Mangal v. State
Mangal v. State
Opinion of the Court
Farid A. Mangal was convicted of criminal sexual conduct with a minor, lewd act upon a child, and incest. After his convictions were affirmed, Mangal filed this action for post-conviction relief (PCR). He argues trial counsel was ineffective for not objecting to improper bolstering testimony. The PCR court refused to rule on the improper bolstering issue because the court found Mangal did not raise it in his PCR application or at the PCR hearing. The court of appeals reversed, finding the improper bolstering issue was raised to the PCR court. The court of appeals then proceeded to grant PCR on the merits of the issue before it was considered by the PCR court. We reverse the court of appeals and reinstate the PCR court’s order.
I. Facts and Procedural History
The facts surrounding Mangal’s sex crimes are set forth in detail in the court of appeals’ opinion. Mangal v. State, 415 S.C. 310, 781 S.E.2d 732 (Ct. App. 2015). Focusing on those facts relevant to the specific issues in this appeal, the victim— Mangal’s nineteen-year-old daughter—testified Mangal had been sexually assaulting her since she was ten years old. She described where, when, and how it happened. On cross-examination, trial counsel questioned the victim about inconsistencies in her testimony and suggested she had a motive to lie
Mangal’s improper bolstering claim is based on the testimony of the State’s witness Nancy Henderson, M.D., a pediatrician the trial court qualified as an expert “in the examination, diagnosis, and treatment of child sex abuse.” Dr. Henderson testified she conducted a physical examination of the victim and discovered her “hymen tissue looked very, very normal” except for a “marked narrowing” at one spot.
The jury convicted Mangal of criminal sexual conduct with a minor in the first degree, criminal sexual conduct with a minor in the second degree (two counts), lewd act upon a child,
Mangal filed his PCR application without the assistance of counsel.
Mangal was subsequently appointed counsel, and later retained a different attorney who represented him at the PCR trial, but no written amendment to Mangal’s original application was filed. Mangal’s counsel began the PCR hearing by calling witnesses, giving no indication to the PCR court he intended to raise any issues not set forth in the original application. During his presentation of evidence, PCR counsel asked trial counsel why he did not object to “improper bolstering” testimony given by Dr. Henderson, and the State briefly cross-examined him on the same subject. However, PCR counsel did not mention any intent to make an ineffective assistance claim based on a failure to object to improper bolstering testimony until the end of the hearing. At that point, he argued trial counsel was ineffective in several respects not mentioned in the original application, including for not objecting to the alleged improper bolstering testimony of Dr. Henderson.
The PCR court denied relief in a written order without addressing the improper bolstering issue. Mangal made a
Mangal filed a petition for a writ of certiorari seeking review of the denial of PCR, which we transferred to the court of appeals pursuant to Rule 243(0 of the South Carolina Appellate Court Rules. Mangal argued trial counsel was ineffective for not objecting to Dr. Henderson’s testimony and the PCR court erred by not ruling on the issue. The court of appeals agreed the PCR court erred in not ruling on the improper bolstering issue. Mangal, 415 S.C. at 317-18, 781 S.E.2d at 735-36. The court of appeals then addressed the merits of the issue, finding Dr. Henderson’s testimony was improper bolstering and counsel was ineffective for not objecting to it. 415 S.C. at 319-20, 781 S.E.2d at 736-37. The court of appeals remanded to the court of general sessions for a new trial. 415 S.C. at 319-20, 781 S.E.2d at 737. The State filed a petition for a writ of certiorari for review of the court of appeals’ decision, which we granted.
II. Standard of Review
Our standard of review in PCR cases depends on the specific issue before us. We defer to a PCR court’s findings of fact and will uphold them if there is any evidence in the record to support them. Sellner v. State, 416 S.C. 606, 610, 787 S.E.2d 525, 527 (2016) (citing Jordan v. State, 406 S.C. 443, 448, 752 S.E.2d 538, 540 (2013)). We do not defer to a PCR court’s rulings on questions of law.
