Dolores NUGENT v. STATE of Rhode Island PUBLIC DEFENDER'S OFFICE
Dolores NUGENT v. STATE of Rhode Island PUBLIC DEFENDER'S OFFICE
Opinion of the Court
The plaintiff, Dolores Nugent (Nugent), appeals from a Superior Court judgment granting a motion brought by the defendant, the State of Rhode Island Public Defender's Office (Public Defender's Office), for judgment on the pleadings. This matter came before the Supreme Court pursuant to an order directing the parties to appear and show cause why the issues raised in this appeal should not be summarily decided. After considering the parties' written and oral submissions and reviewing the record, we conclude that cause has not been shown and we proceed to decide the appeal at this time. For the reasons set forth herein, we vacate the Superior Court judgment.
I
Facts and Procedural History
A
Nugent's Termination and Subsequent Arbitration Proceeding
Nugent had been an employee of the Public Defender's Office for nineteen years. In July 2013, Nugent learned that her nephew had been murdered. During his arraignment, the Public Defender's Office represented the individual accused of murdering her nephew. Nugent attended the arraignment and later asked an employee at the Public Defender's Office to see the paperwork for the case. After Nugent was denied access to the paperwork, the same employee observed Nugent speaking on her cell phone and allegedly informing an unknown third party that she should be able to gain access to the case documents the following day. By a letter dated August 29, 2013, the Public Defender's Office terminated Nugent's employment.
In response to Nugent's termination, the Rhode Island Laborers' District Council, on behalf of Local Union 808, LIUNA (union), filed a grievance claiming that Nugent was terminated without just cause. The grievance was not resolved and the matter proceeded to arbitration. After hearing testimony from Nugent and several employees of the Public Defender's Office, the arbitrator determined that "given the egregiousness of [Nugent's] misconduct * * * and considering as well her prior record of discipline," the Public Defender's Office "acted with just cause when it terminated [Nugent's] employment."
B
Nugent I
On June 27, 2014, Nugent filed a complaint in Superior Court to "appeal" the arbitration decision (
Nugent I
). She alleged that "the [a]rbitrator[ ] was arbitrary and capricious, based on facts, constituting clear error of law, against a greater weight of evidence presented, and the intent of the mandates and guidelines, protecting the confidentiality of Public Defender records, and conflicts of interest." Nugent sought reversal of the arbitration decision and reinstatement to her previous employment at the Public Defender's Office. In its answer, the Public Defender's Office argued, relying on
DiGuilio v. Rhode Island Brotherhood of Correctional Officers
,
After a December 9, 2014 hearing on defendant's Rule 12(c) motion, the hearing justice issued a bench decision granting the motion. We note that no transcript was ordered for this hearing. On December 18, 2014, judgment entered in favor of the Public Defender's Office.
C
Nugent II
On the same day that she filed her complaint in Nugent I seeking judicial review of the arbitration award, June 27, 2014, Nugent also filed a charge with the Rhode Island Commission for Human Rights alleging employment discrimination. On December 2, 2014, the Commission issued her a right-to-sue letter. Thereafter, on March 2, 2015, Nugent filed a second complaint in Superior Court seeking declaratory, injunctive, and equitable relief, in addition to reinstatement to her former position and back pay ( Nugent II ). She also sought compensatory damages for alleged unlawful employment discrimination based on race and disability, and retaliation based on her prior complaints of race discrimination, disability discrimination, religious discrimination, and sexual harassment.
On March 3, 2016, the Public Defender's Office moved for judgment on the pleadings and argued that res judicata and collateral estoppel barred Nugent's discrimination claims. On May 31, 2016, the same hearing justice who decided Nugent I issued a bench decision wherein he found that res judicata barred Nugent's second action because the parties to both actions were the same; the issues all related to Nugent's employment with, and termination from, the Public Defender's Office; and "there was final judgment" that "resolved all claims between the parties." On June 17, 2016, an order entered granting the Public Defender's Office's motion for judgment on the pleadings; on that same date, final judgment entered in favor of the Public Defender's Office on all claims. On July 7, 2016, Nugent filed a timely notice of appeal to this Court.
II
Standard of Review
A judgment on the pleadings under Rule 12(c) of the Superior Court Rules of Civil Procedure "provides a trial court with the means of disposing of a case early in the litigation process when the material facts are not in dispute after the pleadings have been closed and only questions of law remain to be decided."
Chase v. Nationwide Mutual Fire Insurance Company
,
III
Discussion
On appeal, Nugent contends that the hearing justice erred in granting judgment on the pleadings in favor of the Public Defender's Office because the doctrine of
res judicata
does not bar her claims in
Nugent II
. Specifically, Nugent avers that although her first Superior Court action was entitled "Complaint," it was not a complaint in its essence because she sought only to vacate the arbitration decision pursuant to § 28-9-18.
