Roca Bacó v. Thomson
Roca Bacó v. Thomson
Opinion of the Court
delivered the opinion of the Court.
On November 26, 1952, Gaspar Roca Bacó filed in the Bayamón Part of the Superior Court an action of divorce against his wife, Gretel C. Thomson. He alleged in the complaint that during the first six months of 1952 “the defendant repeatedly treated plaintiff cruelly by words and deeds, humiliating and insulting him in the presence of third persons, assaulting him, and reiterating her disaffection for plaintiff and her intention to leave Puerto Rico alone and return to Canada, and that she actually abandoned the conjugal home on June 16, 1952. Furthermore, that in January and June 1952 the defendant assaulted plaintiff, affronting and insulting him, all of which has caused him extreme physical and mental suffering, endangering his health and destroying the peace of their home.”
On November 29 of that year the defendant filed an answer, under her signature, denying the allegations recited above and urging dismissal of the complaint. On December 10, 1952, the Bayamón Court entered an order stating that in the act of reconciliation the parties (there being two minor children) signified “their intention to obtain a divorce and their unwillingness to desist voluntarily from this action.” On December 12 the court of first instance rendered judgment sustaining the complaint of divorce on the ground of cruel treatment and grave injury, and setting forth therein that the hearing of the case was set for the same December 12, at which plaintiff appeared with his attorney and offered evidence in support of the alleged ground. On the same December 12 defendant filed a memorandum, under her signature, stating that she appeared in her own right
In May 1953 the defendant, through attorneys, filed a motion in the Bayamón Court “urging reopening and vacation of the judgment,” on the grounds set forth in .the affidavit of merit accompanying the motion, in which the defendant stated briefly, under oath, as follows:
(1) That at the time the action was commenced .and judgment rendered, there existed a stipulation signed by both parties with respect to the custody of the two minor children, incidental to an action of divorce between the parties which was pending in the Mayagiiez Court, and that both spouses were living together as husband and wife at the time the action was filed in the Bayamón Court and judgment rendered.
(2) That the defendant “was precluded from answering the complaint in view of plaintiff's unscrupulous deceit; serious threats, and intentional moral and physical coercion.”
(3) That at the same time the complaint was “surreptitiously” filed in Bayamón by the defendant (sic), the Ma-yagiiez Court “rendered judgment on the Hearing of Stipulation on Custody of Minors.”
(4) That “in view of the fact that the'defendant entered American territory illegally, through fraud and misrepresentations carried out by plaintiff before the official authorities and even before her, the defendant has been under constant threat on the part of plaintiff of being deported, particularly at the time she was served with notice of the complaint, when plaintiff repeatedly and wickedly threatened to notify the immigration authorities of Puerto Rico of her illegal stay in this country if she answered the complaint or made attempts to consult an attorney;
(6) “That the steps taken to file the- answer to the complaint as well as the waiver of the right to appeal, were not taken by defendant herself nor with her consent. Neither did she purchase or pay for the stamps which are affixed thereto, it appearing from the papers in the hands of the Treasurer of Puerto Rico that they were purchased and paid for by a person signing the name of Chévere, who is not a friend, acquaintance, or relative of the defendant, and who, according to the papers in her possession, is the person who served the summons of the defendant (sic) against her in the above-entitled cause;
(7) “That the defendant never saw or read the text and body of the documents signed by her, including the answer, since plaintiff did not permit her to examine or read the titles and body of those documents but merely showed them to her, pointing out the line where she was supposed to sign, saying: ‘Sign here, trust me, you don’t have to read the rest.’
(8) “That defendant was never notified officially of the decree of divorce, but, on the contrary, plaintiff fraudulently concealed that fact from her, making her believe that the bonds of husband and wife still existed and that in that belief they continued to live together, having normal marital relations even after judgment was rendered;
(9) “That the defendant did not resort to court after learning of the existence of said judgment in view of the
Defendant attached to the aforesaid documents a verified answer to the complaint denying the facts alleged as to the ground involved, alleging that they possess “numerous conjugal property” and setting forth diverse special defenses to the effect that it was plaintiff who had treated her cruelly and inflicted grave injuries on her, inflicting corporal punishment, as a result of which she had to be confined in clinics in order to recover from the blows inflicted by plaintiff and “to wear false teeth”; that plaintiff threatened to kill her and insulted her by word of mouth. In that answer defendant urges dismissal of the complaint.