III. Presentation of the Improper Bolstering Issue
We first address the court of appeals’ ruling that the improper bolstering issue was presented to the PCR court, and thus the PCR court erred in not ruling on it. We find the PCR court acted within its discretion in refusing to address the issue. First, the written application makes no mention of a claim based on improper bolstering, and no amendment to the written application was ever made. Second, PCR counsel began the hearing without mentioning there would be any additional claims for ineffective counsel beyond those listed in the original application. Third, even when PCR counsel questioned trial counsel on why he did not object to Dr. Henderson’s testimony, he did not inform the PCR court he would make a claim for ineffectiveness based on the failure to make an objection.
Fourth, when PCR counsel did finally mention an ineffectiveness claim based on the testimony of Dr. Henderson, he did not make the claim with specificity. In what was essentially a closing argument, PCR counsel argued for relief on several unrelated grounds, and then stated,
We also brought up the issue of Dr. Henderson. I believe in this case we have no case law specifically on allowing an expert to say in her opinion abuse occurred. She wasn’t asked that question. She gave that answer. It did not receive an objection which we believe it should have. It was improper vouching.
There was no further discussion of any claim for ineffectiveness based on trial counsel not objecting to Dr. Henderson’s testimony.
To the extent PCR counsel’s brief statement constitutes a claim for ineffective assistance of counsel, we find a PCR
In its opinion concluding Dr. Henderson’s testimony was improper bolstering, the court of appeals relied on several additional portions of Dr. Henderson’s testimony that were not revealed to the PCR court at any point during the PCR hearing. First, the court of appeals relied on the fact Dr. Henderson testified she considered “the history that [Victim] gave [her]” in reaching her opinion the victim had been abused. 415 S.C. at 319, 781 S.E.2d at 736. However, the PCR hearing transcript contains no mention of this testimony. Second, most of the testimony the court of appeals relied on to support its conclusion Dr. Henderson’s testimony was improper bolstering was actually elicited by trial counsel on cross-examination. There was no reference to any of that testimony during the PCR hearing.
Finally with regard to the PCR court’s exercise of discretion in refusing to address the improper bolstering issue, Mangal filed a Rule 59(e) motion asking the PCR court to consider the
From a procedural standpoint, the court of appeals relied on Simpson v. Moore, 367 S.C. 587, 627 S.E.2d 701 (2006), which it found “similar” to this case, to support its conclusion the PCR court erred by not ruling on the improper bolstering issue. Mangal, 415 S.C. at 317, 781 S.E.2d at 735. Simpson is similar to this case in that the PCR court refused to rule on a PCR claim “because Simpson did not specifically raise it in his PCR application.” 367 S.C. at 599, 627 S.E.2d at 707. Also similar to this case, Simpson filed a Rule 59(e) motion challenging the PCR court’s refusal to rule on the issue. 367 S.C. at 600 n.3, 627 S.E.2d at 708 n.3. We held “Simpson should have been permitted to amend his PCR application to conform to the evidence presented.” 367 S.C. at 599, 627 S.E.2d at 708.
However, there are significant dissimilarities between Simpson and this case. First, Simpson was an appeal from a three and one-half day PCR hearing, and PCR counsel’s intention to pursue the disputed issue was made clear during the PCR hearing. The issue concerned an alleged Brady
Second, the PCR court in Simpson made a specific finding as to the merits of the Brady claim, stating “the contents of the bag could have been exculpatory,” and “this evidence should have been preserved and, thus, been subject to discovery.” 367 S.C. at 599, 627 S.E.2d at 707. We observed, “Despite this finding, the [PCR] court ruled that the issue about the bag of money was not preserved for review because Simpson did not specifically raise it in his PCR application.” Id. Here, the PCR court made no such finding on the merits of the improper bolstering issue.
