In re Knight
In re Knight
Opinion of the Court
delivered the opinion of the court.
On the 18th of June, 1879, W. H. Washington, District Attorney-General, presented to the Hon. Frank T. R,ied, Judge of the 8th Judicial Circuit, then holding the Circuit Court at Nashville, the report of the Grand Jury of Davidson county in regard to the bonds •of the county officers, and also produced the bonds of W. A. Knight, Trustee, and moved that said Knight be required to give other bonds, or that his office be declared vacant. An order was at once made and entered upon the minutes of the court for a subpoena to issue summoning said Knight to appear before the judge at 10 o’clock A. m., June 19, “then and there to enter into bond and surety according to law, or show cause why his office should not be declared vacant.”
On the day named (the 19th) Judge Reid was sick, but on the 20th said Knight appeared, and the motion was heard and a further order was made and entered upon the minutes of the court in which it is recited “that it appearing to the court that the four bonds purporting to have been made by W. A. Knight on the 1st day of March, 1879, from examination and inspection, and from the report of the grand jury (the said bonds having been filed before the court for examination and inspection according to law), and said report of the grand jury having been brought before the court by the Attorney-General, that they are irregular, have not been taken according to law, and
Knight appeared in court On and presented his bill of exceptions to the action taken upon the 20th,' in which the proceedings had upon 'that day are set forth, and the report of the grand jury made a part thereof, and it is further shown that Knight made a general objection to the reading of said report, but his objection was overruled. He then moved the court to be permitted to justify the sufficiency of the existing bonds, but the motion was overruled. The bill of exceptions was signed.
On the 1st day of July (the day named for Knight to give additional bonds) he appeared and tendered the four several bonds required by law, signed by himself and a number of sureties. At the same time the affidavits or depositions of Knight and his sureties as to their solvency were presented, and the judge, of his own motion, took the affidavits of several real estate agents as to the value of certain real estate owned by’ the sureties. To the consideration of the latter Knight excepted upon the ground that no notice or opportunity to cross-examine was given him, but the objection was overruled.
The errors assigned in the petition and in argument are numerous. The act of 1879, ch. 9, extends the time previously allowed tax payers to make voluntary payment, and upon the supposition that this extension might release the sureties of the trustees, such being the purport of the case of Johnson v. Hacher, 8 Heis., —, it is provided that unless the sureties appear and acknowledge their willingness to continue bound, a new bond shall be given on or before the first Monday of March, 1879, and in default of this the office should be declared vacant.
The bonds which Judge Reid in his first order ■declared insufficient were those given by Knight in compliance with this act (though the report of the grand jury, as we understand it, was not confined to these bonds). The first error assigned is, that the above act of 1879 is unconstitutional; 2d, that the .judge erred in receiving and acting upon the report
By sec. 5079 of the Code it is made the special duty of the grand jury to inquire into the condition of the bonds of all county officers with regard to their correctness and sufficiency; and by sec. 778 et seq., it
Judge Reid proceeded to act in the present case under the provisions of said last named section, upon the report of the grand jury, and the question is, wag the proceeding a judicial one before the circuit court according to the course of the common law? The fact that the motion was made before Judge Reid while sitting in open court, and that his orders were entered upon the minutes of the court, is to my mind not material. If the power conferred upon him was ministerial in its nature he could not make it judicial by the manner of its performance, nor could he in any wise change the nature of his powers or his acts with respect to their force and effect by discharging the duty in open court, or entering upon the minutes of the court the orders made by him. The powers conferred upon the circuit judge by the sections of the
To my mind it is not very material whether the sections of the Code in question be regarded as conferring the poT|er upon the circuit judge or upon the circuit court. The nature of the power does not depend upon this. We have seen the duty of taking the bonds in the first instance is conferred upon the county court in terms. This does not change the nature of the duty or the effect of the act when performed. If it were conceded that sec. 778 confers the power upon the circuit court instead of the judge, it by no means follows that the act, when performed, becomes a judicial proceeding subject to review in this court, as powers merely ministerial, or at least not judicial, may be conferred upon the circuit court. See Ex parte Gray, 9 Hum., 513; 8 Hum., 634; Carey v. Justices, 5 Sneed, 515; 3 Baxter, 362. But it seems manifest to my mind that it was intended to confer the power upon the circuit judge, not upon the 'court.’ ’
Secs. 779, et seq., point out the mode of the proceeding. The requisition to give the additional bond
It can hardly be contended that an appeal would lie from the refusal of the county cou^; to accept the bonds in the first instance, either because in the opinion of that tribunal the bonds were not in proper form, or because the sureties were insufficient, and that such appeal would take the course of other judicial proceedings. If so, the entire term of the office might be occupied in a litigation over the question of the form of the bond or the solvency of the sureties. If the taking the bonds of a public officer is to assume the shape of an ordinary suit at law, then endless delay and confusion would result. There would be no one in a position to rightfully exercise the functions of the office, the revenue would remain uncollected, and the public suffer irreparable injury. Again, after the bonds are accepted by the county court, as we have seen, it is made the duty' of the clerk of the county court to produce them before the circuit judge at the first tefm of the court held in the county after the bonds are taken, and it is made the duty of the
