Whiteside's Administrator v. Hickman
Opinion of the Court
The construction put upon o tracts of Asssembly has been, that when a security in appeal from the county to the circuit court, enters himself as such, lie becomes identified with the party appealing, and in the event of the appellant being cast, the security is liable to the extent of his principal. By our acts of Assembly, the appeal bond is directed to make a part of the record to lie sent up, on which, by motion, judgment is ordered to be entered against the security, and upon such judgment, so rendered, one execution issues. This is the end of the suit in the circuit court.
But it is said this may all be true, and yet when a writ of error is prayed for by the original party to the suit, and the cause taken up to the supreme court, the security is not necessarily taken along. To this I answer, that if the record does not show that the security has severed himself and will not join in the writ, the judgment being against both, will be taken up in tolo. If it is not so taken up, what is there to prevent an execution from issuing against the security pending the writ of error in the supreme court? and what is to be done if the money should be collected, and afterwards there should be «reversal of the judgment? It may be a: severed, refund the money; but who can help seeing that cost must be incurred, and often property sacrificed.
Waiving, however, arguments arising from inconvenience, what is the judgment to be rendered in the supreme court? By the act of 1809, this court is to render such judgment as the circuit court ought to, or was bound to render. The judgment, therefore,
We must not forget that our mode of proceeding is statutable. To comply with our statutes and render them consistent in extenso, I cannot see my way more plainly than in the track marked out heretofore. To innovate upon thé practice heretofore established, ought not to be done, unless some good might result from it. In affirming in the supreme court, and ■ thereby rendering the judgment against both, there is no increase of cost; the execution will be single; whereas, upon the plan proposed, two executions must issue, one • from the circuit court against the surely, the other against the principal from the supreme court.
■To authorize the clerk in the circuit court to act, supposing the writ of error to have operated as a supersedeas, evidence of the affirmance of the judgment in the su- ■ preme court must be sent down; often’a new suit by sci. fa. will be necessary. For myself, I am opposed to the running of more executions than one for the same demand, where it can be avoided.
But there is another view of the subject, which to my mind is a strong argument against the practice now contended for. If the judgment in' the circuit court is complete against the security, and he may at his pleasure rest there, while the principal'takes up the cause by writ of error; the security by the act of 1809, eh.— will be entitled to his judgment on motion against his principal: our practice avoids this consequence, and entitles the security to the judgment against the principal whenever he shall be finally concluded, and not before.
The argument most strongly urged against this course • is, the giving judgment against the security who is not a party to the writ.
The policy of the law we are not to draw in question; the rules by which the security is reached are few, they are direct; and being given by acts of Assembly cannot be departed from.
The cause of Stump vs. Sheppard, (Cooke’s Rep. 191,) decided by the supreme court in 1812, presented the precise point litigated in this cause. It declared what the practice had been theretofore, viz: that the sccuiities did not in form join in the writ of error from the circuit court to this court. It has been followed uniformly, for almost twenty years, without inconvenience or complaint, so far as we know and believe, and i see not the least reason for changing it.
The appeal bond from the county to the circuit court, is declared part of the record, by the act of 1794, ch. 1, sec. 64, and judgment inslanter may be entered up upon the bond, if the appellant is cast. By the act of 1809, ch. 49, sec. 27, this court is bound to render such judgment as the circuit court should have rendered upon the record. Suppose Sappington upon the appeal from the county court, had reversed the judgment of that court in the circuit court, from which Whitesides had appealed to this court, and we had reversed the judgment of the circuit court, and affirmed that of the county court; would we not have proceeded to render judgment upon the appeal bond from the county to the circuit court? Certainly. It is the practice of every day; we have no other; why is it so? Because, the appeal bond is part of the record, the securities are in court, and we give judgment upon the whole record. So it is when their principle prosecutes the appeal in error. Suppose no judgment had been rendered'by the circuit court against the' securities.
Dissenting Opinion
dissenting. The pleadings in this case present this question to the court, whether the judgment rendered in the supreme court in 1821, authorizes an execution to beawarded for its satisfaction,against the defendant, Ross, under the circumstances appearing in the record adduced in evidence under the first plea of nul tiel record?”
The issue on the plea of nul tiel record," depends upon the said judgment, not whether it is a regular or irregular judgment, but whether it is a nullity or not.