Finally, we specifically relied in Simpson on Rule 15(b) of the South Carolina Rules of Civil Procedure, under which—we stated—“pleadings may be amended, even after judgment, to conform to issues tried by express or implied consent but not raised in the original pleadings.” 367 S.C. at 599, 627 S.E.2d at 708 (citing Rule 15(b), SCRCP). The focus of a Rule 15(b) analysis is prejudice to the opposing party. See Harvey v. Strickland, 350 S.C. 303, 313, 566 S.E.2d 529, 535 (2002) (holding Rule 15(b) “Amendments to conform to the proof should be liberally allowed when no prejudice to the opposing party will result.”). We analyzed prejudice in Simpson, holding “the State would not be prejudiced by such an amendment given that the State cross-examined Simpson’s defense counsel on the issue and was permitted to present its own witness ... to contest the issue’s relevance.” Simpson, 367 S.C. at 599, 627
IV. Excusing Procedural Default in PCR Proceedings
There have been rare cases in which we have excused PCR applicants from procedural failures such as occurred in this case. In Simmons v. State, 416 S.C. 584, 788 S.E.2d 220 (2016), for example, the PCR applicant properly amended his application to assert “a claim that the State violated his due process rights by presenting false evidence to the jury” with its presentation of DNA evidence. 416 S.C. at 589, 788 S.E.2d at 223. The PCR court granted relief on another issue, as a result of which the applicant’s death sentence was vacated. 416 S.C. at 586, 788 S.E.2d at 222. The PCR court “summarily denied the remaining claims, including Simmons’s challenge to the DNA evidence, ‘as without merit.’ ” 416 S.C. at 591, 788 S.E.2d at 224. As to the summary denial of those claims, “Simmons failed to file a Rule 59, SCRCP motion, as our issue-preservation rules require.” Id.; see Marlar v. State, 375 S.C. 407, 410, 653 S.E.2d 266, 267 (2007) (holding that when a PCR court fails to make specific findings as to an issue, a Rule 59(e) motion is necessary to preserve the issue for appeal). We held that although the State was “technically correct” to argue Simmons’ DNA claim was procedurally barred, “dismissing the writ of certiorari would be fundamentally contrary to the interests of justice.” Simmons, 416 S.C. at 591, 788 S.E.2d at 224. We remanded the case to the PCR court for a new trial on the DNA claim. 416 S.C. at 593-94, 788 S.E.2d at 225.
Our ruling in Simmons was based on the State’s presentation—though innocent—of false evidence underlying the State’s analysis of DNA. 416 S.C. at 591, 788 S.E.2d at 224. We relied on precedent from the Supreme Court of the United States and this Court to support the need for the “extraordinary action” we took under that circumstance to excuse the procedural bar. 416 S.C. at 591-92, 788 S.E.2d at 224 (citing Napue v. Illinois, 360 U.S. 264, 269, 79 S.Ct. 1173, 1177, 3 L.Ed.2d 1217, 1221 (1959) and Riddle v. Ozmint, 369 S.C. 39, 47-48, 631 S.E.2d 70, 75 (2006)).
We have often considered the tension between the rights at stake in PCR proceedings and the application of traditional procedural requirements for the presentation and preservation of issues. See, e.g., Robertson v. State, 418 S.C. 505, 795 S.E.2d 29 (2016); Odom v. State, 337 S.C. 256, 523 S.E.2d 753 (1999). The Supreme Court of the United States recently addressed this tension in Martinez v. Ryan, 566 U.S. 1, 132 S.Ct. 1309, 182 L.Ed.2d 272 (2012). The issue in Martinez was “whether a federal habeas court may excuse a procedural default of an ineffective-assistance claim when the claim was not properly presented in state court due to an attorney’s errors in an initial-review collateral proceeding.” 566 U.S. at 5, 132 S.Ct. at
Later, Martinez filed a second PCR action in state court with new counsel, this time asserting trial counsel provided ineffective assistance. 566 U.S. at 6-7, 132 S.Ct. at 1314, 182 L.Ed.2d at 281. The state court dismissed this PCR action, finding Martinez was proeedurally barred from pursuing ineffective assistance claims that should have been asserted in his first PCR action. 566 U.S. at 7, 132 S.Ct. at 1314, 182 L.Ed.2d at 281. Martinez subsequently filed a writ of habeas corpus in federal court, again raising the ineffective assistance of counsel claims. Id. The district court refused to address the claims on the ground they were barred by procedural default in state court, and “Martinez had not shown cause to excuse the procedural default.” 566 U.S. at 7-8, 132 S.Ct. at 1315, 182 L.Ed.2d at 281. After the Ninth Circuit affirmed, the Supreme Court granted certiorari. 566 U.S. at 8, 132 S.Ct. at 1315, 182 L.Ed.2d at 282.