Now, it seems to me clear that the action of a-circuit judge, under these sections of the Code, cannot' be a subject of review upon appeal. The bonds are' to be presented to him, it is true, on the second day of the first term of the circuit court, because, as may be fairly inferred, this is the time the judge is certain to be found in the county, and probably the first time, as but few of the counties have a circuit judge residing within their limits. The circuit judge-is selected to discharge this duty because of his legal-knowledge, but although the duty is to be performed on the second day of the term, yet there is no requirement that the act is to be performed in open court, the officer is to have no notice of the proceeding in the first instance, and the records of the circuit court are not required to show any of the proceedings, • in fact any entry upon the records of the court would be wholly superfluous and nugatory. If the-judge finds the bonds to have been legally taken, he
It is argued that this line of decisions may allow an officer duly elected and inducted into office to be summarily expelled without the hearing that, the law guarantees to other citizens in respect to their property rights, and it is supposed that there is a distinction between the case of an officer who has been once inducted into office, and one who has merely the right to be inducted. I do not think that in this respect any distinction exists. r That the officer has a •property in the office is not questioned, but his right ■cannot be exercised except upon complying with the correlative duty of securing the public against loss of the public' revenue.
All the above provisions of our statute are pa^ts of the same system, and must be construed and enforced as a whole. The acceptance of the bonds by the county court, and the induction into office, are subject to the approval of the bonds by the circuit judge under sec. 725, and the action of the grand jury and judge under sec. 778. Otherwise, if the -officer be inducted into office upon an insufficient bond,
But it is asked if we are to ignore the rights of the officer. The decision against him may be arbi
If, however, an attempt should be made to remove an officer without authority or color of law, that is, if the judge so far depart from the mode pointed out by the statute as to render his action void, then, according to the case of Wade v. Murray, 2 Sneed, —, the remedy would be by certiorari to quash the proceeding .in the circuit court, that court having this jurisdiction, by virtue of its general re-
Again, I should be of opinion that if the court or officer whose duty it is to take the bonds should refuse to act at all, that is, arbitrarily refuse to take any action, the remedy by mandamus would probably lie. If, however, such ti-ibunal should act and determine the bonds insufficient, then a superior court could not compel the acceptance of the bond upon the ground that, in its opinion the bonds were sufficient. It is-possible that for a malicious refusal of a ministerial officer to accept proper bonds, an action at law might be maintained, but as to this it is unnecessary to express any definite opinion. I conclude, therefore, that the writ of error was not properly prosecuted in this-ease, and therefore express no opinion as to whether or not there were errors in the proceeding, further than to say that if this were regarded as a judicial proceeding, I should be inclined to agree with Judge Turney in holding that it was error to admit ex 'parte testimony, and deny to Knight the right to cross-examine the witnesses; but not regarding it as a judicial proceeding, it is not necessary to consider these questions further I think, however, the action of Judge Reid was not void. Knight was, in my opinion allowed the ten days prescribed by the statute in which to give the bonds, that is, ten days after the peremptory order was made upon him of which he had immediate notice.
Dissenting Opinion
delivered the following dissenting opinion:
On the 18th of June, 1879, W. H. Washington, Attorney General, moved in the Circuit Court of Davidson county, that the office of trustee for^hat county be declared vacant, and produced to the court the bonds of W. A. Knight, trustee, and a paper claimed to be the report of the grand jury that the bonds were irregular, informal and insufficient. A subpoena instanter was issued for Knight to appear before the Judge of the Circuit Court at 10 o’clock, a. M., June 19th. The subpoena is not in the transcript, but is ■shown to have been issued in pursuance of an order of record of the Circuit Court. Subpoena could have performed no office in this proceeding: 1. Because there is nothing in the law to authorize its issuance. 2. It was issued by the clerk and not signed by the Judge, as the law requires. 3. If it could at any time have been treated as the requisition, the order made on the 20th of June, and the service of a copy of the order, signed by the Judge, on Knight to appear in obedience to it, was an abandonment of the subpoena instanter, which is no further taken notice of; the proceeding in the matter is entirely upon the requisition of 20th June, and as will be seen hereafter, the opinion of the Circuit Judge treats the requisition of 20th June as the basis of his action.
On the 5th July, the Circuit Judge delivered an opinion declaring the office of trustee vacant.
On the trial of the motion the Attorney General read, over the objection of Knight, what purported to be a report of the grand jury, addressed to “ Hon. James M. Quarles, Judge of the counties of Davidson and Rutherford,” and embracing the offices of Sheriff, 'Chancery Court Clerk, Criminal Court Clerk, Judge of the County Court, etc.
