State v. Haygood
State v. Haygood
Opinion of the Court
Henry Haygood was convicted of criminal domestic violence (CDV) in magistrate’s court. Upon appeal to the circuit court,
FACTUAL/PROCEDURAL HISTORY
Haygood appeared before Magistrate Samuel A. Daily for a bench trial on the charge of CDV. The State presented Lieutenant Lacra Jenkins as its only witness, while Haygood presented no evidence at his trial. According to the magistrate’s return,
Upon arrival he stated that the victim[,] Towanna Hay-good[,] was very upset. During his investigation he stated that the alleged victim, Towanna Haygood[,] stated to him that her husband beg[a]n fighting her in the bedroom and he stated to her that he was going to kill her. Lt. Jenkins then testified that Mrs. Haygood stated that Mr. Haygood went to the bedroom closet and retrieved a brown in color shotgun and that her 14 [year-old] son struggle[d] with him to take the shotgun away from him. Mrs. Haygood then told him that Mr. Haygood reached in his pants pocket where he keeps a small handgun at times. She then grabbed his pants pocket causing some small bullets to fall to the floor. She stated to him that Mr. Haygood then went outside the resident but came back and punchfed] a hole in the bedroom closet. Lt. Jenkins stated that when he arrived on the scene he observed Mr. Haygood being highly intoxicated. When he tried talking to him[,] he beg[a]n using profanity, stating that this was his house and that he would do anything he wishes. Lt. Jenkins further testified that Henry and Towanna Haygood were married at the time of the incident and ha[d] a child in common.
As to objections and rulings during the trial, the return indicates trial counsel objected to the State’s “introduction of verbal statements made by the alleged victim to the investi
Haygood appealed his conviction to the circuit court on the ground that the introduction of the alleged verbal statements violated his Sixth Amendment right to confront witnesses against him pursuant to Crawford v. Washington, 541 U.S. 36, 124 S.Ct. 1354, 158 L.Ed.2d 177 (2004), arguing the alleged victim was not unavailable for trial and the defense had no opportunity to cross examine the victim such that it was error to admit the testimonial statements. In argument before the circuit court, trial counsel noted she had objected on the basis of Crawford to the State’s attempt to introduce oral statements given by the victim though the officer. Counsel further recounted for the circuit court that the State had argued the information in the oral statement by the victim was an excited utterance and she again had objected to admission of the evidence before the magistrate based on Crawford, noting hearsay was not the issue. Trial counsel reiterated to the circuit court that the magistrate ruled the testimony of the officer was admissible as an excited utterance, but that was not her objection. Rather, her argument was based on Crawford, as the officer was eliciting testimony on statements made by the alleged victim and the alleged victim was not present for her to have an opportunity to cross-examine. Counsel asserted that, pursuant to Crawford, the State had the burden of proving a victim was unavailable and that the defendant had a previous opportunity to cross-examine the witness.
The solicitor agreed that this case turned on whether or not the statements were “testimony.” However, he maintained
The circuit court took the matter under advisement and thereafter issued an order denying Haygood’s appeal. In its decision, the circuit court noted Haygood’s appeal was based on the magistrate’s admission of a statement by the victim which was testified to by the responding officer. The court then stated, “[Haygood] claims that this statement should be excluded based on the fact that it is hearsay.” After evaluating the statement under Rule 803(2), SCRE, the circuit court found the statement qualified as an excited utterance and found it admissible as an exception to the rule against hearsay. The circuit court additionally found the matter at hand distinguishable from Crawford on the basis that case dealt with a recorded statement taken in a custodial interrogation. Further, it determined the United States Supreme Court (USSC) deemed the statement in Crawford inadmissible, not because it fell within the excited utterance hearsay exception, but because it bore a particularized guarantee of trustworthiness. The circuit court then concluded the statements testified to by Lt. Jenkins were admissible under the excited utterance ex
ISSUE
Whether Haygood’s Sixth Amendment right to confrontation was violated by the admission of testimonial hearsay under the excited utterance exception without an opportunity of cross-examination by the defense.
STANDARD OF REVIEW
“The admission or exclusion of evidence is a matter addressed to the sound discretion of the trial court and its ruling will not be disturbed in the absence of a manifest abuse of discretion accompanied by probable prejudice.” State v. Douglas, 369 S.C. 424, 429, 632 S.E.2d 845, 847-48 (2006). “An abuse of discretion occurs when the conclusions of the trial court either lack evidentiary support or are controlled by an error of law.” Id. at 429-30, 632 S.E.2d at 848.
