Doe v. Coastal Carolina University
Doe v. Coastal Carolina University
Opinion of the Court
This is a Title IX and gender discrimination action arising out of Plaintiff John Doe's permanent dismissal from Coastal Carolina University. This matter is before *371the Court on Defendant Coastal Carolina University's motion to dismiss under Rule 12(b)(6) of the Federal Rules of Civil Procedure. See ECF No. 6. For the reasons set forth below, the Court grants in part and denies in part Defendant's motion, granting it as to the state law claims on the basis of Eleventh Amendment immunity but denying it as to the Title IX and gender discrimination claims.
Factual Allegations
The complaint and attachments thereto allege and describe the following. John Doe ("Plaintiff") and Jane Doe ("Jane Doe") were students at Coastal Carolina University ("CCU" or "Defendant") during the 2016-2017 school year. Compl. at ¶¶ 1, 3, 43 [ECF No. 1]. Plaintiff was a male, freshman student in good standing and a member of the CCU football team. Id. at ¶ 8. Jane Doe was a female student, a member of the CCU cheerleading team, and an acquaintance of Plaintiff. Id. at ¶¶ 9-10. On August 27, 2016, after attending an off-campus pool party and consuming alcohol, Plaintiff and Jane Doe had consensual sex in Jane Doe's apartment. Id. at ¶¶ 47-56. Later that evening, several officers with the City of Conway Police Department ("Conway PD") were dispatched to Conway Medical Center to respond to a complaint by Jane Doe that she was sexually assaulted earlier that day. Id. at ¶ 57; see ECF No. 1-1 at 3. The responding officers determined that a sexual assault had occurred, and the police report names two suspects: Plaintiff and another male CCU student ("Roe") who had been in Jane Doe's apartment after Plaintiff's encounter with her. Compl. at ¶ 57; see ECF No. 1-1 at 3-6.
Subsequently, on October 14, 2016, after investigating Jane Doe's complaint, Conway PD officers presented their findings to a state prosecutor who reviewed the case and determined there was sufficient evidence to charge Roe with criminal sexual conduct in the third degree in violation of S.C. Code § 16-3-654 but insufficient evidence to proceed with a charge against Plaintiff. Compl. at ¶ 62; ECF No. 1-1 at 2; ECF No. 1-2 at 2. Upon learning of Jane Doe's sexual assault allegations against Plaintiff, Defendant notified him that he was being formally charged with violating Defendant's Code of Student Conduct (the "Student Code"), specifically, its Sexual Misconduct Policy. Compl. at ¶¶ 44, 64. Pursuant to the Student Code, Defendant assigned a Title IX investigator to examine the allegations, who, in Plaintiff's case, was Defendant's Dean of Students and Vice President of Student Rights and Responsibilities, Travis Overton ("Overton"). Id. at ¶¶ 15, 45. The Student Code requires an investigator to receive appropriate training and maintain complete impartiality during the course of an investigation. Id. at ¶ 45.
Defendant convened a panel of its Student Conduct Board to determine if Plaintiff violated the Student Code with his alleged sexual misconduct. Id. at ¶ 14. On or about November 29, 2016, Defendant notified Plaintiff and Jane Doe that a Student Conduct Board hearing was scheduled for December 6, 2016, where Plaintiff would have the opportunity to respond to his alleged violation of the Student Code. Id. at ¶ 16; ECF No. 1-3. On December 6, after reviewing documents and hearing testimony from witnesses, including Plaintiff and Jane Doe, the panel found in Plaintiff's favor, determining the evidence was insufficient to support a finding that he violated the Student Code. Compl. at ¶ 20.
*372On December 15, 2016, Jane Doe appealed the panel's decision. Id. at ¶ 23. However, Jane Doe's appeal did not conform to the procedures set forth in Defendant's Student Conduct Handbook, which require an appeal to be submitted in writing within three days of the panel's decision and to enumerate the panel's errors. Id. at ¶¶ 22, 25. Jane Doe's appeal was not in writing, untimely, and failed to list specific errors. Id. at ¶¶ 22-23, 26. Nevertheless, Defendant's Provost and Executive Vice President Ralph Byington ("Byington") reviewed the appeal and requested a new hearing, the basis of which was to determine whether Defendant followed its disciplinary procedures providing notice of the charges and an opportunity to respond and whether "new information exist[ed] sufficient enough to alter the original decision and why such information was not available at the original hearing." Id. at ¶ 27 (citing Jan. 5, 2017 Letter [ECF No. 1-7] ).
