Keenan v. State
Opinion of the Court
After serving over five years of that sentence, the Petitioner was paroled in October of 2001, and was placed on probation for the balance of the suspended sentence. On January 17, 2003, the Petitioner was arrested again and charged with possession of cocaine with intent to deliver (K2-2003-0220A). He was also charged with being a violator of the terms of his probation on the 1996 charge. On September 17, 2003, the Petitioner waived his right to a violation hearing, admitted to violating the terms of his probation, and was sentenced to serve 12 years of the 20 year suspended sentence. On January 9, 2004, the Petitioner pled nolo contendere to the 2003 charge and was sentenced to a term of 30 years imprisonment, with 14 years to serve and 16 years suspended.
On March 30, 2006, the Petitioner filed the instant application for post-conviction relief, with a memorandum ("Petitioner's Memorandum") and an affidavit from Albertus Bruce ("Bruce Affidavit"). In his application, the Petitioner argues that he was denied effective assistance of counsel on the 2003 charge, as guaranteed by the
The Petitioner also argues that the representation by Attorneys A and B caused him to suffer substantial prejudice through their actions, inactions, negligence, and unfamiliarity with the Petitioner and his case. At the outset, the Petitioner is critical of the fact that he only hired Attorney A to represent him and that he never hired Attorney B, though no objection to Attorney B representing him is documented in the entire record. With respect to Attorney A, the Petitioner claims that said attorney prejudiced his rights by failing to investigate, communicate, or interview an alleged alibi witness. The Petitioner also claims that Attorney B's representation fell below reasonable standards because she failed to investigate his allegedly exculpatory evidence. The Petitioner further claims that Attorney B was using drugs throughout her representation of the Petitioner. The Petitioner contends that Attorney B's alleged concurrent drug use with her representation of the Petitioner renders her counsel ineffective. In support of this last *Page 4 contention, the Petitioner has filed the Bruce Affidavit. Mr. Bruce asserts that while he was an employee of Attorney B, he witnessed her drug use.
Today, claims of ineffective assistance of counsel are analyzed according to the United States Supreme Court's opinion inStrickland v. Washington,
Under the deficiency prong, the defendant "must identify the acts or omissions of counsel that are alleged not to have been the result of reasonable professional judgment. The court must then determine whether, in light of all the circumstances, the identified acts or omissions were outside the wide range of professionally competent assistance."Id. at 690. Importantly, courts distinguish between unreasonable actions or omissions and tactical decisions made as part of counsel's trial strategy. "[M]ere tactical decisions, though ill-advised, do not by themselves constitute ineffective assistance of counsel." Toole v.State,
To satisfy the prejudice prong, "`[t]he defendant must show that there is a reasonable probability that, but for counsel's unprofessional errors, the result of the proceeding would have been different. A reasonable probability is a probability sufficient to undermine confidence in the outcome.'" Brown v. Moran,
The Rhode Island Supreme Court has repeatedly endorsed the Strickland standard. See e.g., Moniz v. State, No. 2006-211, at 7 (R.I. 2007);Heath v. Vose,
The standard set forth in Strickland has rightly been characterized as "highly demanding." Kimmelman v. Morrison,
In Seamans, the Rhode Island Supreme Court held that after a defendant has been found to have violated the terms of his probation and later argues that the trial judge abused his discretion in sentencing the defendant as a probation violator, the appeal is rendered moot by the defendant's subsequent nolo contendere plea to the underlying charge.
The record evidences that the Petitioner admitted to violating the terms of his probation on September 17, 2003. Before a Superior Court Justice, the Petitioner had the following colloquy with the Court:
*Page 8COURT: And do you understand that you have been presented as a violator, and that we are ready, willing, and able to conduct a hearing on the charge of violation? As a matter of fact, the witnesses are actually in the building, as I understand it.
PETITIONER: Yes.
COURT: Do you understand that the legal issues that might benefit you on a trial on the new charges might not benefit you on a hearing on violation; and that the burden is whether I'm reasonably satisfied that you were not of good behavior, consistent with your obligation as someone on probation; do you understand that?
PETITIONER: Yes.
COURT: You wish to waive the violation hearing and admit violation?
PETITIONER: Yes, Your Honor.
COURT: Okay. I find that you have the capacity to understand the nature and consequences of waiving the violation hearing, and that you're doing so voluntarily. You are doing so voluntarily, sir?
PETITIONER: Yes. (September 17, 2003 Violation Tr. at 2-3.)
. . .
COURT: Before I sentence you on violation, is there anything you want to say, sir?
PETITIONER: No, Your Honor. (September 17, 2003 Violation Tr. at 4.)
On January 9, 2004, the Petitioner pled nolo contendere to the 2003 charge of possession of cocaine with intent to deliver. Applying theSeamans reasoning, the Petitioner's nolo contendere plea to the 2003 charge is tantamount to an admission of fault with respect to the probation violation. Therefore, the Petitioner's application for post-conviction relief, which contends that he is entitled to a lesser sentence on the probation violation, is rendered moot by his subsequent nolo contendere plea to the underlying charge.
