Leonard Jefferson v. State of Rhode Island
Leonard Jefferson v. State of Rhode Island
Opinion of the Court
The petitioner, Leonard Jefferson, appeals
For the reasons set forth in this opinion, we vacate the judgment of the Superior Court.
I
Facts and Travel
On October 4, 1974, petitioner was convicted in Providence County Superior Court of murder in violation of G.L. 1956 § 11-23-1. He was sentenced to life imprisonment. This Court affirmed his conviction in
State v. Jefferson
,
On June 2, 1976, after Mr. Jefferson's 1974 murder conviction, the General Assembly amended the parole statutes to include the following language, which remains in the current version of the statute:
"[I]n the case of a prisoner sentenced to imprisonment for life who is released on parole and who is subsequently convicted of a crime of violence as defined in section 11-47-2, [2 ] said conviction shall constitute an automatic revocation of parole and the prisoner shall not be eligible for parole thereafter." P.L. 1976 ch. 223 § 2; see also § 13-8-14(b).
Subsequently, in January of 1986, Mr. Jefferson was granted parole. He was thereafter arrested in Pennsylvania and, on May 18, 1994, was convicted in that commonwealth of one count of aggravated assault, for which he served a twenty-year prison term.
On December 13 and December 29, 1993, after Mr. Jefferson's Pennsylvania arrest, but before his conviction, a preliminary parole revocation hearing was held in Pennsylvania with respect to determining whether or not, as a result of his Pennsylvania arrest, there was probable cause that he had violated his parole related to his Rhode Island sentence. Thereafter, on November 10, 1994, after Mr. Jefferson's Pennsylvania conviction and while he was serving his sentence in Pennsylvania, the Rhode Island Parole Board held a final parole revocation hearing and voted to revoke his parole and indicated, in the minutes from that hearing, that he would "no longer be eligible for parole * * *." In November of 2013, upon completion of his prison term in Pennsylvania, petitioner was transported to the Adult Correctional Institutions in Rhode Island. On April 14, 2014, Mr. Jefferson appeared before the Parole Board for what appears to have been a second final parole revocation hearing; there is no indication in the record that he was represented by counsel at that time. The Parole Board voted to affirm the above-referenced revocation of Mr. Jefferson's parole and, according to his application for postconviction relief presently at issue, informed him that he "is and forever will remain ineligible for parole-consideration." Mr. Jefferson represents, in his application for postconviction relief, and the state does not contest, that the basis of the Parole Board's decision that he will remain ineligible for parole was the mandate contained in § 13-8-14(b).
Mr. Jefferson filed the instant
pro se
application for postconviction relief on July 1, 2014. He alleged therein that the Parole Board's reliance on § 13-8-14(b) was "improper and unconstitutional * * *." Specifically, he contended that he had not been convicted of any offense listed under G.L. 1956 § 11-47-2. He further contended that his due process rights under
Morrissey v. Brewer
,
On April 1, 2015, Mr. Jefferson's court-appointed counsel (having entered his appearance on October 1, 2014) filed both a motion to withdraw as counsel
II
Standard of Review
When passing on a hearing justice's denial of an application for postconviction relief, "this Court accords great deference to the hearing justice's findings of fact."
Lynch v. State
,
III
Analysis
We need not address each of Mr. Jefferson's contentions before this Court due to the fact that, in our judgment, it was error to deny him representation of counsel and his "opportunity to be heard in person" when the Parole Board voted to revoke his parole on November 10, 1994.
Morrissey
,
The United States Supreme Court in
Morrissey
,
"(a) written notice of the claimed violations of parole; (b) disclosure to the parolee of evidence against him; (c) opportunity to be heard in person and to present witnesses and documentary evidence; (d) the right to confront and cross-examine adverse witnesses (unless the hearing officer specifically finds good cause for not allowing confrontation); (e) a 'neutral and detached' hearing body such as a traditional parole board, members of which need not be judicial officers or lawyers; and (f) a written statement by the factfinders as to the evidence relied on and reasons for revoking parole." Morrissey ,408 U.S. at 489 ,92 S.Ct. 2593 .