LAW/ANALYSIS
Haygood contends the circuit court violated his right to confrontation when it found testimonial hearsay admissible under the excited utterance exception to the rule against hearsay. Haygood first asserts the circuit court erred in finding the testimonial statements made by the alleged victim to the police did not violate the Confrontation Clause because the statements fell within the excited utterance exception to hearsay. He argues, under Crawford, the statements were testimonial in nature, and while the statements were arguably given in excited utterance, because they were testimonial in nature they required a Sixth Amendment confrontation by the defense. Haygood also argues the circuit court erred in distinguishing this case from Crawford on the bases that the statement in Crawford (1) was taken in a custodial interrogation and (2) was not an excited utterance. Lastly, in response to the State’s assertion that the issue is not preserved for appellate review, Haygood contends trial counsel presented the arguments to both the magistrate and the circuit court, and both improperly conflated counsel’s Sixth Amendment
I. Preservation
“It is axiomatic that an issue cannot be raised for the first time on appeal.” State v. Cope, 405 S.C. 317, 338-39, 748 S.E.2d 194, 205 (2013) (quoting Herron v. Century BMW, 395 S.C. 461, 465, 719 S.E.2d 640, 642 (2012)). “For an issue to be properly preserved it has to be raised to and ruled on by the trial court.” State v. Jennings, 394 S.C. 473, 481, 716 S.E.2d 91, 95 (2011). An argument advanced on appeal but not raised and ruled on below is not preserved. State v. Freiburger, 366 S.C. 125, 134, 620 S.E.2d 737, 741 (2005).
“Issue preservation rules are designed to give the trial court a fair opportunity to rule on the issues, and thus provide us with a platform for meaningful appellate review.” Atl. Coast Builders & Contractors, LLC v. Lewis, 398 S.C. 323, 329, 730 S.E.2d 282, 285 (2012) (quoting Queen’s Grant II Horizontal Prop. Regime v. Greenwood Dev. Corp., 368 S.C. 342, 373, 628 S.E.2d 902, 919 (Ct.App. 2006)). “[T]his is not a ‘gotcha’ game aimed at embarrassing attorneys or harming litigants, but rather is an adherence to settled principles that serve an important function.” Id. at 329-30, 730 S.E.2d at 285. Though our appellate courts should follow longstanding precedent and resolve an issue on preservation grounds when it “clearly is unpreserved,” it is “good practice for us to reach the merits of an issue when error preservation is doubtful.” Id. at 330, 730 S.E.2d at 285.
Although the magistrate’s return does not specifically mention Crawford or the Confrontation Clause, the return does indicate trial counsel objected to the State’s “introduction of verbal statements made by the victim to the investigating officer” that “pertain[ed] to allegations of what [Haygood] did on the date [in] question.” Additionally, the return indicates the magistrate overruled Haygood’s objection, “agreeing]
The Sixth Amendment’s Confrontation Clause guarantees that “[i]n all criminal prosecutions, the accused shall enjoy the right ... to be confronted with the witnesses against him.” U.S. Const, amend. VI. “The constitutional right to confront and cross examine witnesses is essential to a fair trial in that it promotes reliability in criminal trials and insures that convictions will not result from testimony of individuals who cannot be challenged at trial.” State v. Martin, 292 S.C. 437, 439, 357 S.E.2d 21, 22 (1987). An analysis of three seminal USSC cases leads us to the conclusion that the admission of the statements at hand violated Haygood’s Sixth Amendment confrontation rights.
A. Crawford v. Washington
In Crawford, Michael Crawford was convicted of assaulting a man who allegedly tried to rape Crawford’s wife. Id. at 38, 41, 124 S.Ct. 1354. At trial, the State played for the jury the
In revisiting Roberts, the USSC noted the Confrontation Clause “applies to ‘witnesses’ against the accused — in other words, those who ‘bear testimony.’ ” Id. at 51, 124 S.Ct. 1354. It then observed:
“Testimony,” in turn, is typically “[a] solemn declaration or affirmation made for the purpose of establishing or proving some fact.” An accuser who makes a formal statement to government officers bears testimony in a sense that a person who makes a casual remark to an acquaintance does not. The constitutional text, like the history underlying the common-law right of confrontation, thus reflects an especially acute concern with a specific type of out-of-court statement.