However, if the Petitioner had received deficient advice from counsel, then his waiver of a violation hearing and subsequent nolo contendere plea would not have been entered into knowingly, intelligently, and voluntarily. See Boykin v. Alabama,
Petitioner's application if he had received ineffective assistance of counsel. Accordingly, this Court will review the claims of ineffective assistance of counsel in the Petitioner's application.
In the instant case, this Court notes that the Petitioner was afforded a Franks Hearing on October 27, 2003. Accordingly, the Petitioner's claim that he was denied a Franks Hearing is unsupported by the record and Petitioner's own admission that he was "finally afforded a Franks Hearing." Id. Therefore, this claim is without merit.
With respect to the timing of the grant of the Franks Hearing and the actual hearing, the Petitioner contends that "when [he] was finally afforded a Franks Hearing, neither Petitioner or his ineffective counsel had time to prepare." Id. The Petitioner described Attorney A's attempt to secure the testimony of an alleged alibi witness as unsuccessful. The Petitioner contends that Attorney A served a subpoena on the alleged alibi witness on Saturday, October 25, 2003, but the witness failed to appear at the hearing on the following Monday. The Petitioner now argues that Attorney A was *Page 10 ineffective because he did not "investigate, communicate with, or interview the witness." Id.
The Rhode Island Supreme Court has held "that a showing of deliberate or reckless material omissions from an affidavit submitted in support of a warrant application would require a Franks hearing if the other requirements for such a hearing are met." State v. Verrecchia,
[f]irst, the defendant must make an offer of proof that the misleading aspect of the warrant application is traceable to the affiant's intent to deceive the magistrate issuing the warrant or that the affiant proceeded with reckless disregard for the veracity of the statements included in his or her affidavit. Second, the defendant must demonstrate that the falsehood was material in that there would have been no probable cause to issue the warrant if the magistrate had been honestly informed. DeMagistris, 714 at 575.
In DeMagistris, the Supreme Court reviewed the Franks doctrine, noting,
DeMagistris requires that sworn or otherwise reliable statements of witnesses must be furnished to the hearing judge. Therefore, the Petitioner's allegations of falsehood were required to be accompanied by an offer of proof, i.e. presenting the *Page 11 testimony of the allegedly material alibi witness. Here, the witness' failure to appear in court cannot be imputed to any shortcoming of Petitioner's counsel, but rather the Petitioner's failing to meet his evidentiary burden. The hearing judge's refusal to issue the bench warrant resulted from the Petitioner's failure to "satisfactorily explain" the absence of the allegedly material alibi witness at the Franks Hearing.[t]here is, of course, a presumption of validity with respect to the affidavit supporting a search warrant. To mandate an evidentiary hearing, the challenger's attack must be more than conclusory and must be supported by more than a mere desire to cross-examine. There must be allegations of deliberate falsehood or of reckless disregard for the truth, and those allegations must be accompanied by an offer of proof. They should point out specifically the portion of the warrant affidavit that is claimed to be false; and a statement of supporting reasons should accompany them. Affidavits or sworn or otherwise reliable statements of witnesses should be furnished, or their absence satisfactorily explained. Allegations of negligence or innocent mistake are insufficient. Id. at 574. (quoting Franks v. Delaware,
438 U.S. at 171-72 ).
With respect to the Petitioner's claim that he was denied effective assistance of counsel from Attorney A, this Court looks to theStrickland standard as followed by the Rhode Island Supreme Court inBrown v. Moran,
A review of the record evidences that Attorney A attempted to serve a subpoena on the alleged witness. Attorney A's "attempts failed," and "the witness never materialized." See Petitioner's Memorandum. Accordingly, this Court is satisfied that Attorney A acted with reasoned professional judgment and performed his duty as counsel with due diligence. The Petitioner has failed to meet the deficiency prong ofStrickland and show that Attorney A provided him ineffective assistance of counsel prior to and at his violation hearing.
The Petitioner also asserts that Attorney A was simply "ineffective."Id. Beyond the only concrete example of alleged ineffectiveness above, the Petitioner has otherwise failed to describe specific instances of Attorney A's errors or omissions which fell below the range of reasonable professional judgment. Because the Petitioner has only made a *Page 12
passing reference to this issue, this Court cannot conduct a thorough review. "Without a meaningful discussion thereof or legal briefing" on this issue, this Court deems the mere allegation that Attorney A was ineffective as waived. See Wilkinson v. State Crime LaboratoryCommission,
To satisfy the prejudice prong of Strickland, the Petitioner is required to show that there is a reasonable probability that but for Attorney A's allegedly unprofessional errors, his resulting sentence would have been less. Brown v. Moran,
At the outset, this Court notes that with applications for post-conviction relief where private counsel has been retained,
*Page 13"rarely, if ever, following conviction has any federal or state court permitted a defendant who has been represented by private counsel to later question, in post-conviction proceedings, the ineffectiveness or inefficiency of the trial counsel that the defendant chose and selected to represent him or her at trial." State v. Dunn,
