Castello v. State
Castello v. State
Opinion of the Court
After admitting that he strangled his wife, Brian Castello pleaded guilty to murder, *615a first-degree felony. TEX. PENAL CODE § 19.02(c). The trial court sentenced Castello to 55-years' confinement. Castello appeals, arguing that (1) the trial court erred by sentencing him without (a) a drug and alcohol evaluation, and (b) a psychological evaluation; or, in the alternative; (2) his trial counsel was ineffective for failing to preserve this issue for appellate review; and (3) the fees imposed on him for summoning witnesses and mileage violated his confrontation rights and his right to compulsory process. Because we conclude that Castello forfeited his first claim, his counsel was not ineffective, and he has not shown that any witness fees in this case were unconstitutional as applied to him, we affirm.
I. Background
Castello pleaded guilty to the murder of his wife, Damaris Castello. He had no agreed recommendation as to punishment, and the State prepared a presentence investigation (PSI) report.
Before sentencing Castello, the trial court held a sentencing hearing.
A. Sentencing Testimony
At the sentencing hearing, the State called four witnesses.
First, Detective T.R. Ferguson testified. He stated that he is employed in the homicide division of the Houston Police Department and he was also employed there on November 9, 2014. He remembered receiving a call on that date regarding a homicide at an apartment. Upon arriving at the scene, Detective Ferguson noticed a strong odor that he described as "the odor of death." After receiving consent to enter, Detective Ferguson went inside the apartment, where he found the deceased victim, wrapped in a comforter, in the closet. The State submitted into evidence photographs of the scene and the deceased.
Detective Ferguson testified that he identified Castello as a suspect and interviewed him. Castello told him that the police would "find out what happened sooner or later," and he fell asleep in the interview room. Two days after the incident, Detective Ferguson interviewed Castello again. At that interview, Castello confessed to murdering Damaris. According to Detective Ferguson, Castello said he "always knew he was going to kill someone but that he didn't know when."
The victim's mother, Silvia Espinoza, and her oldest daughter, Maria Escobar, also testified. They emphasized the effect Damaris's death had on them and how much they missed her.
Damaris's brother, Enoc Gonzales, testified as well. He stated that in November 2014, he tried to call Damaris but could not reach her. So, he (along with his brother, cousin, and uncle) went to her apartment, which she shared with Castello. Upon arriving, he asked Castello where Damaris was. Castello responded that he did not know and that he and Damaris had had an argument. Enoc testified that he knew Castello was lying because Damaris would never leave her children behind, but they were there without her.
According to Enoc, he, his brother, his cousin, and his uncle then entered the apartment. They smelled a distinct, foul odor. Enoc's uncle searched for Damaris in the bedroom, then in the closet, where he found Damaris's body wrapped in a comforter and duct tape. Enoc noted that, when they found the body, Damaris's and Castello's infant daughter was in the living room of the apartment in her walker. Enoc also testified regarding the effect Damaris's death had on him and his family.
B. PSI Report
At the sentencing hearing, the State submitted a PSI report, and the trial court *616took judicial notice of it. Castello did not object to the report or its contents.
The PSI report included a statement detailing information regarding the murder, Castello's prior offenses, and his social history, including but not limited to information regarding his health and drug and alcohol use. It stated that Castello "believes he is in need of alcohol and drug substance abuse treatment." Moreover, it included Castello's Harris County Special Needs Response Form, in which Castello asserted that, on September 30, 2014, he was diagnosed with schizoaffective disorder and prescribed psychotropic medications. The PSI report also contained numerous letters written by Damaris's family and friends, as well as letters from Castello's mother, grandmother, siblings, and his former employer. It included a letter from Castello himself in which he expressed remorse for the murder.
Notably, the PSI report included a Psychological Evaluation Report completed by clinical psychologists Jerome B. Brown and Sheila M. Bailey.
The report found, however, that "[t]he validity scales administered suggested an exaggeration of symptoms" and that there appeared "to be an effort to claim highly unusual attitudes and behaviors and to project severe psychopathology." Thus, the profiles obtained "should be interpreted with caution." Further, the evaluators found that "[e]stimates of intellectual ability place Mr. Castello in the average range." The "[m]ental status examination revealed Mr. Castello to be alert, well-oriented, and able to communicate his ideas without difficulty."
The report concluded that "[a]lthough there is a possibility that mental illness played a part in the homicide, currently there is only his self-report." It stated that Castello "mentioned no symptoms to the investigating police officers, has no psychiatric history, and did not describe the path of development over time usually seen in severe mental disorders." Accordingly, Dr. Brown and Dr. Bailey concluded that there was insufficient evidence to mount an insanity defense at that time.
C. Sentencing and Post-Sentencing Costs
At the close of argument, the trial judge sentenced Castello to 55-years' confinement in the Institutional Division of the Texas Department of Criminal Justice. Four days after the entry of judgment, the trial court entered a Criminal Bill of Costs totaling $359, which included a $120 fee for summoning witnesses and mileage. Castello appealed.
