Andrade v. NAACP of Austin
Andrade v. NAACP of Austin
Opinion of the Court
OPINION
Appellees NAACP of Austin, Nelson Linder, Sonia Santana, and David Van Os sought declaratory and injunctive relief against the Secretary of State for the State of Texas,
BACKGROUND
Appellees brought suit in June 2006 against the Secretary for “failure to provide voting procedures that ensure their right to a properly counted vote, and a fair and secure election.” Asserting violations of the Texas Constitution and the Texas Election Code, appellees challenged the Secretary’s certification of the paperless computerized voting machine and system currently used in Travis County, the Hart Intercivic eSlate (“eSlate”).
In their petition, appellees’ pleaded facts include:
7. ... The voting system in question is used in Travis County local elections, and is certified by the Defendant Secretary of State.
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9.Plaintiffs, except for Mr. Van Os, are voters in Travis County, and have participated, and will continue to participate, in Travis County elections. Plaintiffs are required to use a paperless computerized voting machine during Travis County elections, certified by Defendant Secretary.
10. Plaintiff Van Os is a candidate for state office, specifically the position of Attorney General. He seeks the votes of people from Travis County, and the outcome of his election may depend on the outcome of voting in Travis County.
11. The election procedure for paperless computerized voting in Travis County requires electors to enter their vote into the computer, using a turn dial system.... After the computer has prompted the elector to vote in each individual election, the elector is then offered the opportunity to view a screen showing a summary of all the votes placed. Once approved by the elector, the voting summary disappears from the screen and is believed to be recorded by the computer software.
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13.Voters must rely on the software used to assure their votes are recorded properly. Once an elector enters his or her vote, there is no way to independently determine if the vote cast has been recorded correctly. The voter is forced to hope the software that records the votes is created and maintained, without mistake or fraud, to protect the integrity of the ballot.... There is no independent verification mechanism required by the Secretary....
14. The software used to record and tabulate the votes cast has been created by a private entity, Hart Intercivic, and certified for use by the Defendant Secretary. However, the actual procedures of this private company are not governed by Texas law. Thus, the voters and candidates must rely on a private company completely unsupervised by Texas officials to ensure votes are properly counted and the voting system has been properly constructed, maintained, and secured.
15. The Secretary has no way to determine if the software has been properly designed, is functioning properly while in use, or has been protected from tampering, fraudulent or otherwise. All checks on the proper functioning of the software are created, and thus ultimately controlled by Hart Intercivic.
16. The coding created by Hart Inter-civic is not open to public scrutiny. Travis County is only provided procedures by Hart Intercivic to conduct checks on the machine’s accuracy. ...
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19.The paperless computerized voting systems only allow for a re-tabulation of the votes cast and re*245 corded. There is no independent procedure to assure the votes recorded by the software equals the votes intended by the electors.
20. The lack of proper re-count procedure for computerized voting machines creates a disparity in the recount methodology. Voters not required to use the paperless computerized voting machines (absentee, military, etc.) are granted the right to a hand re-count of votes. This fails to provide the voters and candidates with an equal way of accurately counting the vote....
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28. Countless reports of malfunctions and security issues have been reported with paperless computerized voting systems. Problems with Hart Intercivie’s E-slate machine, currently used in Travis County, have been reported in Texas and nationwide. Problems with other computer-based paperless machines certified in Texas have been, and are continuing to be reported, nationwide.
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30. Only with a paper verified system can a proper audit be performed on an election run by computerized voting machines. There can never be a paperless system that does not require sole reliance on the machine itself, and prevent independent verification.
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37. The paperless computerized voting machine only has the ability to re-tabulate the votes already recorded. There is no independent verification the votes recorded reflect the intention of the voters. Even though the machines have the capability of producing a “ballot image report,” this report is insufficient to comply with the verified re-count granted by the Legislature. The report simply prints out its own recording of the votes cast.... There is no way to independently verify the accuracy of the machine in reprinting the recorded votes.
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39. The computerized voting machine does not provide electors with a paper ballot of their vote. A ballot would provide confidence in the elector that the vote recorded was the ballot he or she intended to cast, and also provide a way for the vote to be independently verified in the case of a re-count. Without providing evidence on paper of the vote cast, there is no way to comply with the Election Code’s requirement of “verification of the vote” during a re-count.
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51. No verifiable manual re-count can be conducted using the computerized voting machines in place today. ...
The Secretary in October 2007 filed a motion for summary judgment pursuant to 166a(c) and (i) of the rules of civil procedure and a plea to the jurisdiction, asserting that the individual appellees and the NAACP of Austin do not have standing to bring their claims and that sovereign immunity barred the suit. Appellees responded, filing evidence including affidavits from Linder, Santana, Van Os, and Dan Wallach, who averred as an expert concerning the eSlate. The Secretary filed a reply with objections to portions of the affidavits of Linder, Van Os, and Wal-lach, but did not file any controverting evidence. After a hearing, the trial court
ANALYSIS
In two issues, the Secretary contends that the trial court erred in denying her plea to the jurisdiction because appellees lack standing and their suit is barred by sovereign immunity. The Secretary did not offer controverting evidence and does not dispute appellees’ evidence. Her contention is that the trial court does not have subject matter jurisdiction because appel-lees failed to allege or demonstrate standing to bring their claims or a waiver of sovereign immunity.
