Nabelek v. District Attorney of Harris County
Nabelek v. District Attorney of Harris County
Opinion of the Court
MAJORITY OPINION
Appellant, Ivo Nabelek, appeals the dismissal of his suit against appellee, the District Attorney of Harris County, Texas. In his suit, Nabelek, an inmate at a state correctional facility proceeding pro se and in forma pauperis, sought declaratory and injunctive relief to determine the validity and constitutionality of section 552.028 of the Texas Open Records Act. Tex. Gov’t Code Ann. § 552.028 (Vernon 2004). The trial court dismissed Nabelek’s suit as frivolous pursuant to Texas Civil Practice and Remedies Code section 14.003(a)(2). Tex. Civ. Prac. & Rem.Code Ann. § 14.003(a)(2) (Vernon 2002). Nabelek raises five issues on appeal. We affirm.
FACTS AND PROCEDURAL BACKGROUND
On June 14, 1995, Nabelek sent a letter to the District Attorney of Harris County (the “DAHC”) requesting copies “of the entire records and all exhibits including the complete transcripts and everything pertaining to the trial of Texas State [sic] v. Ivo Nabelek, Case No. 657516 and case No. 657528”
*226 Sec. 552.027. REQUEST FOR INFORMATION FROM INCARCERATED INDIVIDUAL
(a) A governmental body is not required to accept or comply with a request for information from an individual who is imprisoned or confined in a correctional facility.
(b) Subsection (a) does not prohibit a governmental body from disclosing to an individual described by that subsection information held by the governmental body pertaining to that individual.
(c) In this section, “correctional facility” has the meaning assigned by Section 1.07(a), Penal Code.
Id.
In 1996 and 2000, Nabelek sent correspondence to the DAHC specifically inquiring about the whereabouts of certain personal property seized from him by the Houston Police Department when he was arrested in 1993. Nabelek’s 1996 and 2000 correspondence did not reference the Texas Open Records Act. The DAHC responded to Nabelek’s correspondence, informing Nabelek that it did not have any items in its possession that did not relate to the prosecution of his cases and it had no knowledge of the whereabouts of his personal property. Unlike its response to the 1995 request for information, the DAHC did not deny Nabelek’s 1996 and 2000 inquiries about the whereabouts of his personal property pursuant to section 552.027 or 552.028.
In July 2001, Nabelek filed this suit against the DAHC seeking declaratory and injunctive relief to determine the constitutionality of section 552.028 as applied to the DAHC’s denial of his access to information. In his petition, Nabelek alleged the DAHC wrongfully denied him access to information in its possession under the Texas Open Records Act. Nabelek argued he was acting as his own attorney when he requested the information from the DAHC and his status as a pro se litigant entitled him to the information he sought.
The DAHC filed a motion for summary judgment and a motion to dismiss Nabe-lek’s suit as frivolous under Chapter 14 of the Texas Civil Practice and Remedies Code based on the following two grounds: (1) Nabelek failed to file an affidavit or unsworn declaration as required by Texas Civil Practice and Remedies Code section
An “order setting hearings,” dated August 29, 2002, notified the parties the pending motions, including the DAHC’s motions and eight of Nabelek’s motions, were set for a hearing on September 13, 2002, and, pursuant to its order, the trial court held a telephonic hearing on September 18, 2002. On October 18, 2002, the trial court dismissed Nabelek’s claims as frivolous as follows:
ORDER DISMISSING CASE
On September 13, 2002 the Court heard [the DAHCJ’s Motion to Dismiss Frivolous Action and Motion for Summary Judgment. At the hearing the Court heard and considered the pleadings and arguments of [Nabelek] (who participated in the hearing without counsel) and counsel for [the DAHC]. The Court’s file indicates that through the date of this Order [Nabelek] has never been represented by an attorney of record in this case. [Nabelek] stated at the commencement of the hearing that he did not have counsel representing him in the case or in connection with the hearing, and that he was ready to proceed with the hearing without counsel. The Court orders as follows in connection with the Motions.
