People v. Méndez Lorenzo
People v. Méndez Lorenzo
Opinion of the Court
delivered the opinion of the Court.
Marcelino Méndez Lorenzo, the appellant, was convicted by a jury in the former District Court of Puerto Rico, Ma-
Both appeals have been taken in this case by means of a statement of facts duly verified and approved.
A case of slight intrinsic significance may at times afford an opportunity to clarify basic concepts of law. Morisette v. United States, 342 U. S. 246, 247. This is especially true as- to the concepts of “murder,” “malice aforethought” and “deliberation,” regarding which some confusion still exists, particularly in instructions to the juries. 24 So. Calif. L. Rev. 288, April 1951 issue. Such instructions generally comply with the letter of the law, but it should be the duty of the judge to enable the jury to understand the true significance of technical concepts of law. People v. Bender, 27 Cal. 2d 164, 184, 185. The effectiveness of jury trials implies the convenience that the judge aid the jury regarding the law applicable to the facts of the case, in order that the jury should not be forced “to founder and flounder within the dark emptiness of legal jargon.” (Dissenting opinion of Mr. Justice Frankfurter in Fisher v. United States, 328 U. S. 463, 487.) Instructions must not become “riddles wrapped in a mystery inside an enigma.” (Winston Churchill, cited in 24 So. Calif. L. Rev. 301.) As pointed out by Mr. Justice Cardozo (Law and Literature, pp. 100, 101, cited in 37 Col. L. Rev. 709, footnote 28), “I have no objection to giving them this dispensing power [to verify the degrees of murder], but it should be given to them directly and not in a mystifying cloud of words. The present distinction [as to manslaughter] is so obscure that no jury hearing it for the
A thorough understanding of the true significance of the elements of murder requires certain consideration of the historical development of those concepts.
In England, the Common Law, in its origin, established no distinction between deaths caused maliciously or negligently or accidentally. All were punishable, except those caused by public officers in compliance with the laws. Self defense and insanity were no defense. This stern attitude was subsequently mitigated on the ground that those who
In order to escape partly the severity of the death penalty imposed in murder cases, the system of classifying murder into degrees began to be adopted in the United States. Pennsylvania was the first state to introduce that innovation, in 1794. Based on an Act approved in 1682, under the regime of William Penn, the new statute, provided that any murder perpetrated by means of poison, lying in wait or any other kind of willful,-deliberate or premeditated killing, or committed in the perpetration or attempt to perpetrate arson, rape, robbery or burglary, constitutes murder in the first degree, the rest being murder in the second degree.
The first Legislature of California merely reenacted the Common Law provision to the effect that murder is the killing of another person with malice aforethought. But in 1856 the language of the statute of Pennsylvania, regarding the classification into degrees, was incorporated to the Penal Code of California. We have adopted in Puerto Rico, almost literally, the corresponding provision from the Penal Code of California, in § 201 of our Penal Code, likewise incorporating the requirement and the definition of mo fice aforethought in §§ 199 and 200 of the same Code.
■ “The difference between the two crimes consists in that the killing in the crime of murder is effected with malice aforethought — that is to say, with malice and premeditation — and in the crime of manslaughter, without malice. The difference does not consist in premeditated intent in murder, and the lack of such intent in manslaughter. The terms malice and intent are entirely different. A ■ crime may be committed without malice, but never without intent. If there was no intent, one of the integral and essential elements of every crime would be absent, because where there is no intent there can be no offense. . . . (citing from People v. Bartlett, 48 Cal. 437):
“ 'Whether the homicide amounts to murder or manslaughter merely, does not depend upon the presence or absence of the intent to kill. In either case there may be a present intention to kill at the moment of the commission of the act. But when the mortal blow is struck in the heat of passion, excited by a quarrel, sudden, and of suffiicient violence to amount to adequate provocation, the law, out of forbearance for the weakness of human nature, will disregard the actual intent and will reduce the offense to manslaughter. In such case, although the intent to kill exists, it is not that . . . malicious intent which is an essential element in the crime of murder.’ ”
Section 559, subdivision 4, of our Penal Code defines the term malice as denoting “the doing of a wrongful act, intentionally, without just cause or excuse, a conscious
The foregoing definition is statutory and may, therefore, be correctly incorporated in an instruction. But from the point of view of giving clear instructions, that definition is not analytically complete. We have seen that voluntary manslaughter is also characterized by the intent and corresponds, moreover, to a conscious violation of law. The fact that it is instantaneously impulsive does not mean that the person committing it quits knowing what he is doing. So that what characterizes malice, under the definition of § 559, is the execution of the act without just cause or excuse. Such definition does not particularize completely the psychic and mental element accompanying malice, as hereinafter noted.
