Amico's Inc. v. Mattos, 00-48 (2001)
Opinion of the Court
This Court has been asked to decide whether the Town of East Greenwich has the authority to impose these conditions on the holders of liquor and/or victualing licenses. The Court finds that the town does have such authority.
Sec. 10-300 Findings.This is an ordinance intended to reduce exposure to tobacco smoke and create clean indoor air which will ultimately protect the health and welfare of the people at licensed eating establishments in East Greenwich. The East Greenwich Town Council makes the following findings.
Tobacco smoke is hazardous to the health of children. The Rhode Island Department of Health has issued a Health Alert strongly recommending that parent do not take children to restaurants that allow smoking.
Secondhand smoke is a mixture of the stocks given off by the burning end of a cigarette, pipe. or cigar, and the snake exhaled from the lungs of smokers. This mixture contains more than 4,000 substances, more than 40 of which are known to cause cancer in humans.
Secondhand smoke has been classified by the U.S. Environmental Protection Agency (EPA) as a known cause of lung cancer in humans (Group A carcinogen). Secondhand snake is estimated by EPA to cause approximately 3,000 lung cancer deaths in nonsmokers each year. It is widely known that secondhand smoke causes respiratory effects in children. Even the tobacco industry does not contest these effects in its media and public relations campaign.
Tragically; according to the Journal of the American Medical Association (1/98), an estimated 53,000 deaths occur nationally each year as a result of inhaling secondhand smoke....
The East Greenwich Town Council recognizes the enormous health threat resulting from inhaling secondhand smoke. It is therefore the intent of the Council to impose conditions on its licenses that help to ameliorate the dining experience for non-smokers in those licensed premises where smoking is allowed. The Council is especially cognizant of the potential risk secondhand smoke has for children...
Sec. 10-302 Smoking in Restaurants
The Town of East Greenwich enacts the flowing measures in insure that all residents and patrons dining at East Greenwich restaurants be given the opportunity to eat in an area free of secondhand smoke. These measures have been established to ensure health and safety fir all, as well as respecting choices made by those 18 and over.
East Greenwich licensed restaurants must operate in one of the following two options:
(1) the entire restaurant completely smoke free or
(2) provide a separate, enclosed smoking area. No one under 18 years of age may be served in a smoking area of the restaurant.
Bars shall be exempt providing no customer under the age of 21 years is permitted on the premises.
In the event of a violation of any provision of this Ordinance, any license holder and/or individual in charge of the licensed establishment at the time of the violation will be subject to the below mentioned sanctions which are to be imposed by the Town Council after hearing thereon:
First Offense — Mandatory attendance at a tobacco education session conducted by the Town's Drug Program Coordinator and a written reprimand.
Second Offense — Mandatory attendance at a tobacco education session conducted by the Town's Drug Program Coordinator and a license suspension.
Third Offense — License suspension or revocation.
On June 6, 2000, Plaintiffs, twelve licensed East Greenwich restaurants and bars and the Rhode Island Hospitality and Tourism Association, filed the instant complaint for Declaratory Judgment and Injunctive Relief. Plaintiffs seek a ruling by this Court that East Greenwich Ordinance 686 is null and void.
Defendants include the members of the Town Council and Board of Licenses, the Finance Director and the Town Manager.
Ordinance 686 became effective upon passage. However, license holders initially were permitted until December 1, 2000 to comply "with the smoke-free area enclosure requirements. The town subsequently delayed implementation of the ordinance until March 1, 2001.
This matter is before the Court on cross-motions for summary judgment. After Plaintiffs filed their motion, the Court issued an order staying enforcement of the ordinance an additional 19 days. Defendants have since filed a cross-motion. Both parties agree that there are no genuine issues of material fact in dispute and that the issue before the Court is one of law, not fact.
The Court previously granted the petition of the American Cancer Society to participate as Amicus Curiae in the pending action. In connection therewith, the American Cancer Society has submitted a memorandum in opposition to Plaintiffs' motion for summary judgment, but has not presented oral argument.
Plaintiffs base their motion on three grounds: first, that the ordinance "violates the Constitution of the State of Rhode Island; second, that the General Assembly has not delegated legislative authority to municipalities to regulate smoking in licensed facilities; and third, that state law preempts municipal ordinances on the subject matter of smoking in public places.
