Bairefoot v. City of Beaufort
Bairefoot v. City of Beaufort
Opinion of the Court
ORDER AND OPINION
Richard Mark Gergel, United States District Court Judge *506This matter is before the Court on Defendants' motion to dismiss. For the reasons set forth below, the Court denies the motion.
I. Background
Plaintiff Tina Bairefoot was convicted of shoplifting miscellaneous merchandise worth approximately $163 from a Walmart. (Dkt. No. 1 ¶ 57.) She was not represented by an attorney and she was not advised of her right to counsel. (Id. ¶¶ 59-66.) Beaufort Municipal Judge Ned Tupper sentenced her to pay a fine and court costs of $2,220, or to serve thirty days in jail. See Beaufort County, Public Index, available at http://publicindex.sccourts.org/Beaufort/PublicIndex/PISearch.aspx [hereinafter "Beaufort County Judicial Records"].
Plaintiff Dae'Quandrea Nelson was convicted of third-degree assault and battery and disturbing the schools. (Id. ¶ 100.) The charges arose from a fight between students at a high school that occurred when Mr. Nelson was a 17-year-old student. (Id. ¶ 76.) He was not represented by an attorney and he was not advised of his right to counsel. (Id. ¶¶ 86, 93, 102.) When he first appeared in Bluffton Municipal Court on February 2, 2016, he applied for pretrial intervention and his application was accepted. (Id. ¶ 83-88.) Mr. Nelson however failed to complete required weekend community service and he failed to pay a required $30 fee (although he had already paid $350 to apply to pretrial diversion), so he appeared again in Bluffton Municipal Court on February 21, 2017. (Id. ¶¶ 87-89, 93.) Judge Dustin Lee sentenced him to pay a fine and court costs of $3,212.50, or to serve two concurrent 30-day jail sentences. See Beaufort County Judicial Records. Mr. Nelson's income is below the federal poverty guidelines. Mr. Nelson was incarcerated immediately upon sentencing. (Dkt. No. 1 ¶ 101.) Mr. Nelson served 16 days in jail. (Id. ¶ 103.)
Plaintiff Nathan Fox was convicted of speeding (10 mph or less), no proof of insurance, driving under a suspended license (third or subsequent offense), use of a license plate issued for a different vehicle, and defacement of a license plate. (Id. ¶ 108.) Judge Ned Tupper set a cash bond of $2,926.25, an amount apparently calculated to equal the expected fine and court costs of the charges. (Id. ¶ 110.) Mr. Fox's income is below the federal poverty guidelines. (Id. ¶ 107.) He was unable to post the cash bond and remained in jail for three weeks awaiting trial. (Id. ¶ 113.) He appeared before Beaufort Municipal Judge Mary Sharp on February 20, 2017. He was not represented by an attorney and he was not advised of his right to counsel. (Id.
*507¶¶ 114, 116.) He pleaded guilty to the charges. (Id. ¶ 115.) Judge Sharp did not hold a plea colloquy with Mr. Fox. (Id. ) She sentenced him to a fine and court costs of $2,879.38 and five consecutive 10-day jail sentences for the five charges, even though South Carolina law does not authorize imprisonment for one of those charges (speeding less than 10 mph). See S.C. Code § 56-5-1520(G) ; Beaufort County Judicial Records; (Dkt. No. 1 ¶ 115). After sentencing, he returned to the Beaufort County Detention Center under two bench warrants from magistrate court. (Dkt. No. 1 ¶ 117.) Ultimately, Mr. Fox spent 38 days in jail on the five municipal charges. Beaufort County records indicate that may have been sentenced to jail on the traffic charges for inability to pay the $2,879.38 fine, see Beaufort County Judicial Records, but that is unclear because of the warrants for Mr. Fox's arrest on other charges.
In South Carolina, municipal courts are optionally created by municipalities to hear petty criminal cases. See S.C. Code § 14-25-5. Where there is no municipal court, such cases are heard by magistrate courts. The municipal judges often are lawyers in private practice who serve in a part time capacity, but they are not required to be lawyers.
Before 2009, the Public Defender for the Fourteenth Judicial Circuit provided representation to indigent defendants in Beaufort and Bluffton Municipal Courts. (Id. ¶ 30.) In 2009, Defendants ignored requests from the public defender for funding to cover those services. Consequently, the public defender notified the municipal judges that the public defender would no longer provide representation and the municipalities that they needed to contract with private attorneys to provide indigent defense they needed to contract with private attorneys. (Id. ¶ 30.)