Knight moved to be permitted to justify the sufficiency of the existing or original bonds — the motion was disallowed. To this action he tendered a bill of exceptions, which was signed on the 1st of July, the day fixed by the order of the court and requisition. Knight appeared and presented additional bonds; this tender of bonds was intended as a compliance with the act of 29th January, 1879.
His Honor, the Circuit Judge, in his opinion giving reasons for his refusal of the bonds, says: “ There is not good and sufficient security provided for more than $205,132.50, or $37,867.50 less than the amount required by law to be secured; and when an exam
On the 7th of July, Knight moved the court to-change or modify his order declaring the office vacant,, and allow him until the 10th of July to increase the security and complete the sufficiency of his bonds.. This was refused, and Knight excepted.
On July 8th, Knight presented his petition, with affidavits of Ament, Ensley, Sax and O’Connor, and asked to add additional security to that already given, of $103,000 to ‘his bonds — this was refused.
On the trial, the affidavits or some statements of third persons were read as to the value of property owned by the proffered securities. Knight objected, because he had no notice of the taking, and no opportunity to cross-examine. His objection was overruled.
The proceeding is based upon sections 778, 779 and 780 of the Code, as follows: “All other public officers who are compelled • to give official bonds may be required by the court or officer whose duty it is to take or approve such bonds, to give additional security or new bonds in the following cases: 3. "When the grand jury of the county or a majority certify the insufficiency of the original bond.” 779. “The requisition to give additional bonds shall in all cases be in writing and signed by the officer making it, shall state the day and place when and where the officer-cited shall appear and give such bond, and a copy
The construction of these sections involves a consideration of sections 725, 726 and 727 of the Code, to which the sections above quoted are addenda, viz:
“Sec. 725. The clerk of every County Court shall produce to the Judge of the Circuit Court for his examination, at the first Circuit Court in his county, on the 2d day of the term after the first Monday in aLpril of each year, the bonds of all officers taken in said year by the County Court.”
“Sec. 726. If, upon examination, said bonds shall in the opinion of the Judge have been taken according to law, he shall write upon them ‘ examined and approved/ and sign his name thereto. But if any of said bonds shall not have been taken agreeably to law, the clerk of said Circuit Court shall issue a subpoena instanter for such officer to appear before said Judge immediately with surety according to law.”
“Sec. 727. If, upon service and return of said subpoena, the officer shall fail or refuse to appear and -enter into bond with surety, the Judge shall declare the office vacant, and another election shall be held within twenty days thereafter.”
The Circuit Judge denied an appeal, and the case is before us by writ of error and supersedeas.
The motion to vacate the office of trustee is a. proceeding against the incumbent in that office, in which,, as in other proceedings, he has the right to be heard.
The questions in the case are, first, are the bonds executed in the County Court sufficient? If this is answered in the negative, then are the bonds offered, in addition to the original, sufficient with the original,, to answer the requirements of the law? These ques--tions necessarily demand investigation of law and fact. 1. Do the bonds in form and undertaking bind the parties thereto for liability for the official default of the principal? 2. Are the parties to such bonds of sufficient solvency to meet any default or neglect of the principal?
In these investigations, it cannot be denied to the officer that he has a right to be heard by himself and counsel. The hearing must be had in conformity-to rules of law and evidence. The officer has the unquestionable right to confine the investigation to legal, competent and full proof, and the court or officer trying the matter has no right to depart from well-established rules of law. In Wade v. Murray, Judge-Totten, in a dissenting opinion, says: “ The person legally entitled to the office by a valid election, has. a property in it.” Knight had not only been legally-elected to the office of trustee by a valid election,, but had actually been inducted into it, and was in the-
By section 8, of article 1, of our bill of rights, it is ordained: “ That no man shall be taken or imprisoned, or disseized of his freehold, liberties or privileges, or outlawed, or exiled, or in any manner-destroyed or deprived of his life, liberty or property, but by the iudgment of his peers or the law of the land.”
This ordinance is certainly broad enough to cover whatever of interest the person elected to and installed into an office may have in the office, even though a property interest were denied.
In Jones’ heirs v. Perry, 10 Ter., 59, Judge Green says: “ The term ‘ law of the land/ in the Constitution of Tennessee, means a general and public law operating equally upon every member of the community.”
Judge Cooley, in his Constitutional Limitations, page 353, says: . “ Perhaps no definition is more often quoted than that given by Mr. Webster in the Dartmouth College case. By the law of the land, is most clearly intended the general law — a law which hears before it condemns; which proceeds upon inquiry, and renders judgmeñt only after trial. The meaning is, that every citizen shall hold his life, liberty, property and immunities under the protection of the general rules which govern society. Everything which passes under the form of an enactment is not, therefore, to be considered the law of the land.”
