Brown v. South Carolina Department of Corrections
Trial Court Opinion
IN IN THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF SOUTH CAROLINA Isaiah Brown, ) C/A No.: 1:21-2784-DCN-SVH ) Plaintiff, ) ) ) vs. ) ) South Carolina Department of ) REPORT AND Corrections; Joey Wesley Tutt, in ) RECOMMENDATION AND his individual capacity as a ) ORDER ) Corrections Officer at McCormick ) Corrections Institution, and John ) Does 1–10, ) ) Defendants. ) ) In this case, a prisoner attempts to sue a corrections officer, and the corrections officer’s employer, where the prisoner has already attempted to sue the corrections officer over the same alleged incident.
Isaiah Brown (“Plaintiff”) originally filed the instant complaint in the McCormick County Court of Common Pleas (“state court”), asserting a claim pursuant to 42 U.S.C. § 1983 against Joey Wesley Tutt (“Tutt”), in his individual capacity as a corrections officer at McCormick Corrections Institution, for alleged violations of Plaintiff’s Eighth and Fourteenth Amendment rights. Plaintiff additionally asserts multiple negligence-based claims against the South Carolina Department of Corrections (“SCDC”) and has named as additional defendants multiple John Does. Tutt, with SCDC’s consent, removed this case to this court on August 27, 2021.
This matter comes before the court on Tutt’s motion to dismiss. [ECF No. 10]. Tutt’s motion having been fully briefed [ECF Nos. 15, 16], it is ripe for disposition. Also before the court is SCDC’s motion to dismiss [ECF No. 14] and the parties’ consent motion for extension of time for briefing on SCDC’s motion to dismiss. [ECF No. 17].
Pursuant to the provisions of 28 U.S.C. § 636(b)(1)(B), and Local Civ. Rule 73.02(B)(2)(d) (D.S.C.), this matter has been assigned to the undersigned for all pretrial proceedings. Having carefully considered the parties’ submissions and the record in this case, the undersigned denies the parties’ consent motion as moot and recommends the district judge grant Tutt’s motion to dismiss and deny SCDC’s motion to dismiss.
I. Factual and Procedural Background On June 28, 2021, Plaintiff, proceeding with counsel, filed the instant lawsuit, alleging that on August 8, 2019, Tutt assaulted Plaintiff by using unauthorized chemical munitions and by punching and kicking Plaintiff, in violation of Plaintiff’s Eighth and Fourteenth Amendment rights. [ECF No. 1]. Plaintiff further alleges he received no emergency care or medical care, and also asserts multiple negligence-based claims against SCDC, including negligent hiring, supervision, and retention of Tutt.
Previously, on September 3, 2019, Plaintiff, proceeding pro se, filed a lawsuit in this court, , C/A No. 19-2481-DCN-SVH (“ ”).
In , Plaintiff also alleged that on August 8, 2019, Tutt assaulted him by using unauthorized chemical munitions and by punching and kicking him, in violation of his Eighth Amendment rights. [ , ECF No. 1]. On March 20, 2020, following discovery conducted by the parties, Tutt filed a motion for summary judgment. [ , ECF No. 39]. Plaintiff failed to respond, even after multiple court orders directing him to do so. The case was dismissed with prejudice for failure to prosecute on June 1, 2020. [ , ECF No. 47].
In this case, Tutt filed the instant motion to dismiss on September 14, 2021, arguing in part that Plaintiff’s claims against him are barred by res judicata. In response, Plaintiff admits “a § 1983 claim may not be properly maintained against Defendant Tutt in federal court” and requests that “that the Plaintiff’s §1983 claim be dismissed, and that this Court dismiss, without prejudice, Plaintiff’s remaining state law claims so that Plaintiff may refile his state law claims in state court.” [ECF No. 15 at 2].1
B. Analysis “The doctrine of res judicata encompasses two concepts: 1) claim preclusion and 2) issue preclusion, or collateral estoppel.” , 287 F.3d 316, 318 (4th Cir. 2002). Under the doctrine of res undersigned recommends the district judge deny SCDC’s motion to dismiss. , C/A No. 3:09-144-CMC-PJG, 2010 WL 3218883, at *2 (D.S.C. Aug. 12, 2010) (adopting report and recommendation denying motion to dismiss for failure to comply with Local Civ. Rule 7.04 (D.S.C.)). judicata, “[a] final judgment on the merits of an action precludes the parties or their privies from relitigating issues that were or could have been raised in that action.” , 452 U.S. 394, 398 (1981); , 369 F.3d 345, 354 (4th Cir. 2004). “Under the doctrine of claim preclusion, a final judgment forecloses successive litigation of the very same claim, whether or not relitigation of the claim raises the same issues as the earlier suit. Issue preclusion, in contrast, bars successive litigation of an issue of fact or law actually litigated and resolved in a valid court determination essential to the prior judgment, even if the issue recurs in the context of a different claim.” , 553 U.S. 880, 892 (2008) (citations omitted).