Thereafter, in 2015, the state legislature required municipalities that elect to have a municipal court to provide adequate funds for representation of indigent defendants. Act No. 91,
1. Negotiate an agreement for indigent defense with the circuit public defender. Several cities and towns have already taken this option.
2. Contract with an independent attorney for a fee or pro bono. Before contracting with the attorney, the town should ensure the attorney has malpractice insurance.
3. Remove the threat of jail time for indigents, although this makes it more difficult to collect any fines that might be imposed on the defendant.
4. Close the municipal court and negotiate an agreement with the county to have municipal cases tried in magistrate court.
*508Mun. Ass'n of S.C., Indigent defense costs are municipal responsibility , Uptown, Oct. 2015 (cited at Dkt. No. 1 ¶ 27). It also warned, "Failure to provide indigents with counsel could expose cities to liability" and "advocacy groups around the country are seeking opportunities to sue cities that violate the indigent defendant's right to counsel."
Defendants nonetheless failed to provide counsel for indigent defendants before Plaintiffs were sentenced to jail in 2017. At an April 25, 2017 Beaufort City Council meeting, city operations manager Linda Roper discussed with the city council a request for $10,000 in fiscal year 2018 to contract with a private attorney to provide municipal court indigent defense, which she described as "a mandate from the state." Beaufort City Council, Minutes, April 25, 2017, at 2. The Beaufort Municipal Court annual budget is approximately $500,000 and the court generates about $220,000 in revenue. Id. at 2-3. Ms. Roper recommended contracting with a private attorney rather than the public defender because the public defender has a case backlog and because Beaufort would get more "bang for the buck" from a local attorney retained by the council than from the public defender for the Fourteenth Judicial Circuit, who operates beyond the control of the City of Beaufort. Id. at 2. Councilman Philip Cromer asked if Beaufort could simply pay a fine rather than provide counsel for indigent defendants as required by law. Id. Councilman Mike McFee noted that course of action could result in litigation brought by the American Civil Liberties Union ("ACLU"). Id.
Around the time of those discussions, at least fifty unrepresented persons were sentenced to incarceration in Beaufort and Bluffton municipal courts (Dkt. No. 1 ¶ 41 (period March 21 to June 19, 2017) ) and 36% of the inmates in the Beaufort County Detention Center were incarcerated on municipal court charges without the assistance of counsel (Id. 1 ¶ 42 (as of July 1, 2017) ). On September 15, 2017, the Chief Justice of South Carolina issued a memorandum to all municipal court judges instructing them that "[a]ll defendants facing criminal charges in your courts that carry the possibility of imprisonment must be informed of their right to counsel and, if indigent, their right to court-appointed counsel prior to proceeding with trial" and that failure to do so would be a "clear violation" of the United States Constitution. (Id. 53.)
C. Procedural History
The ACLU filed the present putative class action on behalf of named Plaintiffs Tina Bairefoot, Dae'Quandrea Nelson, Nathan Fox, and all other persons similarly situated, on October 11, 2017. Plaintiffs assert claims under
II. Legal Standard
Rule 12(b)(6) of the Federal Rules of Civil Procedure permits the dismissal of an action if the complaint fails "to state a claim upon which relief can be granted." Such a motion tests the legal sufficiency of the complaint and "does not resolve contests surrounding the facts, the merits of the claim, or the applicability of defenses.... Our inquiry then is limited to whether the allegations constitute 'a short and plain statement of the claim showing that the pleader is entitled to relief.' " Republican Party of N.C. v. Martin ,
To survive a motion to dismiss, the complaint must state "enough facts to state a claim to relief that is plausible on its face." Bell Atl. Corp. v. Twombly ,
III. Discussion
Under the Sixth Amendment to the Constitution, "absent a knowing and intelligent waiver, no person may be imprisoned for any offense, whether classified as petty, misdemeanor, or felony, unless he was represented by counsel at his trial." Argersinger v. Hamlin ,
Independently, under the Equal Protection Clause of the Fourteenth Amendment, it is unconstitutional for a state to sentence a person to any period of imprisonment for inability to pay a fine. "[T]he Constitution prohibits the State from imposing a fine as a sentence and then automatically converting it into a jail term solely because the defendant is indigent and cannot forthwith pay the fine in full." Tate v. Short ,
