McInnis v. Mallia
McInnis v. Mallia
Opinion of the Court
CORRECTED MAJORITY OPINION
This court withdraws its majority opinion issued June 10, 2008 because of a typographical error and issues this corrected majority opinion in its place.
In this legal-malpractice case, appellant, a law firm’s former client, challenges a no-evidence summary judgment in favor of the law firm and the lawyers that represented her in prior medical-malpractice litigation, alleging, among other things, inadequate time for discovery. We conclude that the trial court abused its discretion in determining that an adequate time for discovery had passed and therefore the trial court erred in granting the no-evidence summary judgment. We reverse and remand.
I. Factual and Procedural Background
In pursuing her medical-malpractice claim, appellant Janine Charboneau Mcln-nis sought legal representation from appel-lees Michael Mallia, J.D., The Mallia Law Firm, P.C., and Tommy Hastings, J.D. (Appellees are referred to collectively as the “Law Firm” and individually as “Mal-lia,” “the Mallia Law Firm,” and “Hastings”). In the ensuing medical-malpractice suit, Mclnnis alleged claims against a surgeon and the professional corporation to which the surgeon belonged, seeking to recover damages she allegedly suffered as a result of complications following a surgical procedure. In its representation of Mclnnis, the Law Firm agreed to non-suit the surgeon’s professional corporation, leaving only the surgeon as a party defendant in the suit. After a trial on the merits, a jury returned a verdict in favor of the surgeon.
Following her unsuccessful medical-malpractice suit, on May 28, 2005, Mclnnis, as a pro se plaintiff, filed a legal-malpractice suit against the Law Firm alleging that her loss in the underlying medical-malpractice suit was attributable to the Law Firm’s negligence and breaches of fiduciary duty in handling her claims. According to Mclnnis’s petition in the legal-malpractice suit, the Law Firm’s decision to non-suit the surgeon’s professional corporation, a party that allegedly was jointly and severally liable for Mclnnis’s damages, gave rise to her legal-malpractice claims.
Under Texas Rule of Civil Procedure 190.4 (level 3) the trial court issued a docket control order for the legal-malpractice suit, setting the following deadlines:
October 3, 2005 Deadline to join additional parties
March 23, 2006 Deadline for parties seeking affirmative relief to designate experts
April 24, 2006 Deadline to designate all other-experts
June 23, 2006 End of discovery period
June 23, 2006 Deadline for challenges to expert testimony
June 23, 2006 Deadline to amend pleadings
July 23, 2006 Trial setting
As part of the discovery process and during the period designated for discovery, Mclnnis served requests for production and interrogatories on Mallia and the Mal-lia Law Firm, as well as requests for disclosure.
II. Issues and Analysis
In her first issue, Mclnnis claims, inter alia, that there was not an adequate amount of time for discovery. A party may move for a no-evidence summary judgment “[a]fter adequate time for discovery.” Tex.R. Civ. P. 166a(i). Notably, the rule does not'require that discovery must have been completed, but rather that there was “adequate time.” In re Mohawk Rubber Co., 982 S.W.2d 494, 498 (Tex.App.-Texarkana 1998, orig. proceeding). The comment to rule 166a(i) provides, “A discovery period set by pre[-]trial order should be adequate opportunity for discovery unless there is a showing to the contrary, and ordinarily a motion under paragraph (i) [a no-evidence motion] would be permitted after the period but not before.” Tex.R. Civ. P. 166a(i) cmt. (emphasis added);
In considering whether the trial court permitted an adequate time for discovery, we consider the following factors: (1) the nature of the case, (2) the nature of the evidence necessary to controvert the no-evidence motion, (3) the length of time the case was active, (4) the amount of time the no-evidence motion was on file, (5) whether the movant had requested stricter deadlines for discovery, (6) the amount of discovery that already had taken place, and (7) whether the discovery deadlines in place were specific or vague. Brewer & Pritchard, P.C. v. Johnson, 167 S.W.3d 460, 467 (Tex.App.-Houston [14th Dist.] 2005, pet. denied); Specialty Retailers, Inc., 29 S.W.3d at 145. We review a trial court’s determination that there has been an adequate time for discovery on a case-by-case basis, under an abuse-of-discretion standard. Brewer & Pritchard, P.C., 167 S.W.3d at 467.
The Nature of the Case and the Evidence Necessary to Defeat the Motion
Mclnnis has alleged negligence and breach of fiduciary duty against the Law Firm in its representation of her in the underlying medical-malpractice suit. Generally, to recover on a claim for legal malpractice, a plaintiff must prove (1) the attorney owed the plaintiff a duty; (2) the attorney breached the duty; (3) the breach proximately caused the plaintiffs injuries; and (4) damages occurred. Peeler v. Hughes & Luce, 909 S.W.2d 494, 496 (Tex. 1995); Cosgrove v. Grimes, 774 S.W.2d 662, 665 (Tex. 1989). Thus, to maintain a legal-malpractice action that arises from prior litigation, Mclnnis must prove a “suit within a suit” by demonstrating that “but for” the Law Firm’s negligence, she would have prevailed on the underlying medical-malpractice suit and would have been entitled to judgment. See Schlager v. Clements, 939 S.W.2d 183, 186 (Tex.App.-Houston [14th Dist.] 1996, writ denied). A plaintiff in a legal-malpractice suit is required to present expert testimony regarding the standard of skill and care ordinarily exercised by an attorney. See Ersek v. Davis & Davis, P.C., 69 S.W.3d 268, 271 (Tex.App.-Austin 2002, pet. denied). Because of these requirements, a legal-malpractice suit is considered complex litigation.
