to the copy of the agreement of settlement of January 19, 1940, which the respondent kept as Ramón Diaz Rivera’s attorney.
“9) The fact that the respondent informed his colleague Ramírez Viñas on the date of the hearing in the filiation suit —February 28, 1940 — that there was an offer to settle for $7,500, when the agreement of settlement for $10,000 of January 19, 1940, had already been signed.
“10) Respondent’s professional reputation.”
The Master forthwith discusses those points one by one. In connection with the first one he indicates that in his opinion the actual market value of the real property left by Pastor Diaz was approximately $325,000 in 1940, having taken into consideration in order to reach that conclusion, the value of the leases of the properties leased for a ten-year period to Wirshing & Cía., capitalizing the rentals in accordance with the testimony of Julio Santiago García, a Public Accountant; that he considered that the amount of $30,000 was a fair estimate of the value of the remaining properties, his conclusion, therefore, being that the hereditary estate
In connection with Ramón Díaz Rivera’s legal share, as a natural child, in Ramón Pastor Diaz’s inheritance (Point No. 2), the Master relates in his report that the respondent testified that he always considered and still considers that his client Ramón Díaz Rivera was entitled by law, as a natural child, to one sixth of the inheritance; that the respondent based his conclusion on the provisions of § 767 of the Civil Code, 1930 ed., to the effect that a natural child is entitled to a portion equal to one half of that pertaining to a legitimate child who has not received any advantage or extra portion, and that he considered that, since the third of extra portion had been assigned by the testator to the only legiti
The Master adds that the share corresponding to the natural child was in this case one of the most important legal questions the. respondent had to examine and decide on behalf of his client and that the respondent was bound, as attorney for the natural child, to strive for the most favorable interpretation to his client. After examining that legal .question, the Master concludes that “had the respondent examined carefully such an important legal aspect to determine his client’s rights, he should have concluded, at least, that there was a reasonable ground under the law and the decisions to claim that his client was entitled to one third the settlement. However, we can not say that his action in this connection was intended to prejudice his client.”
As to the third point, that is, Ramón Díaz Rivera’s incapacity and the fact that the respondent was aware of the former’s mental condition on the date of the settlement, the Master indicates that in his opinion two fundamental questions must be determined: (1) whether on the date of the settlement Ramón Díaz Rivera was mentally incapable of understanding the transaction; and (2) — which in his opinion is the most important — whether the respondent knew or should have known that his client suffered from a mental incapacity. He then examines the evidence heard by him and on the basis thereof concludes that “on the date of the settlement, that is, January 19, 1940, the respondent was a mental weakling or a moron and . . . had no sufficient capacity to understand and reasonably weigh the merits of the settlement in question” and that “the respondent could have learned of his client’s limited mental capacity in one of three ways: (1) by hearsay, that is, that someone had told him about it; (2) that Ramón Díaz Rivera’s true mental state was apparent to any person dealing with him; or (3) any
As to the reasonableness of the settlement, the Master states that the respondent testified extensively on his reasons to approve it, to wit: (1) doubt as to the final outcome of the filiation suit, essential basis to be entitled to share in the inheritance; (2) certain pending suits and other obligations assumed by Ignacio Díaz Luzunaris; and (3) Ramón Díaz Rivera’s insistence to settle for the aforesaid $10,000. He then states that “after analyzing this situation and considering that the case of Colón v. Heirs of Tristani, 44 P.R.R. 163, had already been decided by 1940, liberalizing the rule of the necessary evidence in filiation suits, and especially taking into consideration the judicial proceeding against Pastor Diaz which resulted in his conviction because he tried to establish by a fraudulent public deed that another person was Ramón Díaz Rivera’s father, which evidence was admissible in the second trial, we believe that the respondent could reasonably think that the probabilities of success in the filiation suit were in his favor. However, it is perhaps easier to analyze this situation now retrospectively and in view of what happened. We must accept that the outcome of a suit is never certain and that in this case there was some ground to think of a possible, although not probable, adverse judgment. The respondent was justified, therefore, in compromising some of his client’s rights given this contingency, and thus eliminating any possibility that the claim be re
In connection with the fifth point, that is, respondent’s undue influence to have Ramón Díaz Rivera accept the settlement and the fact that Josefa Rivera, Ramón Díaz Rivera’s mother, was ignored in the agreement of settlement of January 19, 1940, the Master states in his report as follows:
“There was no direct proof that the respondent exercised affirmative undue influence on his client Ramón Diaz Rivera to accept the settlement. Nothing in the record enables us to*685 conclude that the respondent insisted with Ramón Diaz Rivera to approve the settlement or that he attempted to convince him of the reasonableness thereof.
“The most that can be said is that the respondent failed to take affirmative energetic measures to dissuade his client Ra-món Diaz Rivera from accepting the settlement.
“Unquestionably Ramón Diaz Rivera was then anxious to terminate the suit and to collect his share and this, as we have seen, necessarily influenced respondent’s final decision to accept the $10,000 settlement.
“The respondent, however, as counsel for Ramón Diaz Rivera, and aware of the fact that he was dealing with a person of a limited intellect and with a scant knowledge of transactions of this nature, could not discharge his responsibility concerning the approval of the settlement by saying that the decision was made by his client and not by him. Furthermore, the respondent, under the attendant circumstances, should have seen to it that the mother, Josefa Rivera, participated in the decision before arriving at a final conclusion.
“We have concluded that Josefa Rivera was not present when the agreement of settlement was signed and that she did not learn of the settlement until February 28, 1940, when her son’s filiation suit was tried and the deed of settlement executed, and the amount involved therein paid.