Article XIII. HOME RULE FOR CITIES AND TOWNS
Section 1. Intent of article. — It is the intention of this article to grant and confirm to the people of every city and town in this state the right of self government in all local matters.
Section 2. Local legislative powers. — Every city and town shall have the power at any time to adopt a charter, amend its charter, enact and amend local laws relating to its property; affairs and government not inconsistent with this Constitution and laws enacted by the general assembly..
Section 4. Powers of general assembly over cities and towns. — The general assembly shall have the power to act in relation to the property. affairs and government of any city or town by general laws which shall apply alike to all cities and towns, but which shall not affect the form of government of any city or town....
The Home Rule Charter of the Town of East Greenwich provides in pertinent part as follows:
ARTICLE III. Section 3170: Powers and Duties.
All legislative powers of the Town shall be vested in the Council (with exceptions not applicable to this dispute)...The Council may enact and amend ordinances regulating the Town's property affairs and government not inconsistent with the State Constitution and laws enacted by the General Assembly in conformity with the powers reserved to the General Assembly... Without limiting the generality of the foregoing, the Council shall have and exercise the following specific powers...
A. To enact, amend or repeal ordinances for the preservation of the public peace, to health, safety, comfort and welfare of the inhabitant of the Town and for the protection of persons and property.
Municipalities are not permitted to legislate on matters of statewide concern. The Legislature has exclusive power in those areas. Town of East Greenwich v. O'Neil,
The Home Rule Amendment altered the traditional rule that cities and towns were creatures of the Legislature having no inherent right to self-government but deriving all of their authority and power from the Legislature. Lynch v. King,
First, the Court must determine whether uniform regulation throughout the state is necessary. If so, the matter is likely within the state's domain. Second, the Court should consider whether the ordinance addresses a subject tint is traditionally within the historical domain of either the state or local governments. Third, and most critical, the Court shall determine if the ordinance has a significant effect upon people within or outside the home rule town or city. O'Neil, 617 A.2d at 104.
In this case, a local smoking ban will not have an adverse effect on time health, comfort or safety of other communities. In that regard, the subject smoking ban is akin to the ordinance addressed by the Court in El Marocco Club, Inc. v. Richardson,
In contrast to Marro, no line of decisions identify the state's duty to regulate smoking. The state has enacted legislation regulating smoking in public places. R.I. Gen. Law
Plaintiffs do not dispute the causal link between secondhand smoke and a variety of health hazards. The General Assembly has described smoking as "the leading cause of preventable death and disease in this country." and secondhand smoke as the "third leading cause of death in the United States today..." R.I. Gen. Law
There is no question that the subject ordinance preserves and protects the public health, safety, comfort and welfare of the inhabitants of the town. As such, the enactment of the ordinance is consistent with die powers vested in the Town Council by the Home Rule Charter. It has a significant effect on the people of the home rule town.
The Court finds that the town has inherent power under the Home Rule Charter to regulate such matters of local concern. However, the subject regulations are attached as conditions to the issuance of victualing and liquor licenses. Since the power to regulate businesses through licensing is an attribute of the state, the town cannot restrict smoking in licensed facilities unless the Legislature has delegated such authority to the municipality under Title 3 and under chapter 24 of Title 5. See, Southland Corporation v. City of Warwick.
Each of the establishments covered by the ordinance holds a victualing license although several hold liquor licenses as well. The Court previously has addressed the scope of the authority delegated by the Legislature to municipalities to regulate businesses where food is prepared and consumed. In Santos,
We are convinced that the public health ad welfare would be as adversely affected by dereliction in maintaining sanitary conditions within the premises as it would be by the service of impure or adulterated food products. Santos. 208 A.2d 389.
The Court distinguished Primiano v. Town Council of Town of Warren,
Plaintiffs urge the Court to accept a narrow interpretation of the holdings in Santos. 208 A.2d 389 and Primiano.
Since the cities and towns have express authority to grant, suspend and revoke victualing licenses, it follows that they have the authority to impose stricter controls over their local establishments than those provided for by the Legislature. In the case of Thompson,
In Thompson, the Court examined R.I (Gen. Law
Plaintiffs argue that Chapter 24 of Title 5, which permits municipalities to issue victualing licenses does not reveal an intent to allow municipalities to regulate or ban smoking in licensed facilities. However, cities and towns have broad power to regulate eating facilities to the end that public interest in health and welfare would be subserved. Santos.