It necessarily follows that Mr. Jefferson was entitled to each of the just-quoted requirements at his final parole revocation hearings.
However, in
Morrissey
, the Supreme Court specifically opted not to pass on "the question whether the parolee is entitled to the assistance of retained counsel or to appointed counsel if he is indigent."
"Presumptively, it may be said that counsel should be provided in cases where, after being informed of his right to request counsel, the probationer or parolee makes such a request, based on a timely and colorable claim * * * that, even if the violation is a matter of public record or is uncontested, there are substantial reasons which justified or mitigated the violation and make revocation inappropriate, and that the reasons are complex or otherwise difficult to develop or present." Gagnon ,411 U.S. at 790 ,93 S.Ct. 1756 ; see also United States v. Dodson ,25 F.3d 385 , 388-89 (6th Cir. 1994) ; Gibbs v. State ,760 A.2d 541 , 543 (Del. 2000) ; Walker v. Forbes ,292 Va. 417 ,790 S.E.2d 240 , 244 (2016).
We consider to be noteworthy the United States Supreme Court's explicit acknowledgment in
Gagnon
that there will arise some cases whose complexity calls for providing counsel to a parolee at a parole revocation hearing. In our judgment, the instant case is on its face one of particular factual and legal complexity, and it is our view that in this case petitioner should be represented by counsel before the Parole Board if he so chooses.
See
Gagnon
,
It is clear from the record that, when the Parole Board first revoked Mr. Jefferson's parole on November 10, 1994, at his first final parole revocation hearing, he was not "heard in person" because he was incarcerated in Pennsylvania at the time, nor was he represented by counsel in connection with his parole revocation.
Morrissey
,
Without addressing the constitutionality of § 13-8-14(b) as applied to Mr. Jefferson, we note that the applicability of § 13-8-14(b) to Mr. Jefferson turns in part on whether the offense for which he was convicted in Pennsylvania (aggravated assault) constitutes "a crime of violence as defined in § 11-47-2." The consequences of this determination are obviously severe- viz. , whether Mr. Jefferson will ever be eligible for parole or whether he must serve his life sentence without the possibility of parole. Under these circumstances, we are of the opinion that fundamental fairness and due process require that counsel be provided to him. We deem it error, therefore, for the Parole Board to have denied him counsel at the November 10, 1994 hearing and the April 14, 2014 hearing.
Accordingly, we remand this case to the Superior Court with instructions that it remand the case to the Parole Board to conduct a new parole revocation hearing.
IV
Conclusion
For the reasons stated herein and due to the especially complex nature of this case, we vacate the judgment of the Superior Court; and we remand the record to that tribunal with instructions that it remand the case to the Parole Board to conduct a new parole revocation hearing which complies with the requirements of due process and the right to be represented by counsel if Mr. Jefferson so chooses.
The General Assembly has amended G.L. 1956 § 10-9.1-9 so as to require a party aggrieved by a final judgment entered in a postconviction relief proceeding to seek review by filing a petition for a writ of certiorari with this Court. See P.L. 2015, ch. 91, § 1; P.L. 2015, ch. 92, § 1. That amendment went into effect on June 19, 2015. The notice of appeal in this case was docketed in the Superior Court on June 19, 2015. To the extent that it may be necessary, we are hereby treating the instant appeal as a petition for the issuance of a writ of certiorari, and we are granting that petition.
General Laws 1956 § 11-47-2 provides in pertinent part as follows:
" 'Crime of violence' means and includes any of the following crimes or an attempt to commit any of them: murder, manslaughter, rape, first or second degree sexual assault, first or second degree child molestation, kidnapping, first and second degree arson, mayhem, robbery, burglary, breaking and entering, any felony violation involving the illegal manufacture, sale, or delivery of a controlled substance, or possession with intent to manufacture, sell, or deliver a controlled substance classified in schedule I or schedule II of § 21-28-2.08, any violation of § 21-28-4.01.1 or 21-28-4.01.2 or conspiracy to commit any violation of these statutes, assault with a dangerous weapon, assault or battery involving grave bodily injury, and/or assault with intent to commit any offense punishable as a felony; upon any conviction of an offense punishable as a felony offense under § 12-29-5."
