Smallwood v. Cocke Cnty. Gov't
Smallwood v. Cocke Cnty. Gov't
Opinion of the Court
Before the Court is Defendant's motion for summary judgment (Doc. 10) on Plaintiff's claims under
I. BACKGROUND
Crystal Ottinger ("Ottinger") took office as Mayor of Cocke County, Tennessee on September 1, 2014. (Doc. 10-4, p. 1.) Though many county employees had not supported her mayoral candidacy, Ottinger did not terminate any county employees upon taking office. At this time, Plaintiff William Smallwood was already acting Fire Chief of the Cocke County Fire Department. (Id. ) He had been appointed to the position when the former county mayor had taken office.
A couple of years into Ottinger's term, tension grew between two county entities-the Cocke County Emergency Management Agency ("EMA") and the Cocke County Fire Department (the "Fire Department").
*759The two agencies share office space, with the EMA office sitting above a secondary bay in the fire hall where firetrucks are kept. In August 2016, the EMA Director, Kevin Benton ("Benton") first complained to Ottinger that he and EMA Captain Julie Brooks ("Brooks") were being harassed by Clayton "Skip" Ellison ("Ellison")-Fire Department Captain and County Commissioner-and other firefighters. (Id. ) After these initial complaints, Benton further reported that on January 3, 2017, members of the Fire Department repeatedly operated a firetruck siren, blew the horn, and ran the engine for twenty minutes while the fire truck remained in a bay of the fire hall-sending noxious fumes upward into the EMA office space. (Id. ) Later, Benton complained that on January 27, 2017, Ellison grabbed his (Ellison's) crotch and made sexually suggestive motions towards Benton, while Plaintiff stood next to Ellison. (Id. )
On February 1, 2017, Benton filed an administrative charge with the Equal Employment Opportunity Commission ("EEOC") against Cocke County, alleging harassment and retaliation. (Doc. 10-4, Ex. A.) As mayor, Ottinger was notified of the EEOC complaint and was advised that any retaliation for filing the charge was prohibited. (Doc. 10-4, p. 2.) Ottinger subsequently met with Plaintiff on February 7, 2017. Ottinger informed Plaintiff of the EEOC complaint and ordered him not to retaliate against Benton for filing the charge. Plaintiff agreed not to do so.
A month later, Ottinger again met with Benton to discuss an incident that had occurred on March 1, 2017. (Doc. 10-4, pp. 3-4.) Benton was in his upstairs office when he noticed Ellison had climbed the stairs to use a second-floor bathroom, despite the availability of two bathrooms downstairs. Benton decided to take out the trash to avoid interaction. As Benton was returning to his office, Ellison exited the fire hall. As the two passed each other, Ellison said, "Get you some." Benton turned around, asked what Ellison had said, and informed Ellison he was recording him. Ellison grew angry, and Plaintiff and another fireman went outside to dispel the altercation. Eventually, just Benton and Plaintiff were left discussing the ongoing conflict between Benton and Ellison when Plaintiff referenced Benton's EEOC complaint. He asked Benton, "[W]hy did you go down [to the EEOC] and make us look like a bunch of a**holes then?" This led to the following exchange:
Plaintiff: And all this bullsh** is over the budget. It all started...
Benton: No.
Plaintiff: ...over the damn budget. Ever [sic] bit of sexual harassment, all this bullsh** just boils right around the damn budget.
Benton: Right.
Plaintiff: He cut our budget the same as he did yours...
Benton: No.
Plaintiff: ...and here you are, out here raising hell, and madder...
Benton: No.
Plaintiff: ...than hell at everybody.
(Doc. 10-2.)
Ottinger concluded that this conversation was retaliation against Benton for filing the EEOC complaint, which she had specifically admonished Plaintiff not to do. She decided to take corrective action and met with Plaintiff on March 7, 2017. (Doc. 10-4, p. 4.) At this meeting, Ottinger gave Plaintiff a choice among four options: (1) he could agree to a written reprimand with knowledge that any other infraction would result in his termination; (2) he could resign as Fire Chief and accept another position within the Fire Department; (3) he could resign as Fire Chief without taking another position; or (4) if he chose none of *760the above, he would be terminated. Plaintiff refused to accept any of the options and was fired on the spot.
The following day, Ottinger issued a press release announcing Plaintiff's termination. (Doc. 10-4, p. 19.) In it, Ottinger recounted how she had discussed with Plaintiff in early February an EEOC complaint that had been filed against Cocke County, alleging harassment by some in the Fire Department. She had specifically warned Plaintiff there were to be no further incidents of harassment under his command and no retaliation against the complainant for filing the charge. Upon later learning of two subsequent incidents she considered retaliatory, Ottinger gave Plaintiff the choice between various forms of corrective action. The press release then concluded with Plaintiff's refusal to accept any of the remedial options given him and his termination as a result.