Under those well-established constitutional rules, sentencing Plaintiffs to incarceration-either immediately or for inability to pay a fine-without assistance of counsel was a clear violation of federal law. Indeed, Defendants do not argue otherwise. Rather, they argue municipalities like themselves cannot be liable for the constitutional violations alleged. They argue that the duty to provide counsel for indigent criminal defendants is a judicial duty, not a municipal duty, that any municipal failure to comply with state law requiring appropriations for indigent defense *510is not actionable under § 1983, that they could not have proximately caused the alleged constitutional violations, and that the alleged facts are insufficient to show actual causation. They also argue the present suit seeks direct review of a state court judgment in violation of the Rooker - Feldman doctrine or is a collateral attack on criminal convictions impermissible under Heck v. Humphrey ,
A. Defendants were required to provide counsel for Plaintiffs
Defendants argue Reed v. Town of Lexington ,
Plaintiffs correctly argue Reed is inapplicable because state law enacted after Reed was decided makes counsel for indigent defendants "a matter of local concern" by requiring municipalities to providing funding for such counsel in their municipal courts. See Proviso 61.12. The other case Defendants cite in support of their no-duty-to-provide-counsel argument, Hamill v. Wright ,
Further, Reed 's holding regarding municipal courts relies solely upon Kramer v. County Council for Dorchester County ,
Moreover, City Council, as noted above, possesses broad discretion in generally administering the Municipal Court System. Council determines the number of *511municipal judges, full-time and part-time. Council also has broad authority with respect to ministerial recorders. Moreover, Council, as the funding authority for the city, has broad authority to establish by ordinance the Municipal Court System. Accordingly, Council possesses considerable discretion in the structure, make-up, organization and administration of the court system through the local legislative process.
Again, I would reiterate that the authority given by the General Assembly in this area is ample to remedy the situation [excessive caseloads]. Council possesses clear authority over the municipal judges and ministerial recorders in the sense of creation of positions, funding, appointment, reappointment, etc. Council also retains broad legislative policy-making authority in terms of the structure and organization of its Municipal Court System as well as the authority to contract with the other municipalities or the county to assist it.
Letter from Assistant Deputy Attorney General Robert D. Cook to Senator Robert W. Hayes, Jr.,
B. Defendants' failure to provide counsel for Plaintiffs is actionable under federal law
Defendants argue that even if the Proviso 61.12 does require municipalities to provide for indigent defense in municipal courts (as it indeed does), municipal failure to comply with a state law is not actionable under § 1983. But Proviso 61.12 merely means the municipalities are the public authorities designated by state law to provide for indigent defense in municipal courts-Proviso 61.12 even prohibits the South Carolina Commission on Indigent Defense from providing indigent defense in municipal courts unless municipalities agree to pay for such services. A deliberate decision to create criminal courts that operate without providing counsel to indigent defendants is a violation of the Sixth Amendment, which certainly is actionable under § 1983. See Gideon v. Wainwright ,
C. Causation
Defendants further argue the failure to fund defense counsel did not proximately cause the violation of Plaintiffs' rights because Defendants have no control over the municipal judge. They argue the municipal judge should have ordered some member of the bar to represent indigent defendants.
Those arguments imply the municipal judge's decision to violate the Constitution is a superseding cause of the alleged violation, relieving the municipalities of liability. The Fourth Circuit addressed superseding causes and proximate causation in constitutional torts in Evans v. Chalmers , holding "an alleged officer-prosecutor conspiracy does not alter the rule that a prosecutor's independent decision to seek an indictment breaks the causal chain unless the officer has misled or unduly pressured the prosecutor" because "subsequent acts of independent decision-makers (e.g., prosecutors, grand juries, and judges may constitute intervening superseding causes that break the causal chain").
