Thompson v. State
Thompson v. State
Opinion
We granted a writ of certiorari to review the circuit court's denial of Petitioner's application for post-conviction relief (PCR). 1 We reverse the PCR court's denial of relief and remand to the court of general sessions for a new trial.
I.
In 2008, Petitioner Yancey Thompson was convicted of first degree criminal sexual conduct (CSC) with a minor, second degree CSC with a minor, and disseminating obscene material to a minor. He was sentenced to concurrent prison terms of twenty-five years, twenty years, and ten years, respectively. Petitioner appealed and this Court affirmed his convictions.
State v. Thompson
, Op. No. 2010-MO-028,
II.
When Victim was an infant, her mother Monica Gleaton (Mother) sent her to live with her cousin Julia Thompson (Cousin) and Petitioner because Mother was seventeen years old, had four other children, and was therefore unable to care for Victim. When Victim was twelve years old, someone reported to authorities she was being physically abused and neglected by Cousin. While being interviewed by South Carolina Department of Social Services (DSS) caseworker Trina Elfering, Victim denied she was being abused by Cousin but reported Petitioner had sexually abused her from the time she was five years old. Ms. Elfering reported the allegations to the Lexington County Sheriff, resulting in the charges against Petitioner.
*489 III.
Petitioner claims his trial counsel rendered ineffective assistance by failing to object to inadmissible hearsay testimony and by failing to object to testimony that improperly bolstered Victim's credibility.
To establish ineffective assistance of counsel, the PCR applicant must prove (1) counsel's performance fell below an objective standard of reasonableness, and (2) the applicant sustained prejudice as a result of counsel's deficient performance.
Strickland v. Washington
,
In a PCR case, this Court will uphold the PCR court's factual findings if there is any evidence of probative value in the record to support them.
Sellner v. State
,
A. Deficient Performance
The PCR court's deficiency findings were based upon an analysis of the South Carolina Rules of Evidence governing hearsay and upon the common law barring inadmissible bolstering testimony; because these findings-in this case-are conclusions of law, we review them de novo.
Failure to Object to Inadmissible Hearsay Testimony
In his application and during the PCR hearing, Petitioner claimed trial counsel rendered ineffective assistance by failing to object to inadmissible hearsay testimony given by DSS caseworker Elfering. The PCR court did not address this allegation in its order. Petitioner raised the issue again in his motion for reconsideration made pursuant to Rule 59(e) of the South Carolina Rules of Civil Procedure. The PCR court again did not address the issue. Petitioner raises the issue again before this Court; therefore, the issue is properly before us.
Ms. Elfering testified at trial that she spoke with Victim about each allegation against Petitioner and that Victim "revealed to me that she was being sexually abused by [Petitioner]." Trial counsel did not object to this testimony. Petitioner contends this testimony was inadmissible hearsay which served to improperly corroborate Victim's testimony.
Petitioner also claims trial counsel was ineffective in failing to object to inadmissible hearsay testimony provided by Dr. Alicia Benedetto, a clinical psychologist who conducted the forensic interview of Victim at the request of law enforcement. 2 Dr. Benedetto was qualified by the trial court as an expert in clinical psychology and child sexual abuse assessment. The solicitor asked Dr. Benedetto if Victim made any disclosures to her during the forensic interview, and Dr. Benedetto testified Victim disclosed chronic sexual abuse by Petitioner in the form of vaginal penetration, anal penetration, and oral sex. Trial counsel did not object to this testimony. Petitioner claims this testimony was inadmissible hearsay which served to improperly corroborate Victim's testimony. The PCR court ruled trial counsel was deficient in not objecting but ruled Petitioner did not prove he was prejudiced by the deficiency. In its brief, the State does not directly contest the PCR court's finding of deficiency and instead concentrates its argument on the prejudice prong. To ensure our analysis is complete, we will address the deficiency prong with respect to both Dr. Benedetto's and Ms. Elfering's hearsay testimony.