In order the more clearly to ascertain this, we must notice the manner in which Hickman and Ross appear connected on this record, with Sappington. First, as to Ross, he is one of the bail or sureties in appeal from the county to the circuit court in the suit of Jcnlcin White-.sides vs. Roger B. Sappington. The first enquiry is, what connection hath he with that suit by virtue of this character? Is it original, or adventitious only? The latter most certainly; for he is not a party with Sappington, but cxtraneously added, becoming an adjunct by the requisition of the law to the original suit, in the constitution of which he formed no part, and in its management af-terwards had no control.
This difference of character, or connection with the suit, produces different liabilities, and different remedies to enforce them. The liability of the one as principal or party, is for the demand of the plaintiff, and the judgment is a judgment to recover. The liability of the other is dependent, consequential, conditional, and in its nature and effect, operating by way of guarranty, and
From these precedents it will be seen, that the judgment against the principal, is different from the judgment against the bail or security, each being distinct from the other; that against the principal founded on the cause of action set forth in the plaintiffs declaration, being a judgment to recover; that against the bail, founded on the recognizance or bail bond, being a judgment awarding an execution. Hence it is pursuant to the general rule of the common law, that no person can bring a writ of error to reverse a judgment who is not party or privy to the record. If there is judgment against the principal, and also against the bail, the principal cannot have error on the judgment against the bail. (2 Lillie’s Entries 378. Cro. Car. 408. Nor the bail, on the judgment against the principal. Smith vs. Griffith, (Cro. Car. 481, same book, 561. Nor can they join in a writ of error. Lancaster vs. Keleigh and others, (Cro. Car. 300. Tidd’s Practice 1053.
I will now take a short review of our acts of Assembly, and see whether any of the principles of the common law are affected by them, and if so, to what extent; and also how far the forms of proceedings are changed by the modifications introduced by their enactment.
The first act of Assembly on the subject, is 1777, ch. 2, sec. 22, upon appeals. It says, “when any person, either plaintiff or defendant, shall be dissatisfied with the judgment of the county court, he may appeal on such judgment, to the superior court of law: but before obtaining the same shall enter into bond, with two sufficient securities for prosecuting the same with effect, and for performing the judgment, &c. of the superior court.”— Section 23 allows a writ of error, the party entering into bond as before directed in cases of appeals. The manner
Upon these sections, prescribing the manner of prosecuting appeals and writs of error, with the respective judgments to be rendered thereon in the superior court when the judgments are affirmed, it will be noticed that they have no reference or allusion whatever to the securities in the appeal, or writ of error. The language of the sections speaks of the parlies to the suits only, and points to the appellant as the plaintiff in error. The section saying the judgment of the county court shall be affirmed, excludes the idea of the bail or sureties being comprehended in«the judgment to be rendered in the superior court. This act, however, altered the form of taking the bail or surety upon the appeal and writ of error, from what if was before, and at the common lav/; that was by recognizance acknowledged in court, or before a judge at his chambers, h) statute 4 William and Mary, ch. 4. The act (sec. 22,) directs the appellant to enter into bond with two sufficient securities, which is to be done in open court, for it is to be done after the appeal is prayed, and before it is granted; and by section 83, the same is to be done on allowing a writ of error. But the mode of proceeding against the bail or sureties, is not changed; that is by scire facias on the recognizance, and also upon the bond, for there is no difference; both are obligations of record, the first without the names of the sureties subscribed, the latter with
This mode of proceeding against bail continued until when a new provision was made by the second section of the second chapter of the acts of Assembly of that year. That section states that frequent injustice has happened to many suitors from the delay incident to appeals, and for remedy enacts, “that when the court before whom the appeal shall be terminated shall affirm the judgment, then the appellant shall pay 124 per cent in'terest from the rendition of the judgment in the county court, and the bonds taken for the prosecution of the appeal with effect, shall be made part of the record sent up to the superior court, on which judgment may be instan* ter entered up against the appellant and his securities.