Here, it was foreseeable that Defendants' failure to provide for indigent defense in courts of their own creation, as required by state law, would result in a violation of the Sixth Amendment. Defendants were on notice that their courts had been sentencing unrepresented persons to incarceration for years and in large numbers. (Dkt. No. 1 ¶¶ 25-27, 30-33, 35, 41-43, 49.) They were also on notice that they had a duty to provide counsel. (Id. ) Indeed, in 2013-years before Plaintiffs were denied counsel-the ACLU brought the issue to Defendants' attention. (Id. ¶ 49.) A counterfactual hypothesis that the municipal judges appointed by Defendants might have intervened to prevent an ongoing constitutional violation known to Defendants does not make the violation unforeseeable. See, e.g., Malley v. Briggs ,
Defendants also argue that even if damages are recoverable "in theory," they cannot show their alleged damages arising from incarceration were actually caused by the deprivation of counsel, because Plaintiffs cannot show that they would have avoided incarceration but for the absence of counsel. (See Dkt. No. 26.) A structural error like denial of counsel does not require a showing of prejudice when reviewing a criminal conviction for legal error, but some actual harm must be shown to establish liability for compensatory damages. But the alleged deprivation of counsel certainly suffices to support a claim for nominal damages. See Via v. Cliff ,
Defendants argue Heck v. Humphrey bars this § 1983 action because success "would necessarily imply the invalidity" of Plaintiffs' underlying criminal convictions. See
Defendants argue the Rooker - Feldman doctrine prohibits Plaintiffs' claims because they seek redress for injuries allegedly caused by a state court decision. "[T]he Rooker - Feldman doctrine applies only when the loser in state court files suit in federal district court seeking redress for an injury allegedly caused by the state court's decision itself." Davani v. Virginia Dep't of Transp. ,
Defendants essentially argue this Court lacks jurisdiction over the alleged constitutional violations because after Plaintiffs were convicted in municipal court without counsel and sentenced to short jail sentences, they failed to litigate their convictions pro se all the way to the United States Supreme Court. That argument is directly contradicted by the Fourth Circuit's holding that where "a prisoner could not, as a practical matter, seek habeas relief," he may file a § 1983 claim to vindicate his constitutional rights "against incursions under the claimed authority of state law upon rights secured by the Constitution." Wilson ,
Moreover, that result would also be inconsistent with the Fourth Circuit's narrow reading of Rooker - Feldman :
To emphasize the narrow role that the Rooker - Feldman doctrine is to play, the Supreme Court has noted repeatedly that, since the decisions in Rooker[ v. Fidelity Trust Co .,
To be sure, the distinction between preclusion principles and the Rooker - Feldman doctrine can sometimes be subtle, but it is nonetheless important to maintain. Preclusion principles are designed to address the tension between two concurrent, independent suits that results when the two suits address the same subject matter, claims, and legal principles. Whereas the Rooker - Feldman doctrine, by contrast, assesses only whether the process for appealing a state court judgment to the Supreme Court under
Thana v. Bd. of License Comm'rs for Charles Cty., Md. ,
IV. Conclusion
For the foregoing reasons, the Court DENIES Defendants' motion to dismiss (Dkt. No. 14).
AND IT IS SO ORDERED.
This Court "may properly take judicial notice of matters of public record" when considering a motion to dismiss. Philips v. Pitt Cty. Mem'l Hosp. ,
In South Carolina courts, income below the federal poverty guidelines creates a presumption of indigency for purposes of appointing defense counsel. Rule 602(b), SCACR.
The judges relevant to the complaint allegations-Ned Tupper, Mary Sharp, and Dustin Lee-are lawyers in private practice. Dustin Lee is no longer a municipal judge.
The Town of Bluffton's actions are more opaque. Its fiscal year 2017 budget included "[p]rovide counsel for indigents per new State law" under a list of "Current Performance Initiatives" for its Finance and Administration Department, which includes the municipal court. Town of Bluffton Adopted Consolidated Municipal Budget, Fiscal Year 2018, June 14, 2016, at 77. Whether that meant actually providing counsel for indigent defendants in 2017 is unclear, especially since the FY 2017 municipal court budget was only $2,955 higher than the revised FY 2016 budget (a less-than-inflation increase). Id. at 79. The FY 2018 municipal court budget, however, was $14,720 higher than the revised FYE 2017 budget. Town of Bluffton Adopted Consolidated Municipal Budget, Fiscal Year 2018, June 13, 2017, at 48.
It is unclear whether municipal judges have authority to appoint counsel. In 2013, Beaufort city attorney Bill Harvey told a local newspaper that municipal judges lack the authority to appoint counsel. Tom Barton, ACLU: Equal justice for poor remains unfulfilled in SC municipal courts , The Island Packet (October 5, 2013). Rule 608, SCACR ("Appointment of lawyers for indigents") expressly applies only to circuit and family courts. Rule 602, SCACR ("Defense of indigents") requires the appointment of counsel in municipal court cases where a prison sentence is likely, but the rule can be read as requiring the municipal judge to forward an approved application for appointed counsel to a circuit judge for an order of appointment. For present purposes, this Court assumes a municipal judge could appoint counsel for an indigent criminal defendant.
Reference
- Full Case Name
- Tina Renee BAIREFOOT v. CITY OF BEAUFORT, SOUTH CAROLINA
- Cited By
- 1 case
- Status
- Published