The doctrine of
res judicata
operates to "render[ ] a prior judgment by a court of competent jurisdiction in a civil action between the same parties conclusive as to any issues actually litigated in the prior action, or that could have been presented and litigated therein."
DiBattista v. State
,
It is clear that the hearing justice granted judgment on the pleadings in
Nugent I
in favor of the Public Defender's Office on the basis of standing. We determined in
DiGuilio
that, when an employee unsuccessfully petitioned her union to bring her grievance to arbitration, "without a showing that the union breached its duty of fair representation, the employee [does] not have any standing to contest the merits of his [or her] contract claim against the employer in court" under the collective bargaining agreement.
DiGuilio
,
In
Nugent I
, Nugent's standing to challenge her termination in Superior Court was a threshold issue that was properly addressed prior to consideration of the merits of her case.
See
Mruk v. Mortgage Electronic Registration Systems, Inc.
,
IV
Conclusion
For the reasons stated herein, we vacate the judgment of the Superior Court in Nugent II granting judgment on the pleadings in favor of the Public Defender's Office. The case shall be remanded to the Superior Court.
General Laws 1956 § 28-9-18(a) provides:
"In any of the following cases the court must make an order vacating the award, upon the application of any party to the controversy which was arbitrated:
"(1) When the award was procured by fraud.
"(2) Where the arbitrator or arbitrators exceeded their powers, or so imperfectly executed them, that a mutual, final, and definite award upon the subject matter submitted was not made.
"(3) If there was no valid submission or contract * * *."
Dissenting Opinion
I respectfully but very earnestly dissent. In my opinion, the defendant in the case now before us ( Nugent II ) was entitled to have the action summarily dismissed. In my view, this Court's message to the plaintiff should (in effect) be: "Enough is enough!"
The plaintiff had her day in court in Nugent I (which civil action was commenced on June 27, 2014); and I do not believe that she has any right to further encumber the Superior Court with a new piece of litigation involving the very same set of operative facts as gave rise to the first litigation at issue ( Nugent I ). It is my view that, having previously availed herself of the Superior Court's jurisdiction with respect to the alleged wrongfulness of her termination, plaintiff should not be permitted to litigate that matter once again in an entirely new civil action.
While my respect for my colleagues is real, I am profoundly convinced that the majority's opinion (especially its application of the doctrine of
res judicata
) is inconsistent with certain basic and venerable assumptions that underlie the body of Anglo-American jurisprudence. It is my definite conviction that
Nugent II
should not be allowed to go forward. The plaintiff had her opportunity to bring the issue of the allegedly wrongful termination of her employment before the Superior Court; she did so; she did not prevail; and that should be the end of it.
See, e.g.
,
Palazzo v. Alves
,
Arena v. City of Providence
,
In my judgment, the principles underlying the doctrine of
res judicata
should have resulted in the dismissal of
Nugent II
. As this Court has often stated, the doctrine of
res judicata
bars the relitigation of all issues that "were tried
or might have been tried
in an earlier action."
Huntley v. State
,
It is clear from the record that plaintiff was displeased over the fact that her employment with the Public Defender's Office was terminated. And she certainly was entitled to seek redress with respect to that termination. The plaintiff began the process of seeking redress by invoking the grievance and arbitration procedures that she was contractually entitled to invoke. Once those remedies did not produce a favorable result for her, plaintiff opted to seek judicial review. Accordingly, while represented by counsel, plaintiff filed a document entitled "Complaint" in the Superior Court ( i.e. , Nugent I ). In the body of said Complaint, plaintiff sought to have the adverse decision of the arbitrator vacated. That challenge to the arbitral award was the only count set forth in her Complaint (although it was not labeled specifically as a "count"). It is crucially important to bear in mind that, at that juncture, nothing prevented plaintiff and her attorney from including additional statute-based counts in her Complaint for the purpose of challenging what she deemed to have been a wrongful and discriminatory termination.
Significantly, on the very day that plaintiff filed her Complaint in
Nugent I
in the Superior Court, she filed a charge of discrimination with the Rhode Island Commission for Human Rights.
As the majority opinion correctly indicates, the defendant (the Public Defender's Office) reacted to plaintiff's Complaint in Nugent I by filing a motion to dismiss pursuant to Rule 12(c) of the Superior Court Rules of Civil Procedure. In due course, after a hearing in open court, that motion was granted and a "Final Judgment" was issued.
The basis for the defendant's Rule 12(c) motion and the Superior Court's favorable reaction thereto was the fact that plaintiff lacked "standing" to seek vacation of the arbitrator's award.
It should go without saying that the Superior Court, a court of general jurisdiction, would have had subject matter jurisdiction over such discrimination counts. The fact that the only count then before the court was properly dismissed because of plaintiff's failure to satisfy the threshold criterion of standing certainly does not mean that one or more additional counts alleging discrimination would have been dismissed on that basis; plaintiff certainly would have had standing to allege discrimination in her own name. But the fact is that plaintiff and her lawyer chose not to include any such count in the Complaint. And such choices should have consequences.
