Gosnell v. Lalonde
Gosnell v. Lalonde
Opinion of the Court
This is an appeal from the dismissal of the claims of Appellants Paul Gosnell and Kim Gosnell for failure to file a certificate of merit required by the civil practice and remedies code
Background
On September 22, 2011, the Gosnells sued Engineers for structural damage to their home. They alleged that Engineers had failed to stabilize the home's foundation after injecting a chemical into the surrounding soil. The Gosnells did not file *561a certificate of merit with their original petition.
Engineers did not file their answer until May 31, 2013. On September 18, 2013, the parties attended a voluntary mediation, which did not result in a settlement. Both sides propounded and responded to discovery requests, and Engineers designated experts and potential responsible third parties. The parties participated in a second mediation, this time court-ordered, which also failed to result in a settlement agreement.
On January 23, 2015, Engineers filed a motion to dismiss based on the Gosnells' failure to provide a certificate of merit at the outset of the case as provided by section 150.002 of the civil practice and remedies code. The trial court granted Engineers' motion to dismiss after a hearing.
The Gosnells now appeal, asserting that prior to the filing of the motion to dismiss, neither Engineers nor their counsel had ever referenced section 150.002, the Gosnells' failure to file the certificate of merit, or Engineers' intent to seek dismissal of the Gosnells' claims.
Standard of Review
We review a trial court's ruling on a motion to dismiss for an abuse of discretion.
Certificates of Merit
In suits "for damages arising out of the provision of professional services by a licensed or registered professional," the civil practice and remedies code requires the plaintiff to provide an affidavit-called a "certificate of merit"-made by a professional who holds the same professional license as the defendant.
One narrow exception to the dismissal requirement exists: a defendant may be considered to have waived the right to dismissal for failure to file a certificate of merit when, under the totality of the circumstances, the defendant has substantially invoked the judicial process.
Analysis
We now turn to the question of whether Engineers' actions were inconsistent with their intent to rely on their right to waiver. This court first discussed waiver of section 150.002 dismissal in Palladian Building Co.
In Murphy v. Gutierrez , we held that the defendant, Gutierrez, had substantially invoked the judicial process prior to filing his motion to dismiss and had thus waived his right to complain about the plaintiffs' failure to file a certificate of merit.
In deciding that Gutierrez had waived his right to move for dismissal, this court considered five factors. First, we considered "whether the defendant participated, and to what extent, in pretrial discovery before moving for a motion to dismiss."
Second, we considered whether Gutierrez had sought and obtained affirmative relief from the trial court.
The third factor we looked at was "the fact that [Gutierrez] participated in court-ordered mediation regarding th[e] case before ever reurging his motion to dismiss."
Finally, as a related factor, we considered the amount of time that had elapsed in the litigation process, noting that under the case law dealing with waiver, "even when a party waits more than two years to seek its alternative to litigation, the time elapsed alone does not necessarily constitute evidence of waiver."
We considered waiver again in Foundation Assessments .
In Frazier v. GNRC Realty, LLC , the Corpus Christi Court of Appeals held that the defendant waived his right to dismissal, but not based on the factors we considered in Murphy .
On the other hand, courts of appeals have concluded there was no waiver when:
*564• the defendant waited two years and five months to seek dismissal, participated in an unspecified amount of discovery, and filed motions for summary judgment;37
• the defendants waited a year after they were sued to file a motion to dismiss;38
• the defendant moved for dismissal eight days after learning of defect in the qualifications of the plaintiff's expert who had provided the certificate;39 and
• the defendant answered the suit, propounded an unspecified amount of written discovery, and then filed a motion to dismiss.40
All but one of these no-waiver cases were issued prior to our opinion in Murphy . After Murphy , the Supreme Court of Texas weighed in on the issue of waiver and the certificate of merit requirement in Crosstex Energy Services, L.P. v. Pro Plus, Inc.
In Pro Plus , the court confirmed that a defendant can indeed waive the certificate-of-merit requirement through substantial invocation of the litigation process, as this court had held.
Specifically, in deciding whether Pro Plus's "engagement in the judicial process amount[ed] to implied waiver," the court considered Pro Plus's answering the suit, its participation in discovery, and its acts near the end of the limitations period of joining a motion for continuance and entering into a Rule 11 agreement.
The court then addressed the fact that Pro Plus had filed an answer to the suit.
Finally, the court looked at the other activity relied on by Crosstex as evidence of waiver: the joint motion for continuance and the Rule 11 agreement. The court stated that "the Rule 11 agreement allowed Pro Plus ample time to prepare its expert reports in the event its motion to dismiss was denied (which is precisely what happened)."
Pro Plus aids litigants and courts addressing waiver in two ways. First, it settles the question of whether a defendant in a suit to which section 150.002 applies may waive the dismissal right. Second, the court's guidance confirms how lower courts have addressed the issue in at least one respect: in the usual case, one factor alone-such as engaging in discovery-will not show the intentional relinquishment of the right of waiver. From this case and the others that have looked at the issue, it is clear that a question of waiver is intensely fact-specific and must be looked at on a case-by-case basis.
This suit was filed on September 22, 2011. After a lengthy delay, on May 31, 2013, Engineers filed their answer, asserting *566not just a general denial but also affirmative defenses and a request for attorneys' fees. On August 21, 2013, the trial court signed an agreed scheduling order, setting a trial date for January 27, 2014.
On September 18, 2013, the parties attended an unsuccessful voluntary mediation. Also in September, the Gosnells served Engineers with their first amended petition. Engineers filed an amended answer on October 2, 2013, adding specific denials, a number of verified denials, and additional affirmative defenses.