Standard of Review
We review the trial court’s ruling-on a plea to the jurisdiction de novo. Texas Dep’t of Parks & Wildlife v. Miranda, 133 S.W.3d 217, 228 (Tex. 2004). A plea to the jurisdiction is a dilatory plea that contests the trial court’s authority to determine the subject matter of the cause of action without regard to whether the claims asserted have merit. Bland Indep. Sch. Dist. v. Blue, 34 S.W.3d 547, 554 (Tex. 2000). The plaintiffs claims may form the context in which a dilatory plea is raised, but the plea should be decided without delving into the merits of the case. Id. The purpose of a dilatory plea is not to force a plaintiff to preview his case on the merits but to establish a reason why the merits of the plaintiffs claims should never be reached. Id.
When a plea to the jurisdiction challenges the pleadings, we must determine if the pleader has alleged sufficient facts to affirmatively demonstrate the trial court’s jurisdiction to hear the cause. See Miranda, 133 S.W.3d at 226-27 (citing Texas Ass’n of Bus. v. Texas Air Control Bd., 852 S.W.2d 440, 446 (Tex. 1993)). To make this determination, we look to the pleader’s intent, construe the pleadings liberally in favor of jurisdiction, and accept the allegations in the pleadings as true. Id. A plaintiff has a right to cure pleadings defects if the plaintiff has not alleged sufficient jurisdictional facts. Texas Dep’t of Transp. v. Ramirez, 74 S.W.3d 864, 867 (Tex. 2002) (citing Texas Ass’n of Bus., 852 S.W.2d at 446). We also may consider evidence filed by the parties regarding the jurisdictional issue and must do so when necessary to resolve the jurisdictional issues raised. Bland Indep. Sch. Dist., 34 S.W.3d at 554. If the evidence creates a fact issue regarding the jurisdictional issue, the trial court may not grant the plea to the jurisdiction. Miranda, 133 S.W.3d at 227-28.
The Controversy
In appellees’ suit seeking injunctive and declaratory relief from the Secretary’s alleged violation of their rights, the issue is whether the Secretary acted outside her constitutional and statutory authority by certifying the eSlate for use in Travis County. Appellees contend that the Secretary acted outside her statutory authority when she certified the eSlate because it does not meet election code voting system standards. See Tex. Elec. Code Ann. §§ 122.031-39 (West 2003 & Supp. 2008). Appellees further contend that the Secretary acted outside her constitutional authority because certification of the eSlate violated appellees’ equal protection rights pursuant to Article I, section 3, of the Texas Constitution. See Tex. Const, aid. I,
Standing
In her first issue, the Secretary contends that appellees do not have standing to challenge the Secretary’s certification of the eSlate because they have not “alleged or offered any proof that the voting machines used in Travis County have ever damaged their votes or anyone else’s votes.” She contends that the law requires that appellees “plead concrete, particularized injuries personal to them from their use of the complained of voting machines,” and that they allege “only speculative injury to their votes (or campaign).” The Secretary also contends that appel-lees’ status as voters or participants in the political process does not provide standing because standing requires an injury distinct from that sustained by the public at large. As to appellees’ equal protection claim, the Secretary further contends that appellees failed to demonstrate that they were singled out and treated differently from others similarly situated. The Secretary also challenges the associational standing of Linder and the NAACP to bring suit on behalf of NAACP members.
Standing is a component of subject matter jurisdiction. Tex. Ass’n of Bus., 852 S.W.2d at 446. The general test for common law standing in Texas requires that there “(a) shall be a real controversy between the parties, which (b) will be actually determined by the judicial declaration sought.” Id. (quoting Board of Water Eng’rs v. City of San Antonio, 155 Tex. 111, 283 S.W.2d 722, 724 (1955)). Suits for equitable relief may be maintained against governmental entities for constitutional violations. See City of Elsa v. M.A.L., 226 S.W.3d 390, 392 (Tex. 2007); City of Beaumont v. Bouillion, 896 S.W.2d 143, 149 (Tex. 1995). Private parties may seek declaratory relief against state officials who allegedly act without legal or statutory authority. Texas Natural Res. Conservation Comm’n v. IT-Davy, 74 S.W.3d 849, 855 (Tex. 2002). Section 273.081 of the election code further provides that a person “who is being harmed or is in danger of being harmed by a violation or threatened violation of this code is entitled to appropriate injunctive relief to prevent the violation from continuing or occurring.” Tex. Elec. Code Ann. § 273.081 (West 2003).
For cases within a court’s jurisdiction, courts may determine the statutory and
Appellees allege that the Secretary acted outside her authority in certifying the eSlate under the election code and the Texas Constitution and that they have been harmed by the Secretary’s actions. See Tex. Const. art. I, § 3, art. VI, §§ 2(c), (4); Tex. Elec. Code Ann. §§ 122.031-.39, 273.081; Tex. Civ. Prac. & Rem. Code Ann. § 37.004. We turn to a review of appellees’ pleaded facts, accepting the pleadings as true and construing them liberally in favor of jurisdiction, as we are required to do. See Miranda, 133 S.W.3d at 226-27.