I believe that
Nugent II
merited dismissal on the basis of what I consider to be the fundamental jurisprudential principles that underlie the
res judicata
doctrine. It is true that the usual formulations of the doctrine of
res judicata
include a requirement that there have been a final judgment on the merits in the first case.
See, e.g.
,
In re Sherman
,
Sound reasons of policy counsel against the same set of operative facts being the subject of repeated litigation in our courts. The following observation made by the late Justice Thomas Kelleher several decades ago remains as pertinent today as it was then:
"Today, a trial judge is confronted with crowded dockets and numerous litigants who wish to have their controversies resolved. 'Judge time' now rates as a precious commodity. Res judicata does not permit one the luxury of trying his case on the installment plan." Perez v. Pawtucket Redevelopment Agency ,111 R.I. 327 , 336,302 A.2d 785 , 791 (1973).6
I also note that, although the trial justice dismissed
Nugent II
on the basis of the doctrine of
res judicata
, his application of that doctrine to this case was conceptually quite different from the
res judicata
reasoning that I think should govern this particular case. My simple but emphatic point in this dissent is that plaintiff had every chance to allege discrimination when she availed herself of the jurisdiction of the Superior Court by filing her Complaint in
Nugent I
. She and her attorney chose not to do so, and such choices should be outcome-determinative. I firmly believe that
Nugent II
merited dismissal on
res judicata
grounds due to plaintiff's complete failure to have alleged employment discrimination in her Complaint in
Nugent I
, regardless of the fact that there was no final judgment on the merits in
Nugent I
.
See
Bossian
,
Accordingly, I respectfully but unblinkingly dissent.
The quoted Latin maxim can be translated as follows: "It is in the interest of the republic that there be an end to litigation."
I consider it to be of great importance to bear in mind that, at the relevant time ( viz. , when she commenced the Nugent I action), plaintiff clearly was of the belief that she was the victim of employment discrimination. As Part I.C of the majority opinion correctly states: "On the same day that she filed her complaint in Nugent I seeking judicial review of the arbitration award, June 27, 2014, Nugent also filed a charge with the Rhode Island Commission for Human Rights alleging employment discrimination."
I consider it noteworthy that the Complaint in Nugent I was signed by plaintiff's personal attorney. This was not a situation where an attorney for the union for an aggrieved employee was seeking vacation of an adverse arbitral award.
I am aware that, at the time that she filed the Complaint in
Nugent I
, plaintiff was not yet in possession of a Right to Sue Letter from the Rhode Island Commission for Human Rights-the issuance of such a letter being a condition precedent to the commencement of a civil action under the Rhode Island Fair Employment Practices Act, G.L. 1956 chapter 5 of title 28. However, in addition to the fact that, at the time that she filed her Complaint in
Nugent I
, she was entirely free to immediately include a discrimination count under the Rhode Island Civil Rights Act, plaintiff could have thereafter sought leave to amend her Complaint in
Nugent I
so as to add a count under the Fair Employment Practices Act once a Right to Sue Letter was issued (as indeed it eventually was). In that regard, it should be noted that this Court has indicated that, "although leave to amend a pleading lies within the sound discretion of a trial justice," Rule 15(a) of the Superior Court Rules of Civil Procedure "liberally permits amendment absent a showing of extreme prejudice."
Weybosset Hill Investments, LLC v. Rossi
,
The defendant's Rule 12(c) motion contended that plaintiff lacked standing to seek judicial review of the arbitration award-in view of the fact that, since there was no evidence that the union had breached its duty of fair representation, only the union and not plaintiff was entitled to seek judicial review of the award.
See also
Northern Trust Co. v. Zoning Board of Review of Town of Westerly
,
Reference
- Full Case Name
- Dolores Nugent v. State of Rhode Island Public Defender's Office.
- Cited By
- 7 cases
- Status
- Published
- Syllabus
- The plaintiff in a slip-and-fall action appealed from a Providence County Superior Court hearing justice's grant of summary judgment in favor of one defendant, Rite Aid, and he also appealed from the trial justice's denial of his motion for a new trial in favor of the other two defendants, Riverside and Venditelli. On appeal, the plaintiff contends that Rite Aid owed a duty to him based on his status as an invitee, that the trial justice erred in granting the defendants' motion in limine as to the admission of certain photographs, and that the trial justice erred in denying his motion for a new trial. The Supreme Court concluded that the defendant, Rite Aid, did not owe a duty of care to the plaintiff, based on the terms of the relevant lease agreement. Additionally, the Court held that the trial justice did not abuse his discretion in precluding the photographs at issue. Finally, the Court determined that the trial justice was not clearly wrong in denying the plaintiff's motion for a new trial based on the application of the Connecticut Rule regarding snow removal because the plaintiff failed to put forth evidence of any unusual circumstances. Thus, the Supreme Court affirmed the order and judgment of the Superior Court.