Following his termination, Plaintiff, through his attorney, requested that he be either reinstated as Fire Chief or given a hearing before the Fire Department's Civil Service Board (the "CSB"). (Doc. 16-1.) The CSB had been created on June 20, 2016, by vote of the Cocke County Commission to oversee the administration of the "fire civil service." The CSB purported to create a "classified service," to which the Fire Chief belonged, and limited terminations of classified service members to for-cause dismissals and afforded those terminated the right to an investigatory hearing. (Doc. 16-1.) However, the validity of the CSB was called into question at some point before Plaintiff's termination. In response, the County Attorney for Cocke County penned a letter to the members of the county legislative body, concluding that existing Tennessee law expressly forbade the creation of the CSB. (Doc. 10-4, Ex. K.) Plaintiff was denied a hearing before it, and he subsequently filed suit.
Plaintiff claims, pursuant to
II. STANDARD OF REVIEW
Summary judgment is proper when "the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(a). The moving party bears the burden of demonstrating no genuine issue of material fact exists. Celotex Corp. v. Catrett ,
*761Matsushita Elec. Indus. Co., Ltd. v. Zenith Radio Corp. ,
To survive a motion for summary judgment, "the non-moving party must go beyond the pleadings and come forward with specific facts to demonstrate that there is a genuine issue for trial." Chao v. Hall Holding Co., Inc. ,
At summary judgment, the Court's role is limited to determining whether the case contains sufficient evidence from which a jury could reasonably find for the non-movant. Anderson v. Liberty Lobby, Inc. ,
III. DISCUSSION
A. Section 1983 Due Process Claims
To state a claim under § 1983, a plaintiff must "demonstrate that a person acting under color of state law deprived [him] of rights, privileges or immunities secured by the Constitution or laws of the United States." Barker v. Goodrich ,
1. Property Interest
Plaintiff argues he had a protected property interest in his future employment as Fire Chief. A property interest in continued employment exists where a plaintiff has a "legitimate claim of entitlement" to continued employment. Bd. of Regents of State Colls. v. Roth ,
*762Keller v. City of Cleveland, Tenn. , No. 1:13-cv-91,
Absent a contract to the contrary, employment in Tennessee is generally at-will. Claiborne v. Frito-Lay, Inc. ,
The preliminary issue, though, is not whether the CSB termination procedures were sufficient to create a property interest, but whether the Cocke County local government had the authority to create the CSB in the first place. In Tennessee, local governments may exercise only those powers granted them by the state legislature, and any authority so granted is to be strictly construed. S. Constructors, Inc. v. Loudon Cty. Bd. of Educ. ,
Elected or appointed officials, boards and department heads shall retain their present authority to make decisions and adopt policies that are not in conflict with this chapter, including, but not limited to, matters concerning hiring, compensation, promotions, transfers, layoffs, discipline, termination, and other employment matters for the employees of their respective offices. Nothing in this chapter shall be construed as authorization for establishing systems of seniority, tenure, or classified service , nor for creating contracts of employment or establishing the terms thereof. Nothing in this chapter or any of the policies adopted pursuant to this chapter shall be construed to affect the employment-at-will status of any county employee or otherwise create any contractual obligation on the part of the county as employer.
(
2. Liberty Interest
Plaintiff also claims a protected liberty interest in his employment as Fire Chief. As this Court has previously stated, a liberty interest in employment "typically stems from some sort of defamation connected with an employee's termination, such as when the state 'make[s] any charge against him that might seriously damage his standing and associations in his community' or 'impose[s] on him a stigma or other disability that foreclose[s] his freedom to take advantage of other employment opportunities.' " Keller v. City of Cleveland, Tenn. ,
First, the stigmatizing statements must be made in conjunction with the plaintiff's termination from employment.... Second, a plaintiff is not deprived of his liberty interest when the employer has alleged merely improper or inadequate performance, incompetence, neglect of duty or malfeasance.... Third, the stigmatizing statements or charges must be made public. Fourth, the plaintiff must claim that the charges made against him were false. Lastly, the public dissemination must have been voluntary.
Quinn v. Shirey ,
Plaintiff has made no attempt to demonstrate any of the above factors. For his part, Plaintiff does claim the real reason behind his termination was his refusal to support Ottinger's campaign and his subsequent refusal to fire Ellison for Ellison's political beliefs
Because Plaintiff has failed to demonstrate the above factors, the fact that he requested a name-clearing hearing is of no consequence; only where a plaintiff has established the Quinn elements is he or she then entitled to such a hearing. Quinn ,
Because Plaintiff had neither a property nor liberty interest in continued employment as Fire Chief, Defendant is entitled to judgment as a matter of law on Plaintiff's § 1983 due process claims.