Under § 199 of the Penal Code, murder is the unlawful killing of a human being with malice aforethought. In accordance with § 200 such malice aforethought may be express or implied, it being express when there is manifested a deliberate intention or purpose to take away the life of a fellow creature, and implied “when no considerable provocation appears, or when the circumstances attending the killing show an abandoned and malignant heart.”
We confront here appellant’s first important objection to the instructions given in the case at bar. He challenges the action of the court a quo in defining malice in accordance with the terms of § 559 (“without just cause or excuse, etc.”) and at the same time in defining it in accordance with §§ 199 and 200, above mentioned, that is, because it
The concept of malice aforethought implies the absence of just cause or excuse in taking life and implies in addition the existence of the intent to kill a fellow creature. That intent may be manifested through one of the two following elements, either of which is sufficient to determine the existence of malice aforethought, to wit, (a) the specific intent to kill, considered as equivalent to the desire and direct, explicit and defined purpose to kill, that is, formulated precisely with the direct objective to kill, (People v. Thomas, 156 P. 2d 7, 17), or, (b) the intention to do an act or inflict great bodily injury whose probable consequence is the death of a person. 43 Yale L. J. 537, 557.
Section 201 of our Penal Code provides the following :
“All murder which is perpetrated by means of poison, lying in wait, torture, or by any other kind of wilful, deliberate and premeditated killing, or which is committed in the perpetration or attempt to perpetrate arson, rape, robbery, burglary or mayhem, is murder of the first degree, and all other kinds of murders are of the second degree.”
In his instructions in the case at bar the judge stated as follows:
“The law divides the offense of murder into two degrees: first and second. Any murder perpetrated by means of poison, lying in wait or torture, and any willful, deliberate and premeditated killing, or committed in the perpetration or attempt to perpetrate arson, rape, robbery, burglary or mayhem, is murder in the first degree. And the unlawful killing of a human being with malice, but without deliberation, is murder in the second*862 degree; it is enough that the death ensues without considerable provocation or the attendant circumstances evidence an abandoned and malignant heart.
“In murder in the first degree the evidence must show a premeditated and deliberate intent to take life. And the absence of some intent to kill at the moment death is caused, reduces the offense of murder in the first degree to murder in the second degree.
“The term voluntarily used in our laws implies the purpose . to kill; therefore, death is considered voluntarily caused when there is a specific intent to take life. No period of time need elapse between the death and the purpose or design to kill. It is only necessary that the killing be preceded by the occurrence of the willful deliberation and premeditation of the agent of the offense, regardless of the speed between the thought and killing.
“The term ‘premeditation’ means that the act was preconceived and done after thinking it well.
“Deliberation means a state of serenity or cold-bloodness. It does not mean to calculate or think during a long time, but an intent or purpose to kill on the part of the defendant, calmly, as a consequence of the deliberate purpose to satisfy a passion or revenge, or to do any other unlawful act. It is enough if the design to kill existed when the fatal wound was inflicted.
“Premeditation and deliberation depend on the circumstances of the case, and the fact of aiming and firing a weapon at a person and killing him is enough to consider that premeditation and deliberation existed, despite the speed with which the act was done.
“The elements of deliberation and premeditation may be deduced from the manner a lethal weapon is used or perhaps from the mere use thereof.
“Any murder perpetrated by means of poison, lying in wait or torture, and any kind of willful, deliberate and premeditated death, or committed in the perpetration or attempt to perpetrate arson, rape, burglary or mayhem is murder in the first degree; all other kinds of murder are in the second degree.
“Pursuant to §§ 199, 200 and 201 of the Penal Code, deliberation need not exist in the offense of murder in the second degree, it being enough that the death results without considerable provocation or that the attendant circumstances show an abandoned and malignant heart.
*863 “The distinction between the two degrees of the offense is that murder in the first degree must be willful, deliberate and premeditated, whereas in murder in the second degree the killing is not deliberate; it is an unlawful killing with malice, but without deliberation.”