" 'Hearsay' is a statement, other than one made by the declarant while testifying at the *490 trial or hearing, offered in evidence to prove the truth of the matter asserted." Rule 801(c), SCRE. Hearsay is not admissible except as provided by the South Carolina Rules of Evidence, by other rules prescribed by this Court, or by statute. Rule 802, SCRE. Rule 801(d)(1)(D), SCRE, provides:
A statement is not hearsay if ... [t]he declarant testifies at the trial or hearing and is subject to cross-examination concerning the statement, and the statement is ... consistent
with the declarant's testimony in a criminal sexual conduct case ... where the declarant is the alleged victim and the statement is limited to the time and place of the incident.
(emphasis added). This rule obviously limits corroborating testimony in this case to the time and place of the assault(s); any other details or particulars, including the perpetrator's identity, must be excluded.
See
Watson v. State
,
The foregoing testimony from Ms. Elfering and Dr. Benedetto was clearly inadmissible hearsay. These accounts of their conversations with Victim meet the definition of hearsay under Rule 801(c), and these accounts provided information outside the time and place restriction set forth in Rule 801(d)(1)(D). The State does not contend trial counsel's failure to object was part of a valid trial strategy.
See
Watson
,
Failure to Object to Inadmissible Bolstering Testimony
The PCR court ruled trial counsel was deficient in failing to object to testimony of Detective Traci Barr and Dr. Benedetto that impermissibly bolstered the credibility of Victim. We agree.
Detective Barr of the Lexington County Sheriff's Department testified at trial that she investigates child exploitation cases and that she conducted an investigation in this case. Detective Barr testified about her "specialized training" in child exploitation cases and testified she was trained in forensic interviewing of children who claim to be victims of sexual abuse. She did not conduct the forensic interview in this case, but she testified she watched the audio-visual recording of the forensic interview conducted by Dr. Benedetto and reviewed the medical findings of Dr. Susan Luberoff, who conducted a physical examination of Victim after Victim reported she was sexually abused. In the forensic interview, as testified to by Dr. Benedetto, Victim identified Petitioner as the perpetrator of the sexual abuse and provided other details. Detective Barr testified Victim's disclosures in the forensic interview were consistent with her own training and experience, and she testified the physical findings of sexual abuse recorded by Dr. Luberoff corroborated the account given by Victim during the forensic interview. The PCR court correctly ruled trial counsel was deficient in not objecting because this testimony impermissibly bolstered Victim's testimony. The State did not contest the PCR court's finding in its brief to this Court.
As previously noted, Dr. Benedetto conducted the forensic interview of Victim and was qualified by the trial court as an expert in clinical psychology and child sexual abuse assessment. She testified she has conducted perhaps a thousand forensic interviews of children who are possible victims of physical, sexual, or psychological abuse. She explained the process she follows in conducting a forensic interview and explained what certain terms mean and how she applies them in reaching her conclusions. She testified Victim suffered from post-traumatic stress disorder (PTSD) based upon the significant emotional distress and "genuine, just palpable grief" exhibited by Victim during the interview. When asked by the solicitor to explain her overall findings to the jury, Dr. Benedetto testified that while most interviews conducted of alleged child abuse victims are determined to be "problematic," 3 less than one-third of these interviews are found to be "compelling" for some form of abuse. She went on to testify that Victim's "interview was ruled compelling for physical abuse, sexual *491 abuse, and psychological abuse." Even more glaringly, she testified:
But I would feel comfortable in this case saying that it's among the most compelling interviews that I've conducted, not only because of the amount of detail that she was able to provide, but also the emotional intensity that she was clearly experiencing in the room, in-in having to provide her disclosure.
(emphasis added).
The State argues the foregoing testimony from Dr. Benedetto was admissible because it was part and parcel of her diagnosis that Victim suffered from PTSD and that while Dr. Benedetto's testimony may have indirectly supported the conclusion that the crimes occurred, the testimony did not directly vouch for Victim's credibility. We disagree. The testimony most certainly served to directly enhance the credibility of Victim. Indeed, while urging the jury to conclude Victim was credible, the State on three occasions during its closing argument cited Dr. Benedetto's finding that Victim's account of sexual abuse was among the most compelling she had encountered in her one thousand child interviews. Further, the previously reviewed inadmissible hearsay testimony from Dr. Benedetto was amplified when, as quoted above, Dr. Benedetto emphasized the "amount of detail that [Victim] was able to provide" in conjunction with the emotional intensity displayed by Victim during the interview.
