People v. Superior Court of Puerto Rico
People v. Superior Court of Puerto Rico
Opinion of the Court
delivered the opinion of the Court.
The prosecuting attorney filed an information against Cristino Rivas Mercado for the offense of forgery, § 413 of the Penal Code, 33 L.P.R.A. § 1641, in which he was charged that in December 1964 he “. . . falsely passed, uttered, and endorsed check number 146514 . . . payable to the order of Luis Guillermo Burgos . . . which check was cashed by the aforementioned defendant . . . knowing . . . that the signature of Luis Guillermo Burgos had been forged by him and that it had been falsely endorsed without the consent or permission of María Negrón Vega widow of Sierra, nor of Luis Guillermo Burgos, defendant being aware of the falsity, with the intent ... of defrauding, as he did defraud, Luis Guillermo Burgos and/or the International General Electric of Ponce, and/or the Government of the Commonwealth of Puerto Rico. . .
Cheek No. 146514 issued on September 12, 1964 by the Commonwealth of Puerto Rico, in favor of Luis Guillermo Burgos (People’s Exh. 1), was offered and admitted in evidence at the trial. There is a first endorsement on the hack of the check with the name of Luis Guillermo Burgos, and a second endorsement with the name of María Vega Negrón widow of Sierra, both written with ball-point pen, as well as a stamped order for deposit to the account of International General Electric Puerto Rico, Inc.
While the special agent Luis A. Segarra was testifying, the incident which gave rise to the present appeal concerning the admission of some specimens of handwriting taken by said witness from the defendant occurred. It appears from the partial transcript appearing in the record that in the
When the calligraphic exemplars were presented in evidence, the respondent judge refused to admit them on the ground that “the handwriting is the equivalent of an oral confession of guilt” because it leads to the production of an expert testimony on its verification with the forged signatures,
(1) The nature of the offense and of the objected evidence — exemplars of the signatures allegedly forged in prosecution for forgery — leads us to conclude that because in this particular case a critical stage of the investigation is
The Solicitor General relies exclusively on expressions of the opinion rendered in Gilbert v. California, 388 U.S. 263 (1967).
In United States v. Wade, 388 U.S. 218 (1967), the need of the presence of counsel was sustained to aid a suspect who, for the purposes of identification, is requested to participate in a lineup because said confrontation “is peculiarly riddled with innumerable dangers and variable factors which might seriously, even crucially, derogate from a fair trial.” In fact, as Mr. Justice Fortas states in his dissenting opinion in Gilbert, we do not find any rational ground to establish a distinction between this situation and the taking of a calligraphic exemplar to be used in a forgery proceeding. Certainly, no cross-examination can correct the prejudices caused by the delivery of an incriminating calligraphic exemplar.
It is necessary to explain that the district attorney expressly admitted that “Cristino Rivas was among the persons who could be a suspect,” (Tr. Ev. 1) and, therefore,
(2) Finally, we specifically state that we justify the dismissal of the evidence offered, not on the grounds that the right against self-incrimination is violated, but because of the lack of aid of counsel in a critical stage prior to the forgery prosecution.
We share the same concern of the dissenting opinion as to the protection which the community deserves against the growing occurrence of crimes. But we are unable to perceive the apocalyptic vision contemplated as a result of our decision of such a limited effect to a simple case of forgery. Certainly, these problems of the rights of the defendants deserve to be weighed on the judicial level with serenity and caution, devoid of any sense of hysteria and panic.
The writ issued will be quashed.
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Separate opinion of
San Juan, Puerto Rico, June 28, 1968
When the doctrine of exclusion of confessions obtained from a defendant or suspect who is under police custody, or under the custody of another proper authority, while he is
I am aware that the contrary position may find support, as a general proposition, in expressions of the Federal Supreme Court in Schmerber v. California, 384 U.S. 757 (1966), and Gilbert v. California, 388 U.S. 263 (1967). However, I believe that under the cardinal obligation of giving content to similar guarantees sanctioned by the Constitution of the Commonwealth of Puerto Rico — the right not to incriminate himself, to aid of counsel, and to be prosecuted within the norms of the due process of law — said interpretation does not deserve our affirmance.
Because of the additional ground that it was proper to warn the defendant before taking the calligraphic exemplars, of his right not to incriminate himself, I would sustain the exclusion of the evidence presented.
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Among the witnesses in the back of the information, there appears Rafael Viñas Negrón, who is identified as the examiner of exhibits of the State Police.
Gilbert was convicted of armed robbery in a bank of Alhambra, California, and of the murder of a police officer who tried to avoid the robbery. He had been arrested in Philadelphia by FBI agents and he had refused to answer questions about the Alhambra robbery. He later did answer questions about some Philadelphia robberies in which the robber used a handwritten note demanding that the money be handed over to him. During the investigation, at the request of the agents who were interrogating him, he gave some handwriting exemplars. They were presented and admitted in evidence at the trial for the Alhambra robbery.