[T]he Legislature intended to bestow upon to municipal legislative bodies broad power to regulate places catering to the needs of the public for food and drink so that to public health and welfare would not be endangered. The entire rationale for the revocation of a victualing license is the existence of a condition on the licensed premises that would imperil the public health. Primiano, 347 A.2d at 415.
Cities and towns may attach conditions to the issuance of victualing licenses so long as the conditions advance the interest of public health and safety. Santos.
The Court next considers whether the Town of East Greenwich additionally derives its power to enact Ordinance 686 under Title 3 of the General Laws.3
Municipalities have the authority to issue liquor licenses and to attach conditions on those licenses to further the purpose of Title 3. Thompson.
In El Marocco,
The authority to regulate the issuance, suspension and revocation of liquor licenses is limited only to the extent that it is exercised to advance the intent of the statutory scheme governing such licenses. Municipalities have broad powers to attach conditions to the issuance of liquor licenses, regardless of whether those conditions effect closing hours or nude entertainment. Thompson,
Cities and towns have broad and full powers to impose reasonable restrictions on the issuance of liquor licenses. The Court even has found a nexus between nude dancing and the consumption of liquor. El Marocco. 746 A.2d at 1231. Although the Court in El Marocco found such a nexus, the Court did not illustrate how prohibiting nude dancing in nightclubs would promote temperance or the reasonable control of traffic in alcoholic beverages. In fact, the stated purpose of the nude dancing ordinance was "to ensure that the public welfare is taken care of, through the "main[tenance of] the public health, safety and welfare." Id. at 1236. In this regard, its declared purpose is similar to that stated in Ordinance 686. In El Marocco, the Court referred to preserving societal order and morality in the community. Id, at 1237. Regardless of whether the is nude or clothed, the patrons nay consume the same quantity of alcohol, but they may react more peacefully in the absence of nudity.
Plaintiffs suggest a narrow and literal interpretation of the declared purpose of Title 3, but such suggestion is inconsistent with the holding in El Marrocco. To the extent that the word "temperance" when used in the context of drinking alcoholic beverages means abstinence from liquor or drinking in moderation, prohibiting nude dancing might not limit the actual quantity of alcohol consumed by nightclub patrons. Although combining smoking and drinking might not reduce the quantity of alcohol consumed, it will remove the hazard of environmental tobacco smoke far those on the premises. It even is arguable that limitations on smoking in drinking establishments may promote temperance in the literal sense by prompting smokers to interrupt their drinking to leave a smoke-free facility. The tobacco regulations set forth in Ordinance 686 constitute reasonable measures to control alcoholic beverages. The Court finds that the Legislature has given municipalities the power to enact those regulations both under Chapter 24 of Title 5 and under Title 3.
It is declared to be a fundamental principle that municipal ordinances are inferior in status and subordinate to the laws of the state... It is also recognized in this jurisdiction that an ordinance inconsistent with a state law of general character and state-wide application is invalid. O'Neil, 617 A.2d at 109, (citing Wood v. Peckham,
80 R.I. 479 , 482,98 A.2d 229 , 670 (1958)).
Whether the General Assembly has preempted the field of regulating smoking in restaurants and bars depends on what the Legislature intended when it enacted statutes which concern smoking in public places. See, O'Neil,
The instant case is distinguishable from Munroe,
Absent a direct conflict between a statute and an ordinance, or some other clear indication, expressed or implied, that the General Assembly intended to occupy the subject field, state law will not be held to preempt local ordinances in a particular area. El Marocco. 746 A.2d 1221; Providence City Coupon v. Cianci,
In El Marocco. 746 A.2d 1221, the Court found that the Legislature had not preempted the field of regulating entertainment at nightclubs in spite of a statute which restricted dancing at liquor licensed establishments. The Court stated: "...the General Assembly has not manifested a clear legislative intent to deprive the various municipalities of their delegated power to license establishments that serve liquor and to impose reasonable conditions upon the granting of such licenses." Id. at 1232.
The General Assembly has enacted a law which regulates smoking in public places. R.I. Gen. Law 21-20.6-1, et seq. The Legislature expressly stated the purpose of the statute as:
23-20.6-1 . Legislative intent. — The use of tobacco for smoking purposes is being found to be increasingly dangerous, act only to the person smoking, but also to the nonsmoking person who is required to breathe such contaminated air. The most pervasive intrusion of the non-smokers right to unpolluted air space is the uncontrolled smoking in public places. The Legislature intends, by the enactment of this chapter, to protect the health and atmospheric environment of the non-smoker by regulating sacking in certain public ares.