Thus the act of 1785 altered the mode of proceeding against the bail or sureties in appeals. Instead of suing •out a scire facias jn the county court on the bail or security bond, taken there for the purpose of obtaining the appeal, after the appeal was disposed of in the superior .court by affirmance; the' bail bond was by it directed to make part of the .record setit up'io the superior court) •and the superior court authorized, upon the determination of the appeal, by the affirmance of the judgment of the county court, to enter up judgment inslanter on the appeal bond against the appellant and his securities. This ■alteration in the manner of proceeding, did not affect .the rights or liabilities of the parties. The appellee had '.the same recourse, and to the same extent against the .bail, that he had before. By the interposition of this act, his course was shortened, but his demand not augmented upon affirmance of the judgment of the court below in the superior court. Instead of pursuing the bail by scire facias, to have judgment for the issuance of execution against them in the county court, he had given him, instanter, a second judgment in the superior court, being « like judgment to that on the scire facias, to wit, for the issuance of an execution against the bail, and against, the appellant likewise. The responsibility of the bail}
In all cases under this act when the judgment of the county court is affirmed, there may be rendered a second judgment upon the prayer of the party. The first judgment may bo properly termed the principal judgment; it is had upon the original suit, between the original parties or their representatives, and it is a judgment of recovery. The second judgment may be called with propriety, the dependent judgment, for it depends upon the prior existence of the principal judgment for its own existence, being subsequent and consequential to, as well as dependent upon the principal judgment. It is not like the principal judgment, a judgment of recovery, but a judgment of award of execution for the amount of the recovery had by the principal judgment. The award of execution by this dependent judgment, does not necessarily supersede the issuance of an execution on the principal judgment, although it may effect all the purposes that an execution under each of them can effect, provided the property of the principal and the bail is situated in the same county.
The act of 1791, of this state, re-enacts the sections of the North Carolina acts of 1777 and 1785, above observed upon. The act of 1777, ch. 2, sec. 32, is transferred into 1794, ch. 1, sec. 63, and in like manner, other sections of the one are transferred into the other; 1785, ch. 3, sec. 2, of North Carolina, into 1794, ch. 1, sec. 62, and so of others.
The act of 1807, ch. 81, sec. 3, places writs of error or»
Since the change of the court system in 1809, and the establishment of the supreme court, some few alterations are introduced into the proceedings upon error. By the act of 1809, ch. 49, sec. 26, the bail in error from the circuit court to the supreme court, are not as before liable to pay the debt, but only the damages for delay of execution and costs of the suit in error. And by the act of 1811, ch. 72, sec. 11, either party in any suit may, at the time in which judgment is rendered, pray an appeal in the nature of a writ of error, which the court is to grant, first taking bond with sufficient security from the party praying the same, for damages and costs, &c.; and by sec. 12, a writ of error may be obtained after the term within one year therefrom, upon the party suing out the writ, and before obtaining it, entering into bond with security. The appeal in nature of a writ of error, given by this act, is a substitute for the writ of error, and in its properties, after being taken, differs nothing from that writ.
Upon this view of the common law, and our statute law, taken in connexion with the record, the judgment of the supreme court of January term, 1821, against Ross, is a nullity as to him: he was not a party before that court by the regulations prescribed by the acts of assembly to make him a plaintiff in error, in which capacity the judgment was rendered against him; therefore the plaintiff, ‘Whitesides’ administrator, has failed to perfect the record in. the scire facias suggested.
Such was the state of the proceedings in the appeal in the circuit court, at and before the circuit court tried the appeal. The record then shews the proceedings in the circuit court were regular, but informal; the suit was docketed in the same form as in the county court, the appellee Whitesides, being called plaintiff, and the appellant Sapr pington, defendant, which style obtained throughout the proceedings in that court. When it comes to thejudgment, it says, “therefore it is considered by the court here, that thejudgment of the county court be affirmed:” this is not complete; it ought to have gone further and said, “with 124 per cent, interest thereon from the rendition of the said judgment in the county court, and his costs, which he hath had adjudged by reason of the delay of execution of thejudgment aforesaid, by prosecuting the said appeal.” (Lilly’s Entries, 262. This addition to the common law judgment, is given by the acts of 1785, ch. 2, sec. 2; 1794, ch. 1, sec. 64; which say, “that when the court before whom such appeal may be determined, shall affirm the judgment, then shall the appellant be decreed to pay the appellee 124 per cent, interest, from the passing of the judgment in the county pourt, in which such appeal may have been granted.” The record of the circuit court next states the judgment which the act of assembly directs to be entered upon the bail bond, against the appellant and his securities instanter, after affirming the judgment of the county court against the appellant. This is done very inartifidally; it is in these words: “and that the plaintiff recover against the said defendant, and Thomas Hickman and Daniel Ross, his securities in appeal, f¡1367 50, the amount of the judgment in the county
The next question is, which of the two judgments, the principal judgment or the dependent judgment, was before the court. The record speaks to this very plainly and satisfactorily. It says, “and on application of the said defendant, an appeal in the nature of a writ of error is granted to him in this cause to the next supreme court of errors and appeals, he having given bond and security as required by law.” No language can be plainer, although more formal might have been used, as “on application of the- appellant,” instead of “said defendant;” but it is to be recollected that “defendant,” is the style of the appellant, Sappinglon, running through the whole of the proceedings in the circuit court. Again, “an appeal in the nature of a writ of error is granted to him in this cause;” to this relative “him,” the antecedent is, “said defendant, in this cause;” thalis, the appellant from the county court, and is tantamount to saying, is granted to the appellant, Sappington. This language is further characteristic of the capacity in which the appeal is taken, to wit, as defendant or party to the principal judgment.