It is Ordered that the claims of [Nabe-lek] in this case are dismissed under Sec[t]ion 14.003(a)(2) of the Texas Civil Practice and Remedies Code as frivolous claims.
On appeal, Nabelek raises five issues, arguing the trial court erred in: (1) not having a stenographic or other recording made of the September 13, 2002 telephonic hearing; (2) not ruling on Nabelek’s pending motions; (3) dismissing Nabelek’s claims as frivolous under Texas Civil Practice and Remedies Code section 14.003(a)(2) for non-compliance with Texas Civil Practice and Remedies Code section 14.004; (4) not specifying whether the dismissal of Nabelek’s claims was with or without prejudice; and (5) dismissing Na-belek’s claims as frivolous under Texas Civil Practice and Remedies Code section 14.003(a)(2) for lack of arguable basis in law.
DISCUSSION
I. The Trial Court’s Dismissal of Nabe-lek’s Suit Under Section 14.003(a)(2)
In issues three and five, Nabelek argues the trial court erred in dismissing his claims as frivolous under section 14.003(a)(2) of the Texas Civil Practice and Remedies Code.
A. Section 14.003(a)(2)
The dismissal of lawsuits brought by inmates who file affidavits of inability to pay is governed by chapter 14 of the Texas Civil Practice and Remedies Code, entitled “Inmate Litigation.” See Tex. Civ. Prac. & Rem.Code Ann. §§ 14.001-14.014 (Vernon 2002). Section 14.003(a)(2) specifically allows a trial court to dismiss an inmate’s claim as frivolous, before or after service of process, if it finds “(1) the claim’s realistic chance of ultimate success is slight; (2) the claim has no arguable basis in law or in fact; (3) it is clear that the party cannot prove facts in support of the claim; or (4) the claim is substantially similar to a previous claim filed by the inmate because the claim arises from the same operative facts.” Id. at § 14.003(a)(2), (b). The trial court may hold a hearing when dismissing a case under section 14.003(a), and a hearing may be held before or after service of
A trial court has broad discretion to dismiss an inmate’s suit as frivolous. See Retzlaff v. Texas Dept. of Criminal Justice, 94 S.W.3d 650, 654 (Tex.App.Houston [14th Dist.] 2002, pet. denied). Trial courts are given broad discretion under section 14.003 because: “(1) prisoners have a strong incentive to litigate; (2) the government bears the cost of an in forma pauperis suit; (3) sanctions are not effective; and (4) the dismissal of unmeritorious claims accrues to the benefit of state officials, courts, and meritorious claimants.” Id. at 653.
Our review of whether a claim is legally cognizable is de novo. Id. For a claim to have no arguable basis in law, it must be based on “an indisputably merit-less legal theory,” or be based on wholly incredible or irrational factual allegations. Gill v. Boyd Distrib. Ctr., 64 S.W.3d 601, 603 (Tex.App.-Texarkana 2001, pet. denied) (quoting Neitzke v. Williams, 490 U.S. 319, 327, 109 S.Ct. 1827, 104 L.Ed.2d 338 (1989), and citing Denton v. Hernandez, 504 U.S. 25, 33, 112 S.Ct. 1728, 118 L.Ed.2d 340 (1992)). An inmate’s cause of action may not be dismissed merely because the court considers the allegations “unlikely.” Id. at 603-04 (quoting Denton, 504 U.S. at 33, 112 S.Ct. 1728).
B. Dismissal of Nabelek’s Claims Under Section 14.003(a)(2)
In its motion to dismiss and motion for summary judgment, the DAHC asserted two grounds for dismissal of Nabelek’s claims. First, the DAHC argued Nabelek failed to comply with section 14.004 by not filing a declaration or affidavit identifying previous litigation. Second, the DAHC argued Nabelek’s suit was frivolous and had no arguable basis in law for three reasons: (1) limitations barred Nabelek’s claims; (2) Nabelek’s interpretation of section 522.028(a)’s attorney exception had no arguable basis in law; and (3) no arguable constitutional claim was stated. After holding a telephonic hearing, the trial court dismissed Nabelek’s claims under section 14.003(a)(2) as frivolous.