Keeping this definition in mind, we ask, Has the law heard in this case before it condemned? Have the general rules which govern society been applied ? Has the law proceeded „ upon inquiry, and rendered judgment only after trial? Is it the law of the land that testimony, the taking of which was ex 'parte, perhaps in secret, of which taking Knight had no notice, and the right of cross-examination actually denied him, may be read in evidence against him over his objection? Would such holding be a law that hears before it condemns — a law that proceeds upon inquiry, and renders judgment only after trial? Under such proceedings has Knight been deprived of his property by
All these things have been done here, and the questions are distinctly and prominently made by the record in this case, and involve rights that shoiild not be frittered away by construction. It is said, however, that the circuit judge was only the ministerial agent of the State and county, that his acts were not judicial, and therefore not subject to revision hy this ■court. To support this theory several Tennessee au
In the case of Thompson v. The Justices, the sheriff elect refused to produce vouchers that he had accounted for and paid all State and county taxes that before that time' he was bound to account for and pay, and the securities on his bond were deemed insufficient, and having refused to justify", the justice» refused to induct Thompson into office. The action of the justices strictly accorded with the requirements of the law. Theyr offered to do just what the law demanded. Thompson defied it, and positively refused to comply with any of its provisions. Not so with
The case of Gray, 9 Hum., 514, presents simply ¡a question of police regulation, to be exercised by county courts in their discretion, permitting or refusing to permit free negroes to remain in the county.
In Wade v. Murray, 2 Sneed, 52, Judge McKinney holds that no relief could be granted, and says-that there is a special tribunal created for the trial" of contested election cases, of which the person holding the office of chancellor is constituted judge; that the tribunal was so constituted as to reasonably justify the presumption that its decisions would do equal and! impartial justice according to the law of the land, and therefore ought to be satisfactory to the parties. “And-no doubt the framers of the law thought it better-that an erroneous decision upon the facts or law should be submitted to by a single unsuccessful aspirant than* that the public should be subject to the great inconvenience and mischief of leaving the administration of justice suspended or impeded by a protracted litigation in the different courts. For this reason we suppose the Legislature deemed it proper the summary decisions of the chancellor should be conclusive.”
The case before us does not present a similar state-of facts in any particular. That the court misconstrued the intention of the Legislature in holding that it intended to make the summary proceeding before-the chancellor conclusive, is made manifest by the act of the next Legislature giving the right of appeal to-either party in such cases. The 'Wade and Murray
While, as above recited, Judge McKinney does say the certiorari would be the proper- remedy, he must 'be understood as speaking in reference to the facts of ■the case he puts, and the jurisdiction of the court
If we observe the injunctions of the statute the affirmative of the proposition is unquestionably true. The statute commands, “the requisition to give additional bonds shall in all eases be in writing, and signed by the officer making it; shall state the day and place, when and where the officer cited shall appear arid give such bond, and copy thereof shall be served on such officer before the day specified therein.” Such officer shall give the additional bonds within ten days after the day specified in such requisition, and failing so to do he vacates his office, and the officer making the requisition shall at once certify the fact to the appointing power, by whom the vacancy shall be filled.”
The first day of July is the day and the only day specified in the requisition, and by the statute, as we have seen, Knight was entitled to ten days after the first, or until the 11th of July, to comply by giving additional- bonds, if the court should determine he must give them. The statute giving the time is not merely directory, but is peremptory and positive, and leaves no room for any other construction than that indicated by its plain language. If, however, we could entertain a doubt upon the face of the requisition, the judge who wrote and signed it, and whose duty it was to do so, and construed it, has relieved us of all trouble. In his opinion in the case he says, “A requisition, signed by myself as judge of the circuit
Instead of conforming to said statute and his requisition, Judge Reid ’decided the matter finally on the 5th of July instead of the 11th, and refused to take any further action in the matter, although, before the expiration of the ten days, Knight had offered bonds estimated by Judge Reid to be worth at least $250,000, an excess of $11,000 over the amount demanded by him, which was $242,000. The provision for time is an essential one in the statute, and it is only upon its observance the circuit judge is authorized to exercise the jurisdiction given by it. Its character demands for it a strict construction. So that whether the act to be done be either judicial or ministerial, .if it do not pursue the statute conferring the jurisdiction it is void, and more especially so in cases of special and novel tribunals.