Appellees alleged that they are registered voters in Travis County, represent registered voters, or are participants in the political process in Travis County
Apart from appellees’ pleadings, we need not “weigh the claims’ merits” to
Relying on DaimlerChrysler Corporation v. Inman, 252 S.W.3d 299, 304-05 (Tex. 2008), the Secretary contends that ap-pellees do not have standing because they have not alleged an actual injury, but only a speculative or hypothetical injury concerning the eSlate being used in Travis County. In Daimler Chrysler, three plaintiffs sued on their own and for a nationwide class of some ten million owners and lessees of DaimlerChrysler vehicles for economic damages for faulty seatbelts. Id. at 300. The plaintiffs did not allege that the seatbelts had caused injury and were unaware of “anyone who was ever harmed” by the seatbelts. Id. at 301. The supreme court concluded that “the plaintiffs’ fear of possible injury from an accidental release of a seatbelt is so remote that they lack standing to assert their claims.” Id. In that context, the supreme court stated that, for a plaintiff to have standing, “a plaintiff must be personally aggrieved; his alleged injury must be concrete and particularized, actual or imminent, and not hypothetical.” See id. at 304-05. In contrast, appellees seek declaratory and injunctive relief concerning the exercise of their fundamental right to vote based on the Secretary’s certification of the eSlate for use in elections in Travis County. See Tex. Elec. Code Ann. § 273.081; Tex. Ass’n of Bus., 852 S.W.2d at 446; Bexar Metro. Water Dist., 156 S.W.3d at 88; Democracy Coalition, 141 S.W.3d at 296-97.
We are equally unpersuaded by the Secretary’s argument that appellees do not have standing to assert an equal protection claim because they have not shown that they are being treated differently from other voters similarly situated. See Texas Dep’t of Transp. v. City of Sunset Valley, 146 S.W.3d 637, 647 (Tex. 2004) (“To bring an individual equal-protection claim, [plaintiffs] must demonstrate that they were intentionally singled out and treated differently from others similarly situated.”). Taking appellees’ pleadings as true, appel-lees have no choice but to use the eSlate for elections in Travis County, compared with other voters in the state of Texas. See Dunn v. Blumstein, 405 U.S. 330, 336, 92 S.Ct. 995, 31 L.Ed.2d 274 (1972) (“[A] citizen has a constitutionally protected right to participate in elections on an equal basis with other citizens in the jurisdiction.”).
As to the associational standing of the NAACP of Austin and Linder to bring claims on behalf of NAACP members, the Secretary challenges only the first prong of the test for associational standing. See Texas Ass’n of Bus., 852 S.W.2d at 447. Under the test for associational standing, “an association has standing to sue on behalf of its members when ‘(a) its members would otherwise have standing to sue in their own right; (b) the interests it seeks to protect are germane to the organization’s purpose; and (c) neither the claim asserted nor the relief requested requires the participation of individual members in the lawsuit.’ ” Id. (quoting Hunt v. Washington State Apple Comm’n, 432 U.S. 333, 343, 97 S.Ct. 2434, 53 L.Ed.2d 383 (1977)). Linder has brought suit in his own capacity as a voter
We conclude that appellees have affirmatively demonstrated that they have standing to assert their claims for declaratory and injunction relief concerning the Secretary’s certification of the eSlate. See Tex. Elec. Code Ann. § 273.081; Tex. Ass’n of Bus., 852 S.W.2d at 446; Democracy Coalition, 141 S.W.3d at 296-97. We overrule the Secretary’s first issue.
Sovereign Immunity
In her second issue, the Secretary argues that even if the NAACP of Austin and the individual appellees have standing, their suit is barred by sovereign immunity because the Secretary’s decision to approve the eSlate was discretionary, appel-lees have not alleged an ultra vires act, and there is no statutory authority to review the Secretary’s administrative decision to certify the eSlate. The Secretary contends that appellees failed to demonstrate a waiver of sovereign immunity because they failed to allege or show that the Secretary did not follow the procedures for certification as outlined in the election code. The Secretary also contends that appellees have failed to plead a basis of jurisdiction with respect to the statutory recount provisions, contending that there is no requirement in the election code that voting systems must have a voter-verified paper ballot, an optical scan, or other safeguard desired by appellees.
Sovereign immunity is properly asserted in a plea to the jurisdiction, see Miranda, 133 S.W.3d at 225-26, and, absent an express waiver of sovereign immunity, the State is generally immune from suit. State v. Holland, 221 S.W.3d 639, 643 (Tex. 2007). But sovereign immunity does not shield a governmental entity from a suit for declaratory and equitable relief for a constitutional violation. See City of Elsa, 226 S.W.3d at 392; City of Beaumont, 896 S.W.2d at 149. We conclude that appellees’ claims seeking declaratory and injunctive relief for alleged constitutional violations are not barred by sovereign immunity. We turn then to appellees’ claims based on election code violations.