Nabelek argues that as a pro se litigant, he is his own attorney of record. As such, Nabelek contends that when he requested information from the DAHC, the DAHC was required to comply with his requests for information under Texas Government Code section 552.028(a)(2), which currently provides as follows:
A governmental body is not required to accept or comply with a request for information from:
(1) an individual who is imprisoned or confined in a correctional facility; or
(2) an agent of that individual, other than that individual’s attorney when the attorney is requesting information that is subject to disclosure under this chapter.
See Tex. Gov’t Code Ann. § 552.028(a) (Vernon 2004) (emphasis added). Subsection (a)(2) did not go into effect until 1999.
The DAHC sought dismissal of Na-belek’s suit based on the statute of limitations, arguing Nabelek’s suit was barred by the four-year residual statute of limitations. Tex. Civ. Prac. & Rem.Code Ann. § 16.051 (Vernon 1997) (“Every action for which there is no express limitations period ... must be brought not later than four years after the day the cause of action
The DAHC’s denial of Nabelek’s request for information under section 552.027 of the Texas Open Records Act occurred six years prior to Nabelek filing suit against the DAHC. Nabelek filed suit against the DAHC on July 27, 2001. The only request Nabelek made to the DAHC for information pursuant the Texas Open Records Act was on June 14, 1995, and the DAHC denied this request for information pursuant to its discretion to do so under section 552.027 on June 28, 1995.
Nabelek argues he filed suit within the relevant limitations period based on his March 2000 correspondence to the DAHC seeking information relating to his criminal cases. We disagree. Copies of Nabelek’s March 2000 correspondence and the DAHC’s response were attached to the DAHC’s motion to dismiss. In his March 2000 correspondence, Nabelek did not seek information from the DAHC pursuant to the Texas Open Records Act, and the DAHC did not deny Nabelek’s request for information pursuant to section 552.028. In its response to Nabelek’s 2000 request, the DAHC informed appellant that “this office has nothing in its litigation files that did not relate to [his] prosecution” and that the DAHC would not respond to any further requests for information from Na-belek “[pjursuant to the discretion accorded it for requests for information from incarcerated individuals.” Thus, because Nabelek’s March 2000 request does not invoke the Open Records Act, that request does not save his claims from being barred by the statute of limitations.
Moreover, in addition to being barred by limitations, Nabelek’s claims against the DAHC also lack an arguable basis in law because the 1999 amendment to section 552.028, the subject of Nabelek’s constitutional attacks, was not in effect when he requested information from the DAHC in 1995 and 1996 and, with regard to his 2000 request, Nabelek did not seek information from the DAHC in that request pursuant to the Texas Open Records Act or state that he was acting as a pro se attorney on his own behalf when requesting information from the DAHC. Furthermore, it is undisputed that Nabelek is not a licensed attorney in the state of Texas and may not avail himself of the attorney exception within section 552.028(a)(2). Tex. Gov’t Code Ann. § 552.028(a)(2) (providing that “[a] governmental body is not required to accept or comply with a request for information from: (1) an individual who is imprisoned or confined in a correctional facility; or (2) an agent of that individual, other than that individual’s attorney when the attorney is requesting information that is subject to disclosure under this chapter ”) (emphasis
We conclude the trial court did not abuse its discretion in dismissing Na-belek’s suit as frivolous, and we overrule issue five.
In issue three, Nabelek contends the trial court erred in dismissing his suit as frivolous for non-compliance with section 14.004 of the Texas Civil Practice and Remedies Code, which requires indigent inmates to file an affidavit relating to previous filings. Tex. Civ. Prac. & Rem.Code Ann. § 14.004 (Vernon 2002). Having concluded the trial court properly dismissed Nabelek’s claims under section 14.003(a)(2) as frivolous claims, we need not address this alternative ground for dismissal, and we overrule issue three.