That the action of the circuit judge under the statute is judicial, it seems to me cannot admit of a doubt. The first thing he is called on to do when a case is presented is to construe the statute and determine his duties under it. This being so, and it being the rule that no appeal lies from his construction, we may have as many different constructions as there are circuit judges in the State, resulting in endless confusion, mischief, and inconvenience. We
If the Legislature intended to make a ministerial agent merely, why select a circuit judge, who may have a dozen or more counties in his circuit? Is it to be infered that whenever a case arises under the •statute he must, regardless of his term times elsewhere,
Recurring to the statutes upon the subject, and construing them together, it seems to me there can be but little doubt of the judicial character of ■ the duty imposed. In the first place, we see it is made the duty of the clerks of the county court to produce to the judge of the circuit, court, for his examination, at the first circuit court in his county on the second day of the term after the first Monday in April in each year, the bonds, etc., for examination. That this must be done in term time is expressed by the statute. Then we have the provision for insufficiency be
I know of no authority, and none has been furnished, authorizing a grand jury to certify, as was done in this case, to a judge of a criminal court touching a matter over which he has no jurisdiction. In all the cases provided for, inquiry must be made by the circuit judge. If by statute the judge can only act in term time and while sitting as a circuit court, it follows as of course on an extention of the duty in the same matter, and over the same parties, and for the same ends and purposes, and without an express change of the time and manner of performing the enlarged duty, that such duty must be performed in the same way as is the duty first embraced, but subsequently enlarged, and so requiring would imply on the part
If special tribunals of conclusive jurisdiction may be created, the law creating them must be strictly construed, and nothing left to intendment. Such laws are in ovations of a well recognized, acknowledged, and cherished principle of our institutions, that a party
Dissenting Opinion
delivered the following dissenting opinion :
This is a. proceeding had before the Hon. Frank T. Eeid, Judge of the Circuit Court of Davidson county,. in which the office of trustee, held by Knight, is declared vacant because of assumed failure of Knight to
The following sections of the Code are necessary to be cited for properly understanding this case.
By section 725 of the Code: “ The clerk of the County Court shall produce to the Judge of the Circuit Court for his examination, at the first Circuit Court in his county, on the second day of the term, after the first Monday in April in each year, the bonds of all county officers taken in such year by the County Court.”
Section 726 is: If upon said examination said bonds shall, in the opinion of the Judge, have been taken according to law, he shall write upon them “examined and approved,” and sign his name thereto. But if any such bonds shall not have been taken agreeably to law, the clerk of said Circuit Court shall issue subpoena instanter for such officer to appear before said Judge immediately, to enter into bond, with 'surety, according to law.
Section 727, provides for declaring the office vacant, if the person so notified fails or refuses to give the bonds, as required.
By section 777, and succeeding sections of the Code, it is provided, first, that it is the duty of the Governor to require new or additional bonds from the Comptroller, Treasurer and Secretary of State, when, in his opinion, the interest of the State demands it.
By section 778, and sub-sections, “All other public officers who are compelled to give official bonds, may
1. When the security of the original bond has become insufficient, by the subsequent insolvency, death, or removal of the sureties thereto, or any of them.
2. Where there is good reason to fear the public interest may suffer for want of such new and additional security.
3. When the Grand Jury of the county, or a majority thereof, certify the insufficiency of the original bond.
The requisition to give the additional bonds, is to be signed by the officer making it, and state the day and place when and where the officer cited shall appear and give such bond, and a copy is to be served on the officer before the day specified therein.
By section 780, such officer is to give the additional bond within ten days after the day specified in such requisition, and failing to do so, vacates his office, and the officer making the requisition shall at once certify the fact to the appointing power, by whom the vacancy shall be filled.
By section 5079, and sub-sections, it is made the duty of the Grand Jury to inquire into various matters of county administration, among others, into the condition of the county treasury, and the bonds of county officers with regard to their correctness and sufficiency, and into the misconduct in office of county officers.
The facts in this case are briefly as follows: The
The Judge being sick, did no come into court until the 20th, when Knight appeared, and, after some contest, an order was made and entered on the minutes of the court, that “from an inspection of the four bonds given by him,” and the report of the Grand Jury, said bonds were irregular and had not been taken according to law, and that the amount of bonds was not sufficient it was therefore ordered that Knight be granted till the first of July to give new bonds, (the amount of each bond being fixed), and if he fail to do so, his office to be declared vacant. On the 28th of June, Knight appeared by counsel, and took a bill of exceptions, excepting in general terms to the reading of the report of the Grand Jury, and then moved the court to justify existing bonds, which was refused.
On the 1st of July he presented new bonds, with the affidavits of parties to the same, before the court, specifying the amount and value of the property assumed to be owned by the bondsmen, so as to show they were probably good for the amount, on their own estimate of the value of their property. The Judge seems to have taken these bonds under advisement. And while so advising, took the affidavits of various real estate agents, as to their estimate of the value of said
After this, perhaps on the 7th of July, an offer was made to increase the amount of the bonds, but this was refused, and a bill of exceptions (or which is claimed to be one), signed by the Judge — an appeal having been refused — and the case is now before us on writ of error and supersedeas, granted by one of the Judges of this, court.
Two leading questions are presented on this statement.
First: Whether this proceeding is judicial in its character, and as such subject to review by this court by appeal or writ of error as a substitute for an appeal, or whether the action of the Circuit Judge is merely a ' matter of administration, in the nature of a special tribunal, assigned to the duty of accepting or-rejecting these bonds, whose action is final, and from which no appeal lies, and as we understand it, no remedy whatever existent, by which the propriety of this action can be effectually tested.