Thereupon plaintiff filed an unverified opposition to the motion to set aside the judgment. Plaintiff denies therein the facts set forth in defendant’s motion and sworn statement, alleging that the entire procedure followed in the action of divorce was correct and that defendant’s original answer and waiver of her right to appeal from the judgment were made and filed in court with defendant’s consent. In the record filed in this Court, certified by both parties, the following note appears:
“The Motion for Opening and Vacation of the Judgment and the Opposition to said Motion were submitted by stipulation of both parties for decision by the Bayamón Part of the Superior Court, without presentation of evidence by either party.”
On July 16, 1953, the Bayamón Court, without receiving evidence, entered an order granting defendant’s motion and setting aside the judgment already rendered. The lower court held that since plaintiff had not refuted by sworn statement the allegations contained in defendant’s motion and affidavit of merit, that is, that since plaintiff had not controverted by a counter-affidavit the statements made under oath by the defendant, the facts alleged by the latter should
“First: The lower court erred in permitting that the controversy be raised and settled by a motion within the same action under Rule 60(&) of the Rules of Civil Procedure.
“Second: The lower court erred in deciding appellee’s motion based solely on her Affidavit of Merit and on the alleged admission by plaintiff.
“Third: The question raised in appellee’s motion was of a discretionary character and the lower court abused its discretion in deciding it the way it did.”
Appellant maintains that the facts set forth in defendant’s motion to set aside the judgment and in the affidavit of merit, constitute an allegation to the effect that judgment was obtained by extrinsic fraud, and that Rule 60 of our Rules of Civil Procedure does not authorize such ground on which to set aside a judgment. He points, out that our Rule 60 is a reproduction of Federal Rule 60, as it stood prior to December 17, 1946; that the original draft of Federal Rule 60 expressly included “fraud” as a ground, but that the term was omitted when the rule was finally approved; and that when Federal Rule 60 was amended in 1946, that ground was expressly included as basis for the annulment of a judgment, all of which is indicative of the intention not to authorize fraud as a ground to set aside a judgment.
Defendant’s allegations imply that the divorce decree was obtained by fraud extrinsic to the judgment. The allegation of extrinsic fraud is predicated on the theory that a litigant was prevented from establishing or setting up in court his claims or defenses by reason of the fraudulent conduct of the other party, as distinguished from intrinsic fraud, which refers to matters inherent in the litigation, namely, those matters actually or potentially in issue in the action, while extrinsic or collateral fraud refers to the manner in which judgment was obtained and not to the merits of the judgment
Federal Rule 60, as it stood prior to 1946 and as our Rule 60 stands now, is a direct reproduction of § 473 of the Code of Civil Procedure of California (§ 140 of our Code), and was substantially adopted from the California Code, and hence carries with it the construction placed thereon by the California courts. Moore, op. cit., pp. 3255, 3270, 3271; Moore and Rogers, Federal Relief from Civil Judgments, 55 Yale L. J. 623; McGinn v. United States, Fed. Rules Serv., 60b51, case No. 3, 2 F.R.D. 562; Ledwith v. Storkan, 2 F.R.D. 539; U. S. for Use of Kantor Brothers, Inc. v. Mutual Construction Corp., 7 Fed. Rules Serv., 60b24, case No. 1; Fiske v. Buder, 125 F. 2d 841. In California it has always been held that the courts have inherent power to set aside a judgment obtained by extrinsic fraud and that, therefore, within a liberal construction of the statute, such ground must be considered, by operation of the law, as included among the features or grounds enumerated in § 473 of the Code of Civil Procedure of California as a basis for setting aside a judgment. Moore, op. cit, 1st ed., p. 3279; Difani v. Riverside County Oil Co., 201 Cal. 210, 256 Pac. 210; Britton v. Bryson, 216 Cal. 362, 14 P. 2d 502, a divorce case; Tomb v. Tomb, 7 P. 2d 1104; Rhea v. Millsap, 156 P. 2d 941; In re Estrem’s Estate, 16 Cal. 2d 563, 107 P. 2d 36; Deyl v. Deyl, 199 P. 2d 424; Cross v. Tustin, 236 P. 2d 142; In re Basso’s Estate, 180 P. 2d 923. Therefore,