II. Notice and Record of the September 13, 2002 Hearing
In issue one, Nabelek contends the trial court erred in failing to have the September 13, 2002 telephonic hearing steno-graphically or otherwise recorded. Nabe-lek appeared at the September hearing via telephone. Nabelek asserts he orally requested that a record of the hearing be made at the beginning of the hearing and that the trial court erred in denying his oral request. Nabelek contends harm is shown because his “claims, evidence and arguments presented at the September 13, 2002 hearing substantially altered those presented in the written pleadings.” Na-belek also complains of not having received notice of the September 13 hearing.
The record shows that on August 29, 2002, the trial court signed an order setting the DAHC’s motions and eight of Nabelek’s pending motions for a telephonic hearing on September 13, 2002 at 9:00 a.m. Nabelek appeared at the hearing via telephone. There is no written record of the hearing.
Nabelek argues the court reporter was required to make a record of the September 13 hearing pursuant to Texas Rules of Appellate Procedure 13.1 and 13.2.
We first determine whether Nabelek has preserved these issues for appellate review. Texas Rule of Appellate Procedure 33.1 provides that, in general, as a prerequisite to presenting a complaint for appellate review, the record must show a timely, specific objection and a ruling by the trial court. Tex.R.App. P. 33.1(a). Likewise, Texas Government Code section 52.046,
Furthermore, even if Nabelek properly had preserved these issues for review, they are without merit. It is well-settled a trial court is not required to conduct an oral hearing before dismissing a suit under section 14.003 or ruling on a motion for summary judgment. See Tex. Civ. Prac. & Rem.Code Ann. § 14.003(c) (Vernon 2002) (providing a trial court may hold a hearing to decide whether to dismiss a suit under section 14.003); Tex.R. Civ. P. 166a(c) (providing “[n]o oral testimony shall be received” at a hearing on a motion for summary judgment); Houston v. Clear Creek Basin Authority, 589 S.W.2d 671, 677 (Tex. 1979) (noting that having a court reporter record summary judgment hearings is “a practice neither necessary nor appropriate to the purposes of such a hearing.”); Thomas v. Bilby, 40 S.W.3d 166, 168 (Tex.App.-Texarkana 2001, no pet.) (noting trial court is not required to hold a hearing before dismissing a suit under section 14.003(a)). In addition, based on our review of the record, there were no evidentiary proceedings for the court reporter to record, and, thus, the absence of a record did not cause Nabelek any resulting harm. Moreover, Nabelek does not explain how the absence of a record of the hearing or lack of notice of the hearing caused the rendition of an improper judgment or prevented him from properly presenting his case to this court. See Tex.R.App. P. 44.1(a) (“No judgment may be reversed on appeal on the ground that the trial court made an error of law unless the court of appeals concludes that the error complained of: (1) probably caused the rendition of an improper judgment; or (2) probably prevented the appellant from properly presenting the case to the court of appeals.”). Thus, any error in the trial court’s failure to have the court reporter record the telephonic hearing was harmless.
Accordingly, we overrule issue one.
III. Ruling on Nabelek’s Pending Motions
In issue two, Nabelek asserts the trial court erred in not ruling on his pending motions before dismissing his case under section 14.003. Nabelek’s pending motions were set for a hearing on September 13, 2002, along with the DAHC’s motions. The trial court later dismissed Nabelek’s claims as frivolous but did not specifically rule on the other pending motions.
The DAHC argues the trial court’s dismissal of Nabelek’s claims as frivolous rendered Nabelek’s pending motions moot. We agree. Under section 14.003(a), a court may dismiss a claim either before or after service of process if it finds a claim is frivolous. Tex. Civ. Prac. & Rem.Code Ann. § 14.003(a)(Vernon 2002). In our discussion of issue five, we conclude the trial court did not abuse its discretion in dismissing Nabelek’s suit as frivolous. Thus, the trial court had no obligation to rule on
Accordingly, we overrule issue two.