This question is one of no little difficulty. The statutes conferring the authority have said nothing to enlighten us on this question. We are, therefore, compelled to arrive at our conclusion from the nature of the duties imposed, the tribunal to which it is assigned, and the general analogies of law, as found in our local jurisprudence.
It is assumed the duties of the Circuit Judge, in a case like this, are the same in kind as that performed by the County Court, or a County Judge wben one exists, in taking the bonds originally, and that in case the County Court or County Judge should refuse to accept bonds tendered by an officer for any cause, no appeal would lie, and probably no remedy exists whatever — at any rate, the remedy is not definitely pointed out. This is based on the confession that would or might grow out of a contest over such a question — the officer ' not being inducted into office until bond given, and the injury to the public service by having no officer to perform the functions of the office. While this is felt to be of great weight, and as applied to the question of induction into office originally, might or might not be controlling, thé question is, is there not a difference between the case of an applicant to be inducted into office, and the one of an officer already in office, who is to be turned out of office by the proceeding? It might very plausibly be maintained, that in the first case, the tribunal appointed' fco take the bonds, being the county officials familiar "with the citizens of the county, would be the fittest tribunals possible to determine on the solvency of the parties to such bonds, and that this question could'
But I think the distinction in the two cases is very well marked by this fact. In the one case, the ■County Court as the representative body, having control of the police and administration of the county, may and does properly decide on the solvency of the parties to all official bonds. In the case before us, an officer is in the possession and enjoyment of his ■office; it is a well-settled property right, one having emoluments of value, and having honors that in a republican government are sometimes deemed of equal or greater value. Is it the same thing precisely to be oustecl from the enjoyment of these upon the arbitrary decree •of a Circuit Judge, based on a mere inspection of his bonds, or his adjudication, not judicially made even, that the bonds tendered by him are insufficient? It seems to me there is enough of difference in the two cases, in connection with the difference in the tribunals, on which to base a distinction in favor of the right of revision in the latter case, even though denied in the first.
But let us turn for a moment to the other side of this question, and see if there are not arguments to be drawn from the same source of equal, if not
Eirst. I think there is no more of inconvenience1 or danger to the public interest in suspending the judgment of the Judge removing from office, than there would be in the common case of a contested election.
In the case of Blackburn v. Vick, 2 Heis., 381, this court held, that notwithstanding there was no statute providing either the mode or tribunal in which a revenue collector’s election should be contested, that nevertheless, such a contest could be made before the County Court, and that from this decision an appeal lay to the Circuit Court, and then to this court. This conclusion was based on the fact that the county court was to induct the party elected into office and take his bonds, etc., and then on the further ground, that the right to be elected to the office involved the right “to assert, prove and maintain the right to the office.” The court say: “If, however, another party U’ay take the office, regardless of the question of who is elected, then unless his right can be contested and tried before the tribunals of the country, there is no remedy. He has a right, but no remedy for its infringement.”
I think this reasoning sound, and its application to this case forcible. The party is in office — has a right to it by law — has been by the County Court regularly inducted into office, giving the bonds required
But the evils of irresponsible power by which a man’s property, whether in an office or any other species of property, are so real and so far reaching,, have so many consequences that cannot be foreseen, are so abhorrent to the genius of our government, and subversive of the enjoyment of rights by the citizen, that there can be but little exaggeration in this direction. Its exercise is everywhere felt to be the essence of tyranny, and not to be permitted in a free government. The axioms of liberty embodied in our Constitution, taken from Magna Charter, but express the universal sentiment of all free persons on this subject: “No man shall be taken or imprisoned, or
The proceeding by which a man is deprived of a right of property, must be by due process of law, a trial, investigation and determination, • after a hearing, in which the facts are presented — and this is a judicial proceeding, whatever its form may be or however informal.
In the case cited, from 2 Heis., there was no provision of the statute for contesting the election of the particular officer then before the court. Yet we held that in such a case it was the duty of the court which was to induct into office, to try such contest and to prescribe the form of an issue that should be made up, so as to present the question to be decided, and if not made up in the County Court in the first instance, it was the duty of the Circuit Court, on appeal, to have such issues made, hear the evidence, and decide the question. In this we followed the case of Boring v. Griffith, 1 Heis., 456, — opinion by my Brother McFarland. In that case it was further held, that when the contest had been commenced, the right should be tried and contest determined, even after the one claimant had been inducted into office. This necessarily involves the result that such officer might
The one is a contest to assert a right to an office by election alone — the other is the assertion of the right, after induction into office. In the one case there is a claim that another is entitled to the office,' and so there is an element of doubt as to the right of the contestant and the other claimant, as the case may be decided in favor of either the one or the other. In this there is no such element of doubt, no right of any one being possibly interfered with — only the defendant arbitrarily deprived of his office, with no remedy for the wrong.