The Supreme Court held “a procedural default will not bar a federal habeas court from hearing a substantial claim of ineffective assistance at trial if, in the initial-review collateral proceeding, there was no counsel or counsel in that proceeding was ineffective.” 566 U.S. at 17, 132 S.Ct. at 1320, 182 L.Ed.2d at 288. In doing so, the Court recognized the right to the effective assistance of trial counsel is a “bedrock principle in our justice system,” and acknowledged applicants “confined to prison” and “unlearned in the law” often have difficulty complying with procedural rules in a PCR case. 566 U.S. at 12, 132 S.Ct. at 1317, 182 L.Ed.2d at 284. The Court then stated,
Allowing a federal habeas court to hear a claim of ineffective assistance of trial counsel when an attorney’s errors (or the*99 absence of an attorney) caused a procedural default in an initial-review collateral proceeding acknowledges, as an equitable matter, that the initial-review collateral proceeding, if undertaken without counsel or with ineffective counsel, may not have been sufficient to ensure that proper consideration was given to a substantial claim.
566 U.S. at 14, 132 S.Ct. at 1318, 182 L.Ed.2d at 285-86.
We first considered Martinez in Kelly v. State, 404 S.C. 365, 745 S.E.2d 377 (2013). We held Martinez “is limited to federal habeas corpus review and is not applicable to state post-conviction relief actions.” 404 S.C. at 365, 745 S.E.2d at 377. We considered Martinez again in Robertson. Reaffirming Kelly, we held “Martinez does not afford Petitioner a right to file a successive PCR application by merely alleging ineffective assistance of prior PCR counsel.” 418 S.C. at 516, 795 S.E.2d at 34. In Robertson, however, we permitted the PCR applicant to pursue a successive application the PCR court found was procedurally barred. 418 S.C. at 516, 795 S.E.2d at 34.
The Supreme Court’s decision in Martinez reminds us that the Sixth Amendment guarantee of effective assistance of counsel is a “bedrock principle in our justice system.” Simmons and Martinez counsel us that there are situations where the interests of justice require PCR courts to be flexible with procedural requirements before PCR applicants suffer procedural default on substantial claims. Such flexibility is consistent with the purpose and spirit of our Rules of Civil Procedure.
As we stated in Odom, and repeated in Robertson,
“All applicants are entitled to a full and fair opportunity to present claims in one PCR application.”
Robertson, 418 S.C. at 513, 795 S.E.2d at 33; Odom, 337 S.C. at 261, 523 S.E.2d at 755.
V. The Procedural Default in This Case
This is not an appropriate case in which to excuse Mangal from his procedural default. As we explained, the PCR court acted within its discretion to refuse to address any claim based on Dr. Henderson’s direct examination testimony. In addition to that testimony, however, the court of appeals relied on Dr. Henderson’s cross-examination testimony to support its conclusion of improper bolstering. This testimony does not convince us to excuse the procedural default.
First, none of it was presented to the PCR court at the hearing. In addition, the State makes a convincing argument that trial counsel elicited this testimony intentionally pursuant to a valid trial strategy. See Watson v. State, 370 S.C. 68, 72-73, 634 S.E.2d 642, 644 (2006) (finding counsel’s performance was not deficient in making the decision not to object to “inadmissible” testimony because his strategy—that doing so “might lead to the more damaging introduction” of other evidence—was valid).