Id. at 51, 124 S.Ct. 1354 (citation omitted). The USSC found “[ajdmitting statements deemed reliable by a judge is fundamentally at odds with the right of confrontation,” and though the Confrontation Clause’s ultimate goal is to ensure reliability of evidence, it commands that “reliability be assessed in a particular manner: by testing in the crucible of cross-examination.” Id. at 61, 124 S.Ct. 1354. It determined “[t]he Roberts test allow[ed] a jury to hear evidence, untested by the
Upon reconsideration of Roberts, the USSC held the Confrontation Clause bars admission of testimonial hearsay statements of a witness absent from trial unless: (1) the declarant is unavailable to testify at trial, and (2) the accused had a prior opportunity to cross-examine the declarant. 541 U.S. at 53-54, 58, 68, 124 S.Ct. 1354. Thus, even if a statement is admissible hearsay, the Confrontation Clause may operate to render the otherwise admissible hearsay evidence inadmissible if it is testimonial in nature. See id. at 68, 124 S.Ct. 1354 (holding testimonial evidence implicates the Sixth Amendment, which demands unavailability and a prior opportunity for cross-examination, but the admission of nontestimonial hearsay evidence remains the province of each state’s development of hearsay law). Included within the “core class of ‘testimonial’ statements” by the court in Crawford are “statements that were made under circumstances which would lead an objective witness reasonably to believe that the statement would be available for use at a later trial[.]” Id. at 51-52, 124 S.Ct. 1354. “Statements taken by police officers in the course of interrogations” are considered testimonial. Id. at 52, 124 S.Ct. 1354; See also id. at 53, 124 S.Ct. 1354 (“[E]ven if the Sixth Amendment is not solely concerned with testimonial hearsay, that is its primary object, and interrogations by law enforcement officers fall squarely within that class.”). The USSC characterized its use of the term “interrogation” as being used in its colloquial sense, “rather than in any technical legal, sense.” Id. at 53 n. 4, 124 S.Ct. 1354. Though it declined, in Crawford, to “spell out a comprehensive definition of ‘testimonial,’ ” it noted, at a minimum, it applied “to prior testimony at a preliminary hearing, before a grand jury, or at a former trial; and to police interrogations.” Id. at 68, 124 S.Ct. 1354. (emphasis added).
Following the 2004 Crawford opinion, in Davis v. Washington and Hammon v. Indiana, 547 U.S. 813, 126 S.Ct. 2266, 165 L.Ed.2d 224 (2006), the USSC took steps to “determine more precisely” which statements made pursuant to police interrogation are testimonial in nature. Id. at 822, 126 S.Ct. 2266. Specifically, the court was tasked with determining whether statements made to law enforcement during a 911 call as well as statements made at a crime scene were “testimonial” and therefore subject to the Confrontation Clause. Id. at 817, 126 S.Ct. 2266. There, the court dealt with two different domestic disturbance cases: one involving a victim’s identification of her abuser in response to initial questions from a 911 emergency operator (Davis), and the other involving oral statements made by a victim to police, as well as an affidavit written and signed by the victim, provided at the scene, wherein the victim gave an account of what had occurred between her and her husband (Hammon). Id. at 817-18, 819-20, 126 S.Ct. 2266. In Davis, the relevant statements were made in a 911 call wherein the operator ascertained the victim was involved in a domestic situation with Davis, the victim relaying at the time of the call that Davis was jumping on her and using his fists. Id. at 817, 126 S.Ct. 2266. The police arrived within four minutes of the call and observed the victim in a shaken state with fresh injuries, frantically attempting to gather her belongings and her children so she could leave the residence. Id. at 818, 126 S.Ct. 2266. In Hammon, after police responded to a reported domestic disturbance, they found the victim alone on her front porch, appearing “somewhat frightened,” but stating to officers “nothing was the matter.” Id. at 819, 126 S.Ct. 2266. The victim’s husband, who was in the kitchen, told the police he and his wife had been in an argument but “everything was fine now,” and the argument between them had never become physical. Id. While one officer remained with the husband, another attempted to speak with the victim in the living room, again asking her what had occurred. Id. The husband made several attempts to participate in the victim’s conversation with police, and the officer testified the husband became angry when he insisted the husband stay separated from the victim so the officer could investigate what had happened. Id. 819-20, 126 S.Ct. 2266. After hearing the
In approaching its analysis of the two situations, the USSC stated as follows:
Without attempting to produce an exhaustive classification of all conceivable statements — or even all conceivable statements in response to police interrogation — as either testimonial or nontestimonial, it suffices to decide the present cases to hold as follows: Statements are nontestimonial when made in the course of police interrogation under circumstances objectively indicating that the primary purpose of the interrogation is to enable police assistance to meet an ongoing emergency. They are testimonial when the circumstances objectively indicate that there is no such ongoing emergency, and that the primary purpose of the interrogation is to establish or prove past events potentially relevant to later criminal prosecution.
Id. at 822, 126 S.Ct. 2266. Additionally, the court noted, “even when interrogation exists, it is in the final analysis the declarant’s statements, not the interrogator’s questions, that the Confrontation Clause requires [the courts] to evaluate.” Id. at 822 n. 1, 126 S.Ct. 2266.