It does seem to me, that if a party merely claiming the right to be inducted into office, is entitled to a trial and be heard before the courts of the country, before that right shall be determined against him, that much more shall he who already has the office, be entitled" to the same measure of right before he can be deprived of his acknowledged and valuable property — certainly it devolves on those asserting the contrary, to distinguish between the two cases, or show at least a plain requirement of the Legislature in favor of the contrary view in a case like the present. To rely upon inference, and that, to say the least of it,
In addition, I may say, the action of the County Court as to induction into office, including of necessity the taking of the bond, was held in the above cases judicial action, and so the argument is, in some degree at least, real, that the County Court acts in the first place arbitrarily in the matter of induction into office, and on this assumption much of the argument of the majority opinion stands for its support.
Again, by the Constitution, bill of rights, sec. 17, “ All courts shall be open, and every man for an injury done to him in his lands, goods, person or reputation, shall have remedy by due course of law, and' right and justice administered, without sale, denial or delay.”
In view of these fundamental provisions, I feel bound to hold (unless the contrary is expressly declared), that all proceedings by which a party is to be deprived of his right are judicial, and therefore not arbitrary; and if judicial, then subject to revision and correction in the common course and ordinary mode in which such action is regulated or revised by this court.
It is a question in fact, where no rule is positively prescribed, as to whether we shall favor arbitrary or judicial action in a case involving a valuable right. On such a question, I cannot hesitate to decide in favor of judicial, rather than the rule of arbitrary will. This, I think, presents sharply the real issue. There is no mandate of the Legislature forbidding the infer
Let us for a moment look at the nature of the duty to be performed, and the tribunal performing it. It is, that he shall be required to give new and sufficient bonds, where they are insufficient. The sufficiency of a bond to secure the revenue collected by .such an officer, is a question of fact to be ascertained as other facts are ascertained, by testimony or other evidence appropriate to elicit the truth in the case. The investigation in this case involves in it no element different in essential features from any other investigation of the solvency of parties in our courts— such, for instance, as' to whether a voluntary conveyance shall be held good by reason of the maker having retained sufficient property to meet his liabilities. If this be so, there is the nature of the thing to be done in favor of the view that what is to be done is a judicial act.
Assuming that it is a proper holding for the sake of the argument, that the Circuit Judge is the officer to act on the report of a grand jury, then the fact that the action is to be taken by a Judge, carries with it a strong inference, that his action is to be judicial action. This is controlling to my mind, unless the nature of the act to be performed repels this idea. "We have seen it does not. This ought then to be
But when we look at the requirements of the Code, this view is still stronger,- as I think. Taking all the sections together, they may be summarized in about this: That where the bonds are not taken according to law, that is m the prescribed form or amounts, the party shall be summoned before the Judge immediately to give sucl] bonds, and on failure to give them, the office is to be declared vacant. But suppose he does in fact tender them, does it not follow it is not vacant, and cannot be so declared? But if the action of the Judge is not judicial, and no appeal, then we are left to his unchecked will. But to proceed, on the report of the grand jury of the county or a majority of them, that the bonds are insufficient, then the party is to be cited to appear and give such bond as is sufficient. Pie shall give the bond within ten days after the day specified in the requisition, and failing, the office is to be declared vacant. His right is clear to remain in the office, if he gives the bond required by law. This fact, then, must be adjudged by the tribunal which is to take it. That tribunal being a judicial officer, on what principle we are to assume he is to act unjudicially (so to speak), when it is not said so, I am at a loss to see.
The reports of grand juries in every case, except three or four in our State where we have special
But another view presses itself upon us. Our officers of this character are filled by election of the voters of the county. This gives the right, under-our Constitution and laws. The view which I am combating involves the proposition, and that to the fullest extent, that this election, and this right resulting from it, even after induction into office, may be all nullified and rendered of no effect, by the will of one man, and it may be, and in most cases will be, by a citizen of another county. The case need but be, of a report of a grand jury or seven of that body, of the insufficiency of the bond of an officer. He is required to give a sufficient one. He tenders one amply good, as the law requires, but the Judge says, I refuse to accept the bond tendered, and he goes out of office. No reason need be assigned, no record is to be kept. The only writing is the notification to
If you say a mandamus would lie to compel a Judge to do his duty, as a ministerial officer, then does not the same inconvenience occur, as in the case under the view I have contended for, or may not the confession be worse? For if the right to a mandamus is conceded, then it may be successful, and then yon have the question as to who was entitled to the office and its perquisites during the time of the contest, to settle, whether an appointee, as on a vacancy that did not in fact exist, or the officer having the right. "Whether the office could be held vacant and filled during the pendency of the proceeding to compel the acceptance of the bonds, I need not determine. Be that as it may, there is difficulty enough in the case.