In this case, the trial court entered a docket control order that set forth various pre-trial deadlines. The parties were not required to designate expert witnesses until March 23, 2006, a deadline that would not have run until five months after the Law Firm filed its motion for summary judgment. Generally, the more complex the case, the more time a trial court will allocate for discovery. Both parties have acknowledged the complexity of the case under review, with the Law Firm referring to the legal-malpractice action as a “suit-within-a-suit.” See Schlager, 939 S.W.2d at 186. In her motion for a continuance, Mclnnis pointed to various factors contributing to the complexity of the case, including her medical condition and her need to review over sixty boxes of material from the underlying medical-malpractice case, as well as more than twenty other boxes of records pertinent to the current action. Mclnnis also indicated a need to serve the Law Firm with additional requests for disclosure as to Mallia and the Mallia Law Firm as well as requests for admissions and interrogatories as to Mallia.
Given the complex nature of the legal claims asserted, the factual complexity of the case, and the type of evidence necessary to defeat the Law Firm’s no-evidence motion, Mclnnis adequately demonstrated a legitimate need for additional discovery.
Length of Time the Case Was Active and the No-Evidence Motion Was on File
The legal-malpractice suit had been on file for five months when the Law Firm moved for summary judgment, and the motion had been on file for approximately two months before the trial court granted it in favor of the Law Firm. Under the trial court’s docket control order, approximately eight months remained in the period designated for discovery when the Law Firm filed its motion; less than half of the time the trial court allotted for discovery at the commencement of the case had expired. Likewise, at the time the Law Firm filed its no-evidence motion, the date by which to designate expert witnesses would not run until March 23, 2006, a date that was then five months in the future.
Under Rule 166a(i), there is no specific minimum amount of time that a case must be pending before a trial court may entertain a no-evidence summary-judgment motion; rather, the rule requires an “adequate time for discovery.” See Tex.R. Civ. P. 166a(i); Specialty Retailers, Inc. 29 S.W.3d at 145. The amount of time necessary to constitute an “adequate time” depends on the facts and circumstances of each case. See, e.g., Restaurant Teams Int'l, Inc., 95 S.W.3d at 340; McClure v. Attebury, 20 S.W.3d 722, 729 (Tex.App.-Amarillo 1999, no pet.) (find
The rule tells us that, ordinarily, “adequate time” may be gauged by the period designated in the pretrial order. This approach makes sense because the deadlines are typically set at the onset of the case based on information provided by the parties about the nature and complexity of the litigation. Litigants and lawyers need to be able to rely on the schedule in planning and pursuing discovery. Adherence to the deadlines in the docket control order holds the most promise for meeting the parties’ legitimate expectations for discovery and for promoting a fair and orderly development of the evidence. In this case, the Law Firm did not identify, and the record does not suggest, any factors that would weigh against application of the ordinary rule.
Given the complexity of this “suit within a suit” and the fact-intensive response required, the minimal length of time the case and motion had been on file did not provide adequate time for discovery. See Brewer & Pritchard, P.C., 167 S.W.3d at 468; accord McClure, 20 S.W.3d at 729; see also Cmty. Initiatives, Inc. v. Chase Bank of Texas, 153 S.W.3d 270, 278, 279 (Tex.App.-El Paso 2004, no pet.) (indicating that a fact-intensive response and a motion on file for roughly one to two months suggested adequate time for discovery had not passed).
Factors Involving Discovery
The final factors for consideration are (1) whether the deadlines were specific or vague, (2) whether the movant had requested stricter deadlines for discovery, and (3) how much discovery already had taken place.
The trial court’s docket control order specified that discovery was to take place through June 23, 2006. The language of the docket control order is specific and unambiguous regarding the length of the discovery period. Thus, the discovery period in this case is not vague or uncertain, and this factor is neutral. See Restaurant Teams Int’l, Inc., 95 S.W.3d at 341.
The record does not reflect that the Law Firm formally requested stricter deadlines for discovery. However, by seeking a no-evidence summary judgment eight months before the discovery deadline and less than halfway through the designated discovery period, the Law Firm implicitly requested the trial court to cut the discovery period short, and accordingly, impose stricter deadlines for discovery. See id.; accord Tex.R. Civ. P. 166a(i). This factor weighs in favor of McInnis. See Restaurant Teams Int’l, Inc., 95 S.W.3d at 341.