Applying this law to the facts of the two domestic violence cases, the USSC concluded the statements in Davis identifying the assailant in the course of the 911 call were nontestimonial, while the statements produced by the interrogation in Hammon were “inherently testimonial.” Id. at 829, 830, 126 S.Ct. 2266.
Specifically, as to the 911 call in Davis, the USSC noted as follows:
When we said in Crawford, supra, at 53, 124 S.Ct. 1354, that “interrogations by law enforcement officers fall squarely ■within [the] class” of testimonial hearsay, we had immediately in mind (for that was the case before us) interrogations solely directed at establishing the facts of a past crime, in order to identify (or provide evidence to convict) the*437 perpetrator. The product of such interrogation, whether reduced to a writing signed by the declarant or embedded in the memory (and perhaps notes) of the interrogating officer, is testimonial. It is, in the terms of the 1828 American dictionary quoted in Crawford, “ ‘[a] solemn declaration or affirmation made for the purpose of establishing or proving some fact.’” 541 U.S., at 51, 124 S.Ct. 1354....A 911 call, on the other hand, and at least the initial interrogation conducted in connection with a 911 call, is ordinarily not designed primarily to “establis[h] or prov[e]” some past fact, but to describe current circumstances requiring police assistance.
Id. at 826-27, 126 S.Ct. 2266. The Supreme Court then discussed the differences between the call from the 911 victim in Davis and the interrogation of the wife in Crawford, noting as follows: (1) in Davis, the victim was speaking about events as they were actually occurring, rather than describing past events, while the wife’s interrogation in Crawford took place hours after the events she described had occurred; (2) unlike the wife in Crawford, “any reasonable listener would recognize” that the victim making the 911 call in Davis was facing an ongoing emergency; (3) the nature of what was asked and answered in Davis was such that the elicited statements were necessary to be able to resolve the present emergency rather than simply to learn, as in Crawford, what had occurred in the past; and (4) there were distinct levels of formality between the two cases, with the wife in Crawford responding calmly at the station house to a series of questions with the officer-interrogator taping and making notes, while the victim in Davis provided frantic answers over the phone in an environment that was not tranquil or even safe. Id. at 827, 126 S.Ct. 2266. Against this backdrop, the USSC concluded the circumstances of interrogation in Davis “objectively indicate[d] its primary purpose was to enable police assistance to meet an ongoing emergency” and the caller in the 911 call was not acting as a witness, she was not testifying, and what she said was not “a weaker substitute for live testimony” at trial. Id. at 828, 126 S.Ct. 2266. Accordingly, her statements identifying Davis as her assailant were not testimonial. Id. at 829,
Applying the law to the facts in Hammon, however, led the USSC to conclude the statements in that case were testimonial in nature. Id. at 830, 126 S.Ct. 2266. It found “it [was] entirely clear from the circumstances that the interrogation [in Hammon ] was part of an investigation into possibly criminal past conduct — as, indeed, the testifying officer expressly acknowledged.” Id. at 829, 126 S.Ct. 2266. The USSC noted no emergency was in progress at the time the statements were made, when the officers first arrived the victim told them things were fine, and when the officer questioned the victim a second time eliciting the challenged statements, “he was not seeking to determine (as in Davis) ‘what is happening,’ but rather “what happened.’ ” Id. at 829-30, 126 S.Ct. 2266. Viewed objectively, the primary purpose of the interrogation in Hammon was to investigate a possible crime. Id. at 830, 126 S.Ct. 2266. Additionally, the USSC noted, though the interrogation in Crawford was more formal, being tape-recorded at the station house following Miranda
C. Michigan v. Bryant
In 2011, the USSC issued another opinion addressing whether statements made to police after officers responded to an incident constituted testimonial evidence. In Michigan v. Bryant, 562 U.S. 344, -, 131 S.Ct. 1143, 179 L.Ed.2d 93 (2011), the USSC further examined the primary-purpose test, expounding on the “ongoing emergency” discussed in Davis. Id. at 1156.