The docket sheet reflects the fact that a motion to withdraw was filed on April 1, 2015, but only a copy of the memorandum in support of the motion is contained in the record.
We take this opportunity to note our continuing concern with respect to the way our decision in
Shatney v. State
,
We note, initially, that there is no issue as to waiver with respect to Mr. Jefferson's contention that his due process rights were violated. He clearly raised the violation of his due process rights in his application for postconviction relief, and he specifically cited
Morrissey v. Brewer
,
We deem it prudent to add that, in our judgment, Mr. Jefferson's contention in his pro se application for postconviction relief that his constitutional rights were violated, and his mention of due process specifically, are sufficient, on the specific facts of the instant case, to preserve his contention that the ex post facto clause of the United States Constitution was violated when his parole was revoked and he was denied the possibility of parole in the future. We take no position on the merits of that contention at this time.
The United States Supreme Court in
Morrissey
,
Subsequent to the Supreme Court's opinion in
Gagnon v. Scarpelli
,
Concurring in Part
Although I concur with the majority's holding to vacate the judgment of the Superior Court, I respectfully dissent from its mandate to remand the case to the Superior Court with instructions that it in turn remand the case to the Parole Board to conduct a new parole-revocation hearing. In my view, the decision to hold a new parole hearing is, at best, premature at this juncture. Significantly, this Court has not been provided with a record of the proceedings before the Parole Board.
Moreover, the Board's discretion was severely constricted under the circumstances of this case. Mr. Jefferson's conviction of aggravated assault in Pennsylvania conclusively establishes the fact that he indeed violated the conditions of his parole. Under the provisions of G.L. 1956 § 13-8-14(b), the conviction automatically triggers his parole revocation and precludes his eligibility for future parole. The only statutory question that must be resolved is whether the Pennsylvania conviction constitutes "a crime of violence as defined in § 11-47-2 [.]" Section 13-8-14(b). The ultimate resolution of that issue is a question of law properly cognizable in the Superior Court in the context of a petition for postconviction relief. So too must any constitutional question be resolved by the courts, not by the Parole Board.
I join my dissenting colleague, however, in her assessment that Jefferson was ignominiously "Shatneyed." In the interest of justice, therefore, I would vacate the judgment denying Jefferson's application for postconviction relief and remand the case to the Superior Court for a new hearing with appointed counsel. I further endorse my dissenting colleague's elegy for the procedures this Court adopted in
Shatney v. State
,
Dissenting Opinion
The majority has erred in this case; it has reached issues of constitutional dimension that were not raised by the parties and are not properly before the Supreme Court or even necessary to our decision, and it has decided them wrongly. The majority's decision amounts to a judicial amendment of the general laws relative to parole revocation, and will adversely affect the orderly procedures of the Parole Board. I am therefore compelled to write separately in an effort, at the very least, to illuminate where the majority opinion has gone off the rails.
Parole Revocation is Governed by Statute in Rhode Island
The majority opinion references the minimum due-process requirements for parole-revocation proceedings set forth by the United States Supreme Court in
Morrissey v. Brewer
,
The appellants in
Morrissey
were returned to prison by the Iowa Board of Parole as parole violators-without a hearing or opportunity to be heard-not for the commission of new criminal offenses, but for alleged violations of the conditions of parole set forth in their parole officers' reports, including,
inter alia
, the unauthorized purchase of a motor vehicle, use of an assumed name to obtain credit and a driver's license, and leaving the territorial limits of the county without consent.
Morrissey
,
This Court has long recognized "that revocation proceedings must accord the parolee a minimum degree of due-process protection."
Gaze v. State
,
In 1994, when the Parole Board voted to revoke Jefferson's parole, Jefferson had been found guilty in Pennsylvania, beyond a reasonable doubt, of the offense of aggravated assault, an offense classified as a violent felony crime. Despite the finality of this criminal conviction, the majority decrees, sua sponte , that in 1994 , while incarcerated in Pennsylvania , in accordance with the Uniform Act, the Due Process Clause of the United States Constitution mandated that Jefferson was entitled to be provided with, inter alia , written notice of the claimed violation and the evidence against him, as well as an opportunity to be heard in person , present witnesses and documentary evidence, and confront and cross-examine the witnesses against him. The majority has declared, without any analysis, that the Due Process Clause mandates that Jefferson be afforded the opportunity to relitigate the merits of the Pennsylvania conviction. The majority is incorrect. This holding misconstrues the Supreme Court's jurisprudence and this Court's holdings in the area of parole revocation.