IV. Dismissal of Nabelek’s Claims “With” or “Without” Prejudice
Nabelek’s final issue on appeal concerns the trial court not specifying in the order of dismissal whether Nabelek’s claims were dismissed with or without prejudice. Nabelek argues such a determination is important because of res judicata concerns if the dismissal is “with prejudice.”
A dismissal with prejudice constitutes an adjudication on the merits and operates as if the case had been fully tried and decided. See Ritchey v. Vasquez, 986 S.W.2d 611, 612 (Tex. 1999). Orders dismissing cases with prejudice have full res judicata and collateral estoppel effect, barring subsequent relitigation of the same causes of action or issues between the same parties. See Barr v. Resolution Trust Corp., 887 S.W.2d 627, 680-31 (Tex. 1992). A dismissal with prejudice is improper if the plaintiffs failure can be remedied. See Hickman v. Adams, 35 S.W.3d 120, 124 (Tex.App.-Houston [14th Dist.] 2000, no pet.). If the error resulting in the dismissal of an inmate’s suit cannot be remedied, a dismissal with prejudice is proper. See id.
We have concluded Nabelek’s claims have no arguable basis in law and are frivolous. Because Nabelek cannot remedy the errors resulting in the dismissal of his suit, dismissal with prejudice under these circumstances is appropriate. Accordingly, we reform the judgment to reflect the cause is dismissed “with prejudice” and overrule issue four.
Conclusion
We reform the judgment to reflect the cause is dismissed “with prejudice.” As reformed, the judgment is affirmed.
. In 1993 and 1994, Nabelek pled guilty to the offenses of aggravated sexual assault of a child and possession of child pornography (trial court cause numbers 657516 and 657518). He currently is serving his sentence for these offenses.
. The specific provisions of the Texas Open Records Act are currently found in sections 552.001 through 552.353 of Texas Government Code. See Tex. Gov't Code Ann. §§ 552.001-552.353 (Vernon 2004).
. In 1997, Texas Government Code section 552.027 was renumbered as section 552.028. Act effective September 1, 1997, 75th Leg., R.S., ch. 165, § 31.01(44), 1997 Tex. Gen. Laws 327, 710 (amended 2003). In 1999, subsection (a) of section 552.028 was amended as follows:
(a) A governmental body is not required to accept or comply with a request for information from:
(1) an individual who is imprisoned or confined in a correctional facility; or
(2) an agent of that individual, other than that individual’s attorney when the attorney is requesting information that is subject to disclosure under this chapter.
Act effective May 21, 1999, 76th Leg., R.S., ch. 154, § 1, 1999 Tex. Gen. Laws 623, 623 (amended 2003) (emphasis added).
. In his petition, Nabelek summarized his complaint as follows:
[Nabelek] complains [section 552.028], as applied to his cause and its circumstances, by [DAHC], when relying on said article to deny [Nabelek] access to public information under Open Records Act (ORA), is unconstitutionally depriving [Nabelek] of his rights under the: First, Fifth, Sixth and Fourteenth Amendments of the U.S. Constitution; the Due Process, Equal Protection and Equal Opportunities Clauses of the Texas and/or U.S. Constitution(s); and of other state or federal rights as may be relied [sic] by regulations or statutes or constitutional clauses other than the above-cited.
. No record was made of the hearing. Nabe-lek complains on appeal of the lack of a stenographic record of the hearing. We address this issue in part II of this opinion.
. As stated previously, Nabelek's subsequent requests for information directed to the DAHC in 1996 and 2000 (dated October 6, 1996, October 31, 1996, November 19, 1996, and March 20, 2000) were not made pursuant to the Texas Open Records Act. Nabelek's 1996 and 2000 correspondence to the DAHC inquired whether the district attorney's office had certain personal property in its possession belonging to Nabelek that was seized during his 1993 arrest. The DAHC responded to Nabelek's 1996 and 2000 correspondence by informing him it did not have any of the alleged items in its possession that did not relate to the prosecution of his cases and it had no knowledge of the whereabouts of such property.