In Bryant, police officers responding to a radio dispatch found a man lying in a gas station parking lot, suffering from a gunshot wound to his abdomen. Id. at 1150. The victim subsequently died of his wounds; however, before he was removed from the scene, officers were able to speak with him for five to ten minutes, asking him, “ ‘what had happened, who had shot him, and where the shooting had occurred.’ ” Id. During that discussion, the victim was able to tell officers that Bryant had shot him and was able to relate when and where the shooting occurred. Id. At Bryant’s trial, officers were allowed to repeat in court what the victim had told them about the incident. Id. Bryant argued the victim’s statements to police were testimonial under Crawford and Davis and were therefore inadmissible, while the prosecution argued the statements were admissible as excited utterances under the Michigan Rules of Evidence. Id. at 1151. It was undisputed the victim was unavailable at trial and Bryant had not been afforded a prior opportunity to cross-examine him. Id. The Supreme Court of Michigan concluded that the circumstances clearly indicated that the “primary purpose” of the officers’ questioning was to establish the facts of an event that had
The USSC disagreed, holding that the circumstances of the interaction between the victim and the police objectively indicated that the primary purpose of the interrogation was to enable police assistance to meet an ongoing emergency and, accordingly, the victim’s identification and description of the shooter and the location of the shooting were not testimonial statements, such that their admission at trial did not violate Bryant’s Confrontation Clause rights. Id. at 1150. In further analyzing which police interrogations produce testimony, thereby implicating a Confrontation Clause bar, the court first noted that not all those questioned by police are witnesses and not all interrogations by them are subject to the Confrontation Clause. Id. at 1153. It also noted “the most important instances in which the Clause restricts the introduction of out-of-court statements are those in which state actors are involved in a formal, out-of-court interrogation of a witness to obtain evidence for trial.” Id. at 1155. Additionally, the court observed there may be circumstances, aside from ongoing emergencies, when a statement is not procured with a primary purpose of creating an out-of-court substitute for trial testimony, and “[i]n making the primary purpose determination, standard rules of hearsay, designed to identify some statements as reliable, will be relevant.” Id. “Where no such primary purpose exists, the admissibility of a statement is the concern of state and federal rules of evidence, not the Confrontation Clause.” Id.
The USSC clarified an objective evaluation is the proper means to determine the matter stating, “To determine whether the ‘primary purpose’ of an interrogation is ‘to enable police assistance to meet an ongoing emergency,’ ... which would render the resulting statements nontestimonial, we objectively evaluate the circumstances in which the encounter occurs and the statements and actions of the parties.” Id. at 1156 (citation omitted). The court emphasized that the relevant inquiry is not the subjective or actual purpose of the individuals, but “the purpose that reasonable participants
The USSC also recognized that domestic violence cases have a narrower zone of potential victims than those situations involving threats to public safety, and because Davis and Hammon were domestic violence cases, the court “focused only on the threat to the victims and assessed the ongoing emergency from the perspective of whether there was a continuing threat to them.” Id. However, it concluded “[a]n assessment of whether an emergency that threatens the police and public is ongoing cannot narrowly focus on whether the threat solely to the first victim has been neutralized because the threat to the first responders and public may continue.” Id. Noting “the duration and scope of an emergency may depend in part on the type of weapon employed,” the court distinguished Davis and Hammon on the basis that those cases involved the use of fists by the assailant, while the emergency in Bryant involved the use of a gun. Id. However, it further noted, had Hammon been reported to be “armed with a gun,” separation of him from the victim by a single household wall might not have been sufficient to end the emergency. Id. at 1159.
Additionally, the USSC again recognized that there are limitations as to whether an emergency is ongoing, noting
This evolution may occur if, for example, a declarant provides police with information that makes clear that what appeared to be an emergency is not or is no longer an emergency or that what appeared to be a public threat is actually a private dispute. It could also occur if a pei’petrator is disarmed, surrenders, is apprehended, or, as in Davis, flees with little prospect of posing a threat to the public.
Id.
The USSC also made clear that whether or not an ongoing emergency exists is not dispositive of the testimonial inquiry, but is simply a factor to be considered, albeit an important one. Id. at 1160. Another factor to consider is the informality of the encounter between a victim and police. Id. Observing that the questioning in Bryant “occurred in an exposed, public area, prior to the arrival of emergency medical services, and in a disorganized fashion,” the court determined those facts made Bryant distinguishable from the formal station-house interrogation in Crawford. Id.
Next the court observed, beyond the circumstances in which the encounter occurs, “the statements and actions of both the declarant and interrogators provide objective evidence of the primary purpose of the interrogation.” Id. The court emphasized that a combined inquiry that accounts for the actions and statements of both the declarant and the interrogator is required, with the primary purpose of the interrogation often being most accurately determined by looking at the contents of the questions and the answers. Id. at 1160-61.
The court ultimately summarized as follows:
As we suggested in Davis, when a court must determine whether the Confrontation Clause bars the admission of a statement at trial, it should determine the “primary purpose of the interrogation” by objectively evaluating the statements and actions of the parties to the encounter, in light of the circumstances in which the interrogation occurs. The existence of an emergency or the parties’ perception that an emergency is ongoing is among the most important circum*443 stances that courts must take into account in determining whether an interrogation is testimonial because statements made to assist police in addressing an ongoing emergency presumably lack the testimonial purpose that would subject them to the requirement of confrontation. As the context of this case brings into sharp relief, the existence and duration of an emergency depend on the type and scope of danger posed to the victim, the police, and the public.