Furthermore, the majority goes on to declare that in 2014-after he served the entire sentence in Pennsylvania-minimum due process required that Jefferson be afforded counsel, notice of the evidence, an opportunity to be heard in person, and the right to confront and cross-examine adverse witnesses, as well as the right to relitigate the merits of that offense. The majority opinion ignores the requirements of G.L. 1956 § 13-8-14(b), the statute under review in this case, and imposes requirements that will drastically alter the manner in which the Parole Board conducts parole-revocation proceedings. The opinion amounts to a judicial amendment of the parole statute.
Parole revocation has long been recognized as a "nonadversarial, administrative process[ ] established by the States" that is "predictive and discretionary," designed "to promote the best interests of both parolees and society * * *."
Pennsylvania Board of Probation and Parole v. Scott
,
In this state, the parole system is a creature of the Legislature. One who is imprisoned as a result of a criminal conviction is "turned over to an administrative agency for the execution of the sentence."
State v. Fazzano
,
Parole-revocation hearings are administrative in nature and governed by statute. Section 13-8-18 provides that a majority of the members of the Parole Board may, in accordance with the provisions of § 13-8-18.1, revoke any permit issued to any prisoner under its jurisdiction. Section 13-8-18.1 sets forth in detail the process under which the Parole Board may exercise its broad discretion. Section 13-8-18.1 is set forth in its entirety here because several of its provisions have a direct bearing on this case:
"13-8-18.1. Preliminary parole violation hearing.
"(a) As soon as is practicable after a detention for an alleged violation of parole, the parole board shall afford the alleged parole violator a preliminary parole revocation hearing before a hearing officer designated by the board. Such hearing officer shall not have had any prior supervisory involvement over the alleged violator.
"(b) The alleged violator shall, within five (5) days of the detention, in Rhode Island be given written notice of the time, place and purpose of the preliminary hearing. The notice shall state the specific conditions of parole that are alleged to have been violated and in what manner. The notice shall also inform the alleged violator of the following rights in connection with the preliminary hearing:
"(1) The right to appear and speak in his/her own behalf;
"(2) The right to call witnesses and present evidence;
"(3) The right to confront and cross-examine the witnesses against him/her, unless the hearing officer finds on the record that a witness may be subjected to risk of harm if his or her identity is revealed; and
"(4) The right to retain counsel and, if unable to afford counsel, the right under certain circumstances to the appointment of counsel for the preliminary hearing.
"The determination of whether or not the alleged violator is entitled to appointed counsel, if such a request is made, shall be made on the record and in accordance with all relevant statutory and constitutional provisions.
"(c) The notice form must explain in clear and unambiguous language the procedures established by the parole board concerning an alleged violator's exercise of the rights denominated in subsection (b), including the mechanism for compelling the attendance of witnesses, the mechanism for obtaining documentary evidence, and the mechanism for requesting the appointment of counsel.
"(d) The preliminary hearing shall take place no later than ten (10) days after service of notice set forth in subsection (b). A preliminary hearing may be postponed beyond the ten (10) day time limit for good cause at the request of either party, but may not be postponed at the request of the state for more than five (5) additional days. The parole revocation charges shall be dismissed with prejudice if a preliminary hearing is not conducted within the time period established by this paragraph, not including any delay directly attributed to a postponement requested by the alleged violator.
"(e) If the alleged violator has requested the appointment of counsel at least five (5) days prior to the preliminary hearing, the preliminary hearing may not proceed without counsel present unless the hearing officer finds on the record, in accordance with all relevant statutory and constitutional provisions, that the alleged violator is not entitled to appointed counsel. If the alleged violator is found to have been entitled to counsel and no such counsel has been appointed, the parole violation charges must be dismissed with prejudice. If the request for counsel was made four (4) or fewer days in advance of the preliminary hearing, the time limit within which the preliminary hearing must be held may be extended up to five (5) additional days.
