In Re K.S.
In Re K.S.
Opinion
[EDITORS' NOTE: THIS PAGE CONTAINS HEADNOTES. HEADNOTES ARE NOT AN OFFICIAL PRODUCT OF THE COURT, THEREFORE THEY ARE NOT DISPLAYED.] *Page 38
Appellants W.S. and I.S. appeal from a judgment terminating their parental rights to their child, K.S. By 12 issues appellants assert error by the trial court in (1) allowing testimony of witnesses not properly disclosed during discovery; (2) admitting hearsay evidence; (3) admitting evidence previously used against appellants in a different suit affecting the parent-child relationship; (4) failing to grant a mistrial when evidence that W.S. was under indictment was referred to in the presence of the jury; (5) authorizing the jury to find that parental rights should be terminated on the basis that appellants violated court orders under Chapters 261 or 262 of the Texas Family Code; and (6) submitting a broad form jury charge which did not require ten or more jurors to find that each parent had violated a specific provision of Family Code §
The parents assert, via 12 issues, that the judgment should be reversed. Issue one asserts that the trial court allowed testimony of witnesses not properly disclosed during discovery. Issue two complains that hearsay statements made by K.S. were improperly allowed into evidence even though they did not meet the requirements of Tex. Fam. Code § 104.006 (Vernon Supp. 2002).1 By issue three the *Page 39
parents urge that evidence presented in a separate proceeding involving two of I.S.'s children by another marriage should have been excluded on principles of res judicata and collateral estoppel. Issue four alleges that the trial court erred in failing to grant a mistrial when TDPRS offered evidence in the presence of the jury that the father, W.S., had been indicted for aggravated sexual assault when he had not been finally convicted of such crime. Issues five, six, seven and eight assert error in the court's charge authorizing the jury to find that parental rights of W.S. and I.S. should be terminated on the basis that they violated court orders which had been entered under Chapters 261 and 262 of the Texas Family Code. Issues nine, ten, eleven and twelve posit that submitting a broad form jury charge which did not require the same ten or more of the jurors to find that each parent had violated a specific provision of Family Code §
Rulings admitting or excluding evidence are committed to the trial court's sound discretion. See Texas Dept. of Transp. v.Able,
The record shows that the TRCP 194 Request for Disclosure on which W.S. and I.S. based their objection to the TDPRS witnesses was served only on behalf of I.S. At the time the request was served, W.S. had not made an appearance in the lawsuit and the document specified that I.S. was making the discovery request. The trial court did not abuse its discretion in denying the objection of W.S. to testimony of the TDPRS witnesses when the witnesses had not been disclosed in response to a TRCP 194 request made only by I.S.
I.S. also objected to testimony of the TDPRS witnesses because they had not been disclosed in response to the TRCP 194 request served by her. I.S. did not, however, request an instruction limiting admission of such testimony to the case against W.S. Because the testimony was admissible against W.S., I.S. was required to request such a limiting instruction in order to preserve error. See TRE 105(a); Larson, 730 S.W.2d at 642. Her failure to request a limiting instruction waived her right to complain that the evidence was admitted for all purposes. See TRE 105(a); Birchfield, 747 S.W.2d at 365. Accordingly, we must uphold the ruling as to I.S., as well as to W.S. See Malone, 972 S.W.2d at 43; In re T.M., 33 S.W.3d at 348. The first issue is overruled.