Id. at 1162 (footnote omitted).
Applying this analysis to the facts in Bryant, the USSC concluded “the circumstances of the encounter as well as the statements and actions of [the declarant] and the police objectively indicate[d] that the ‘primary purpose of the interrogation’ was ‘to enable police assistance to meet an ongoing emergency,’ ” such that the victim’s identification and description of his assailant and the location of the shooting were not testimonial hearsay and were not barred by the Confrontation Clause. Id. at 1166-67. In so finding, the court noted as follows:
As to the circumstances in which the encounter occurred, the court found the potential scope of the dispute, and therefore the emergency, in Bryant stretched more broadly than that in the domestic disturbance cases of Davis and Hammon, encompassing a potential threat to the police and the public. Id. at 1163-64. Additionally, Bryant involved the use of a gun, and while physical separation was sufficient to end the threat in Hammon, it did not necessarily end the threat in Bryant. Id. at 1164. Importantly, the court reiterated that “the existence vel non of an ongoing emergency is not the touchstone of the testimonial inquiry; rather, the ultimate inquiry is whether the ‘primary purpose of the interrogation [was] to enable police assistance to meet [the] ongoing emergency.’ ” Id. at 1165 (quoting Davis, 547 U.S. at 822, 126 S.Ct. 2266).
Reviewing the statements and actions of the declarant the court noted, from the description of the victim’s condition and report of his statements, it could not say that the primary purpose of a person in such a situation would be to establish or prove past events potentially relevant to later criminal prosecution. Id. As to the officers’ statements and actions, the court observed the questions they asked — what happened,
Finally, in considering the informality of the situation and the interrogation, the USSC found the situation in Bryant to be more similar to the “harried 911 call in Davis than the structured, station-house interview in Crawford,” with “[t]he informality suggesting] that the interrogators’ primary purpose was simply to address what they perceived to be an ongoing emergency, and the circumstances lacking] any formality that would have alerted [the declarant] to or focused him on the possible future prosecutorial use of his statements.” Id.
Based upon this analysis, the USSC held the circumstances of the encounter and statements and actions of the declarant and interrogators in Bryant objectively indicated the primary purpose of the interrogation was to enable police assistance to meet an ongoing emergency. Id. at 1166-67. Accordingly, the declarant’s statements were nontestimonial and therefore were not barred by the Confrontation Clause. Id. at 1167.
III. Application of Law to the Facts
As a threshold matter we agree with Haygood that the circuit court erred in finding the testimonial statements made by the victim to the police did not violate the Confrontation Clause because the statements fell within the excited utterance exception to hearsay. Though the circuit court stated in its order that Haygood “claim[ed] that this statement should be excluded based on the fact that it is hearsay,” the record is clear that trial counsel twice argued to the circuit court that hearsay was not the issue the defense was raising, but it was arguing inadmissibility based on Crawford. Further, Crawford plainly provides that a statement which may qualify as admissible hearsay may otherwise be rendered inadmissible by the Confrontation Clause if it is testimonial in nature. See Crawford, 541 U.S. at 68, 124 S.Ct. 1354. (“Where nontestimonial hearsay is at issue, it is wholly
As well, we agree with Haygood that the circuit court erred in distinguishing this case from Crawford on the bases that the statement in Crawford (1) was taken in a custodial interrogation and (2) was not an excited utterance. First, the fact that the statements here were not taken at a police station during custodial interrogation, although a proper factor to consider, is not dispositive. See Davis, 547 U.S. at 827, 126 S.Ct. 2266 (considering the difference in the level of formality between the interview in the station house in Crawford and the frantic 911 call in Davis as one of the factors in determining whether the statements from the 911 call were testimonial); Hammon, 547 U.S. at 830, 126 S.Ct. 2266 (recognizing the Crawford interrogation was more formal, but determining the interrogation of Hammon’s wife was “formal enough” in considering that factor and determining the wife’s statements were testimonial); Bryant, 131 S.Ct. at 1166-67 (considering the informality of the situation and the interrogation as one of the factors in objectively evaluating the statements and actions of the parties to determine the primary purpose of the interrogation in deciding whether the Confrontation Clause bars admission of a statement). Davis, Hammon, and Bryant demonstrate Crawford may apply to prohibit statements regardless of whether statements are made to police in a custodial interrogation or outside of such confines. Second, absolutely nothing in Crawford limits its application to statements previously admitted based upon them bearing a particularized guarantee of trustworthiness. Indeed, the language in Crawford indicates that consideration of whether the Confrontation Clause is implicated does not evaporate simply because testimony happens to “fall within some broad, modern hearsay exception.” Crawford, 541 U.S. at 56, 124 S.Ct. 1354. Further, the Hammon case establishes the decision in Crawford expressly applies to the sort of statements made here, i.e., those found admissible based upon the excited utterance exception. Thus, the USSC did not seek to limit the provision of the Confrontation Clause by challenging only statements that bore a particularized guarantee of trustworthiness. Accordingly, we agree with Haygood that the circuit court erred in distinguishing this case from Crawford on the bases that the