A justiciable controversy regarding whether a state agency or officer has acted beyond his statutory authority also does not implicate sovereign immunity. See Federal Sign v. Texas S. Univ., 951 S.W.2d 401, 404 (Tex. 1997) (action to determine or protect private parties’ rights against “a state official who has acted without legal or statutory authority is not a suit against the State that sovereign immunity bars”) (citing Cobb v. Harrington, 144 Tex. 360, 190 S.W.2d 709, 712 (1945)); see also IT-Davy, 74 S.W.3d at 855. Further, section 273.081 of the election code provides that a person “who is being harmed or is in danger of being harmed by a violation or threatened violation of this code is entitled to appropriate injunctive relief to prevent the violation from continuing or occurring.” Tex. Elec. Code Ann. § 273.081; In re Gamble, 71 S.W.3d 313, 317 (Tex. 2002) (“As is evident, the Legislature has specifically called upon the courts [under section 273.081] to exercise their equitable powers to resolve election code violations.”); Triantaphyllis v. Gamble, 93 S.W.3d 398, 401, 408 (Tex.App.-Houston [14th Dist.] 2002, pet. denied) (injunctive relief under section 273.081 concerning alleged election code violations upheld). The issue then is whether appellees have affirmatively dem
We begin by reviewing the Secretary’s authority under the election code to approve or deny applications for voting systems and equipment. Subchapter B of chapter 122 sets forth the procedures that the Secretary must follow in determining whether to approve or disapprove an application for a voting system. See Tex. Elec. Code Ann. §§ 122.031-.039; see id. § 122.031(a) (West 2003) (voting system may not be used in election in Texas unless approved by secretary of state). Section 122.036 provides for the appointment of examiners to examine voting systems and to submit written reports to the Secretary. See id. § 122.036 (West 2003). After the examiners’ report is delivered to the Secretary, the Secretary conducts a public hearing. See id. § 122.0371 (West Supp. 2008). The Secretary then reviews the examiners’ reports, considers the views expressed at the public hearing, and determines if the voting system satisfies the applicable requirements in the election code:
(a) After reviewing the examiners’ reports and considering the views expressed at the public hearing, the secretary of state shall determine whether the voting system or voting system equipment for which an application has been submitted satisfies the applicable requirements for approval.
(b) The secretary may examine the system or equipment to aid in determining whether it satisfies the requirements for approval.
(c)If the system or equipment satisfies the applicable requirements for approval, the secretary by written order shall approve the system or equipment of that design for use in elections. Otherwise, the secretary shall deny the application.
See id. § 122.038 (West Supp. 2008). Pursuant to subsection (c) of section 122.038, the Secretary does not have discretion in her determination whether to deny or approve an application for a voting system. See id. § 122.038(c). She is only authorized to approve or disapprove a voting system based on the system’s compliance with voting system standards. See id. § 122.032(a) (West 2003) (“For a voting system or voting system equipment to be approved for use in elections, the voting system in which the equipment is designed to be used must comply with the standards proscribed by Subchapter A.”); see also Tex. Gov’t Code Ann. § 311.016(2) (West 2005) (“ ‘Shall’ imposes a duty.”).
Subchapter A of chapter 122 of the election code sets forth the voting system standards. See Tex. Elec. Code Ann. §§ 122.001-.005 (West 2003 & Supp. 2008). “A voting system may not be used in an election unless the system” meets certain standards, including that the system “is capable of providing records from which the operation of the voting system may be audited.” See id. § 122.001(a)(ll). The election code also provides for recounts. See id. §§ 211.001-216.005 (West 2003 & Supp. 2008); id. § 211.001 (West 2003) (“A recount may be obtained as provided by this title in any election.”). A recount is defined as “the process conducted under
Appellees’ pleaded facts include that the eSlate is not capable of providing records for an audit or a verifiable recount. These allegations are sufficient to support appel-lees’ claim that the Secretary acted outside her statutory authority because the Secretary is only authorized to approve a voting system “capable of providing records from which the operation of the voting system may be audited” and that has the capability to provide a recount — “the process conducted under this title for verifying the vote count in an election.” See id. §§ 122.001(a)(ll), 122.038(c), 211.002(1). Wallach avei'red, as an expert on the eS-late, that the eSlate is not capable of providing an independent verification of votes and that it cannot provide a meaningful audit.
The Secretary contends that appellees have failed to plead a claim with respect to the statutory recount provisions because the election code does not require the particular systems that appellees advocate. Whether or not appellees’ pleadings include allegations that the Secretary should approve particular systems in place of the eSlate, appellees pleaded and seek declaratory and injunctive relief to enjoin the Secretary from approving the eSlate for use in Travis County. We conclude that appellees have affirmatively demonstrated the trial court’s jurisdiction to determine whether the Secretary acted outside her statutory authority when she certified the eSlate. See Tex. Elec. Code Ann. § 122.038(c); Miranda, 133 S.W.3d at 226-27; Federal Sign, 951 S.W.2d at 404. We overrule the Secretary’s second issue.
CONCLUSION
Having concluded that appellees have standing and that sovereign immunity does not bar their claims, we conclude the trial court has subject matter jurisdiction over this suit, and we affirm the trial court’s order denying the plea to the jurisdiction.