On March 31, 2017, an appeal panel convened for a second hearing. Id. at ¶ 32. Without hearing any witness testimony, the appeal panel "found a preponderance of evidence to indicate that [Jane Doe] was incapacitated by alcohol consumption, based on the statements provided. [Plaintiff] was familiar with [Jane Doe] from previous interactions and therefore reasonably should have known that [she] was incapacitated and therefore unable to give consent." Id. at ¶ 32 (citing Apr. 3, 2017 Letter [ECF No. 1-8] ). As a result, Plaintiff was permanently dismissed from CCU effective March 31, 2017. [Apr. 3, 2017 Letter].
Procedural History
On January 31, 2018, Plaintiff filed suit in federal court against Defendant, styling his causes of action as: (1) violation of Title IX of the Education Amendments of 1972; (2) violations of Title IX Office for Civil Rights ("OCR") Rules; (3) breach of contract; (4) breach of the covenant of good faith and fair dealing; (5) promissory estoppel; (6) negligence; and (7) a declaratory judgment. Compl. at ¶¶ 77-146. As relief, Plaintiff seeks unspecified money damages and equitable relief, requesting the Court to reverse the outcome of his erroneous disciplinary proceeding, restore his reputation, expunge his disciplinary record, remove the record of his expulsion from his education file, permanently destroy any record of the complaint against him, readmit him to CCU for the Spring 2018 semester, allow him to withdraw from any courses he may have failed as a result of his expulsion, and find Defendant's rules, regulations, and guidelines unconstitutional as applied. Id. at ¶ 146.
On May 7, 2018, Defendant filed the instant motion to dismiss. On May 21, 2018, Plaintiff filed a response, and on May 24, 2018, Defendant filed a reply thereto. The matter is now ripe for the Court's consideration.
Legal Standard
"A motion filed under Rule 12(b)(6) challenges the legal sufficiency of a complaint ... considered with the assumption that the facts alleged are true[.]" Francis v. Giacomelli ,
When reviewing a motion under Rule 12(b)(6), the Court must "accept all well-pleaded allegations in the plaintiff's complaint as true and draw all reasonable factual inferences from those facts in the plaintiff's favor."
*373Edwards v. City of Goldsboro ,
Discussion
Defendant moves to dismiss the complaint under Rule 12(b)(6) for failure to state a claim upon which relief can be granted. Mot. to Dismiss at 1 [ECF No. 6]. First, with respect to the Title IX causes of action, Defendant contends that there "are no well-pleaded allegations in the Complaint to demonstrate an anti-male bias in Defendant's decision to permanently dismiss Plaintiff as a student." Mem. in Supp. of Mot. to Dismiss at 9 [ECF No. 6-1]. Second, for the state law causes of action, Defendant asserts sovereign immunity, arguing those claims are barred by the Eleventh Amendment of the United States Constitution. Id. at 19. Third, with respect to the declaratory relief Plaintiff seeks for the alleged Title IX violations, Defendant claims that the Federal Declaratory Judgment Act does not create its own substantive cause of action, so if the Court dismisses the Title IX claims, then it should likewise dismiss this equitable relief. Id. at 22-23. The Court examines each of these contentions in turn.
I. Title IX
Title IX provides in pertinent part that "[n]o person in the United States shall, on the basis of sex, be excluded from participation in, be denied the benefits of, or be subjected to discrimination under any education program or activity receiving Federal financial assistance[.]"
Yusuf v. Vassar College was the first case among the circuit courts to recognize a private Title IX cause of action on the grounds that a college's disciplinary proceeding was improperly motivated by the accused's gender.
Under the Yusuf framework, there are two theories on which such an action can proceed: erroneous outcome and selective enforcement.
A. Erroneous Outcome
A plaintiff claiming erroneous outcome must allege: (1) "particular facts sufficient to cast some articulable doubt on the accuracy of the outcome of the disciplinary proceeding" and (2) "a particularized ... causal connection between the flawed outcome and gender bias." Yusuf at 715 ; see also Doe v. Rector ,
*375Doe v. Salisbury Univ. ,
In moving to dismiss Plaintiff's Title IX claims, Defendant argues that Plaintiff has failed to plead sufficient facts to support either element. Mem. in Supp. of Mot. to Dismiss at 9, 13. In response, Plaintiff contends he has pled his allegations "in excruciating detail demonstrating ... plausible legal theories and inferences which support gender bias." Resp. to Mot. to Dismiss at 3.