“Taking into consideration that the mother, Josefá Rivera, signed together with her son, already of age, the contract for professional services and that she had gone from Santurce to Guayama in order to be with her son while an agreement was reached or the filiation suit went ahead, the respondent should have notified her of the $10,000 settlement before it was approved. An attorney, of course, does not have to consult with his client’s next of kin where his client is of age and has full mental capacity, before accepting a settlement with which the client agrees, but the circumstances of this case exempt it from the general rule.
“There is no evidence supporting the conclusion that the respondent approved the settlement in order to prejudice his client and benefit Ignacio Diaz, the adverse party.”
As to the fact that the deed of settlement of February 28, 1940, recited that a certified check, instead of a certifi
In connection with the seventh point, that is, regarding respondent’s failure to advise the District Court of Guayama of the settlement executed on January 19, 1940, when the case of filiation was tried on February 28, 1940, he says that “the respondent and defendant’s counsel, after the settlement of January 19, 1940 was executed, wished to enforce the agreement by obtaining judgment declaring that Ramón Díaz Rivera was an acknowledged natural son of Ramón Pastor Diaz. For this they could either: (1) tell the Court honestly about the settlement and that the defendant admitted the averments of the complaint and would not present evidence to the contrary; (2) without mentioning the settlement (unless the Court asked any questions in regard thereto) tell the Court that the defendant accepted the averments of the complaint and that he would not present evidence to the contrary; and (3) give the impression that the parties still disagreed as to the filiation and go to trial on that basis.”
The Master deems that in this case the attorneys chose a path lying rather between the second and the third alternatives : “They did not advise the Court of the settlement and, likewise, they did not inform it expressly that the defendant accepted the averments of the complaint and would not present any evidence to the contrary. However, they did not try to feign during the trial a genuine issue between the parties. Rather, they prosecuted the case in such a way that it had to be apparent to the Court that the defendant had no objection to a judgment for the plaintiff. After the trial had begun and seeing that counsel for the defendant did not cross-examine, the Judge inquired whether the case was
The respondent admits, according to the Master, that the copy of the agreement of settlement of January 19, 1940, which he retained, was not signed by Ignacio Díaz Luzuna-ris, although he suggested the possibility that there might be some copies signed by the latter. The original agreement was retained by Font, counsel for Ignacio Díaz Luzunaris, and, apparently, it was duly signed by both parties. The Master then says that “the most that could be said is that the respondent should have retained a signed copy of the agreement, but we do not think that his failure to do so made him guilty of misconduct in the exercise of the duties of an attorney towards his client. Apparently the respondent trusted so much his colleague Agustín Font, counsel for the other party, that he did not mind leaving the original contract in his hands, certain that he would never deny the existence of said contract.”
As to the fact that the respondent informed his colleague Ramírez Viñas in the filiation suit — on the day of the hearing, February 28, 1940 — that there was an offer of settlement for $7,500 when already the agreement of settlement of January 19,1940, for $10,000 had been signed, the Master states that: “the respondent admits that on the same day of the hearing in the filiation suit ... he told Mr. Ramirez Viñas that he was offered $7,500 as settlement; he explained that he had no reason to hide from Ramírez Viñas the $10,000 settlement already executed on January 19, 1940,
The Master points out that Rafael Rivera Zayas, Genaro Cautiño Bruno, Pedro E. Anglade and Celestino Domínguez Rubio, attorneys-at-law,' testified as to the respondent’s professional reputation. As a result of those testimonies he arrives at the conclusion that “during the many years that the respondent has practiced his profession in Guayama and throughout the Island of Puerto Rico he has earned a good reputation as an honest and trustworthy professional and that he enjoys this same reputation in Guayama, as a citizen.”
The Master submitted the foregoing report, and thereupon, on March 26 of this year, we ordered the Clerk of this Court to serve copies thereof on the parties to whom we gave a common term of ten days to file written objections thereto, if any, pursuant to the provisions of Rule 53(c) 2 of the Rules of Civil Procedure. The respondent filed his objections in time. He challenges the findings contained in the report as to: (1) the value of Pastor Diaz’s inheritance on or about January 19, 1940; (2) Diaz Rivera’s legal share, as a natural child, in his father’s inheritance; (3) Diaz Rivera’s incapacity and the fact that the respondent was aware of it on the date of the settlement; (4) the responsibility {sic) of the settlement; and (5) the fact that the respondent informed Ramírez Viñas that there was an offer of settlement for $7,500.
We read those objections. In our opinion they are groundless. We also read thoroughly and carefully the entire transcript of the evidence and examined the exhibits attached thereto. We likewise examined thoroughly and calmly the Master’s report. Such reading and examinations
It is unnecessary, of course, to determine in this opinion whether, when an acknowledged natural child concurs with a legitimate child and a widow, the former is entitled to one sixth or one third of his predecessor’s inheritance. That is immaterial in this particular proceeding. Be it as it may, the evidence undoubtedly shows that the settlement involved a ridiculous sum.
The main, charges were proved. Respondent’s conduct, •according to the evidence, greatly prejudiced the interests of ¡his client, a person of limited intelligence. The respondent was aware of the latter fact. We need not repeat the charges made or the Master’s findings. The former as well as the latter have been extensively reported and are well known.
And the respondent’s conduct not only prejudiced his client, but his colleagues Carrasquillo Herpén and Ramirez Viñas as well. He abused the trust they had reposed in him. His action was improper and immoral, and extremely reprehensible. He deserves our reprobation.
Consequently, he shall be disbarred as an attorney and notary.
See page 184 of the opinion.
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