The State alternatively argues that when this case was tried in 2008, trial counsel was without the "pointed guidance" provided by appellate decisions that testimony similar to that provided by Dr. Benedetto was improper bolstering.
See, e.g.
,
State v. Kromah
,
[R]easonably competent trial counsel should know to object-absent a valid trial strategy-when a forensic interviewer gives testimony that indicates the witness believes
the victim, but does not serve some other valid purpose. When the testimony directly conveys the witness's opinion that the victim is telling the truth, it is obviously improper bolstering.
Briggs
,
Also,
State v. Dempsey
,
We have said before, and we will say it again, this time with emphasis-no psychotherapist *492 may render an opinion on whether a witness is credible in any trial in this state. The assessment of credibility is for the trier of fact and not for psychotherapists. 4
The PCR court ruled trial counsel was deficient in failing to object. We agree. Well before Petitioner's criminal trial, trial counsel was on notice that it was improper for a witness to vouch for the credibility of another witness. The foregoing testimony of Dr. Benedetto unmistakably conveyed to the jury her belief that Victim was telling the truth about the abuse. Detective Barr's testimony also conveyed to the jury her impression that Victim was telling the truth. This testimony was patently inadmissible, and there was no strategic reason for trial counsel not to object.
B. Prejudice
To satisfy the prejudice prong of
Strickland
, Petitioner must demonstrate a "reasonable probability" that the outcome of the trial would have been different had trial counsel not committed the deficiencies outlined above.
See
Rutland v. State
,
In this case, the State contends-and the PCR court seemingly concluded-that Petitioner was not prejudiced by trial counsel's deficient performance because properly admitted evidence overwhelmingly established Petitioner's guilt. In
Smalls v. State
, Op. No. 27764,
Inadmissible Hearsay Testimony
The timing of Petitioner's criminal trial and his PCR hearing straddled a shift in South Carolina case law governing the prejudice analysis to be employed in sexual assault cases in which a witness provides inadmissible hearsay testimony. In 2008, when Petitioner's criminal case was tried, there was a bright-line rule of finding prejudice when trial counsel failed to object to inadmissible hearsay testimony identifying the defendant as the perpetrator.
See
Jolly v. State
,
Citing "the combination of the physical evidence, [Victim's] credible testimony that provided precise details of the offenses, [Mother's] credible testimony, and the lack of contradictory testimony," the PCR court ruled trial counsel's deficient performance could not reasonably have affected the outcome of the trial. In so finding, the PCR court seems to have concluded these four points constitute overwhelming evidence of Petitioner's guilt. We now address these four factual findings in turn and conclude that none of them, either standing alone or when considered together, constitute overwhelming evidence of Petitioner's guilt.
First, Dr. Luberoff testified there was physical evidence Victim had been sexually abused or had sustained "penetrating vaginal trauma." While Dr. Luberoff's testimony supports a finding that Victim was sexually abused, the physical evidence cited by Dr. Luberoff did not constitute overwhelming evidence-or any evidence at all, for that matter-that Petitioner was the perpetrator.
Second, the PCR court found Victim's
trial
testimony was credible. While we defer to the PCR court's credibility findings as to witnesses who testified before the PCR court, we do not defer to the PCR court's credibility findings as to witnesses who did not testify before the PCR court. The PCR court reviewing the trial transcript is in no better position than we are to determine the credibility of trial witnesses or otherwise assess the strength of the State's case; consequently, we give no deference to the PCR court's credibility findings when we review the testimony of such witnesses.
See
Foye v. State
,
Here, the PCR court's assessment of Victim's credibility was based upon factors the PCR court did not directly observe, namely (1) the trial judge's comment during sentencing that he found Victim's trial testimony credible, (2) Victim's trial testimony which, according to the PCR court, provided "precise detail" of years of sexual abuse at the hands of Petitioner, and (3) Victim's trial testimony describing Petitioner's psychological grooming of Victim. We are compelled to note Victim's credibility was legitimately called into question at trial, as she admitted during cross-examination that after she accused Petitioner of sexually abusing her, she fabricated allegations of three male schoolmates "raping" her. We note this point not to besmirch Victim, but simply to illustrate why an appellate court may legitimately reach a different conclusion as to the credibility of a witness who neither the PCR court nor the appellate court directly observed. The PCR court erred in concluding Victim's testimony constituted overwhelming evidence of Petitioner's guilt.