"(f) The standard of proof at the preliminary hearing shall be probable cause to believe that the alleged violator has violated one or more conditions of his or her parole and that the violation or violations were not de minimus in nature. Proof of conviction of a crime committed subsequent to release on parole shall constitute probable cause for the purposes of the preliminary hearing.
"(g) At the preliminary hearing, the hearing officer shall review the violation charges with the alleged violator, direct the presentation of the evidence concerning the alleged violation, receive the statements of the witnesses and documentary evidence, and allow cross-examination of those witnesses in attendance. All proceedings shall be recorded and preserved.
"(h) At the conclusion of the preliminary hearing, the hearing officer shall inform the alleged violator of his or her decision as to whether there is probable cause to believe that the alleged violator has violated one or more conditions of his or her parole and, if so, whether the violation or violations were de minimus in nature. Those determinations shall be based solely on the evidence adduced at the preliminary hearing. The hearing officer shall state in writing the reasons for his or her determinations and the evidence relied upon for those determinations. A copy of the written findings shall be sent to the alleged violator, and his or her counsel if applicable, within fourteen (14) days of the preliminary hearing.
"(i) If the hearing officer finds that there is no probable cause to believe that the alleged violator has violated one or more conditions of his or her parole or that the violation or violations, if any, were de minimus in nature, the parole chairperson shall rescind the detention warrant and direct that the alleged violator, unless in custody for other reasons, be released and restored to parole supervision.
"(j) If the hearing officer finds that there is probable cause to believe that the alleged violator has violated one or more conditions of his or her parole and that the violation or violations were not de minimus in nature, the alleged violator shall be held for a final parole revocation hearing. A final parole revocation hearing must be held as soon as is practicable, but in no event more than ninety (90) days after the conclusion of the preliminary hearing.
"(k) An alleged violator may waive his or her right to a preliminary hearing. Such a waiver must be in written form. In the event of such a written waiver, a final parole revocation hearing must be held as soon as is practicable, but in no event more than ninety (90) days after the right to a preliminary hearing is waived. Notwithstanding the above, a final parole revocation hearing may be continued by the alleged violator beyond the ninety (90) day time period." (Emphasis added.)
The majority opinion wholly overlooks this statute, in which the Legislature has enacted a comprehensive and efficient procedure for the Parole Board to address parole violations. This Court should refrain from entering these waters. First, clearly, the parolee's due-process rights to notice and an opportunity to be heard and to confront one's accusers, as set forth in § 13-8-18.1(a) and (b), mirrors the Supreme Court's pronouncement in
Morrissey
,
Jefferson's Parole Violation
To begin with, we have no record in this case and, with the exception of the documents attached to Jefferson's pro se application for postconviction relief, we have no idea what occurred before the Parole Board in 1994, and again in 2014, twenty years after the conviction that gave rise to Jefferson's parole revocation. What is clear in these paltry materials is that Jefferson sought to relitigate the merits of his Pennsylvania criminal conviction before the Parole Board and again in Superior Court on postconviction relief, where he alleged actual innocence to those charges. The majority has declared that it was error for the Parole Board to deny Jefferson counsel and an opportunity to be heard in person when the Parole Board voted to revoke his parole on November 10, 1994, and again at the 2014 hearing. The majority also concludes that Jefferson was entitled to disclosure of the evidence against him, the right to confront and cross-examine adverse witnesses, and a written statement of the evidence relied upon in revoking his parole. The majority is mistaken. The Pennsylvania conviction is conclusive on the question of whether Jefferson committed a parole violation. See § 13-8-18.1(f). In the usual course of events, when confronted with a finding of probable cause to conclude that the parolee has violated a condition of his or her parole, the Parole Board, in a final hearing, would determine whether Jefferson's parole permit should be revoked. In the case of a criminal conviction, the parolee is not entitled to relitigate the merits of the conviction.