As to how much discovery already had taken place, the record reflects Mclnnis had served the Law Firm with multiple written requests for discovery. See id. The Law Firm’s responses were not returned to Mclnnis until after the Law Firm filed its motion for summary judgment. Furthermore, after the Law Firm served its responses, Mclnnis alleged that the Law Firm did not wholly answer all
We conclude the trial court abused its discretion in implicitly finding that this case fell outside the ordinary rule, as set forth in the comment to rule 166a(i), and in allowing a no-evidence motion more than five months before the expiration of the discovery period set forth in the docket control order. See Brewer & Pritchard, P.C., 167 S.W.3d at 468. Ordinarily, a no-evidence motion is permitted after but not before the discovery period set by the pretrial order. See Specialty Retailers, Inc., 29 S.W.3d at 145. The trial court permitted a no-evidence motion less than halfway through this period with no showing in the record to justify deviation from the general rule. Under the particular circumstances of this complex case, Mclnnis was not provided an adequate opportunity to conduct discovery. See id. For this reason, the trial court should not have granted the Law Firm’s no-evidence motion for summary judgment. See id.; Tempay, Inc., 37 S.W.3d at 523. To this extent, we sustain Mclnnis’s first issue.
The judgment of the trial court is reversed and this case is remanded for proceedings consistent with this opinion.
SEYMORE, J., dissenting.
. The parties dispute .whether Mclnnis timely filed a response to the Law Firm’s no-evidence summary-judgment motion.
. Mclnnis also raises two other issues: denial of Mclnnis’s motion for new trial (issue 2), and failure to rule on Mclnnis’s motion for sanctions (issue 3). For reasons explained below, we do not reach either.
.Our dissenting colleague focuses on the date on which the trial court granted summary-judgment; however, the time between final submission of the motion to the court and the court’s ruling on the motion cannot be counted as part of the adequate time for discovery. See Brewer & Pritchard, P.C. v. Johnson, 167 S.W.3d 460, 467 (Tex.App.-Houston [14th Dist.] 2005, pet. denied) (stating that a party may move for a no-evidence summary judg
. Mclnnis claims that the Law Firm neither admitted nor denied one question in her request for admissions regarding a breach of duty. Additionally, Mclnnis states that the Law Firm responded to one request for admission with a comment that it "will supplement.” Mclnnis alleges that because the Law Firm resisted discovery, she was unable to use the Law Firm’s responses in her original summary judgment response purportedly filed on November 14, 2005, which is why she requested a continuance in the case for further discovery.
. The record reflects that Mclnnis filed this motion for sanctions shortly after the trial court granted summary judgment. Although the record contains no notice of hearing or other direct evidence that the motion for sanctions was set for hearing, Mclnnis stated in her motion for new trial and at the hearing on that motion that her sanctions motion was set for hearing on February 6, 2006. In her third issue, Mclnnis asserts that the trial court erred by failing to rule on this motion. However, our record contains no information regarding any hearing on February 6, 2006. At the hearing on her motion for new trial, Mclnnis did not state that the trial court had refused to hear her motion on February 6, 2006. Even presuming that this motion was set for hearing on February 6, 2006, our record is silent as to what occurred at that time. On this record, we cannot say the trial court reversibly erred by failing to rule on Mcln-nis’s motion for sanction. Accordingly, we overrule her third issue.
. Having sustained this part of Mclnnis's first issue, we need not reach the remainder of her first issue or her second issue.
Dissenting Opinion
dissenting.
A party may file a no-evidence summary judgment “[ajfter adequate time for discovery.” Tex.R. Civ. P. 166a(i). However, there is no requirement that discovery be completed; the requirement is an adequate amount of time. Specialty Retailers, Inc. v. Fuqua, 29 S.W.3d 140, 145 (Tex.App.-Houston [14th Dist.] 2000, pet. denied). Whether a nonmovant had adequate time for discovery under rule 166(a)(i) is case specific, and there is no bright line test to determine whether an adequate time for discovery has passed. See Rest. Teams Int'l, Inc. v. MG Sec. Corp., 95 S.W.3d 336, 339 (Tex.App.-Dallas 2002, no pet.). Rather, we consider a number of factors to determine whether a trial court allowed adequate time for discovery. See Specialty Retailers, 29 S.W.3d at 145.
Although some factors in this case indicate there may have been inadequate time for discovery, I conclude the trial court acted within its discretion by finding Mclnnis had an adequate time for discovery. Trial courts may presume a plaintiff investigated his own case prior to filing suit. See Carter v. MacFadyen, 93 S.W.3d 307, 311 (Tex.App.-Houston [14th Dist.], pet. denied). Here, Mclnnis filed suit on May 23, 2005, and the lawsuit had been on file for seven months before the court ruled on the motion for summary judgment.
A trial court commits an abuse of discretion only when it acts in an arbitrary or unreasonable manner or acts without reference to any guiding rules or principles. Garcia v. Martinez, 988 S.W.2d 219, 222 (Tex. 1999). After reviewing the record, I cannot conclude the trial court acted in either an arbitrary or unreasonable manner or acted without reference to guiding rules or principles. Accordingly, I respectfully dissent.
Reference
- Full Case Name
- Janine Charboneau McINNIS, D.V.M., Appellant v. Michael MALLIA, J.D., the Mallia Law Firm, P.C., Tommy Hastings, J.D., Appellees
- Cited By
- 63 cases
- Status
- Published