B. Section 1983 First Amendment Claim: Patronage Dismissal
Plaintiff further claims his termination was politically motivated. Specifically, he claims he was subject to an unlawful "patronage dismissal"-discharged for his refusal to support Ottinger's mayoral campaign and for his refusal to fire Ellison for Ellison's political beliefs.
As a general rule, patronage dismissals of public employees based upon political views or affiliations violate the employees' First Amendment freedoms of political belief and association. Peterson v. Dean ,
*765are protected from politically motivated terminations; these individuals "usually have only limited responsibility and are therefore not in a position to thwart the goals of the in-party." Elrod ,
The distinction between policymaking and non-policymaking positions is made on a case-by-case basis. Peterson ,
To this end, the Court of Appeals for Sixth Circuit has carved out four categories of positions that fall with reasonable certainty under the Elrod - Branti exception to the prohibition against patronage dismissals:
Category One : positions specifically named in relevant federal, state, county, or municipal law to which discretionary authority with respect to the enforcement of that law or the carrying out of some other policy of political concern is granted;
Category Two : positions to which a significant portion of the total discretionary authority available to category one position-holders has been delegated; or positions not named in law, possessing by virtue of the jurisdiction's pattern or practice the same quantum or type of discretionary authority commonly held by category one positions in other jurisdictions;
Category Three : confidential advisors who spend a significant portion of their time on the job advising category one or category two position-holders on how to exercise their statutory or delegated policymaking authority, or other confidential employees who control the lines of communications to category one positions, category two positions or confidential advisors;
Category Four : positions that are part of a group of positions filled by balancing out political party representation, or that are filled by balancing out selections made by different governmental agents or bodies.
If a particular position falls into one of these categories, then political affiliation is an appropriate consideration for that position and a public employee may be *766dismissed without violating the First Amendment. A government position is not required, however, to fall neatly within one of the categories to be entitled to the Elrod - Branti exception.
Sowards v. Loudon Cty. ,
The Sixth Circuit in Tompos v. City of Taylor ,
(1) control[ling] ... all assignments of all firefighters and employees in the Department; (2) disciplining and removing firefighters; (3) direct[ing] the observance and enforcement of all fire prevention laws of the State of Michigan, and the ordinances of the City of Taylor; (4) keep[ing] the Mayor and City Council fully acquainted with ... all ... pertinent information to his/her office; (5) investigating reports of "violations of law or ordinances, rules and regulations, or orders governing the department; and (6) visit[ing], or caus[ing] to be visited, ... all divisions of the Fire Department to inspect the efficiency of the Department.
The Court fails to see how the instant case proves appreciably different. First, Tennessee law expressly confers broad discretionary authority on county fire chiefs. Tennessee Code Annotated § 5-17-103 reads in pertinent part:
(a) The county-wide fire department shall be headed by an official to be known as the county fire chief, in whom shall be vested all the powers of the agency and the right to delegate those powers to such persons as the fire chief may see fit.
(b) While responding to, operating at, or returning from an emergency site, the fire chief, or any member serving in the capacity of fire officer in charge, shall have all authority granted to municipal fire departments by § 6-21-703.
Section 6-21-703(a) then details, in ten subparts, the authority the fire chief wields in responding to emergencies, including the power to control all activities at the scene of the emergency, to order persons to leave the premises, to block streets, to trespass without liability, and to order the destruction of property.
Going further, the Cocke County government's description of the Fire Chief's duties grants broader authority than even *767the Tennessee statute. In the "Nature of Work" section of this description, the Fire Chief is said to assume full responsibility for the overall operation of the Fire Department and supervision of departmental personnel; ensure the proper training of departmental personnel in emergency response practices and protocols; maintain hydrants and other firefighting equipment located in the county; establish and implement operational policies and procedures; prepare the department annual budget and grant applications; and participate in public education and safety awareness activities. (Doc. 10-4, Ex. L.) The "Illustrative Examples of Work" section then provides that the Fire Chief:
• Assumes full responsibility for department operations and supervises and directs the activities of all departmental personnel;
• Develops and implements all departmental policies and procedures and ensures that they are consistently adhered to;
• Assumes responsibility for the development of the departmental budget, procurement and purchasing of materials and equipment, and monitoring the expenditure of funds;
...