Other parts of the record also prove, that this appeal in error is exclusive of the ball,or the defendants in thedc-pender.t judgment; as the expression, “he having given bond and security;” the pronoun “he,” still has reference to the said defendant, Sappington, as itsantccedent, showing that he is the only plaintiifin error. Again; in the .bondgiven by Sappington, to prosecute his appeal in error .with effect, Hickman is his security, and the same person cannot stand in the two fold capacity of party and bail at the same time, in the same suit. Hickman being bail in .error for Sappington, the plaintiff in error, would seem
But it was said in argument, that when the principal obtained an appeal, the court presumes it was for his securities as weli as himself. That a person can be made a party to a suit by presumption, is a position so novel, thatl confess I find great difficulty in giving it a serious thought. In this case it is a presumption against the record; and what renders it still more extravagant is, that in the present case, there must be subordinate presumptions to the principal one. We must presume that an appeal in error was prayed for by Daniel Ross; then ve must presume, that bond and security was given by him to obtain it; we must next presume it was granted to him; all of which facts are essential to constitute him a plaintiff in error, and all of which must exist, and in my opinion must appear upon the record.
But, it is again said, that usage and practice have sanctioned it in appeals. It may be the usage and practice of the cleiks, (as to which I am uninformed,) to make pl.iintifls in error, by inserting person’s names on their dockets without being warranted in doing so by the record. But this usage and practice does not make the law, neither does it make the persons whose names are inserted, parties to the suit. A point so self evident, seems not to require authorities to support it. But in deference to the counsel, one or two will be cited. One is Chitty vs. Wood, (6 Modern Rep. 42; same case, Salkeld, 649. The case was debt upon a recognizance. The plaintiffs set forth a recognizance acknowledged in the court of common pleas. Nul tiel record” was pleaded.
Another case is, Grant vs. Bogg, (3 East Rep. 123. This case was an action of trespass; and the defendant attempted to justify under a practice of the court, which was in the issuance of an execution, directed to a bailiff, (the person who generally executed these writs, and who received and was entitled to the poundage and emoluments for so doing,) when by law it ought to have been directed to the sheriff, and a mandate by him to the bailiff to execute. A practice of fifteen years standing, of directing the writ to the bailiff in the first instance, was pleaded and relied on in justification. But the whole court of the King’s Bench disallowed it. Lord Ellenbo-rough in delivering his opinion said, “how can we overturn the whole practice and principles of the law, by sanctioning the issuing of this writ to the bailiff of this Franchise of Ely, upon no other foundation than a practice of fifteen years, the very naming of which repudiates the right it assumes to support. This would be a dangerous and unwarrantable alteration of the law, and cannot be maintained either upon precedent or principle.” And Mr Justice Lawrence, in his opinion, says, “a practice of fifteen years only, amounts to nothing.” These decisions are of the highest authority in England, being made by the most able judges, after full argument, and are properly applicable here, being determinations at common law. They show that the usage and practice relied on in argument in this case, amounts to nothing.
The dependent judgment of the circuit court of November, 1819, against the bail, Thomas Hickman and Daniel Ross, not being appealed from in error, never was before the supreme court at all, so that the judgment of that court against Hickman and Ross m 1821, was a nullity, they not being parties thereto. The inevitable result of which is, that the court must find the issue joined upon the plea of nul tiel record, that Thomas Whiteside’s administrator, &c. the record in his scire facias hath not maintained, but hath therein failed; and judgment for the defendants, that they go hence without day and recover their costs, &c.
The dependent judgment of the circuit court of November, 1819, against Hickman and Ross, never having been before the supreme court or acted upon by it; and the principal judgment of the same term, 1819, not hav-
Case-law data current through December 31, 2025. Source: CourtListener bulk data.