Turning to the ultimate issue before us — whether the victim’s statements are testimonial or nontestimonial — we note analysis of the case at hand is hampered by the fact that, not only do we not have available the specific questions and answers between the victim and Lt. Jenkins, we have only a summary of testimony from Lt. Jenkins as to what the victim said to him and little other information of the circumstances under which the statements were made. As noted by the State, the limited record before us makes it difficult to ascertain the circumstances surrounding the encounter between the victim and the officer. However, upon considering the restricted scenario before us,
Summarizing the law, statements are “testimonial when the circumstances objectively indicate that there is no ... ongoing emergency, and that the primary purpose of the interrogation is to establish or prove past events potentially relevant to later criminal prosecution,” while they are considered nontestimonial “when made in the course of police interrogation under circumstances objectively indicating that the primary purpose of the interrogation is to enable police assistance to meet an ongoing emergency.” Davis and Hammon, 547 U.S. at 822, 126 S.Ct. 2266. Further, Bryant edifies that “[t]o determine whether the ‘primary purpose’ of an interroga
Objectively evaluating the circumstances in which the encounter occurred between the victim and Lt. Jenkins and the statements and actions of the victim and Lt. Jenkins, we find the primary purpose of the interrogation was not to enable Lt. Jenkins’s assistance in order to meet an ongoing emergency but, rather, was to prove past events potentially relevant to later criminal prosecution.
Unlike Davis, the case at hand does not involve a 911 call, which is traditionally designed, riot to prove or establish some fact from the past, “but to describe current circumstances requiring police assistance.” Davis, 547 U.S. at 827, 126 S.Ct. 2266. We cannot say, as the USSC did in Davis, that any reasonable listener would recognize from the statements made
Though, as the State observes, Lt. Jenkins testified the victim was visibly upset when he arrived at the scene, there is simply no indication she remained in that state when she made the statements in question or that her statements were a cry for help. Notably, the victim in Hammon was characterized as “somewhat frightened” upon the arrival of the police, yet the USSC ultimately found her statements to be testimonial. Hammon, 547 U.S. at 819, 126 S.Ct. 2266. The State also places much emphasis on the fact that Lt. Jenkins testified Haygood was highly intoxicated when he arrived on the scene, was hostile toward the officer, and told the officer “this was his house and that he would do anything he wishes.” It is not clear at what point these matters occurred in relation to the victim’s interview by the officer and under what circumstances, thus it is difficult to say whether these matters lend support to the State’s assertion that they indicated the domestic disturbance was ongoing. At any rate, we note the facts in Hammon likewise demonstrated some hostile and belligerent behavior by the husband when he attempted to participate in the victim’s conversation with the police and became angry after he was rebuffed and separated from the victim. Id. at 819-20, 126 S.Ct. 2266.
Further, we do not believe Bryant requires a finding that the statements in the case at hand were nontestimonial.
Additionally, though certainly not as formal as the station-house interview in Crawford, neither did the matter at hand involve a “harried 911 call” as in Davis, or the “fluid,” and “somewhat confused,” situation with the “[un]structured interrogation” that occurred in Bryant. Id. at 1166. Rather,
Finally, the State correctly notes that the USSC in Bryant likened the underlying rationale for considering the existence vet non of an ongoing emergency as one of the most important factors in determining the primary purpose of an interrogation as being similar to that justifying the excited utterance exception to the rule against hearsay. Bryant, 131 S.Ct. at 1157. From this, the State extrapolates that the magistrate’s determination that the victim’s statements were admissible under the excited utterance exception “illustrates the freshness of the domestic disturbance.” First, as previously noted, the fact that a statement may qualify as an excited utterance will not necessarily save it from exclusion under the Confrontation Clause. Further, there is absolutely no indication in the record that the police arrived and took the victim’s statement very shortly after the domestic incident occurred. Thus, while the victim may have still been “under the stress of excitement caused by the event or condition,”
We find the case at hand is more similar to that of Hammon, wherein the interrogation occurred after police responded to the scene following a domestic disturbance. Most
Accordingly, after review of the record before us, we conclude an objective evaluation of the circumstances in which the encounter occurred as well as the statements and actions of the parties indicates the primary purpose of the interrogation was not to enable police assistance to meet an ongoing emergency. Rather, the primary purpose of the interrogation was to investigate a possible crime, and the victim’s statements to Lt. Jenkins are “an obvious substitute for live testimony, because they do precisely what a witness does on direct examination.” Id. at 830, 126 S.Ct. 2266. We therefore hold the victim’s statements in this matter were testimonial, and because there is nothing to indicate the declarant was not unavailable to testify at trial and the accused did not have a prior opportunity to cross-examine the declarant, admission of the statements violated Haygood’s Sixth Amendment right to confrontation.