• Evaluates reports of any unusual activities occurring during various shifts and/or breaches of operational procedures and takes immediate disciplinary action when warranted.
(Id. )
This is precisely the type of discretionary authority the Sixth Circuit has said accompanies a policymaking position and tracks the categorical scheme in McCloud in lockstep.
In resisting classification as a policymaker, Plaintiff first cites Lane v. City of LaFollette, Tenn. ,
Plaintiff also cites Sowards. There, a former county jailer alleged she had been fired by the sheriff's department as a result of her husband's decision to run for the position of county sheriff against the then-incumbent. Sowards ,
Plaintiff's remaining arguments are similarly unpersuasive. First, Plaintiff contends he falls outside the Elrod - Branti exception because his position is not "inherently political." (Doc. 16.) This, though, is not the standard adopted in McCloud. The phrase "inherently political" appeared in Faughender v. City of N. Olmsted, Ohio ,
*769Plaintiff's reliance on this language is misplaced for a number of reasons. First, the Faughender court merely stated that since the position of secretary to the mayor was inherently political, the "appropriate requirement" standard was satisfied. It did not hold that the "appropriate requirement" standard is only satisfied where the position at issue is inherently political. Second, the McCloud court notably omitted the "inherently political" language from the categorical scheme it established. Instead, it held that party affiliation is an appropriate requirement where the position at issue falls into one of the delineated categories-categories not defined by inherent politicization.
Most significantly, though, this Court's conclusion would remain unchanged even under an "inherently political" standard. This concept is a nebulous one, as the Sixth Circuit has not provided a precise definition of "inherently political." Nonetheless, it has dropped some clues along the way-clues bearing close resemblance to the analysis in McCloud and its progeny. Of particular significance, the Sixth Circuit in Hoard identified wide discretionary authority as a hallmark of an inherently political position in assessing the senior citizens director for the county in question. Hoard , 198 F.3d at 216. This position oversaw the daily operation of two senior citizen homes, supervised every employee working at those facilities, ordered supplies for those facilities, implemented program policy, and appropriated funds within the program's budget-a virtual mirror image of the Fire Chief's responsibilities here: overseeing the daily operation of the fire department, supervising all its employees, purchasing department materials, developing and implementing policy, and devising the department budget. If such duties render the position of senior citizens director in Hoard inherently political, the same must be said of the Cocke County Fire Chief.
Even if the Fire Chief position was not inherently political, however, Plaintiff further contends that the CSB had already spoken to the "appropriateness" of a party affiliation requirement in hiring and firing. The CSB's Rules and Regulations proscribed the termination of civil service members based on political or religious beliefs.
Finally, in an attempt to downplay his discretion as Fire Chief, Plaintiff submits that his authority to hire, promote, and terminate employees was limited by the mayor, pointing specifically to an instance in which Ottinger had promoted two individuals within the Fire Department against his advice. As the court in Tompos noted, however, "the fact that the fire chief exercises authority delegated and circumscribed by the [m]ayor in no way precludes classifying the position of fire chief as a policymaking employee." Tompos ,
C. State Law Claims
Plaintiff also raises a number of claims under Tennessee state law. Brought in a federal-question case, these state law claims can only be heard by the Court through the exercise of supplemental jurisdiction pursuant to
(1) the claim raises a novel or complex issue of State law,
(2) the claim substantially predominates over the claim or claims over which the district court has original jurisdiction,
(3) the district court has dismissed all claims over which it has original jurisdiction, or
(4) in exceptional circumstances, there are other compelling reasons for declining jurisdiction.
Generally, "[w]hen all federal claims are dismissed before trial, the balance of considerations usually will point to dismissing the state law claims, or remanding them to state court if the action was removed."
*771Musson Theatrical v. Fed. Express Corp. ,
Because the state law claims at issue here are so closely related to the dismissed federal claims, the Court finds that the interests of judicial economy and convenience of the parties would be served by exercising supplemental jurisdiction over Plaintiff's remaining state law claims. The Court addresses each in turn.
1. Tennessee Constitution Due Process Claim
In addition to his due process claim under the Fourteenth Amendment to the United States Constitution, Plaintiff alleges an identical due process violation under Article I, § 8 of the Tennessee constitution. This section provides:
That no man shall be taken or imprisoned, or disseized of his freehold, liberties or privileges, or outlawed, or exiled, or in any manner destroyed or deprived of his life, liberty or property, but by the judgment of his peers, or the law of the land.