However, because Jefferson was serving a sentence of life imprisonment when he was granted parole, the Parole Board's discretion was limited. The only question before the Parole Board was whether Jefferson's felony conviction in Pennsylvania for aggravated assault falls within the provisions of § 13-8-14(b). This is a question of law. The majority opinion ignores the provisions of this statute that are triggered upon conviction of a violent crime while on parole, by one serving a sentence of life imprisonment, and "shall constitute an automatic revocation of parole and the prisoner shall not be eligible for parole thereafter." (Emphasis added.) This is the controlling statutory provision before this Court.
Section 13-8-14(b) provides, in its entirety:
"In the case of a prisoner sentenced to imprisonment for life who is released on parole and who is subsequently convicted of a crime of violence as defined in § 11-47-2, the conviction shall constitute an automatic revocation of parole and the prisoner shall not be eligible for parole thereafter."
After his term of incarceration in Pennsylvania, Jefferson was returned to Rhode Island and appeared before the Parole Board on April 14, 2014; he was subsequently informed that the Parole Board voted to affirm his 1994 parole revocation. It is fair to say that, in the face of a final criminal conviction for a violent felony, the board had no discretion but to inform Jefferson that the provisions of § 13-8-14(b) applied to him.
The operative language in § 13-8-14(b) is that "the
conviction
shall constitute an
automatic revocation
of parole[.]" (Emphasis added.) A conviction for a crime of violence, as enumerated in § 11-47-2, is conclusive. Because the Pennsylvania conviction is accorded full faith and credit, no court or administrative body would look behind the judgment to determine whether there is probable cause to conclude that the parolee violated parole. The majority's suggestion that
Morrissey
mandates or even permits the Parole Board to look beyond the conviction and permit Jefferson to confront his accusers twenty years after the conviction simply is wrong.
See
Lee v. Gough
,
It is only when a parolee serving a life sentence has been convicted of an enumerated violent crime that § 13-8-14(b) becomes operative and "shall constitute an automatic revocation of parole[.]" By employing the term "automatic," the Legislature has divested the Parole Board of any discretion in its application. Parole is revoked by operation of law, and the second part of that section comes into play: "the prisoner shall not be eligible for parole thereafter." In the case at bar, it was only
after
Jefferson was convicted of aggravated assault and sentenced to and served twenty years in prison in Pennsylvania that the Parole Board entered its final revocation decision.
See
Moody v. Daggett
,
Once Jefferson returned to Rhode Island in 2014 as a parole violator, it was incumbent upon the Parole Board to determine whether the crime of aggravated assault, for which he had been convicted, fell within the enumerated offenses set forth in § 11-47-2. I am confident that the Parole Board did not employ the provisions of § 13-8-14(b) in a vacuum and that the presumption of administrative regularity that generally attaches to the decisions of administrative bodies obtains in this case.
See
Ouimette
,
Unfortunately, this analysis is not the terminus of my alarm at the degree and breadth of error in the majority's opinion.
Waiver
In a footnote , the majority opinion reaches and then decides the question of whether, in his pro se application for postconviction relief, Jefferson waived the constitutional claims raised by his appellate counsel on appeal. Indeed, the majority not only concludes that, by citing Morrissey , Jefferson "clearly raised the violation of his due process rights"-which is irrelevant-but with no analysis, discussion, or citation to authority, the majority takes an unacceptable leap and declares that, by merely mentioning "due process" in his pro se application for postconviction relief, Jefferson preserved "his contention that the ex post facto clause of the United States Constitution was violated when his parole was revoked and he was denied the possibility of parole in the future." This remarkable holding, set forth in a footnote, is legally incorrect and overlooks the entire argument by the state, which was based on waiver. Because the question of waiver forms the basis for the state's argument in favor of affirming the judgment of the Superior Court, its resolution belongs in the body of the opinion with appropriate jurisprudential support and analysis.