Dissenting opinion by Justice WALDROP.
.We substitute Esperanza Andrade, in her official capacity as Secretary of State for the State of Texas, as the proper party on appeal in place of former Secretary of State, Phil Wilson. See Tex. R. App. P. 7.2(a) (automatic substitution of public officer as party in official capacity).
. Appellees also brought suit against Dana DeBeauvoir, in her official capacity as the Travis County Clerk, but she was dismissed from the suit. Her dismissal is not at issue in this interlocutory appeal.
. See Tex. Const, art. I, § 3, art. VI, §§ 2(c), (4); Tex. Elec. Code Ann. §§ 122.031-39 (West 2003 & Supp. 2008).
. Section 3 of article I of the Texas Constitution reads:
All free men, when they form a social compact, have equal rights, and no man, or set of men, is entitled to exclusive separate public emoluments, or privileges, but in consideration of public services.
Tex. Const, art. I, § 3.
. Sections 2(c) and 4 of article VI read:
Sec. 2(c): The privilege of free suffrage shall be protected by laws regulating elections and prohibiting under adequate penalties all undue influences in elections from power, bribery, tumult, or other improper practice.
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Sec. 4: In all elections by the people, the vote shall be by ballot, and the Legislature shall provide for the numbering of tickets and make such other regulations as may be necessary to detect and punish fraud and preserve the purity of the ballot box; and the Legislature shall provide by law for the registration of all voters.
Tex. Const, art. VI, §§ 2(c), (4).
. Appellees alleged in their pleadings:
1.Plaintiff NAACP of Austin is a membership organization in Travis County that represents, and advocates on behalf of, the civil rights of African Americans and other persons of color, particularly the voting rights of such persons. Its president is Nelson Linder, who also brings this suit in his personal capacity. The great majority of members of the NAACP of Austin are residents of, and voters in, Travis County. Plaintiff NAACP of Austin brings this suit in its representational capacity.
2. Plaintiff Sonia Santana is a citizen of Travis County, resides there, and is a voter in Travis County. She is also a political supporter of Plaintiff David Van Os.
3. The foregoing Plaintiffs[l are participants in the Travis County local elections. They are required to use paperless computerized voting systems to cast their votes in Travis County elections.
4. Plaintiff David Van Os is a candidate for statewide office and will appear on the November ballot in Travis County.
. In Miranda, the Department attached evidence in support of its plea and challenged “conclusory allegations” found in the plaintiffs’ petition. See Texas Dep’t of Parks & Wildlife v. Miranda, 133 S.W.3d 217, 222 (Tex. 2004). The Department contended that gross negligence was a jurisdictional prerequisite to the plaintiffs' claims and that its evidence affirmatively negated gross negligence. Id. In that context, the court considered the evidence submitted by the parties. Id. at 227-28.
. Courts have zealously protected the right to vote. See Reynolds v. Sims, 377 U.S. 533, 555, 84 S.Ct 1362, 12 L.Ed.2d 506 (1964) ("The right to vote freely for the candidate of one's choice is of the essence of a democratic society, and any restrictions on that right strike at the heart of representative government.”); Wesberry v. Sanders, 376 U.S. 1, 17, 84 S.Ct. 526, 11 L.Ed.2d 481 (1964) ("No right is more precious in a free country than that of having a voice in the election of those who make the laws under which, as good citizens, we must live. Other rights, even the most basic, are illusory if the right to vote is undermined.”); Stewart v. Blackwell, 444 F.3d 843, 862 (6th Cir. 2006) ("Few rights have been so extensively and vigorously protected as the right to vote. Its fundamental nature and the vigilance of its defense, both from the courts, Congress, and through the constitutional amendment process, stem from the recognition that our democratic structure and the preservation of our rights depends to a great extent on the franchise.”); see also United States v. Mosley, 238 U.S. 383, 386, 35 S.Ct. 904, 59 L.Ed. 1355 (1915) ("We regard it as equally unquestionable that the right to have one’s vote counted is as open to protection by Congress as the right to put a ballot in a box.”); Avery v. Midland County, 406 S.W.2d 422, 425 (Tex. 1966) ("Petitioner as a
. Even if we concluded that appellees' pleadings are inadequate, we would remand to allow appellees the opportunity to amend to cure the pleading defect. See Texas Dep’t of Transp. v. Ramirez, 74 S.W.3d 864, 867 (Tex. 2002) (citing Texas Ass’n of Bus. v. Texas Air Control Bd., 852 S.W.2d 440, 446 (Tex. 1993)).
. We note that appellees' pleaded facts and Wallach’s affidavit also support claims that the eSlate does not comply with the voting system standards that voting systems must operate “safely” and “accurately” and be “safe from fraudulent or unauthorized manipulation.” See Tex. Elec. Code Ann. § 122.001(a)(3), (4) (West Supp. 2008).
Dissenting Opinion
dissenting.