The Legislature declared that smoking tobacco in any form is a "...public nuisance and dangerous to public health..." R.I. Gen. Law 23-20.6-2. State law prohibits smoking in several specific public places, such as the State House, elevators, indoor movie theaters, libraries, at galleries, museums, concert halls, auditoriums, buses, school buildings, college dormitories, courthouse hallways, elderly housing complex hallways, supermarkets, medical offices, laundries and hospitals. R.I. Gen. Law 23-20.6-2(a).
The Act further provides in pertinent part:
(e)(1) Eating facilities with a seating capacity of fifty (50) or more persons shall have separate seating for nonsmokers and smokers. For purposes of this section, an "eating facility" shall mean any building, structure, room or area maintained as, or held out to the public as, an enclosure where meals are served for consideration of payment excluded, however arc bars, nightclubs, lounges, dance clubs and privately sponsored social affairs. Appropriate arrangements shall be made to ask patrons their preference for the nonsmoking or smoking section prior to being seated. R.I. Gen. Law 23-20.6-2(e)(1)...
(3) The department of health is hereby authorized to adopt rules and regulations necessary for the implementation and enforcement of this subsection. R.I. Gen. Law 23-20.6-2(e)(3).
The Legislature has enacted additional laws related to smoking. See, R.I. Gen. Law 23-20.7 (Workplace Smoking Pollution Control Act); R.I. Gen. Law
Some of the statutes which regulate smoking in public places authorize the town to adopt rules and regulations necessary for the implementation and enforcement of the law. See, R.I. Gen. Laws
Although R.I. Gen. Law 23-20.6-2 (e)(1) requires eating facilities to maintain smoking and nonsmoking sections, it does not preclude cities and towns from enacting more stringent rules. R.I. Gen. Law 23-20.6 (e)(3) authorizes the Department of Health to adopt rules and regulations necessary to implement and enforce that particular subsection. That provision does not reveal a legislative intent to preempt the field nor does the ordinance conflict with such power conferred upon the Department of Health. No restaurant or bar in East Greenwich will violate rules and regulations promulgated by the Department of Health if it is bound to comply with stricter regulations. Although the Legislature authorizes the Department of Health to promulgate rules and regulations to implement and enforce this subsection, the General Assembly expressly has extended similar authority to municipalities with reference to other sections of the law regulating smoking. See R.I. Gen. Law
There is no direct conflict between the statute and Ordinance 686, nor is there any other clear indication, either expressed or implied, that the General Assembly intended to occupy the field of regulating smoking in restaurants and bars to the exclusion of local licensing authorities. Plaintiffs' argument that state law preempts the regulation of smoking in restaurants and bars must fall.
Although R.I. Gen. Law 23-20.6-2 (e)(1) requires eating facilities to maintain smoking and nonsmoking sections, it does not preclude cities and towns from enacting more stringent rules. R.I. Gen. Law 23-20.6 (e)(3) authorizes the Department of Health to adopt rules and regulations necessary to implement and enforce that particular subsection. That provision does not reveal a legislative intent to preempt the field nor does the ordinance conflict with such power confined upon the Department of Health. No restaurant or bar in East Greenwich will violate rules and regulations promulgated by the Department of Health if it is bound to comply with stricter regulations. Although the Legislature authorizes the Department of Health to promulgate rules and regulations to implement and enforce this subsection, the General Assembly expressly has extended similar authority to municipalities with reference to other sections of the law regulating smoking. See R.I. Gen. Law
There is no direct conflict between the statute and Ordinance 686, nor is there any other clear indication, either expressed or implied, that the General Assembly intended to occupy the field of regulating smoking in restaurants and bars to the exclusion of local licensing authorities. Plaintiffs' argument that state law preempts the regulation of smoking in restaurants and bars must fail.
The Plaintiffs' motion for summary judgment is denied. The Defendants' motion for summary judgment is granted. The stay previously issued shall remain in effect and expire on March 19, 2001 as previously ordered.
Counsel shall submit the appropriate order and judgment for entry.
Case-law data current through December 31, 2025. Source: CourtListener bulk data.