Stewart Ex Rel. Estate of Stewart v. Floyd
Stewart Ex Rel. Estate of Stewart v. Floyd
Opinion of the Court
This is an appeal by Jesse Floyd from a denial of a motion brought pursuant to Section 15-27-130, South Carolina Code (1976) to vacate a default judgment on the basis of excusable neglect, inadvertence, or surprise. We affirm.
Appellant was originally served with a summons and complaint on April 16, 1976 in which respondent James Stewart, as administrator, sought damages for the wrongful death of his daughter, allegedly caused by the negligence and wantonness of appellant, a practicing physician, in the medical
Respondent’s counsel subsequently discovered that the jurisdictional limits of the Richland County Court, where the action had been inadvertently instituted, had been grossly exceeded by the amount of damages prayed for in the complaint. He forthwith contacted both the appellant’s personal attorney and the attorney for appellant’s malpractice insurer, requesting that they consent to an alteration in the erroneous, caption by changing Richland County Court to Common Pleas Court and that the case be filed in the latter court. This request was denied. Respondent’s attorney then obtained an ex parte order from the Richland County Court on April 21, 1976 dismissing the action for want of jurisdiction. A copy of the order of dismissal was mailed to the attorney for appellant’s malpractice insurer on the same date.
A second summons and complaint, identical in every respect to the previous pleadings except the portion of the caption designating the trial forum, was served upon appellant on April 23, 1976,
Appellant first filed a motion on September 27, 1977 to vacate the default judgment on the ground of lack of service. After a hearing, at which appellant took the emphatic posi
On November 15, 1977 appellant, again attempted to vacate the default judgment, proceeding under section 15-27-130 on the basis of excusable neglect, inadvertence, or surprise. The lower court denied his motion. This appeal followed.
The lower court’s determination of motions brought under section 15-27-130 will not be disturbed absent a clear showing of an abuse of discretion. Thermal Insulation Co., Inc. v. Town & Campus, Inc., 271 S. C. 478, 248 S. E. (2d) 310 (1978). An abuse of discretion arises in cases in which the judge issuing the order was controlled by some error of law or where the order, based upon factual, as distinguished from legal, conclusions, is without evidenitary support. Id. The party seeking relief under section 15-27-130 must show that the judgment was taken against him through his mistake, inadvertence, surprise, or excusable neglect and that he had a meritorious defense. McInerny v. Toler, 260 S. C. 382, 196 S. E. (2d) 122 (1973).
Appellant contends that the two sets of summons and complaints were so similar that it constituted excusable neglect for him to conclude that the second summons and complaint had been taken care of by reason of the fact that he had placed the first set of pleadings in the hands of his attorneys. Appellant’s testimony concerning the reaction which he supposedly had when served with the second set of suit papers is necessarily diminished by his continued assertion that he has no personal recollection of ever having been served with such papers. His testimony on this vital issue is, therefore, hypothetical and speculative.
This court has passed upon several cases involving the attempt to vacate default judgments on the ground of a defendant’s failure to appreciate the importance of pleadings served upon him. In McInerny v. Toler, supra, .the court re
Moreover, unlike the recent case of Thompson v. Wilder, S. C., 253 S. E. (2d) 108 (1979),
The evidence in this record is insufficient to support a finding of excusable neglect when viewed in the light of our prior decisions. Having found that appellant has not presented sufficient evidence to support a finding of excusable neglect, we do not reach the issue of whether a meritorious defense exists.
We find no abuse of discretion on the part of the lower court in denying the motion of appellant.
Affirmed.
The intestate initially consulted appellant concerning a pain which he diagnosed as being caused by pelvic inflammatory disease. She was admitted to Richland Memorial Hospital for the treatment of that condition and was discharged from the hospital two weeks later. Eighteen hours after such discharge, the intestate died at home.
Although appellant denies this service was made upon him, this issue has been conclusively resolved in a prior action adverse to his contention.
Counsel for the malpractice insurer testified that he called appellant’s personal counsel both after respondent’s attorney requested an amendment to the original suit and again after he had received a copy of the order of dismissal of the county court suit. On both occasions he advised appellant’s personal attorney that they might well expect suit to subsequenlty be brought in the court of common pleas.