. A declaratory judgment is appropriate only if a justiciable controversy exists as to the rights and status of the parties and the controversy will be resolved by the declaration sought. See Bonham State Bank v. Beadle, 907 S.W.2d 465, 467 (Tex. 1995). A justicia-ble controversy requires the existence of a real and substantial controversy involving a genuine conflict of tangible interests and not merely a theoretical dispute. Id. In his suit, Nabelek seeks a judicial determination concerning the constitutionality of the attorney exception found within section 552.028(a)(2), effective May 21, 1999, as applied to the DAHC's denials of his requests for information. Nabelek's claims are for prospective relief; no justiciable controversy exists.
. In a post-submission brief, Nabelek argues that in the event the conviction for which he is currently serving time is overturned, he is entitled to the information he requested from the DAHC under the Texas Open Records Act because his status would have been that of a detainee at the time of his requests instead of an inmate. Given the speculative and conclu-sory nature of Nabelek's argument and the lack of citation to any authority, we conclude Nabelek failed to adequately brief this issue and, consequently, waived this contention. TexR.App. P. 38.1(h) (requiring an appellant to provide concise argument, and authority in support thereof, in his brief).
.In his appellate briefs, Nabelek asserts three additional reasons why the telephonic hearing was required to be recorded. First, he argues Texas Civil Practice and Remedies Code section 14.008, which governs hearings conducted by video communications technology, required the telephonic hearing to be recorded. See Tex. Civ. Prac. & Rem.Code Ann. § 14.008(b) (Vernon 2002). However, this section is inapplicable to the case at bar because the
. Texas Government Code section 52.046 provides the following;
(a)On request, an official court reporter shall:
(1) attend all sessions of the court;
(2) take full shorthand notes of oral testimony offered before the court, including objections made to the admissibility of evidence, court rulings and remarks on the objections, and exceptions to the rulings;
(3) take full shorthand notes of closing arguments if requested to do so by the attorney of a party to the case, including objections to the arguments, court rulings and remarks on the objections, and exceptions to the rulings;
(4) preserve the notes for future reference for three years from the date on which they were taken; and
(5) furnish a transcript of the reported evidence or other proceedings, in whole or in part, as provided by this chapter.
(b) An official court reporter of a district court may conduct the deposition of witnesses, receive, execute, and return commissions, and make a certificate of the proceedings in any county that is included in the judicial district of that court.
(c) The supreme court may adopt rules consistent with the relevant statutes to provide for the duties and fees of official court reporters in all civil judicial proceedings.
(d) A judge of a county court or county court at law shall appoint a certified shorthand reporter to report the oral testimony given in any contested probate matter in that judge’s court.
Tex. Gov't Code Ann § 52.046 (Vernon 2005) (emphasis added).
. Nabelek asserts on appeal that ’’at the commencement of the hearing, [he] specifically requested orally that the hearing/confer
Dissenting Opinion
dissenting on rehearing.
On original submission, this court affirmed the trial court’s judgment. I did not join in the court’s opinion, but instead filed a concurring opinion. Today the court denies appellant Ivo Nabelek’s motion for rehearing. After considering Na-belek’s motion, I conclude that this court should grant rehearing, reverse the trial court’s judgment, and remand the case for further proceedings. Accordingly, I withdraw my original concurring opinion, and issue this dissenting opinion on rehearing in its place.
Is there reversible error based on the failure to record the September 13, 2002 hearing?
The first issue presents a classic catch-22 situation: there was no court reporter to record the hearing and without a court reporter to make the record, there was no record to preserve the complaint about the lack of a court reporter. The majority concludes that Nabelek did not preserve error on issue one because the record does not show he “requested that the court reporter record the September 13, 2002 hearing.” Under the circumstances of this case, no such record is necessary to reach the merits of Nabelek’s argument.