B. Accuracy of Plaintiff's Disciplinary Proceeding
In this case, Plaintiff has alleged that his disciplinary proceeding was flawed because he is innocent of the sexual misconduct charge against him as his encounter with Jane Doe was consensual, her alcohol consumption did not impair her ability to consent to sex, and the Conway PD and state prosecutor had insufficient evidence to charge him with a crime. Compl. at ¶¶ 9, 11, 47-52, 62-63. Furthermore, Plaintiff alleges particular facts that policies and procedures were not followed when Jane Doe appealed and, despite this, an appeal panel convened and overturned the first panel's findings of Plaintiff's innocence without due regard for the evidence. Id. at ¶¶ 22-23, 25-27, 69-70, 72, 87, 93.
At this motion-to-dismiss stage of the case, where all reasonable inferences must be drawn in Plaintiff's favor, these allegations are sufficient to cast some articulable doubt on the accuracy of the outcome of Defendant's disciplinary proceeding against Plaintiff. See Doe v. Rector ,
C. Causal Connection Between Flawed Outcome and Gender Bias
To satisfy the second element of his erroneous outcome claim, Plaintiff must *376plead "particular circumstances suggesting that gender bias was a motivating factor" behind the appeal panel's erroneous finding. Yusuf at 715. Defendant contends the complaint lacks well-pleaded allegations of anti-male bias. Mem. in Supp. of Mot. to Dismiss 13-18.
In the complaint, Plaintiff alleges that: (1) Byington capriciously ordered a second hearing because he did not like the decision of the first panel, even though there was no evidence to reconvene a hearing, constituting "anti-male gender bias," Compl. at ¶¶ 28-30; (2) the appeal panel was not duly constituted because there were no students in the panel as required by Defendant's Student Code, evidencing ... "anti-male gender bias," id. at ¶ 31; (3) Overton "engaged in odd faculty-student conduct towards [Plaintiff]" by having weekly mentoring meetings with Plaintiff in his office from January to July 2016, buying dinner and a $ 300 suit for Plaintiff during the mentorship, and taking primary care of Plaintiff while he was hospitalized from a car accident, all of which "can be inferred as possible inappropriate conduct towards a student," id. at ¶¶ 65-66; (4) Plaintiff "spurned" Overton, which "can generate an anti-male gender bias," id. at ¶ 66; and (5) "there has been other disparate favorable treatment of Jane Doe demonstrating anti-male gender bias" because Jane Doe was not punished for underage drinking, showing a picture of confidential witness statements to other CCU students, and contacting Plaintiff's church about the alleged sexual assault, id. at ¶¶ 73-74.
Defendant contends these allegations simply show a flawed proceeding, not anti-male gender bias. Mem. in Supp. of Mot. to Dismiss at 13-16. However, Plaintiff further alleges widespread anti-male bias at CCU, asserting that: (1) Defendant "has created an environment in which an accused male student is effectively denied fundamental due process by being prosecuted ... under ... a presumption of guilt," Compl. at ¶ 92; (2) Defendant's "guidelines and regulations disproportionately affect the male student population of the [CCU] community as a result of the higher incidence of female complainants of sexual misconduct against male complainants," id. at ¶ 96; and (3) "male respondents in sexual misconduct cases at [CCU] are discriminated against solely on the basis of sex[,] [and] ... are invariably found guilty, regardless of the evidence, or lack thereof," id. at ¶ 97.