The appellant alleges that such instructions are erroneous, in the first place, because they informed the jury that the specific intent to kill is an integral element of the offense of murder in the first degree. The verdict returned in this case was of murder in the second degree. Had there been any error as to the definition of murder in the first degree, that error was not prejudicial, and was corrected by the very fact that the verdict was of guilty of a lesser degree. 41 C.J.S. 295; Frank v. United States, 59 F. 2d 670. If a defendant is convicted of a lesser degree, appellate courts cannot consider questions regarding a higher degree. 41 C.J.S. 299. At any rate, in order to clarify concepts, it is true that in a series of recent cases the Supreme Court of California, on the basis of a statute almost identical with ours, has set aside the rule formerly laid down by that same court and has established the new doctrine that the specific intent to kill is not an integral element of the offense of murder in the first degree, the only and exclusive difference or distinction between both degrees being the fact that in murder in the first degree there has been deliberation, unlike in murder in the second degree. People v. Holt, 25 Cal. 2d 59; People v. Thomas, supra; People v. Bender, supra; People v. Valentine, supra; People v. Martinez, (1952) 88 Cal. 2d 556, 560. In those cases it was considered that the lower court had committed an error in charging that murder in the first degree was characterized by the specific intent to kill, although in some of them (People v. Holt, supra) the judgment was not reversed and the judgment was reduced to murder in the second degree, on the ground that it was justified by the evidence. In the case at bar we have thoroughly examined the statement of the case and the evidence
Appellant assigns as an error the action of the judge of the lower court in charging on the presumption of malice. As we have seen, the jury was informed that when the death of a person is evident and there is no circumstance in the evidence tending to mitigate, excuse or justify the act executed by the person accused, implied malice is then presumed. The jury was also told that when the circumstances point out to the death of a human being at the hands of another, malice is presumed. This latter instruction must be considered together with the former, that is, that presumption arises when there are no circumstances of mitigation, excuse or justification in the evidence. The instruction given complies with the law and statutory provisions prevailing in this jurisdiction. Section 12 of our Penal Code provides as follows:
*866 “Section 12. — Intent, how manifested. The intent or intention is manifested by the circumstances connected with the offense and the sound mind and discretion of the accused. All persons are of sound mind who are neither idiots, nor lunatics nor affected with insanity. A malicious and guilty intention is presumed from the manner and deliberation with which an unlawful act is intended or committed for the purpose of injuring another.”
Section 247 of our Code of Criminal Procedure provides the following:
“Section 247. — Upon trial for murder, what must be proved. —Upon a trial for murder the commission of the homicide by the defendant being proved, the burden of proving circumstances of mitigation, or that justify or excuse it, devolves upon him, unless the proof on the part of the prosecution tends to show that the crime committed only amounts to manslaughter or that the defendant was justifiable or excusable.”
This Court has held that malice is presumed, in accordance with the Sections above copied. People v. Cruz, 49 P.R.R. 637; People v. Torres, supra. From an analytical viewpoint, it is true that all the elements of the offense of murder must be proved by the prosecution beyond a reasonable doubt, and that malice should likewise be proved beyond a reasonable doubt. On the other hand, the prosecution must not bear the burden and the obligation, almost impossible to comply with, to establish by means of direct evidence a subjective mental state such as malice. This mental state may be inferred from defendant’s acts, upon considering that every defendant intends the probable consequences of his own acts. One is compelled to resort to the method of inferences to show the existence of malice, although said inferences may be overcome if the evidence discloses any circumstance of mitigation, excuse or justification as provided by the aforesaid § 247 of the Code of Criminal Procedure.
In the recent case of Morisette v. United States, supra, we find an erudite opinion of Mr. Justice Jackson regarding the
“We think presumptive intent has no place in this case. A conclusive presumption which testimony could not overthrow would effectively eliminate intent as an ingredient of the offense. A presumption which would permit but not require the jury to assume intent from an isolated fact would prejudge a conclusion which the jury should reach of its own volition. A presumption which would permit the jury to make an assumption which all the evidence considered together does not logically establish would give to a proven fact an artificial and fictional effect. In either case, this presumption would conflict with the overriding presumption of innocence with which the law endows the accused and which extends to every element of the crime. Such incriminating presumptions are not to be improvised by the judiciary.”
It is apparent from the foregoing opinion that instructions to juries on the presumption of malice must be clear. We have seen that the instruction in this case was correct, in accordance with the statutes in force in Puerto Rico. Although the failure to do so is not a reversible error, the jury must be informed that despite the presumption, the existence of malice is a question of fact to be decided exclusively by the jury and that if the very evidence presented by the prosecution or the entire evidence discloses circumstances of mitigation, excuse or justification, or if there is evidence of absence of criminal intent, the presumption must be rejected and, in any case, the jury is entitled to arrive at its own conclusions as to whether or not there was malice.