726 A.2d 1142 ,1146 n. 4 (R.I. 1999) (quoting Annotation, Incompetency of Counsel, 74 A.L.R.2d 1390, 1397 (1960)).
Pursuant to the deferential analysis with which this Court must review counsel's performance, this Court finds that the Petitioner has failed to satisfy the prejudice standard of Strickland and demonstrate that Attorney A violated his right to effective assistance of counsel. This Court finds that the counsel which Attorney A rendered did not rise to the level of constituting a "mockery of justice" and did not cause any proceeding to become a "farce." See State v. Dunn,
Regarding the Petitioner's claim that Attorney B failed to interview an alleged alibi witness, this Court is guided by LaChappelle v.State,
In Delahunt, the petitioner was tried by a jury and found guilty of assault with intent to rob. Later, the petitioner claimed that his counsel failed to investigate his alibi witness. The Supreme Court held that counsel appropriately prepared and investigated his case, finding that the petitioner had "not demonstrated . . . how counsel's failure to so investigate affected his ability to defend [the petitioner] at trial."
In the instant case, the Petitioner contends that his allegedly material alibi witness would have supplied sufficient and credible testimony to either reduce his charge or lessen his sentence. However, this Court notes that the Petitioner was found to have approximately one and one-half ounces of cocaine on his person when he was arrested in 2003. Upon the later execution of the search warrant at his residence in 2003, the Warwick Police found more cocaine, steroids, drug paraphernalia, a scale, and plastic bags. In light of the overwhelming evidence that the Petitioner possessed and was selling drugs, this Court finds that Petitioner was not prejudiced by Attorney B's alleged failure to investigate his alibi witness. Mindful of Attorney A's unsuccessful attempt to subpoena this witness, this Court is further satisfied that Attorney B rendered competent counsel. Accordingly, the Petitioner has failed to demonstrate how his alleged witness could have reduced his sentence or lessened his charge. *Page 15
To prevail on a claim for ineffective assistance of counsel, the Petitioner must show that Attorney B's performance was deficient. Under the first prong of the Strickland standard, the Petitioner is required to "identify the acts or omissions of counsel that are alleged not to have been the result of reasonable professional judgment."Strickland,
This Court notes that the United States Court of Appeals for the Sixth Circuit rejected a claim for ineffective assistance of counsel which was brought on similar grounds:
"Even granting [defendant] the assumption that his relationship with is lawyers was not what it should have been, he has not shown how that failing affected the advocacy they provided him. See Wheat v. United States,
486 U.S. 153 ,159 ,108 S. Ct. 1692 ,100 L. Ed. 2d 140 (1988) (`in evaluatingSixth Amendment [right-to-counsel] claims, the appropriate inquiry focuses on the adversarial process, not on the accused's relationship with his lawyer as such') (quotation marks omitted). [Defendant] has given us no explanation how additional meetings with his counsel, or longer meetings with his counsel, would have led to new or better theories of advocacy or otherwise would have created a `reasonable probability' of a different outcome. Under these circumstances, he cannot establish an essential prerequisite for relief — a showing of prejudice — and accordingly the claim cannot succeed." Hill v. Mitchell,400 F.3d 308 ,324-25 (6th Cir. 2005) (quoting Evans v. Wall,910 A.2d 801 ,805 (R.I. 2006)).
This Court cannot conduct a thorough analysis of Attorney B's allegedly ineffective performance without the Petitioner's identification of what counsel specifically should have done or what counsel failed to do. It is insufficient for the Petitioner to generally allege that motions should have been filed without identifying what motions counsel failed to file. Similarly, it is insufficient for the Petitioner to argue *Page 16
that counsel failed to appear in court without identifying when she failed to appear and further identifying actual prejudice resulting from such failure to appear. Accordingly, this Court "strongly presumes" that counsel's conduct falls within the wide range of reasonable professional assistance. See Jacques v. State,
With respect to the Petitioner's claim that he only hired Attorney A and never hired Attorney B, this Court finds that the Petitioner never objected to Attorney B as counsel. The Petitioner's numerous court appearances provided him with ample opportunity to express his displeasure with his privately-retained counsel's performance, though no record of any objection can be found. At the September 17, 2003 hearing, the hearing judge asked the Petitioner, "is there anything you want to say, sir?" The Petitioner replied, "[n]o, Your Honor." (September 17, 2003 Violation Tr. at 4.) Accordingly, this Court deems the claim to be without merit.
Lastly, the Petitioner has alleged that counsel was using illegal drugs during her representation of the Petitioner. Similarly, inLarngar v. Wall, a claim of ineffective assistance of counsel against Attorney B also alleged that counsel used illegal drugs.
In the instant case, the Petitioner has failed to show how counsel's alleged drug use has had any impact on the quality of her representation or performance as an advocate. While this Court does not lightly dismiss such an allegation, this Court finds that the Petitioner has failed to draw a nexus between counsel's alleged drug use and her claimed ineffective representation of the Petitioner. Accordingly, the Petitioner has neither proven that Attorney B's representation fell below reasonable standards nor has he proven prejudice to his rights.
Case-law data current through December 31, 2025. Source: CourtListener bulk data.