CONCLUSION
Based on the foregoing, we reverse Haygood’s conviction and remand for a new trial consistent with this court’s opinion. We recognize the difficulties the State often encounters in prosecuting CDV cases. As noted by the USSC in Davis and Hammon, domestic abuse crimes are “notoriously susceptible to intimidation or coercion of the victim to ensure that she does not testify at trial,” and when this occurs, the offender reaps a windfall from the Confrontation Clause. 547 U.S. at 832-33. Nonetheless, our courts “may not ... vitiate constitutional guarantees” because they may “have the effect of allowing the guilty to go free.” Id. at 833, 126 S.Ct. 2266. Therefore, we are constrained to reverse Haygood’s conviction
REVERSED AND REMANDED.
. The return indicates these proceedings were recorded electronically. However, Haygood’s trial counsel informed the circuit court that when she requested a copy of the recording, she was told the recording was no longer available.
. Our review reveals no evidence in the record concerning how soon after the incident occurred the officer arrived.
. As previously noted, the trial proceedings were electronically recorded, but when trial counsel sought to obtain the recording in preparation
. It should be noted the USSC also cautioned that a conversation which begins as an interrogation to determine the need for emergency assistance may at some point evolve into testimonial statements once the emergency assistance purpose has been achieved. Id. at 828, 126 S.Ct. 2266.
. Miranda v. Arizona, 384 U.S. 436, 86 S.Ct. 1602, 16 L.Ed.2d 694 (1966).
. Such is relevant because an emergency focuses the participants on something other than an attempt to prove past events which may be potentially relevant to later criminal prosecution. Id. "[B]ecause the prospect of fabrication in statements given for the primary purpose of resolving that emergency is presumably significantly diminished, the Confrontation Clause does not require such statements to be subject to the crucible of cross-examination.” Id. The court likened this logic to that justifying the excited utterance exception in hearsay law, noting excited utterances "are considered reliable because the declarant, in the excitement, presumably cannot form a falsehood,” and an ongoing emergency has a similar effect of focusing attention on response to the emergency. Id.
. The State conceded at oral argument that, even if the statements qualified as excited utterances, they would be inadmissible if found to be testimonial in nature.
. See Bryant, 131 S.Ct. at 1162-63 (noting the court was hampered in applying analysis to the facts of that case because (1) it did not have the luxury of reviewing a transcript of the conversation between police and the victim and (2) the pre-Crawford and Davis trial provided a record that had not been developed to ascertain the primary purpose of the interrogation, but nonetheless making the determination of its nontestimonial nature based upon the record before it).
. See Rule 803(2), SCRE (providing an excited utterance is "[a] statement relating to a startling event or condition made while the declarant was under the stress of excitement caused by the event or condition”).
Concurring Opinion
I concur in the result reached in the majority opinion to reverse Haygood’s conviction and remand for a new trial. I would reverse and remand exclusively on the grounds that the court erred in distinguishing this case from Crawford, v. Washington, 541 U.S. 36, 124 S.Ct. 1354, 158 L.Ed.2d 177 (2004), and subsequently failing to make a determination as to whether the victim’s statements were testimonial or nontestimonial. While I am aware that an appellate court may engage in a Crawford analysis
. See State v. Ladner, 373 S.C. 103, 114-15, 644 S.E.2d 684, 689-90 (2007) (finding a statement nontestimonial under Crawford).
. The proceedings in magistrate’s court were electronically recorded pursuant to section 22-3-790 of the South Carolina Code (Supp. 2013). However, Haygood’s trial counsel informed the circuit court that upon requesting a copy of the recording, she was told the recording was no longer available. Therefore, the only testimony from the trial in magistrate’s court that we have before us is the magistrate’s summary of the proceedings.
Reference
- Full Case Name
- The STATE v. Henry HAYGOOD
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