In People v. Cruz, 42 P.R.R. 879, a judgment of murder in the second degree was reversed because the instructions did not adequately make clear to the jury that if there was
“We can.not believe that if the jury had been so instructed they would have found defendant guilty of murder in the second degree. In any event, we are constrained to agree with appellant that the evidence as a whole can not be said to sustain such a verdict. It may justify a strong suspicion that Se-veriano Cruz acted out of resentment because of the rebuke administered or the unsought advice given by his uncle. It does not establish the element of malice beyond a reasonable doubt and defendant should have been given the benefit of that doubt.”
In the case at bar there was no specific instruction as to a reasonable doubt regarding the element of malice. It would have been preferable if the instruction of presumption of malice had been followed by the instruction of a reasonable doubt as to malice. But the error, if any, was not prejudicial. The judge charged the jury regarding the elements of the offense of murder, including malice, and of the offense of voluntary manslaughter, and they were informed that the latter offense implied the absence of malice. They were charged, substantially, that should there be any reasonable doubt as to whether the offense committed was of murder or of voluntary manslaughter, the jury should give the defendant the benefit of the doubt and convict him of the lesser offense, if it convicted him of any offense. Moreover, the evidence presented justified the verdict returned. Let us see.
The evidence of the People was to the effect that the sons of the defendant Marcelino Méndez and the sons of Juan Mi-, randa had quarreled; that on the following day, Sunday morning, the defendant had said: “Either I kill today, or I’m killed”; that the defendant had that afternoon heaved a car at Juan Miranda’s son, the latter having to throw himself to the gutter; that that night the defendant and his sons passed several times in a car by Juan Miranda’s house and the defendant finally stopped the car in front of
The evidence ofi the defense was to the effect that when ' the defendant passed in his car by Juan Miranda’s house, the latter ordered him to stop the car, struck the defendant and while the sons of both fought, Juan Miranda drew out a revolver and then the defendant drew out his revolver and fired in self-defense.
The evidence presented by the prosecution was believed by the jury. We do not think that the failure to instruct the jury directly and specifically as to a reasonable doubt regarding malice was prejudicial to the defendant, in view of the evidence that was presented and which we have summarized.
The judge said in his instructions that the fact of aiming and firing a weapon at a person and killing him is sufficient to reveal premeditation and deliberation. Such instruction coincides with the indications of this Court in several cases. People v. Alegría, 36 P.R.R. 365; Rodríguez v. Lugo, 36 P.R.R. 504; The People v. Ortiz et al., 18 P.R.R. 803; People v. Carrion, supra; People v. Román, 70 P.R.R. 48.
Now, malice may be inferred from the use of a weapon, since such use may reasonably imply an intent to kill or to cause injuries whose probable consequence is death. However, deliberation is a special mental state, a specific category within the general field of criminal intent, with defined contours, and is equivalent, as we have seen, to a state of relative calmness in which the actor considers and selects different factors and reasons as to the nature of the act and its
As an annotation to this opinion, we should end where we began, that is, the need of giving clear instructions. We are aware that the discussion we have developed in this opinion does not foreclose the possibility of giving instructions which may still be “mistifying clouds of words.” The haziness will persist. But this is due to the too general definitions still retained in our Penal Code. This opinion should not be interpreted as if we advocate the adoption of a certain specific solution, but we do say that there is an unequivocal modern tendency to correct the defects in Penal Codes in different jurisdictions. The aim should be to give clearer definitions
“The Case of the Speluneean Explorers.”
As an illustration of the recent steps taken to modernize penal laws, in 1942 a new Penal Code was approved in the State of Louisiana. Without meaning to suggest that we should adopt in our jurisdiction the specific phraseology employed in the Louisiana Code, but rather as a question of great general interest, let us see how murder and voluntary and involuntary manslaughter have been defined in the State of Louisiana. The difference between murder in the first degree and in the second degree is eliminated and it is determined that murder is the act of killing a human being, “(1) when the offender has a specific intent to kill or to inflict great bodily harm; or (2) when the offender is engaged in the perpetration or attempted perpetration of aggravated arson, burglary in the nighttime, burglary in the daytime, aggravated kidnapping, aggravated rape, armed robbery, or simple robbery, even though he has no intent to kill.” Section 740-30, Dart, Louisiana Code of Criminal Law and Procedure, (1943).
It should be noted that the traditional requisite of malice aforethought, express or implied, is not included, since “rather than use this vague and purely fictional phrase, relying upon past decisions for its interpretation, the Reporters have enumerated the situations where the homicide is to be considered as murder.” Dart, op. cit., p. 458.