Also in 2013, Engineers responded to the Gosnells' requests for disclosures and production of documents and designated two non-party experts to testify to the technical and chemical aspects of the services provided and the soils under the foundation of the Gosnells' home. Engineers also served a request for disclosures on the Gosnells.
Engineers filed a motion for leave to designate Earth Science Products, the manufacturer of the chemical used by Engineers to stabilize the Gosnells' foundation, as a responsible third party. On January 14, 2014, the court granted an agreed motion for continuance requested by Engineers, postponing the trial originally set for January 27, 2014.
Engineers served their first amended responses to the Gosnells' request for disclosure, naming Earth Science Products as a potential responsible third party. Engineers filed a supplement to their amended answer, adding additional specific denials and affirmative defenses.
In November 2014, both parties submitted a second agreed scheduling order to set the case for a jury trial on February 23, 2015, and providing for amended pretrial deadlines, including new expert designation deadlines. The scheduling order set a deadline ten days before the trial date for the parties to attend a court-ordered mediation. In December 2014, Engineers served interrogatories, requests for disclosures, and requests for production on the Gosnells.
That same month, Engineers served their second amended response to the Gosnells' request for disclosure, adding Shaddock Builders & Developers, Inc.-the builder of the Gosnells' home-as a potential responsible third party. On the same day, Engineers filed a second motion for leave to designate responsible third parties, seeking to designate Shaddock as an additional responsible third party.
On January 8, 2015, the Gosnells filed their responses to Engineers' discovery requests. After the discovery deadline had passed, the parties attended court-ordered mediation. One month before the re-set trial date-twenty months after filing their answer and over three years after suit had been filed-Engineers moved for dismissal under section 150.002.
A delay in moving for dismissal generally does not alone show waiver.
Engineers told the trial court that their delay in filing an answer was because the parties were attempting to "just resolve this matter," and therefore the matter had not been in litigation for more than three years before they filed their motion to dismiss. In other words, they attempted to settle the case for twenty months before they even filed an answer. They therefore had ample opportunity to learn about the case and wrap their minds around it.
A defendant should not be penalized for attempting to settle a dispute, and it is not because Engineers attempted to settle the case that we conclude Engineers intended to litigate. Rather, it is the entirety of the circumstances. The settlement talks went on for eighteen months after Engineers had already been sued-which gave them a reason to take the Gosnells' complaints seriously. They therefore had both the motive and opportunity to understand the case against them. During that time, when the Gosnells apparently could have moved for a no-answer default judgment but did not, Engineers had the chance to plan out a defense, including deciding whether to move for dismissal. But they did not move for a dismissal, and instead continued with the litigation process, including waiting until all of the scheduling deadlines save the trial had passed and attending court-ordered mediation. All in all, Engineers' failure to move for dismissal allowed the process to drag on for three-and-a-half years. Only when trial was thirty days away did they finally move for dismissal.
As we observed in Murphy , the purpose of section 150.002 is "both to quickly dismiss meritless claims and to reduce litigation costs."
Furthermore, however complicated rebutting the Gosnells' claims may have proven to be at trial, this was not a factually complicated case. The foundation of the Gosnells' home was experiencing movement, so the Gosnells hired Engineers to *568stabilize it. To that end, Engineers injected a chemical into the ground. The Gosnells sued on the basis that the service provided by Engineers made the foundation movement worse. By the time Engineers filed an answer, they knew the exact basis of the Gosnells' claims, including the name of the product alleged to be used. As a defense, Engineers claimed that they did not make the chemical that was injected into the soil and that they did not breach any duty owed to the Gosnells. In November 2013, Engineers designated the manufacturer of the chemical as a responsible third party and designated experts to testify about the soil and the chemical used, and they then continued to engage in the litigation process.
Given the delay in answering combined with the basis of the claims and Engineers' understanding of them, delaying dismissal to engage in discovery cannot reasonably be explained on the basis that Engineers needed to learn more about the case from discovery before deciding to move for dismissal. Nor does it make sense to conclude that they engaged in discovery and other parts of the litigation process in case the trial court denied their motion to dismiss. If they were concerned that they would need to be prepared for trial were their motion denied, they could have moved for dismissal anytime in the three-and-half year process and still had plenty of time to prepare for trial. Instead, they continued to participate in the judicial process, including attending court-ordered mediation.
Though not one factor alone indicates waiver, under the totality of circumstances, Engineers' engagement in the judicial process indicated their intention to litigate and amounted to waiver. In reaching this conclusion, we reiterate that our holding is based on and limited to the specific facts and circumstances of this case. We sustain the Gosnells' issue.
Conclusion
Having sustained the Gosnells' sole issue, we reverse the trial court's order of dismissal and remand this case for further proceedings.
See
Jernigan v. Langley ,
Cire v. Cummings ,
See Murphy v. Gutierrez ,
Jernigan v. Langley ,
Crosstex Energy Servs., L.P. v. Pro Plus, Inc. ,
Palladian Bldg. ,
Murphy ,
Found. Assessment, Inc. v. O'Connor,
Ustanik v. Nortex Found. Designs ,
DLB Architects, P.C. v. Weaver ,
Landreth v. Las Brisas Council of Co-Owners, Inc. ,
Cimarron Eng'g, LLC v. Miramar Petroleum, Inc. , No. 13-14-00163-CV,
See, e.g. , Perry Homes v. Cull ,
Pro Plus ,
See Tex. R. Civ. P. 239.
Pro Plus ,
See Murphy ,
See Murphy ,
Cf. RSL Funding, LLC v. Pippins ,
See Pro Plus ,
See Murphy ,
See Perry Homes ,
Case-law data current through December 31, 2025. Source: CourtListener bulk data.