There is no question that, in the ordinary case, the raise-or-waive rule would be a significant hurdle for Jefferson to overcome. Even Jefferson does not suggest that the mere mention of the phrase "due process" suffices to overcome the raise-or-waive rule. In his reply brief to this Court, Jefferson argues against the application of the raise-or-waive rule, not because the issues were preserved as the majority concludes, but in light of the grave injustices wrought upon him by the application of
Shatney v. State
,
Shatney Should be Laid to Rest
I also write separately to express my firm belief that this Court should abrogate the holding in
Shatney
,
In the case at bar, in accordance with § 13-8-14(b), as a result of his Pennsylvania conviction, Jefferson has been denied any further opportunity for release on parole. He filed a pro se application for postconviction relief, and private counsel was appointed. The record contains no explanation as to why the Public Defender was not appointed. See G.L. 1956 § 10-9.1-5. The first order of business was to comply with Shatney's distasteful gatekeeping function as a condition precedent to litigating one's claim. Private counsel was appointed to determine whether there were any viable issues that would warrant counsel remaining in the case. Notably, the no-merit review performed by private counsel was based solely on the pro se application, with no consideration by counsel that other viable grounds for collateral review may exist such that an amended application was in order.
Although the Public Defender in practice refuses to take on
Shatney
cases, notwithstanding the command of the Legislature that the applicant shall be represented by the Public Defender, on appeal, after the case has been dismissed, the Public Defender enters the case, comes before this Court and proceeds to condemn both the trial justice and the
Shatney
attorney.
Additionally, § 10-9.1-6(b) specifically allows for summary dismissal of applications for postconviction relief on the pleadings where there is no basis for relief. It provides:
"When a court is satisfied, on the basis of the application, the answer or motion, and the record, that the applicant is not entitled to post conviction relief and no purpose would be served by any further proceedings, it may indicate to the parties its intention to dismiss the application and its reasons for so doing. The applicant shall be given an opportunity to reply to the proposed dismissal. In light of the reply, or on default thereof, the court may order the application dismissed or grant leave to file an amended application or direct that the proceedings otherwise continue. Disposition on the pleadings and record is not proper if there exists a genuine issue of material fact." Section 10-9.1-6(b).
The distinguishing factor between Shatney and § 10-9.1-6(b) is that the applicant has the benefit of counsel, and the trial justice, the ultimate factfinder, is not called upon to initiate summary disposition measures as a condition precedent to collateral review. Accordingly, it is my opinion that although Shatney was a worthwhile and well-intended effort by this Court, it is time for Shatney to be assigned to the graveyard of noble causes.
Conclusion
For the reasons set forth in this opinion, I respectfully dissent in this case. I would vacate the judgment and remand this case to the Superior Court with directions to appoint counsel for the applicant and proceed, ab initio , in accordance with the provisions of the Post Conviction Remedy statute, chapter 9.1 of title 10.
In her reply brief to this Court, counsel for Jefferson declared that "Mr. Jefferson's court-appointed post-conviction attorney conducted absolutely no investigation into the case and determined that the issues raised in his client's pro se pleadings lacked merit. Likewise, a Superior Court judge promptly endorsed this erroneous no-merit finding despite the existence of glaring constitutional issues that appear after reading R.I.G.L. § 13-8-14(b), the statute implicated in this case."
Reference
- Full Case Name
- Leonard JEFFERSON v. STATE of Rhode Island.
- Cited By
- 1 case
- Status
- Published
- Syllabus
- The petitioner, Leonard Jefferson, appealed from the June 2, 2015 denial of his application for postconviction relief in Providence County Superior Court. He contended before the Supreme Court that the hearing justice erred in denying his application for postconviction relief because, in his view, his parole was revoked and he was denied the possibility of parole in the future pursuant to G.L. 1956 § 13-8-14(b) in violation of the ex post facto clause of the United States Constitution. He further averred that the separation of powers doctrine and his right to be free from double jeopardy were also violated when he was denied the possibility of parole and he argued that his due process rights were violated when his parole was revoked. The Supreme Court held that Mr. Jefferson was entitled to a new parole revocation hearing with the representation of counsel prior to the revocation of his parole and that he did not receive such a hearing in the instant case. Accordingly, the Court remanded the case to the Superior Court with instructions that it remand the case to the Parole Board to conduct a new parole revocation hearing which complies with the requirements of due process and the right to counsel.