Trial counsel testified this was “not the first time I’ve been with Dr. Henderson.” When asked if he expected Dr. Henderson to give an opinion on whether the victim had been sexually abused, trial counsel answered, “Not only did I expect it, but if she had answered any other way I would have been shocked, because Dr. Henderson’s testimony is canned testimony. And she’ll testify the same way in every trial.” The State argues trial counsel, knowing Dr. Henderson would give an opinion the victim had been sexually abused, attempted to undermine her opinion by demonstrating to the jury that Dr. Henderson’s opinion was not based on the objective results of her physical examination, but rather on the victim’s fabricated
VI. Conclusion
We REVERSE the court of appeals’ finding that the PCR court erred in refusing to address the improper bolstering issue, and REINSTATE the PCR court’s order denying PCR.
. Dr. Henderson explained the hymen "is a type of flexible tissue in the adolescent population that partially covers the vaginal opening.”
. This offense is now classified as criminal sexual conduct with a minor in the third degree under subsection 16-3-655(C) of the South Carolina Code (2015).
. There is no provision of law for the appointment of counsel in a PCR proceeding unless the application raises questions of law or fact which the court determines require a hearing. See Rule 71.1(d), SCRCP ("If, after the State has filed its return, the application presents questions of law or fact which will require a hearing, the court shall promptly appoint counsel to assist the applicant if he is indigent.”); see also Whitehead v. State, 310 S.C. 532, 535, 426 S.E.2d 315, 316 (1992) ("Rule 71.1(d) mandates the appointment of counsel for indigent PCR
. The court of appeals incorrectly stated "an appellate court 'gives great deference to the PCR court's ... conclusions of law,' " quoting our own incorrect statement in Porter v. State, 368 S.C. 378, 383, 629 S.E.2d 353, 356 (2006). Mangal, 415 S.C. at 316, 781 S.E.2d at 734. We clarify that appellate courts review questions of law de novo, with no deference to trial courts.
. Mangal's PCR counsel inaccurately quoted Dr. Henderson’s testimony. She never used the word "believed.” Instead, she stated, "Based on the history that she shared with me and based on my examination I felt that it was consistent with a, that she had been abused.” She was then asked, "Also opinion as to whether she was sexually abused, that opinion is,” and she replied, “That she had been, yes, sir.”
. Mangal’s current PCR appellate counsel did not represent him at the PCR hearing or in filing the Rule 59(e) motion.
. Brady v. Maryland, 373 U.S. 83, 83 S.Ct. 1194, 10 L.Ed.2d 215 (1963).
. In Simpson, we stated, “Simpson’s defense counsel ... testified that he learned about the bag of money only two hours before testifying.” 367 S.C. at 599, 627 S.E.2d at 707. We used the word “only” to emphasize the merit of the Brady claim—that trial counsel was never informed of exculpatory information. We did not mention it in relation
. See 4 Charles Alan Wright, Arthur R. Miller & Adam N. Steinman, Federal Practice and Procedure § 1029 (4th ed. 2015) ("The federal rules are designed to discourage battles over mere form and to sweep away needless procedural controversies that either delay a trial on the merits or deny a party his day in court because of technical deficiencies.”); Maybank v. BB&T Corp., 416 S.C. 541, 565, 787 S.E.2d 498, 510 (2016) ("In construing the South Carolina Rules of Civil Procedure, our Court looks for guidance to cases interpreting the federal rules.”); 3 Cyclopedia of Federal Procedure § 8.2 (3d ed., rev. 2017) ("The spirit of the Rules is to settle controversies upon their merits rather than to dismiss actions on technical grounds, to permit amendments liberally, and to avoid, if possible, depriving a litigant of a chance to bring a case to trial”).
. If we were to excuse the procedural default for failing to present this claim to the PCR court, it would be necessary to remand to the PCR court for a hearing because the PCR court was not given the opportunity to make factual findings as to the reasonableness of this strategy, and if found not to be a reasonable strategy, whether the applicant suffered prejudice. See Simmons, 416 S.C. at 593, 788 S.E.2d at 225 ("We sit today in an appellate capacity and making findings of fact de novo would be contrary to this appellate setting.”).
Case-law data current through December 31, 2025. Source: CourtListener bulk data.