“Manslaughter is:
“(1) A homicide which would be murder under subdivision (1) of Article 30 (murder), but the offense is committed in sudden passion or heat of blood immediately caused by provocation sufficient to deprive an average person of his self-control and 'cool reflection. Provocation shall not reduce a homicide to manslaughter if the jury finds that the offender’s blood had actually cooled, or that an average person’s blood would have cooled, at the time the offense was committed; or
“(2) A homicide committed, without any intent to cause death or great bodily harm,
“(a) When the offender is engaged in the perpetration or attempted perpetration of any felony not enumerated in Article 30, or of any intentional misdemeanor directly affecting the person ; or
“(b) When the offender is resisting lawful arrest by means, or in a manner, not inherently dangerous, and the circumstances are such that the killing would not be murder under subdivision (1) of Article 30.”
Negligent manslaughter is defined as follows in § 740-32:
“Negligent homicide is the killing of a human being by criminal negligence.
“The violation of a statute or ordinance shall be considered only as presumptive evidence of such negligence.”
The judgment appealed from will be affirmed.
The basic sources of information we have used may be found in the articles in 9 So. Calif. L. Rev. 112: “What is Second Degree Murder in California”; 43 Yale L. J. 537: “A Re-examination of Malice Aforethought”; 37 Col. L. Rev. 701: “A Rationale of the Law of Homicide”; 97 Pa. L. Rev. 759: “History of the Pennsylvania Statute Creating Degrees of Murder.” As to the origin of the offense of murder in England, concerning the contribution of the Danes and the Normans, see “Lex Murdrorum,” in 36 Harv. L. Rev. 146.
Modern European writers plead for the elimination of the requirement of premeditation, pursuant to the theory that those who kill due to emotional impulses are socially more dangerous and frequent than those who kill after a previous meditation. 3 Seix Nueva Enciclopedia Jurídica 44. But legislation remains contrary to that postulate. Only in Switzerland and in Brazil has the element of premeditation been eliminated. In Switzerland the Penal Code of 1937 provides that “any agent acting under circumstances or considerations manifesting his low intention or dangerousness, commits murder.” (Translation ours.)
The Spanish text uses the term “esoiente” which means conscious of what he is doing.
Mr. Justice Holmes has been the foremost leader of this doctrine, which adopts objective and external standards to define malice aforethought. 37 Col. L. Rev. 710, 711. To him “malice in murder means knowledge of such circumstances that according to common experience there is a plain and strong likelihood that death will follow the contem
Por example, if someone shoots at the legs of a fellow creature, who dies as the result of such leg wounds, if the death was, objectively, a probable result of such wounds, the author is charged with malice aforethought, that is, the commission of murder, although the author allege that his subjective intent was not to kill and although he allege that he was not personally conscious that death was not a probable result of the wounds. Whether death was or was not a probable result of wounds is a question to be determined by the jury. Another example of this objective view is found in the statutory definition of murder in the first degree, upon it being said, in part, that any murder committed in the perpetration of arson, rape, robbery, burglary or mayhem is murder in the first degree. Of course, the death of another is a very probable result of arson or mayhem in themselves. The statute presupposes the existence of malice aforethought and the defendant cannot allege that subjectively he did not have the intent to kill. 43 Yale L. J. 558, 559.
Although not relevant in this case in view of the verdict returned, we should point out the convenience that the jury be given an adequate explanation of the concept of deliberation, as indicated in the recent California eases above cited. The omission of such explanation does not necessarily imply the commission of a reversible error, especially when the defense does not ask for the instruction. But bearing in mind that it is correct to tell the jury that deliberation may take place rapidly, and that it need not take place within a determined period of time prior to the act, it would be convenient that the jury be informed of the integral elements of deliberation, so that the jury be in an adequate position to decide whether or not deliberation existed. People v. Bender, 27 Cal. 2d 164, 183, 185, points out that the adjective “deliberate” means “formed, arrived at, or determined upon as a result of careful thought and weighing of' considerations; as a deliberate judgment or plan; carried on coolly .and steadily, esp. according to a preconceived design; . . . Given to weighing-facts and arguments with a view to a choice or decision; careful in considering the consequences of a step; . . . unhurried; . . . Characterized by reflection; dispassionate; not rash.” Actually, the synthetic applicable definition must be that found in dictionaries, that is, to deliberate consists to consider carefully and thoroughly the reasons for and against, that is, the reasons of our decision or choice, before complying with or performing it. Whether defendant has deliberated as above stated is a question to be determined by the jury.
Case-law data current through December 31, 2025. Source: CourtListener bulk data.