Federal Rule 60 was amended in 1946 to expressly include fraud, whether intrinsic or extrinsic, as a ground for a motion to set aside a judgment. The Advisory Committee on Amendments to Rules indicated the following (28 U.S.C.A. 312, “Rules of Civil Procedure,” Rule 60) :
“Fraud, whether intrinsic or extrinsic ... or other misconduct of an adverse party are express grounds for relief by motion under amended subdivision (b). There is no sound reason for their exclusion. The incorporation of fraud and the like within the scope of the rule also removes confusion as to the proper procedure. It has been held that relief from a judgement obtained by extrinsic fraud could be secured by motion within a ‘reasonable time,’ which might be after the time stated in the rule had run. Fiske v. Buder, C.C.A. 8, 1942, 125 F.2d 841; see also inferentially Bucy v. Nevada Construction Co., C.C.A. 9, 1942, 125 F.2d 213. On the other hand, it has been suggested that in view of the fact that fraud was omitted from original Rule 60(5) as a ground for relief, an independent action was the only proper remedy. Commentary, Effect of Rule 60 b on Other Methods of Relief From Judgment, 1941, 4 Fed. Rules Serv. 942, 945. The amendment settles this problem by making fraud an express ground for relief by motion; . . .” (Italics ours.)
The commentary quoted merely recognizes the preexistence of a question of construction, and is compatible with the theory that the purpose of the amendment was to clearly express that which implicitly arose from the rule before the amendment.
There is no statute or rule requiring verification of an opposition to a motion to set aside a judgment, or even to an affidavit of merit accompanying such a motion. Therefore, plaintiff’s opposition in the instant case was sufficient
In view of the foregoing, the lower court could not entertain the motion to set aside the judgment solely on the basis of the allegations of the parties. Where the allegations of a motion are controverted, the moving party must sustain those allegations by sufficient proof. 37 Am. Jur. 508, § 16; Cf. Brownfield v. South Carolina, 189 U. S. 426. In a proceeding to set aside a judgment, the burden of proof is on the moving party. 31 Am. Jur. 314, § 787; Assmann v. Fleming, supra, involving an allegation of extrinsic fraud. As a general rule, no court has authority to set aside a judgment without some material evidence on which the application for relief depends. 31 Am. Jur. 315, § 788. Where an application to set aside a judgment is contested, the court should hear both parties (49 C.J.S. 548, § 299) and conduct a hearing. 49 C.J.S. 669, § 337; McNac v. Chapman, 223 Pac. 350. While courts have broad powers to set aside judgments, the exercise of this discretion must be based upon competent evidence, and when a responsive answer to the motion is filed which raises questions of fact, it is an error to open a judgment upon the petition of a party without a hearing. Hamilton v. Sechrist, 16 A. 2d 671. It is the function of the trial court to weigh the evidence and resolve any conflicts in the allegations on such motion. City of Pacific Grove v. Hamilton (Cal.), 224 P. 2d 19. A judgment may not be set aside arbitrarily and, before it is set aside, the party in whose favor such judgment stands of record is entitled to reasonable notice and hearing. Hoppe v. St Louis Public Service Co., 235 S. W. 2d 347, 23 A.L.R. 2d 846; Morris v. Morris, a divorce case cited in 23 A.L.R. 2d 853.
In Kotkin v. Columbus, 78 N.Y.S. 2d 263, it is stated in part as follows:
“. . . motion to open default . . . could not be summarily-disposed of on written papers, but hearing would be held . . .*407 The court, therefore, feels that this matter cannot be satisfactorily disposed of upon written papers, and directs that a hearing be had . . . This course, unquestionably, will be the more salutary one, and more conclusive towards a fair result for all parties concerned.”