After rejecting the allegation that the taking of the exemplars
“The taking of the exemplars was not a ‘critical’ stage of the criminal proceedings entitling petitioner to the assistance of counsel. Putting aside the fact that the exemplars were taken before the indictment and appointment of counsel, there is minimal risk that the absence of counsel might derogate from his right to a fair trial. [Citation.] If, for some reason, an unrepresentative exemplar is taken, this can be brought out and corrected through the adversary process at trial since the accused can make an unlimited number of additional exemplars for analysis and comparison by government and defense handwriting experts. Thus, ‘the accused has the opportunity for a meaningful confrontation of the [State’s] case at trial through the ordinary processes of cross-examination of the [State’s] expert [handwriting] witnesses and the presentation of the evidence of his own [handwriting] experts.’ [Citation.]”
Concurring Opinion
concurring in the result.
San Juan, Puerto Rico, June 28, 1968
I concur in the result. With what appears in the record, I am not in a position to state that the situation in this case with respect to the aid of counsel fits squarely in Rivera Escuté v. Delgado, Warden, 92 P.R.R. 746 (1965), and in Escobedo v. Illinois, 378 U.S. 478 (1964).
I do not sustain that the taking of a handwriting exemplar, with or without warning, or without aid of counsel, violates the constitutional guarantee against the self-incriminating testimony. But under the circumstances of this case, the defendant was forced to testify against himself because what he was forced to write constitutes the commission of the very offense he is charged with.
Even if he had aid of counsel or not at that moment, the defendant should have been warned of his right not to incriminate himself, and of the fact that what he would write could be used against him as any other testimony. Without said warnings, the constitutional guarantee which Art. II, § 11 of the Constitution of the Commonwealth of Puerto Rico offers, was violated.
I concur in that the evidence was properly excluded by the trial court.
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"No person shall be compelled in any criminal case to be a witness against himself. . . .”
Dissenting Opinion
with whom Mr. Justice Torres Rigual concurs, dissenting.
San Juan, Puerto Rico, June 28, 1968
I dissent because I conclude that the calligraphic exemplars were not obtained in this case at a critical stage of
In this case the intervener was not under custody when said exemplars were obtained from him, for they were obtained at his own home. It cannot be concluded either that at that moment “the investigation shifts to accusatory and is focused on a particular suspect,” as we said in Rivera Escuté v. Delgado, Warden, 92 P.R.R. 746, 759, 760 (1965), for in asking a police officer to take a specimen of the inter-vener’s handwriting the latter was “among the persons who could be the suspect” so that the investigation had not yet progressed to the point of having the suspicion fall upon the intervener specifically.
United States v. Wade, 388 U.S. 218 (1967), is clearly distinguishable. In said case the judgment was reversed because the identification of the defendant as author of a crime was admitted in evidence because the witness identified him as said author when he was pointed out to him before the trial in a lineup which took place in the courtroom. That was performed subsequent to the filing of the information, for the purposes of identification, without previous warning, and in the absence of defendant’s counsel. In this case, the court specifically concluded that defendant Wade’s participation in the lineup of suspects was not a violation of his privilege against self-incrimination. The decision in Wade, supra, was based on the numerous risks and controlling factors which exist in the identification of suspects in lineups which can seriously and even crucially affect the holding of a fair trial. Obviously, said risks and factors do not exist in obtaining calligraphic exemplars, for, as the Supreme Court of the United States said in Gilbert v. California, 388 U.S. 263 (1967), citing Wade, supra, “The taking of the exemplars was not a ‘critical’ stage of the criminal proceedings entitling petitioner to the assistance of counsel . . .
The majority opinion in this case is cause of great concern to us because it not only lacks the proper grounds, but in disregarding the holding laid down in Wade, supra and Gilbert, supra, and on the contrary, in laying down rules beyond the limits so far accepted with respect to the right of legal aid, it alters, as to that point, the reasonable balance which should exist between the individual rights and the rights of the community between the rights of those who commit all kinds of crimes, and of those who behave within the prevailing rules of law. Society should protect itself adequately against every illegal conduct which, because of its nature and unwholesome rhythm of growth, tends to undermine its most profound foundations. Judge Warren E. Burger, Crime and Criminal Law Today, 28 Rev. C. Abo. P.R. 157 (Nov. 1967). This'becomes even more evident in a country like Puerto Rico, still in process of development, with limited resources which have not permitted it to develop, within the necessary amplitude and extent, its educational needs, social orientation, and police security. If in a country with almost unlimited resources, such as the United States, its highest court has deemed it fair to fix the limit to the individual right established in Gilbert, supra, we can hardly allow ourselves the luxury of ignoring it and not taking heed of the significant implication of the majority opinion in that case. Our social
Case-law data current through December 31, 2025. Source: CourtListener bulk data.