In the statement of facts in his appellate brief, Nabelek asserts that he made an oral motion at the beginning of the telephonic hearing requesting a court reporter and an audio recording of the hearing, which the trial court denied. The District Attorney of Harris County, Texas (herein
Nabelek contends — and the District Attorney does not dispute — that Nabelek timely requested a record to be made of the hearing. A court reporter must record court proceedings if a party so requests. See Tex. Gov’t Code Ann. § 52.046(a)(2)(Vernon 2005); Tex.R.App. P. 13.1(a). Thus, a record of the hearing should have been made upon Nabelek’s request. The majority reasons that because the trial court was not required to hold a hearing in the first place, the failure to record it is of no consequence. This reasoning is flawed.
Although a trial court is not required to hold a hearing before dismissing a suit under section 14.003(a), it does not follow, as the majority suggests, that if the court elects to hold such a hearing it may deny or ignore a party’s request to record the proceeding; indeed, the plain language of both Rule 13.1(a) and section 52.046(a) suggests that a record of court proceedings is a right of the parties and not within the discretion of the trial court. A record of the hearing should have been made if Nabelek requested one. See Tex. Govt. Code Ann. § 52.046(a)(2)(Vernon 2005); Tex.R.App. P. 13.1(a).
Nabelek alleges that the trial court denied his request for a court reporter, informing him that the hearing was only to provide the court with a “grasp” of the issues and that the court would not rely on it in its final determinations of the matters presented; therefore, the court purportedly explained, no record of the hearing was necessary.
“On September 13, 2002 the Court heard [the District Attorneyj’s Motion to Dismiss Frivolous Action and Motion for Summary Judgment. At the hearing the court heard and considered the pleadings and arguments of [Nabelek] (who participated in the hearing without counsel) and counsel for the Defendant .... The Court orders as follows in connection with the Motions. It is ordered that the claims of [Nabelek] in this case are dismissed under Sec[t]ion 14.003(a)(2) of the Texas Civil Practice and Remedies Code as frivolous claims.”
The order indicates that the arguments presented at the September 13, 2002 hear
Do Nabelek’s claims have an arguable basis in law?
The District Attorney filed a motion for summary judgment asserting that Nabe-lek’s claims are time-barred and that, as a matter of law, the statute in question is constitutional as applied to Nabelek. Although the trial court held a hearing on this summary-judgment motion, the trial court did not grant this motion or any other; rather, the trial court dismissed Nabelek’s claims as frivolous under section 14.003(a)(2) of the Texas Civil Practice and Remedies Code.
Because the trial court did not sustain any special exceptions against Nabelek’s petition, this court must construe the petition liberally in Nabelek’s favor. See Horizon/CMS Healthcare Corp. v. Auld, 34 S.W.3d 887, 897 (Tex. 2000). In his petition, Nabelek alleges the following:
• Nabelek brings suit to determine the constitutionality of section 552.028 of the Texas Government Code as applied to Nabelek and his circumstances.
• The District Attorney, “when relying on [section 552.028] to deny [Nabelek] access to public information under Open Records Act (ORA), is unconstitutionally depriving [Nabelek] of his rights under the: First, Fifth, Sixth and Fourteenth Amendments of the U.S. Constitution; the Due Process,*236 Equal Protection and Equal Opportunities Clauses of the Texas and/or U.S. Constitutions.... ”
• As part of his investigation and preparation for filing pro se habeas corpus actions that are now pending in the 208th District Court, Nabelek requested the District Attorney, under the Open Records Act, to give Nabe-lek access to all public information pertaining to Nabelek and the prosecution against him which is in the files of the District Attorney.
• The District Attorney’s legal counsel, relying on section 552.028 repeatedly denied Nabelek’s requests for information in their entirety, citing Nabe-lek’s imprisonment and the District Attorney’s statutory discretionary power not to comply with the request.
• There are no discovery procedures available for Nabelek to seek this public information, so the only mechanism Nabelek has to obtain this information is through the Open Records Act.
• It is important for Nabelek to obtain this public information so that he can use it in support of his arguments on habeas corpus that his trial counsel rendered ineffective assistance by not investigating the facts and applicable law and by not reviewing the District Attorney’s file.
• Section 552.028 provides that a governmental body is not required to accept or comply with a request for information from an individual who is imprisoned or confined in a correctional facility.