In Universal Oil Products Co. v. Root Refining Co., supra, the Supreme Court said at p. 580:
“The inherent power of a federal court to investigate whether a judgment was obtained by fraud, is beyond question. Hazel-Atlas Co. v. Hartford-Empire Co., 322 U.S. 238. The power to unearth such a fraud is the' power to unearth it effectively. Accordingly, a federal court may bring before it by appropriate means all those who may be affected by the outcome of its investigation. But if the rights of parties are to be adjudicated in such an investigation, the usual safeguards of adversary proceedings must be observed. No doubt, if the court finds after a proper hearing that fraud has been practiced upon it, or that the very temple of justice has been defiled, the entire cost of the proceedings could justly be assessed against the guilty parties .... But, obviously, a court cannot deprive a successful party of his judgment without a proper hearing. ...” (Italics ours.)
A peculiar feature of this case consists in the fact that, as revealed by the record, the parties stipulated that the motion and the opposition be submitted to the determination of the court without evidence by either party. Ordinarily, stipulations are binding on the parties and should be enforced by the courts. An example of this would be a stipulation considering certain facts as proved or permitting that certain evidence be admitted. But the principle of the binding effect of stipulations is not absolute. A court is not bound to enforce a stipulation that is contrary to established principles of procedure (Economy Cash and Carry Cleaners v. Cleaning, Dyeing and Pressing Board, 174 So. 829), or one that would deprive a court of its power and duty to investigate the facts and to give equitable relief in the exercise of its discretion on the basis of the facts and the law. 83
The stipulation in the instant case was practically void, since it was impossible for the lower court to pass upon the motion to set aside the judgment without hearing the evidence to be presented by the parties. The allegations of the parties (motion, affidavit of merit, and opposition) raised genuine issues as to the facts, which could not be decided on the basis of the documents which necessarily raised such issues. There was no reason why the court was bound to prefer or consider as true the allegations made by one of the two parties, without evidence. The stipulation must not be construed as a waiver by the defendant of her motion to set ¿side the judgment, or as a waiver by plaintiff of his opposition. The defendant could have entered into the stipulation under the wrong impression that, by plaintiff’s failure to file a verified counter-statement, he had admitted the truthfulness of the facts alleged by her. Plaintiff could have subscribed the stipulation under the impression that, when making the stipulation, defendant neither carried nor satisfied the burden of proof which rested upon her in order that the judgment be set aside, and that, therefore, defendant’s motion should have been dismissed because of the stipulation made. In any event, in making the stipulation either the parties were improvident, in which case there would be grounds for alleging that the stipulation was not binding on the court (83 C.J.S. 92, § 35), or they mutually sought to take certain technical advantages which should be subordinated to the advisability of conducting a judicial inquiry into the reality of the facts.
“Fraud is never presumed but must be proven by clear and convincing evidence. The defendants, by stipulation that this matter come on for final hearing on bill and answer, waived the right to submit testimony and proofs in said cause and by° reason thereof failed to carry the burden required to establish fraud_”
This doctrine should not be applied to the instant case. In furtherance of justice, the most advisable and practical course to follow would be to wipe out the stipulation and to hold a hearing on the merits of defendant’s motion, at which both parties may present their proof. That .would be. the more salutary and fair course. Kotkin v. Columbus, supra. The best practice for deciding motions is to hold hearings and give both parties ample opportunities. Cf. Amy v. District Court, 59 P.R.R. 659; People v. Ramírez, 50 P.R.R. 224.
The order appealed from will be reversed and the case remanded to the Bayamón Part of the Superior Court for further proceedings not inconsistent with this opinion.
It has been indicated that in Hazel-Atlas Co. v. Hartford-Empire Co., 322 U. S. 238, the Supreme Court has omitted the difference between intrinsic and extrinsic fraud, holding that the question of intrinsic fraud
Case-law data current through December 31, 2025. Source: CourtListener bulk data.