The first statement complained of was a report by K.S. to a nurse practitioner working in the Texas Tech Care Center. A Care Center nurse practitioner, Gene Bell, performed physical examinations of K.S. in connection with allegations that K.S. had been sexually abused. Bell described physical findings from the examinations of K.S. and opined that the physical findings were indicative of both vaginal and anal penetration of the child. The TDPRS attorney asked Bell what statements K.S. made to Bell about "how this may have happened." W.S.'s attorney objected on the basis that statements by K.S. were hearsay, were not the child's first outcry, and that Family Code §
The second statement complained of was a narration by K.S. to Dr. Frances Klegg-Ferris. Klegg-Ferris was a counselor at the Panhandle Assessment Center at the time she dealt with K.S. The Assessment Center is a facility for the medical and psychological examination and assessment *Page 41
of abused children. When Klegg-Ferris was asked about statements made by K.S., W.S. requested a hearing outside the presence of the jury for the purpose of determining admissibility of Klegg-Ferris's testimony under TRE 702. The trial court granted the request and excused the jury. Following voir dire examination of Klegg-Ferris, W.S. objected to her testimony as unreliable under TRE 702. The trial court overruled the objection. Subsequently, Klegg-Ferris was asked whether K.S. made statements about "things that happened to her, abuse that happened to her." W.S. objected on the basis that such statements would be hearsay, but did not request a hearing outside the presence of the jury. The TDPRS attorney asserted that the statements were admissible under Family Code §
On appeal W.S. asserts that the statements by K.S. were hearsay, the trial court did not conduct a hearing outside the presence of the jury, and that the statements should be held inadmissible. He cites Family Code §
The third hearsay statement complained of occurred during testimony by witness Susan Fox. Fox identified herself as a psychotherapist engaged in private practice as a counselor. K.S. was referred to Fox by the Panhandle Assessment Center. Fox was asked what K.S. disclosed to her regarding abuse of K.S. by her father, W.S. Pursuant to a hearsay objection by W.S. and his request that the matter be taken up outside the presence of the jury, the trial court excused the jury, heard the testimony and argument of counsel and overruled the objection. Fox then testified, in part, that K.S. told Fox that W.S. had touched her in her private parts and told her to go into a bedroom, whereupon she screamed and her dog, Spot,3 bit W.S. on the finger. Nevertheless, K.S. reported that she went into the bedroom where W.S. put his hand on her chest area and laid on top of her with his pants on. Fox related that K.S. stated that she told her mother of the incident and her mother told W.S. that if he repeated the conduct he would go to jail. W.S. does not offer authorities or argument as to how admission of the statement, even if error, harmed him by resulting in entry of an improper judgment.
The TDPRS responds, in part, by asserting that the statements were admissible under Family Code §
Evidentiary rulings admitting or excluding evidence are committed to the trial court's sound discretion. See Able, 35 S.W.3d at 617; Alvarado, 897 S.W.2d at 753. A trial court abuses its discretion when it rules without regard for any guiding rules or principles. Id. at 754. A case will not be reversed because of an erroneous evidentiary ruling unless the error was harmful, that is, unless it probably caused the rendition of an improper judgment. See TRAP 44.1(a); Able, 35 S.W.3d at 617; Malone, 972 S.W.2d at 43; Gee v. Liberty Mut. Fire Ins. Co.,
In addition to the hearsay evidence to which W.S. objected and about which complaint is made in his second issue, the record reflects admission of evidence, without objection, of statements made by K.S. referring to sexual activities by W.S. and "acting out" by K.S. of sexual abuse by W.S. For example, Dr. Skinner testified that K.S. played with dolls in such a manner to indicate that adult males sexually contacted small females, and K.S. stated that fathers and brothers taught sexual activities to children. Dr. Shapiro, a licensed marriage and family therapist, testified that she was aware that K.S. had made allegations against her father in terms of his sexually penetrating her.
Some of the evidence of which W.S. complains could have had a significant effect on the jury. But, W.S. does not offer authority or argument as to how admission of the evidence probably resulted in the rendition of an improper judgment when considered in context with other parts of the record, or how such evidence is not cumulative of other evidence that W.S. could have or did sexually abuse K.S. W.S. has not demonstrated that the judgment turns on the particular evidence admitted over his objection. SeeAble, 35 S.W.3d at 617; Alvarado, 897 S.W.2d at 753. Thus, even if the evidence of which he complains was admitted in error, because W.S. has failed to show that the evidence probably resulted in the rendition of an improper judgment when considered in light of the entire record, we must, and do, overrule the issue. See TRAP 44.1(a); Able, 35 S.W.3d at 617; Malone, 972 S.W.2d at 43.