Third, the PCR court found Mother's trial testimony was credible. Again, while we defer to a PCR court's credibility findings as to witnesses who testified at the PCR hearing, our standard of review does not dictate that we defer to credibility findings as to witnesses the PCR court did not directly observe. However, we need not reach any conclusions as to Mother's credibility, because even if Mother were a credible trial witness, her testimony merely corroborated Victim's testimony that Victim had nightmares and sleep disturbances and that Victim would "fret" around men. While Mother's testimony may support the conclusion that Victim was sexually abused, Mother's testimony does not support the conclusion that Petitioner was the perpetrator. There is no probative evidence in the record to support the PCR court's finding that Mother's testimony constituted overwhelming evidence of Petitioner's guilt.
Fourth, the PCR court cited the "absence of contradictory testimony" as part of its basis for concluding there was overwhelming evidence of guilt. The PCR court erred as a matter of law in considering the lack of contradictory testimony, as this finding suggests Petitioner-who neither testified nor introduced any other evidence-had the burden of producing evidence at his criminal
*494
trial that would contradict the evidence introduced by the State. At all times during a criminal trial, the State has the burden of proving a defendant's guilt beyond a reasonable doubt. At no time does a defendant assume the burden of either contradicting the State's evidence or proving himself not guilty.
See
Lowry v. State
,
We conclude Petitioner's jury trial was infected by the type of improper corroborating evidence warned of in
State v. Barrett
,
Inadmissible Bolstering Testimony
The devastating prejudicial effect of Dr. Benedetto's improper bolstering testimony is likewise clear. We addressed similar circumstances in
Smith v. State
,
*495 The properly admitted evidence of Petitioner's guilt was not strong enough to overcome trial counsel's failure to object to Dr. Benedetto's inadmissible bolstering testimony. We therefore hold there is no evidentiary support for the PCR court's conclusion that Petitioner was not prejudiced by trial counsel's failure to object.
For the same reason, we conclude there is no evidentiary support for the PCR court's finding that Petitioner was not prejudiced by trial counsel's failure to object to improper bolstering testimony provided by Detective Barr. Detective Barr noted her specialized training in child exploitation cases and testified she was a trained forensic interviewer. While she did not conduct the forensic interview of Victim, Detective Barr testified she watched the audio-visual recording of Dr. Benedetto's interview and reviewed the physical findings of Dr. Luberoff. Victim's credibility was dramatically enhanced by Detective Barr's testimony that Victim's disclosures were consistent with her own training as a forensic interviewer and by Detective Barr's testimony that Dr. Luberoff's physical findings corroborated Victim's disclosure to Dr. Benedetto that she was abused by Petitioner.
IV.
We hold trial counsel was deficient for not objecting to both the inadmissible hearsay testimony and inadmissible testimony which improperly bolstered Victim's credibility. We hold there is no probative evidence in the record to support the PCR court's findings that Petitioner was not prejudiced by these deficiencies. Therefore, we REVERSE the PCR court's denial of post-conviction relief and remand to the court of general sessions for a new trial.
BEATTY, C.J., KITTREDGE, HEARN and FEW, JJ., concur.
We decide this case without oral argument pursuant to Rule 215, SCACR.
The audio and visual recording of Victim's forensic interview was not offered into evidence by the State, presumably because Victim was twelve years old at the time of the interview.
See
Dr. Benedetto did not explain what the term "problematic" means in her profession.
The quotation of the pointed directive from the Supreme Court of Oregon used by the
Dempsey
court was originally quoted in
State v. Morgan
,
As we observed in
Briggs v. State
,
Reference
- Full Case Name
- Yancey THOMPSON, Petitioner, v. STATE of South Carolina, Respondent.
- Cited By
- 21 cases
- Status
- Published