With respect to the first and third allegations above that Defendant treats accused male students under a presumption of guilt on the basis of their gender, discriminates against them in sexual misconduct cases, and invariably finds them guilty regardless of the evidence, these types of allegations were sufficient to survive a motion to dismiss in Yusuf . See
However, Defendant questions whether such allegations are sufficient in a post- Twombly and Iqbal landscape, as another district court in this circuit has questioned. Mem. in Supp. of Mot. to Dismiss at 12. According to a case from the Eastern District of Virginia, although similar allegations "passed muster in Yusuf ..., mimicking the Yusuf plaintiff's allegations is not necessarily sufficient to survive a motion to dismiss" because under Twombly and Iqbal , "both decided after Yusuf ," a plaintiff "must plead facts sufficient to support a plausible inference of liability." Doe v. Rector ,
The Court believes that Plaintiff's allegations are sufficient at this stage. Furthermore, the Court does not believe that Plaintiff should be barred from discovery because he is unable to give more precise details about this alleged widespread gender bias at CCU; as he points out, such evidentiary materials are within Defendant's control. Given the confidential nature of disciplinary proceedings against students accused of sexual misconduct, it is difficult to imagine how Plaintiff could plead the existence of such proceedings in greater factual detail. The Court finds that Plaintiff has pled or alleged "particular circumstances suggesting that gender bias was a motivating factor" behind Defendant's allegedly erroneous finding. Whether the evidence Plaintiff culls from discovery is sufficient to support his allegations may be a question for future proceedings. Accordingly, the Court denies Defendant's motion to dismiss with respect to Plaintiff's Title IX claims.
II. Eleventh Amendment Immunity
Defendant moves to dismiss the state law causes of action under Rule 12(b)(6)
*378A. Legal Standard
Rule 12(h)(3) of the Federal Rules of Civil Procedure mandates dismissal of a claim if the Court "determines at any time that it lacks subject-matter jurisdiction." Fed. R. Civ. P. 12(h)(3). The Eleventh Amendment restricts federal court jurisdiction by virtue of the states' sovereign immunity. See U.S. Const. amend. XI ("The Judicial power of the United States shall not be construed to extend to...."); see also Pennhurst State Sch. & Hosp. v. Halderman ,
B. Eleventh Amendment Immunity & Subject-Matter Jurisdiction
The Eleventh Amendment bars suits in federal court against a state by its own citizens, citizens of other states, and citizens of other countries. U.S. Const. amend. XI ; Hans v. Louisiana ,
Nevertheless, a state may waive its Eleventh Amendment immunity, but only in the most unequivocal terms. "[W]hether a particular set of state laws, rules, or activities amounts to a waiver of the State's Eleventh Amendment immunity is a question of federal law." Lapides v. Bd. of Regents of Univ. Sys. of Ga. ,
*379Pursuant to the South Carolina Tort Claims Act, S.C. Code §§ 15-78-10 through 15-78-200, (the "SCTCA"), South Carolina has not waived its Eleventh Amendment immunity for lawsuits in federal court, consenting to suit only in South Carolina state court to the extent that it has waived tort claims against it. S.C. Code § 15-78-20(e) ("Nothing in this chapter is construed as a waiver of the state's or political subdivision's immunity from suit in federal court under the Eleventh Amendment to the Constitution of the United States nor as consent to be sued in any state court beyond the boundaries of the State of South Carolina."); see Introini v. S.C. Nat'l Guard ,
The Fourth Circuit uses a four-factor test to determine whether a party is an arm of the state entitled to Eleventh Amendment immunity: (1) the "most important consideration is whether the state treasury will be responsible for paying any judgment that might be awarded"; (2) whether the entity exercises a significant degree of autonomy from the state; (3) whether the entity is involved with local versus statewide concerns; and (4) how the entity is treated as a matter of state law. Harter ,
In deciding whether public state universities are arms of the state, courts "[a]lmost universally ... answer ... in the affirmative." Md. Stadium Auth. v. Ellerbe Becket, Inc. ,
With respect to the first and fourth factors (state treasury's liability and how state law treats the entity), under the plain language of the SCTCA defining "state" and "agency", CCU clearly falls within the ambit of South Carolina's Eleventh Amendment immunity. "State" is defined as "the State of South Carolina and any of its offices, agencies, authorities, departments, commissions, boards, divisions, instrumentalities ... and institutions, including state-supported government health care facilities, schools, colleges, universities, and technical colleges ." S.C. Code §§ 15-78-30(a) (emphasis added). Similarly, "agency" is defined as "the individual office, agency, authority, department, commission, board, division, instrumentality, or institution, including a state-supported governmental health care facility, school, college, university , or technical college, which employs the employee whose act or omission gives rise to a claim under [the SCTCA]." S.C. Code § 15-78-30(a), (e) (emphasis added). When the South Carolina legislature established CCU from Coastal Carolina College-which had been a four-year regional branch of the University of South Carolina-it did so by stating that CCU "shall be a separate and distinct institution of higher learning of the State of South Carolina ." S.C. Code § 56-13-100 (emphasis added). Thus, South Carolina law treats CCU as part of the State of South Carolina. With respect to liability, the SCTCA makes the State and its agencies liable for certain torts, providing recovery of damages up to $ 300,000 per occurrence on state law tort claims. S.C. Code. § 15-78-120(a)(1). Given the SCTCA's language treating CCU as part of the State, the South Carolina treasury would be liable for Defendant's alleged torts. Thus, this first-and most significant factor-as well as the fourth factor, weigh heavily in favor of finding CCU an arm of South Carolina. The Court briefly addresses the second and third factors (degree of autonomy from the State and local versus statewide concerns).