Thompson v. Wilder, supra, may also be distinguished from the instant case by virtue of the fact that the confusion was caused in that case through the service of two summons (complaints not served). This court has noted previously that a summons (complaint not served) is a poor vehicle for alerting a layman to what is involved. Jolley v. Jolly, 265 S. C. 594, 220 S. E. (2d) 882 (1975).
Dissenting Opinion
(dissenting) :
I respectfully dissent and would reverse the order wherein the judge refused to vacate the default judgment.
This court has said:
“In determining whether there has been an abuse of discretion all of the facts and circumstances must be evaluated. If the requirements to vacate a judgment are met the judgment should be opened and the defendant permitted to answer.” Edwards v. Ferguson, 254 S. C. 278, 175 S. E. (2d) 224, 226 (1970).
An examination of all of the facts and circumstances of this case leads me to the conclusion that defendant’s failure to respond was due to excusable neglect, initiated by error on the part of plaintiff’s counsel in designating the wrong court. Except for this error, the dilemma we nurse could not have occurred.
Counsel for the insurance carrier is not to be faulted for refusing to agree to the requested amendment to the summons and complaint, the effect of which would be to transfer jurisdiction. Such consent might conceivably have deprived his client, the insurance company, of some defense under the terms of the insuring contract.
The ex parte order, having been sought without notice to interested parties appearing, was improperly procured. This court has frowned upon such orders in several opinions heretofore. Failure to notify counsel of the application and failure to provide the defendant’s personal attorney with a copy of the order, set the stage for the misunderstanding which has resulted. Even if it be conceded that plaintiff’s counsel was as a matter of right entitled to have the action dismissed,
This court has held that § 15-27-130 should be liberally construed to see that justice is promoted and to strive for disposition of cases on their merits. Edwards v. Ferguson, supra, 175 S. E. (2d) at 226.
In furtherance of justice, this court has made efforts to protect laymen from default judgments caused by confusing pleadings. We have also attempted to eliminate injustices caused by confusion arising out of the use of summons (complaint not served), a confusing legal document.
Under the majority opinion, plaintiff benefits from his initial error of bringing an action in a court without jurisdiction. Such was a cause of the confusion, without which the case would have been disposed of in the normal fashion on its merits.
The facts here are akin to those in Thompson v. Wilder, S. C., 253 S. E. (2d) 108 (1979), where we said:
“In our view respondent’s prosecution of these two identical actions against essentially the same defendants, coupled
Here, as there, the resulting confusion led to excusable neglect by the defendant and warrants vacation of the judgment.
In Howard v. Holiday Inns, 271 S. C. 238, 246 S. E. (2d) 880 (1978), we attempted to soften the harsh impact of default judgments by holding that when there has been an appearance but no answer or demurrer filed, the defendant is entitled to participate in the ascertainment of damages by cross-examining plaintiff’s witnesses and objecting to evidence. We held that one in default concedes liability but does not concede the amount of liability in a tort action. Here, both defendant’s counsel and his insurance carrier’s counsel had made an appearance as relates to the first summons and complaint. Counsel for the plaintiff was well aware that both personal counsel and insurance counsel had been employed to defend the claim. The ruling of the lower court may have the effect of relieving the insurance carrier of liability. While it is true that the defending attorneys had not, technically speaking, made an appearance as relates to the second summons and complaint, I think that the facts bring the case within the spirit, if not the letter, of our ruling in Howard. A strong argument can be made for the proposition that defendants should be notified of the default hearing in every instance, such that the court would have the benefit of an adversary proceeding as relates to the assessment of damages. Howard did not go that far in its ruling. Such an expansion of the rule would tend to eliminate many of the injustices arising out of default judgments with which both the lower court and this court are regularly plagued. Even if the defendant is not permitted .to answer, he should be allowed to defend and/or mitigate the damages as permitted by Howard.
While the majority does not reach the issue of whether a meritorious defense exists, the record abundantly shows that
Reference
- Full Case Name
- James STEWART, as Administrator of the Estate of Nancy Stewart, Respondent, v. Jesse J. FLOYD, M. D., Appellant
- Cited By
- 36 cases
- Status
- Published