Res judicata is an affirmative defense under TRCP 94 and should be treated as a plea in bar which reaches the merits of the case. See Walker v. Sharpe,
The Garza County suit involved two parties not named in the Harris County suit: K.S. and W.S. The issues in Garza County focused on whether it was in the best interest of K.S. to have the parent-child relationship terminated between K.S. and either her mother, her father or both. Even assuming, arguendo, that there was some evidence in the Garza County case to support a finding that the best interest of K.S. as to termination of the parent-child relationship with I.S. or W.S. was foreclosed by the Harris County suit via the doctrine of res judicata, the matter was not established as a matter of law. The record contains evidence to support the trial court's decision to admit the evidence objected to. Thus, the trial court did not abuse its discretion in admitting the evidence. See Brumbalow v. State,
The doctrine of collateral estoppel, or issue preclusion, applies when the party against whom the doctrine is asserted had a full and fair opportunity to litigate the issue in a prior suit.See Tarter v. Metropolitan Sav. Loan Ass'n,
Some evidence in the Harris County suit duplicated that which is the subject of the complaints of W.S. and I.S. in this appeal. The issues of whether it was in the best interest of K.S. to have the parent-child relationship between K.S. and each of her parents terminated, however, were not fully and fairly litigated in the Harris County suit. For example, the jury charge in the Garza County case instructed the jury, in connection with each question as to termination of the parent-child relationship, that it must have been proven that termination of the parent-child relationship was in the best interest of K.S. The charge instructed the jury, in part, that some of the factors the jury could consider in determining the best interest of K.S. were the desires of the child; the emotional and physical needs of the child, presently and in the future; and the future plans of W.S., I.S. or the agency seeking custody.
As we more fully discuss in connection with issues 9, 10, 11 and 12, the Texas Supreme Court has specified that the controlling question in cases involving termination of the parent-child relationship is whether the parent-child relationship between a parent and the child should be terminated. See Texas Dept. ofHuman Services v. E.B.,
As we have previously noted, evidentiary rulings admitting or excluding evidence are committed to the trial court's sound discretion. See Able, 35 S.W.3d at 617. When the standard of review is abuse of discretion, the record must simply contain some evidence to support the decision made by the trial court. SeeBrumbalow,
Some evidence supports the trial court's decision that the evidence admitted was relevant to the question of the best interest of K.S. Thus, the trial court did not abuse its discretion in denying motions to exclude the evidence. We overrule issue three.
The overruling of a motion for mistrial should not be disturbed absent an abuse of discretion. See Kipp v. State,
W.S. does not reference the record of six volumes of testimony and one volume of exhibits in his assertion of harm from the question that was interrupted by his counsel's objection. He merely concludes that the question, as begun, probably caused the jury to base their decision on emotion rather than on the facts before them, and that the judgment should be reversed.
Error may be waived by inadequate briefing. See, e.g.,Fredonia State Bank v. Gen. Am. Life Ins. Co.,
W.S. has not proved by his brief, argument, and references to authorities and the record, that the jury did not follow the trial court's instruction to disregard that part of the question voiced by the TDPRS attorney, and that such part of the question probably resulted in entry of an improper judgment. We overrule issue four.
Extinguishment of the parent-child relationship by judicial action is a "unique kind of deprivation," see Lassiter v. Dep't ofSocial Services,
Violation of a court order might subject a parent to criminal contempt proceedings, but does not necessarily do so. In the case before us, neither W.S. nor I.S. was charged with criminal contempt. Although termination of their parent-child relationships with K.S. are significant losses *Page 47
to them, neither Texas family law statute nor the United States Supreme Court has denominated the termination proceeding as criminal, or the termination of the parent-child relationship as "punishment" for a crime. See Santosky, 455 U.S. at 765, 102 S.Ct. at 1400;Lassiter, 452 U.S. at 27 n. 3, 101 S.Ct. at 2160 n. 3; Family Code §
Objections by W.S. and I.S. in the trial court and their appellate issues have been based on characterization of the termination proceedings as criminal contempt proceedings. We disagree with such characterization and overrule issues 5, 6, 7 and 8.
The trial court submitted the case to the jury on broad form questions. See TRCP 277. Question one asking whether the parental rights of W.S.5 should be terminated was worded as follows:
Should the parent-child relationship between W.S. and the child, K.S. be terminated?
Answer "Yes" or "No"_________________.