• Section 552.028 is unconstitutional because it allows the District Attorney to deny Nabelek access to information under the Open Records Act because he is incarcerated, even though the District Attorney cannot deny access to an attorney representing Nabelek.
• Section 552.028 violates the Equal Protection and Due Process Clauses by unlawfully discriminating against Nabelek as a prisoner and depriving him of access to public information that is available to both those who are not in prison and attorneys representing prisoners.
• Nabelek seeks declaratory and injunc-tive relief that section 552.028 is unconstitutional as applied to him.
Without addressing the merits of Nabe-lek’s claims, these claims are not based on wholly incredible or irrational factual allegations, and the majority has not stated or shown otherwise. Furthermore, Nabelek’s claims are not based on an indisputably meritless legal theory. Regardless of whether Nabelek would succeed on the merits, it is not indisputably meritless to argue the unconstitutionality of a statute that allows a governmental body to deny an Open Records Act request from prisoners and their agents based solely on the persons’ status as prisoners, while not allowing such a denial if the prisoners’ attorneys make the same request. The majority does not assert otherwise; rather, the majority concludes that Nabelek’s claims are frivolous because they are time-barred.
The majority’s analysis conflicts with the applicable legal standard. Nothing in Na-belek’s petition indicates the dates or times when Nabelek made Open Records Act requests, and nothing in the petition indicates that Nabelek’s claims are time-barred. Nabelek does not assert that the District Attorney denied his Open Records Act request in 1995 and that the statutory basis for this denial is unconstitutional. Rather, in his pleadings Nabelek speaks in the present tense, asserting that the District Attorney is unconstitutionally depriving Nabelek of his constitutional rights by denying him access to public information to which he would have access if he were
Furthermore, with the exception of the situation in which the petition contains facts affirmatively showing as a matter of law that the claims are time-barred, the use of a statute-of-limitations defense to conclude that one’s claims are frivolous has no support in Texas jurisprudence. Assertion of the statute of limitations is an affirmative defense,
This court should grant rehearing, reverse the trial court’s order dismissing Nabelek’s claims as frivolous under section 14.003(a)(2) of the Texas Civil Practice and Remedies Code, and remand for further proceedings.
. Texas Rule of Appellate Procedure 38.1(f) states in pertinent part that “the brief must state concisely and without argument the facts pertinent to the issues or points presented. In a civil case, the court will accept as true the facts stated unless another party contradicts them.” Tex.R.App. 38.1(f).
. The District Attorney does not challenge Na-belek's statements in this regard.
. Because the majority overrules issue five, it does not address Nabelek's third issue — the trial court's alleged dismissal on the alternative ground that Nabelek failed to comply with the requirements of section 14.004 of the Texas Civil Practice and Remedies Code, which requires indigent inmates to file an affidavit relating to previous filings. See Tex. Civ. Prac. & Rem.Code Ann. § 14.004 (Vernon 2002). The order of dismissal clearly states that it is based on section 14.003(a)(2) with no mention of section 14.004 or Nabelek’s alleged non-compliance with it.
. The majority also concludes Nabelek's claims are frivolous because there is no justi-ciable controversy as to his rights. However, Nabelek asserts that section 552.028 violates the Texas and United States Constitutions and prevents him from obtaining information he needs for his attempts to secure habeas corpus relief. The Attorney General asserts the statute is constitutional. Therefore, a justicia-ble controversy exists. See Tex Civ. Prac & Rem.Code Ann. §§ 37.003, 37.004.
. "Affirmative Defense” is defined as "[a] defendant's assertion raising new facts and arguments that, if true, will defeat the plaintiff's or prosecution's claim, even if all allegations in the complaint are true.” Black's Law Dictionary 430 (7th ed. 1999).
Reference
- Full Case Name
- Ivo NABELEK, Appellant, v. DISTRICT ATTORNEY OF HARRIS COUNTY, Texas, Appellee
- Cited By
- 100 cases
- Status
- Published