Tenn. Const. art. I, § 8. Though worded differently than its federal counterpart, Article I, § 8 has been deemed "synonymous with the due process provisions of the federal constitution," as Plaintiff himself acknowledges. Lynch v. City of Jellico ,
2. Retaliatory Discharge Claim
Finally, Plaintiff alleges his termination violated Tennessee's retaliatory discharge statute. Specifically, he brings his claim under subsection (b), which provides that "no employee shall be discharged or terminated solely for refusing to participate in, or for refusing to remain silent about, illegal activities."
Plaintiff claims he was terminated, at least in part, because of his refusal to fire Ellison for Ellison's political beliefs.
*772As noted previously, the CSB's rules and regulations provide that "[n]o person shall be ... demoted or dismissed from, any position in the classified civil service, or in any way favored or discriminated against with respect to employment in the classified service because of his political or religious opinions." (Doc. 16-1.) Had he terminated Ellison in contravention of this CSB provision, Plaintiff contends, he would have engaged in an "illegal activity" as defined in Tennessee Code Annotated § 50-1-304(a). And terminating Plaintiff for "refusing to participate in" this illegal activity, Plaintiff says, violated his rights under the Tennessee's retaliatory discharge statute.
The Court, however, has already held that the CSB was created contrary to law. As such, any rules and regulations enacted by the CSB are necessarily void and cannot form the basis for Plaintiff's retaliatory discharge claim. Because Plaintiff has offered no alternative grounds for this claim, the Court finds no violation of Tennessee's retaliatory discharge statute.
IV. CONCLUSION
For the foregoing reasons, the Court concludes Plaintiff has not carried his burden with respect to his claims under
An order shall enter.
Plaintiff also specifically asks the Court to decide whether the CSB is valid under Tennessee law.
Though not binding on the Court, this same conclusion was drawn by the County Attorney for Cocke County in response to inquiries into the legality of the CSB. (Doc. 10-4, p. 13.)
These claims are discussed in greater detail below.
In his affidavit, Plaintiff outlines the basis for his belief that his termination was politically motivated. (Doc. 16-1, p. 12.) He states that neither he nor Ellison supported Ottinger's mayoral campaign; Ottinger visited the Fire Department once per week, which she allegedly did not do with other departments; she pressured Plaintiff to fire Ellison, threatening to suspend Plaintiff for failing to do so; Ottinger promoted two individuals in the Fire Department against Plaintiff's advice; and on numerous occasions, Plaintiff felt threatened by Ottinger for refusing to support her political campaign. Even taken as true, however, these allegations, at most, indirectly suggest Ottinger's treatment of Plaintiff was politically motivated. Nowhere does Plaintiff allege that Ottinger stated, privately or publicly, that Plaintiff's termination was a specific result of Plaintiff's political leanings.
In his complaint, Plaintiff does not specifically allege a patronage dismissal or a violation of the First Amendment. He alleges more broadly that his politically motivated termination violated his constitutional rights. However, in his response to Defendant's motion for summary judgment, Plaintiff does specifically claim he was subject to patronage dismissal in violation of the First Amendment.
"The first step in assessing a patronage dismissal claim requires asking whether the plaintiff has produced sufficient evidence for a jury to find that he was discharged because of his political beliefs or affiliations." Peterson ,
The two United States Supreme Court cases from which this exception is derived are Elrod v. Burns ,
The reason the Sixth Circuit upheld the fire chief's classification as a Category Two position, as opposed to Category One, was because the position was not expressly named in Michigan law.
See, e.g. , Dixon v. Univ. of Toledo ,
The Sixth Circuit has addressed Faughender , and what precisely to do with it, somewhat murkily after McCloud's announcement of the categorical scheme. In many cases, the court does not mention Faughender at all. See Dixon ,
The Court additionally notes that Plaintiff has made no attempt to specifically satisfy the Faughender two-part test. First, he does not dispute the Fire Chief's duties as described by Defendant or the county's job description. Moreover, Plaintiff submits no evidence that the county's job description, which has been in place since at least 2007, would have changed or been envisioned differently by the new position holder.
The Sixth Circuit left other hints as to the meaning of "inherently political," as well. In Blair [v. Meade ,
"No person shall be appointed or promoted to, or demoted or dismissed from, any position in the classified civil service, or in any way favored or discriminated against with respect to the employment in the classified service because of his political or religious opinions." (Doc. 16-1.)
The Sixth Circuit in Lane faced a similar but distinct issue. In examining whether party affiliation was an appropriate requirement for the position of city Recreation Director, the court looked to both the LaFollette, Tennessee city charter and the city employee handbook-both of which provided that city employees were to be chosen and terminated without regard to political affiliation. Lane ,
Reference
- Full Case Name
- William SMALLWOOD v. COCKE COUNTY GOVERNMENT
- Cited By
- 1 case
- Status
- Published