The jury answered "Yes." The jury was instructed not to answer any further questions if the answer to question one was "Yes." Accordingly, the jury did not answer any other questions. The verdict was signed by ten jurors.
The jury instructions required a "Yes" answer to be based on two findings: (1) termination was in the best interest of the child, and (2) one or more of four specified events had occurred. The instruction and question relating to the "best interest" of the child are not at issue.6 The instruction relating to specific findings required by Family Code §
In connection with jury question one, the jury was instructed:
For the parent-child relationship of [W.S.], to be terminated as to the child, K.S., it must be proven by clear and convincing evidence that at least one of the following events has occurred:
1. the parent has knowingly allowed the child to remain in conditions or surroundings which endanger the physical or emotional well-being of the child;
2. the parent has engaged in conduct or knowingly placed the child with persons who engaged in conduct which endangers the physical or emotional well-being of the child;
3. the parent contumaciously refused to submit to a reasonable and lawful order of a court under Subchapter D, Chapter 261, Texas Family Code; and/or,
4. the parent failed to comply with the provisions of a court order that specifically established the actions necessary for the parent to obtain the return of the child who has been in the permanent or temporary managing conservatorship of the Department of Protective and Regulatory *Page 48 Services for not less than nine months as a result of the child's removal from the parent under Chapter 262 for the abuse or neglect of the child.
W.S.'s attorney objected to the submission because the question and instructions did not require the same ten7 or more jurors to find that violation of the same one of the events listed had occurred. W.S. urged in his objections to the charge that the disjunctive language of the instruction would allow three of the jurors to find that one of the listed events occurred, three others to find that a second listed event occurred, three others to find that a third listed event occurred, and another three to find that the fourth listed event occurred, and yet to answer "Yes" to the termination question. W.S. does not contend that any of the four statutory grounds included in the instructions by the trial court lack evidentiary support, and we have overruled his complaints that allowing termination on the basis of violating a court order is improper. Thus, we deem his reliance on Crown Life Ins. Co. v. Casteel,
W.S. further urges that the manner of submission violates his right to have specific findings as to the provisions of Family Code §
TDPRS responds that W.S.'s contentions have been foreclosed by the decision of the Texas Supreme Court in E.B. We agree with TDPRS.
In E.B., the trial court submitted the cause to the jury in the following broad form format: "Should the parent-child relationship between [the parent] and the child E.B. be terminated?" The jury was instructed to answer "Yes" or "No." The jury answered "Yes." In connection with the question, the jury was given the following instruction:
See E.B. v. Texas Department of Human Services,For the parent-child relationship in this case to be terminated, it must be proven by clear and convincing evidence that at least one of the following events has occurred:
(1) the parent has knowingly placed or knowingly allowed the child to remain in conditions or surroundings which endanger the physical or emotional well-being of the child; or
(2) the parent has engaged in conduct or knowingly placed the child with persons who engaged in conduct which endangers the physical or emotional well-being of the child.
The Austin Court of Appeals reversed the judgment terminating the parental rights of E.B.'s mother. The Court of *Page 49 Appeals reasoned that the submission violated the right of E.B.'s mother to have at least ten jurors determine that she violated one specific termination ground before her parental rights could be terminated. The Texas Supreme Court, however, held that the trial court did not abuse its discretion in the formulation of the jury charge. The Supreme Court specified that the controlling question was whether the parent-child relationship between a parent and a child should be terminated, not what specific grounds the jury relied on in answering the termination questions affirmatively.See E.B., 802 S.W.2d at 649. In reaching its decision, the Texas Supreme Court addressed contentions by the mother that her due process rights were violated by the submission. The Court summarily disagreed: "Recognizing [appellant's] rights does not change the form of submission." Id.
The trial court in this matter tracked the language of Family Code §
In some instances broad form submissions are not feasible. The Texas Supreme Court has determined, however, that the manner of submission before us is a "feasible" submission. See E.B., 802 S.W.2d at 649. This court's decision in In the Interest of S.H.,
You may render your verdict upon the vote of ten or more members of the jury. The same ten or more of you must agree upon all of the answers made and to the entire verdict. . . .
Reference
- Full Case Name
- In the Interest of K.S., a Child
- Cited By
- 68 cases
- Status
- Published