With respect to the second factor, the Fourth Circuit instructs the Court consider "who appoints the entit[ies'] directors or officers, who funds the entit[ies], and whether the State retains a veto over the entit[ies'] actions." United States ex rel. Oberg v. Pa. Higher Educ. Assistance Agency ,
*381S.C. Code § 59-136-130. This factor weighs slightly in favor of finding CCU an arm of South Carolina because although South Carolina has endowed the CCU board of trustees with powers of governance, management, and operation of CCU, it is nevertheless an alter ego of the State as evinced by the board's composition of the governor, and governor and legislature-elected members.
Finally, with respect to the third factor, the Fourth Circuit has held that "[h]igher education is an area of quintessential state concern and a traditional state governmental function." Ellerbe Becket ,
In conclusion, the Ram Ditta factors all weigh in favor of finding Defendant an arm of South Carolina. South Carolina has clearly retained its sovereign immunity under the Eleventh Amendment to the fullest extent on behalf of itself and its arms, which includes CCU. See S.C. Code § 15-78-20(a) ("[I]t is declared to be the public policy of the State of South Carolina that the State, and its political subdivisions, are only liable for torts within the limitations of this chapter and in accordance with the principles established herein."); S.C. Code § 15-78-20(a) (providing that the South Carolina legislature "intends to grant the State, its political subdivisions, and employees, while acting within the scope of official duty, immunity from liability and suit for any tort except as waived by this chapter"). Accordingly, Defendant is an arm of the State of South Carolina entitled to Eleventh Amendment immunity with respect to Plaintiff's state law claims against it. As such, Defendant's motion to dismiss the state law claims with respect to Eleventh Amendment immunity is granted, and those claims are dismissed without prejudice. See Smyth v. Stirling , Civil Action No. 0:18-cv-01218-RBH,
III. Declaratory Relief
Lastly, Defendant moves the Court to dismiss Plaintiff's claim for the declaratory relief he seeks under the Declaratory Judgment Act,
Conclusion
For the foregoing reasons, the Court GRANTS IN PART AND DENIES IN PART Defendant's motion to dismiss [ECF No. 6], granting it with respect to the state law claims but denying it with respect to the Title IX and gender discrimination claims. Because the Court lacks subject-matter jurisdiction over the state law claims, the Court dismisses those claims without prejudice.
IT IS SO ORDERED.
Pursuant to Local Civil Rule 7.08 (D.S.C.), the Court dispenses with a hearing on the motion.
The First, Fourth, Fifth, Sixth, and Eleventh Circuits have discussed the Second Circuit's Yusuf framework. In one recent case, the First Circuit has used the framework without expressly adopting it based on the parties' agreement to use it. Doe v. Trs. of Bos. Coll. ,
Brzonkala appears to be the only case before the Fourth Circuit-and Doe v. University of South Carolina the only case in the District of South Carolina-to have addressed Title IX under similar facts. It is important to note that the Fourth Circuit, en banc , vacated the opinion in Brzonkala on other constitutional grounds and did not address the panel's opinion with respect to Title IX.
With respect to dismissal on Eleventh Amendment grounds, the Fourth Circuit "has not definitively ruled whether [this] is properly based on Rule 12(b)(1) or 12(b)(6)." Kirby v. N.C. State Univ. , No. 5:13-CV-850-FL,
An additional type of waiver exists where a state removes a case involving state law claims against it to federal court. See Lapides ,
Reference
- Full Case Name
- John DOE v. COASTAL CAROLINA UNIVERSITY
- Cited By
- 10 cases
- Status
- Published