I respectfully dissent. The majority’s affirmance of this case is not consistent with our obligation to dismiss when the pleadings and jurisdictional evidence affirmatively negate jurisdiction. The pleadings and jurisdictional evidence demonstrate that (1) appellees do not have standing to assert them claims because they have not suffered any actual or imminent injury, and (2) the Texas Secretary of State has sovereign immunity against ap-pellees’ claim of election code violations because appellees have failed to allege any action taken by the Secretary that would be outside her statutory authority. Therefore, I would reverse the district court’s order denying the Secretary’s plea to the jurisdiction and dismiss appellees’ claims for lack of subject-matter jurisdiction.
We are required to consider the relevant evidence submitted by the parties with respect to the jurisdictional issues here. We must consider the jurisdictional evidence submitted by the parties to resolve
Standing
For a trial court to have authority to decide a case, the pleader must allege facts that affirmatively demonstrate the court’s subject-matter jurisdiction to hear the cause. Texas Ass’n of Bus. v. Texas Air Control Bd., 852 S.W.2d 440, 446 (Tex. 1993). Standing is a component of subject-matter jurisdiction. See id. at 443. To have standing, a plaintiff must be personally aggrieved. DaimlerChrysler Corp. v. Inman, 252 S.W.3d 299, 304 (Tex. 2008). A plaintiff does not lack standing simply because be cannot prevail on the merits of his claim. However, he may lack standing because his claim of injury is too slight for a court to afford redress. Id. at 305. The alleged injury must be “actual or imminent, not hypothetical.” Id. at 304-05.
Appellees seek equitable relief that would require the voting machines used in Travis County to produce or maintain an independently verifiable paper record of the votes cast on the machine. To inquire into the merits of appellees’ claims would involve a determination regarding whether the lack of such a paper record constitutes a constitutional or statutory violation.
To establish standing, however, rather than demonstrate a right to a paper record, appellees must demonstrate injury due to the lack of a paper record. The standing issue here is distinct from the merits. We are not to adjudicate the merits of appellees’ claims in deciding the issue of standing. See Bland Indep. Sch. Dist. v. Blue, 34 S.W.3d 547, 554-55 (Tex. 2000); In re Sullivan, 157 S.W.3d 911, 920 (Tex.App.-Houston [14th Dist.] 2005, orig. proceeding). Appellees must allege an “actual or imminent, not hypothetical” injury from the current lack of an independently verifiable paper record associated with the eSlate machines. See Daimler-Chrysler Corp., 252 S.W.3d at 304-05. They would need to establish the actual or imminent harm by a flawed vote count that would otherwise be corrected if the sought-after paper record was produced in the Travis County voting procedure. Unlike an inquiry into the merits of the claims, this inquiry does involve the inaccuracy of initial vote counts by the existing machines in Travis County.
Appellees have alleged — and provided reports to the effect — that the eSlate machines are subject to technical failure and vulnerable to potential vote manipulation. However, these allegations and reports point to nothing more than the possibility that errors might occur with the Travis County voting procedure. Appellees included affidavit testimony in their summary judgment evidence asserting that the eSlate has “flaws that could be exploited,” that any security measures and procedures could be “easily bypassed,” and therefore, that “eSlate systems are not safe from fraudulent or unauthorized manipulation.” Although appellees argue from these allegations that the threatened injuries are “far from hypothetical,” they have not alleged an actual or imminent injury and have provided no evidence that any exploitation or manipulation of votes cast on the eSlates in Travis County has actually occurred or will occur. Nor have appellees alleged or provided evidence that the eS-lates have, in fact, injured appellees in their voting or appellee Van Os specifically in his campaign.
In short, appellees’ alleged injuries are hypothetical and speculative, rather than actual or imminent. See Storino v. Borough of Point Pleasant Beach, 322 F.3d 293, 297-98 (3d Cir. 2003) (“[0]ne cannot describe how the [plaintiffs] will be injured without beginning the explanation with the word ‘if.’ ”). Appellees recognize this problem when they state, in their response to the Secretary’s plea to the jurisdiction, that “even ivithout proof of actual injury, Plaintiffs have provided documentation that Travis County’s [eSlates] threaten serious harm in the absence of an independently verifiable paper trail.” (Emphasis added.) Despite appellees’ warnings of a possible “deprivation of one’s vote,” there is simply no allegation or proof of an actual
Sovereign Immunity
Although appellees’ lack of standing is dispositive as to all of their claims in this case, I will also address the Secretary’s sovereign immunity defense, which is an independent basis for the dismissal of ap-pellees’ claim of election code violations. Sovereign immunity from suit, unless waived, generally protects the State of Texas, its agencies, and its officials from lawsuits. See Federal Sign v. Texas S. Univ., 951 S.W.2d 401, 405 (Tex. 1997). In determining whether to approve a voting machine for elections, the Secretary exercises a governmental function. See Tex. Elec. Code Ann. § 122.031(a) (West 2003) (Secretary of State responsible for approval of voting system equipment). A suit against a state officer lawfully exercising her governmental functions is considered a suit against the State and is barred by sovereign immunity absent legislative consent. McLane Co. v. Strayhorn, 148 S.W.3d 644, 649 (Tex.App.-Austin 2004, pet. denied). Conversely, a private litigant generally does not need legislative permission to sue a state official for the official’s violations of state law. Federal Sign, 951 S.W.2d at 404. Unlike a suit for damages based on the state official’s discretionary acts, an action to determine or protect a private party’s rights against a state official who has acted without legal or statutory authority is not a suit against the State that is barred by sovereign immunity. See id. The issue, then, is whether appellees’ claims allege that the Secretary is acting outside her legal authority.