This being so, I think the argument from inconvenience is sufficiently met, and certainly the only fair •construction is, that there is no remedy, or none that is effective, which is the same thing. And that brings us to the simple question, whether the Legislature has the power to authorize a party to be deprived of his office arbitrarily, at the will of any man or tribunal, with no remedy in case his right is infringed. To this I but answer in the language of the bill of rights already quoted: “ No man shall be disseized of his freehold, liberties or privileges, or outlawed or exiled, or in any manner destroyed, or de.prived of his life, liberty or property, but by the judgment of his peers or the law of the land.”
I see no great practical inconvenience to follow from this view. The bonds taken by the County Court or Judge, will in most cases be good, or' approximately so. In most cases the officer, when required, will tender good ones, and the Judge accept them. The county will have the original security of the first bonds for their protection, and the new bonds tendered, if accepted at last at the end of the contest, to cover all liabilities, and this will be ample. When a contest is pending, the officer will be likely to be careful in the performance of official duties, besides be watched by interested sureties. So that all the probabilities are in favor of a faithful performance of duties during the period. Besides, there is the supervision of a grand jury every four months, together with the general supervisory power of the County Court or County Judge. The influences and checks may better be trusted to, I think, than to permit any man arbitrarily to exercise the function of depriving an officer of his right to his office, its honors and emoluments. The public interest, I think, cannot seriously suffer' during the trial of the question of the sufficiency of his bonds. Constitutional liberty must
If admitted, then the fact that Frank T. Reid, as a special tribunal, not bound by tbe forms of law, nor' acting as a judicial tribunal, has said that the trustee of Davidson county shall be deprived of his office, can have no more force, than if the Legislature had said it, and that would have none whatever. In short, I deny the power of the Legislature to confer the power on any man, or body of men, to deprive a citizen of any property or right whatever. This can only be done by authorized judicial tribunals, acting
The truth is, that supposed demand of sudden exigencies can never be made a sound basis for general rules of law or right. Decisions made to meet such cases will always be found incongruous, and impossible to be fitted into our general system, the leading idea of which is, that all rights are' to be determined by the regularly established exponents of the law of the land, acting under the responsibilities of judicial position, with its wholesome legal and traditional restraints and limitations. After careful thought, however, I
But let us turn to the provisions of section 778 ■and sub-sections, that all public officers who are compelled to give official bonds, may be required by the court, or officer whose duty it is to “ take or approve such bonds, to give additional surety or new bonds in the following cases:
1. Where the security in the original bond has become insufficient, by the subsequent insolvency, death or removal of the sureties thereto, or any of them.
How it is clear that this case is not referred to the Circuit Court or Circuit Judge, for he as such cannot be made cognizant of the facts, living, as he does in most cases, out of the county, (he can but reside in one), he has not the means of knowledge of the facts specified on which the new bonds are to be taken, and no mode of bringing the facts to his at
The second sub-section is, where there is good reason to believe the public interest may suffer for want of such new and additional bond. Certainly it would not be claimed that so general a duty as looking after the public interest of a county, and of each county in his circuit, in reference to official bonds, was intended to be imposed on a Circuit Judge, and that to the exclusion of the County Court or chairman, the-body having general supervision of county administration. The fact that some of these Judges have as many as nine counties in their circuits, and all as many as four, except three or four, would preclude this conclusion. The fact, too, that this is a matter of county administration, which belongs under our system peculiarly to the County Court or County Judge, would render this absolutely certain, unless the Legislature had, in terms unmistakable, so expressed its will. This has not been done.
Then follows the third sub-section — when the grand jury of the county, or a majority of them, certify the insufficiency of the original bond.
To sustain the jurisdiction of the Circuit Court, it must be shown, that in this last case the duty of taking the new bond is to be performed by a differ
This section, fairly construed, would seem to impose the duty of examination into the sufficiency of this bond on the County Court, and manifest the legislative intent to be, that this body was the body charged with the supervision of this branch of county administration. The County Judge or chairman of the County Court, by section 421, is made the accounting officer, and general agent of the county. As such general agent, the County Judge and chairman is the officer to whom the report of the grand jury should be made, and who is to make the requisition to give the additional bonds in the first two cases provided for in the sub-sections; and if so, it seems to me, it fellows inevitably that the same duty is to be performed by the same officer in the latter case. Certainly no reason is found for the duty being imposed.
This act of 1868, requires the performance of the precise duty that has been performed here, to be performed by the County Court. Why may this court not as well look after and examine into the solvency of the bonds of the trustee, on the report of the grand jury, as the Circuit Judge? We see no reason against this practice. This statute has but to be held to modify the former statute, as to the time to be given, and give the jurisdiction directly to the County Court in the case of county trustee, and you have the whole system of county administration in harmony, and confided where it ought to be,, to responsible representatives of the county, familiar with the question on' which it is to act.
For these and other reasons, I am for reversing the action of the Circuit Judge in this case.
Reference
- Full Case Name
- In the Matter of W. A. Knight Ex parte
- Status
- Published