The following three elements must be met for claim preclusion to apply: “(1) the prior judgment was final and on the merits, and rendered by a court of competent jurisdiction in accordance with the requirements of due process; (2) the parties are identical, or in privity, in the two actions; and (3) the claims in the second matter are based upon the same cause of action involved in the earlier proceeding.” , 199 F.3d 694, 704 (4th Cir. 1999) (citing , 800 F.2d 1308, 1313 (4th Cir. 1986)).
Here, Plaintiff’s claims brought in this suit are barred by claim preclusion. First, was dismissed with prejudice for Plaintiff’s failure to prosecute. Under the Federal Rules of Civil Procedure and this court’s precedent, the dismissal operates as an adjudication on the merits with preclusive effect. Fed. R. Civ. P. 41(b) states that if a plaintiff fails to prosecute or comply with these rules or a court order, a dismissal under this rule operates as an adjudication on the merits. , 287 F.3d at 319.
Second, in both and the instant case, Plaintiff has sued Tutt; thus, the parties are identical. In the instant case, Plaintiff has additionally sued SCDC. However, SCDC is in privity with Tutt.2 , C/A No. 6:14-2595-MGL, 2015 WL 4459045, at *6 (D.S.C. July 21, 2015) (holding “defendants in this action and the SCDC are in privity for the purposes of the plaintiff’s claims as they represent the same legal interests,” where “plaintiff’s current claims arise out of the same occurrence that was the subject of the prior state court action, and the plaintiff clearly had the opportunity to bring his current claims in the prior state court action” even though the first suit was brought against SCDC pursuant to the South Carolina Tort Claims Act, S.C. Code Ann. § 15-78-10, (“SCTCA”)
26, 2015).
Third, Plaintiff’s current claims arise out of the same occurrence that was the subject of , Plaintiff had the opportunity to bring his current claims in the prior state court action, and Plaintiff does not appear to argue otherwise. [ ECF No. 15]. Although Plaintiff previously only brought constitutional claims pursuant to 42 U.S.C. § 1983 and now brings both constitutional claims and negligence-based state law claims, “[t]he identity of the subject matter of the two suits rests not in their forms of action or the relief sought, but rather, in the combination of the facts and law that give rise to a claim for relief.” , 2014 WL 2612487, at *5 (D.S.C. June 9, 2014) (citing , 512 S.E.2d 106, 109–10 (S.C. 1999)). Plaintiff’s claims in this action arise from the same set of facts that gave rise to his claims in , and the claims presented in this action existed at the time of . , 81 F.3d 1310, 1315 (4th Cir. 1996).
Accordingly, the undersigned recommends the district judge grant Tutt’s motion to dismiss,3 and dismiss Plaintiff’s claims with prejudice as to all defendants.4
IT IS SO ORDERED AND RECOMMENDED. pon October 21, 2021 Shiva V. Hodges Columbia, South Carolina United States Magistrate Judge The parties are directed to note the important information in the attached “Notice of Right to File Objections to Report and Recommendation.”
Notice of Right to File Objections to Report and Recommendation The parties are advised that they may file specific written objections to this Report and Recommendation with the District Judge. Objections must specifically identify the portions of the Report and Recommendation to which objections are made and the basis for such objections. “[I]n the absence of a timely filed objection, a district court need not conduct a de novo review, but instead must ‘only satisfy itself that there is no clear error on the face of the record in order to accept the recommendation.’” , 416 F.3d 310 (4th Cir. 2005) (quoting Fed. R. Civ. P. 72 advisory committee’s note).
Specific written objections must be filed within fourteen (14) days of the date of service of this Report and Recommendation. 28 U.S.C. § 636(b)(1); Fed. R. Civ. P. 72(b); Fed. R. Civ. P. 6(a), (d). Filing by mail pursuant to Federal Rule of Civil Procedure 5 may be accomplished by mailing objections to: Robin L. Blume, Clerk United States District Court Richland Street Columbia, South Carolina 29201 Failure to timely file specific written objections to this Report and Recommendation will result in waiver of the right to appeal from a judgment of the District Court based upon such Recommendation. 28 U.S.C. § 636(b)(1); , 474 U.S. 140 (1985); , 766 F.2d 841 (4th Cir. 1985); , 727 F.2d 91 (4th Cir. 1984).
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