Our inquiry here is whether appellees have alleged a violation of a statute by the Secretary’s approval of the paperless eS-late for use in elections.
Appellees allege that the Secretary’s approval of a voting machine with no independently verifiable paper record was outside her legal authority because such approval did not comply with the Texas Election Code. It is the Secretary’s statutory obligation to approve voting equipment if and only if it meets the applicable statutory requirements in the election code. See Tex. Elec. Code Ann. § 122.038 (West Supp. 2008). Moreover, the Texas Legislature has provided that a person who is being harmed, or who is in danger of being harmed, by a violation of the election code is entitled to appropriate in-junctive relief to prevent the violation from continuing. See id. § 273.081 (West 2003). To the extent appellees have, in fact, alleged a violation of the election code, their claim is not barred by sovereign immunity. See Brown, 80 S.W.3d at 555 (plaintiffs must plead facts that establish jurisdiction); Hendee, 228 S.W.3d at 366. The Secretary argues that appellees have failed to point to any provision of the election code with which the Secretary has not complied and, therefore, that ap-pellees are not entitled to injunctive relief and there is no waiver of sovereign immunity for their statute-based claim.
First, appellees assert a violation of election code section 122.001(a)(ll), which requires that any voting system used in an election be “capable of providing records from which the operation of the voting system may be audited.” Tex. Elec. Code Ann. § 122.001(a)(ll) (West Supp. 2008).
Lastly, appellees argue that the absence of a voter-verifiable paper record for the purpose of an audit is a violation of the election code’s provisions for a manual recount. A “manual recount” may be required if the person requesting the recount is dissatisfied with the program or equipment that would otherwise be used to conduct the recount. See id. § 214.048 (West 2003). Under the election code, “[i]f electronic voting system ballots are to be recounted manually, the original ballot, rather than the duplicate of the original ballot, shall be counted.” Id. § 214.049(e) (West 2003). Appellees contend that because the eSlate does not produce a paper copy when a vote is originally entered, there is no “original ballot” and, therefore, the eSlate would not comply with election code section 214.049(e) in the event of a manual recount.
Appellees are unable to explain, however, how any method of transferring an electronic vote onto paper could result in an “original ballot” (although, under appel-lees’ desired method, the voter would at least have the opportunity to confirm that the paper copy corresponds correctly with the votes originally entered). For instance, the election code expressly provides for the “printing of images of ballots cast using direct recording electronic voting machines for the purpose of a recount.” See id. § 213.016 (West Supp. 2008). For appellees’ contention to be correct that a
In sum, neither appellees nor the majority has identified a statute that may have been violated by the Secretary’s approval of the paperless eSlate for use in elections. Having determined that appellees have failed to do so, I would conclude that ap-pellees’ claim of election code violations is barred by sovereign immunity. This conclusion is not an endorsement of any type of voting machine or procedure, but rather a recognition that approval of the eSlate for use in Travis County was within the discretion of the Secretary in accordance with the election code. See id. §§ 122.031(a) (voting system must be approved by Secretary of State), .032(b) (West 2003) (Secretary of State may prescribe specific standards for approval of voting systems). Sovereign immunity bars suits against a state officer who is lawfully exercising her governmental functions. Whether the election code should contain provisions requiring a voter-verifiable paper record, and the issues that should be taken into consideration — such as administrative costs, voter confidence, and a recount’s effectiveness — before establishing such a requirement, remain questions for the legislature to decide.
Appellees have not alleged or demonstrated an actual or imminent injury sufficient to establish standing to assert their claims against the Texas Secretary of State. In addition, because appellees have failed to identify any statute that the Secretary of State’s alleged actions might violate, the Secretary of State has sovereign immunity against appellees’ claim of statutory violations. Consequently, I would reverse the district court’s order denying the Secretary of State’s plea to the jurisdiction and dismiss appellees’ claims for lack of subject-matter jurisdiction.
. The Secretary asserted in her plea to the jurisdiction that appellees "cannot show any injury from the use of these machines," failed to meet their burden to "plead and prove” violations of the Election Code, and "failed to demonstrate that they have been harmed."
. Contrary to the majority's application of the standard of review, we are not required to accept the plaintiff's jurisdictional pleadings as true when those pleadings are challenged. When the defendant challenges the existence of the plaintiff's pleaded jurisdictional facts, as the Secretary does here, we are required to consider the relevant evidence submitted by the parties to determine whether the pleaded jurisdictional facts are supported by the evidence. See Texas Dep’t of Parks & Wildlife v. Miranda, 133 S.W.3d 217, 227 (Tex. 2004). If a pleaded jurisdictional fact is conclusively negated by the evidence, we do not accept it as true. See City of Austin v. Leggett, 257 S.W.3d 456, 462 (Tex.App.-Austin 2008, pet. denied).
.All three claims turn on this issue. In connection with the suffrage provisions of the Texas Constitution, appellees allege in their pleadings that "[ojnly with a paper verified system can a proper audit be performed on an election run by computerized voting machines." In connection with the election code provisions, appellees allege that "[i]he current system of paperless computerized voting in Travis County elections does not secure” a statutory right to a recount. Lastly, appellees allege that their "constitutional right to equal protection under the laws is violated by Defendants’ use of paperless computerized voting machines.”
. Appellees produced evidence of a small number of incidents in which issues had arisen with electronic voting machines used in elections outside of Travis County, and the majority relies on these incidents to conclude that appellees’ evidence establishes standing. However, even if these incidents were evidence that the eSlates used in Travis County are likely to encounter the same problems, and that such problems could result in an incorrect vote count, this evidence is not relevant here, given that not one of the incidents identified by appellees (and referenced by the majority) involved an errant vote count that allegedly would have been avoided or corrected with the use of an independently verifiable paper record.
. Appellees argue that their inability to plead or offer evidence of an actual deprivation or manipulation of votes in Travis County "only highlights the problem,” as the information needed to show or allege a deprivation is, appellees contend, "precisely the evidence Appellees charge the voting machine cannot fully produce.” However, this assertion is without support in the record. For instance, appellees have not pointed to any election in Travis County in which results were questionable and yet a recount of votes cast on the eSlates failed to resolve any suspected error. In short, appellees have failed to allege or provide evidence that the lack of a paper record is the reason for appellees' lack of an allegation of actual injury.
. Because none of. the appellees has alleged an actual or imminent injury sufficient to confer standing, the NAACP of Austin does not have associational standing, see Texas Ass’n of Bus. v. Texas Air Control Bd., 852 S.W.2d 440, 447 (Tex. 1993) (members must have standing to sue in their own right), and there is no need to reach the Secretary's additional argument that any injury suffered is not sufficiently particularized to appellees so as to confer standing, see Brown v. Todd, 53 S.W.3d 297, 302 (Tex. 2001) (plaintiff must allege some injury distinct from that sustained by the public at large).
.Appellees allege in their pleadings that the Secretary's approval of the eSlate was a violation of constitutional provisions regarding a secure election process, see Tex. Const, art. VI, § 4, free suffrage, see id. art. VI, § 2(c), and equal protection, see id. art. I, § 3, and seek declaratory and injunctive relief for these alleged constitutional violations. However, the Secretary' directs her arguments concern
. A voting system also may not be approved for use in an election by the Secretary unless it “operates safely, efficiently, and accurately and complies with the error rate standards of the voting system standards adopted by the Federal Election Commission,” and "is safe from fraudulent or unauthorized manipulation.” Tex. Elec. Code Ann. § 122.001(a)(3), (4) (West Supp. 2008). Ap-pellees have not alleged that the eSlate fails to comply with these requirements. Rather, ap-pellees allege that in the event the eSlate does record a ballot inaccurately or become subject to unauthorized manipulation, there will be no paper record to assist the detection of the inaccuracy or manipulation.
. During oral argument, appellees referenced section 213.01 ó of the election code, which governs who must or may be present during a printing of ballot images from a direct recording electronic voting machine for purposes of a recount. See id. § 213.016 (West Supp. 2008). Appellees indicated that this section demonstrated the eSlate's noncompliance with election code section 211.001 because the eSlate does not provide a paper print-out. However, section 213.016 does not require either that an electronic voting machine be capable of printing the images or, even if it did, that the "printing of images” be accomplished by the paper print-out method proposed by appellees.
. Subsection (d) of section 214.049 states specifically, in addressing the use of “original ballots” and "duplicate ballots” for counting, that "the ballots shall be processed in the manner prescribed by Sections 127.125 and 127.126.” Id. § 214.049(d) (West 2003).
. If that were the case, there would be little reason ever to print the image of an electronic ballot as provided by section 213.016.
. It is noteworthy that legislation was introduced both in 2005 and in 2007 that would have required direct recording electronic voting machines used in an election to create a contemporaneous paper record, but was not enacted. See Tex. S.B. 1247, 80th Leg., R.S. (2007); Tex. S.B. 1006, 80th Leg., R.S. (2007); Tex. H.B. 3891, 80th Leg., R.S. (2007); Tex. H.B. 384, 80th Leg., R.S. (2007); Tex. H.B. 123, 80th Leg., R.S. (2007); Tex. H.B. 65, 80th Leg., R.S. (2007); Tex. S.B. 94, 79th Leg., R.S. (2005); Tex. H.B. 3083, 79th Leg., R.S. (2005); Tex. H.B. 2259, 79th Leg., R.S. (2005); Tex. H.B. 1289, 79th Leg., R.S. (2005); see also Tex. H.B. 166, 79th Leg., R.S. (2005) (would have required Secretary of State to “conduct a study to evaluate the feasibility and advisability of requiring a voter verified paper audit trail”).
Reference
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- Esperanza ANDRADE, in Her Official Capacity as Secretary of State for the State of Texas, Appellant, v. NAACP OF AUSTIN, Nelson Linder, Sonia Santana and David Van Os, Appellees
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