II. Discussion
A. Drug and Alcohol and Psychological Evaluations Requirement
In his first issue, Castello argues that the trial court erred in failing to require the PSI report to include a drug and alcohol evaluation and a psychological evaluation. Castello forfeited this argument.
*6171. Statutes
Castello premises his argument on Article 42.12 of the Texas Code of Criminal Procedure, which set forth statutory guidance regarding the imposition of community supervision and addressed PSI reports.
On a determination by the judge that alcohol or drug abuse may have contributed to the commission of the offense ... the judge shall direct a supervision officer ... or a person, program, or other agency approved by the Texas Commission on Alcohol and Drug Abuse, to conduct an evaluation to determine the appropriateness of, and a course of conduct necessary for, alcohol or drug rehabilitation for a defendant and to report that evaluation to the judge.
TEX. CODE CRIM. PROC . art. 42.12, § 9(h).
Likewise, as to mental health evaluations, section 9(i) of article 42.12 provided that:
[a] presentence investigation conducted on any defendant convicted of a felony offense who appears to the judge through its own observation or on suggestion of a party to have a mental impairment shall include a psychological evaluation which determines, at a minimum, the defendant's IQ and adaptive behavior score. The results of the evaluation shall be included in the report to the judge....
TEX. CODE CRIM. PROC . art. 42.12, § 9(i).
2. Analysis
Castello forfeited his first argument by failing to raise it below. It is undisputed that Castello neither objected to the PSI report nor requested the inclusion of a psychological or drug and alcohol abuse evaluation in the report.
On appeal, Castello argues that he could not have forfeited this argument. In so arguing, he urges us to rely on a 1991 San Antonio Court of Appeals case, Garrett v. State ,
Binding precedent squarely rejects his contention. It is well-settled in both our Court and our sister Court that mental health and alcohol and drug evaluations in the PSI report may be forfeited. See, e.g. , Cain v. State ,
Our Court has made clear that "[t]o preserve error, a party must specifically object to the omission of" the evaluation from the PSI report. Morris ,
We overrule Castello's first issue.
B. Ineffective Assistance of Counsel
Next, Castello asserts that if he forfeited his first issue by failing to preserve error, his counsel was ineffective on this basis, requiring reversal of his sentence and remand to the trial court for a new sentencing hearing. We again disagree.
1. Standard of Review and Applicable Law
We evaluate claims of ineffective assistance of counsel under the two-prong test from Strickland v. Washington ,
"[T]rial counsel should ordinarily be afforded an opportunity to explain his actions before being denounced as ineffective." Goodspeed v. State ,
Furthermore, we indulge a strong presumption that counsel's conduct fell within the wide range of reasonable assistance. Jackson v. State ,
2. Analysis
Castello argues that his counsel was ineffective because he failed to request psychological and substance abuse evaluations or to object to the alleged lack of those evaluations. We disagree.
*619As an initial matter, the record shows that Castello's counsel in fact moved the court to appoint Dr. Brown as a defense mental health expert and included his evaluation in the PSI report. The record also reflects that the PSI report included information regarding Castello's drug and alcohol use.
Beyond what appears in the PSI report, the record is silent as to Castello's trial counsel's actions in this regard. Castello did not file a motion for new trial. Thus, counsel had no opportunity to explain why he did not request additional evaluations. Castello also offered no evidence as to what information could have been gleaned from such evaluations (beyond the material already in the PSI) if they had been requested.
On this record, we cannot conclude that trial counsel's failure to object or request additional evaluations was outside the range of professionally competent assistance. See Cain ,
Moreover, even if we were to assume that counsel's performance was deficient under Strickland 's first prong, Castello has not shown prejudice as the second prong of Strickland requires. First, the PSI report included a psychological evaluation that detailed Castello's psychological history and his reported medications. Notably, the clinical psychologists concluded that the only evidence of mental impairment was Castello's own self-report. They further cautioned that Castello appeared to be exaggerating his symptoms. Second, the trial court also had evidence before it about Castello's drug and alcohol abuse. Specifically, the PSI included Castello's self-report regarding his history of drug and alcohol use. And importantly, Castello presented no evidence as to what any additional evaluations might have shown.
Because the trial court had before it psychological and drug and alcohol abuse information to use in formulating Castello's sentence, and because Castello fails to show what additional evaluations might have offered, we cannot conclude that but for his counsel's failure to request additional evaluations, there is a reasonable probability that the result would have been different.
We overrule Castello's second issue.
C. Imposition of Summoning Witness and Mileage Costs
Finally, Castello argues that the Code of Criminal Procedure's witness and mileage fees are unconstitutional as applied to him. He argues that they violate his constitutional (1) right to compulsory process and (2) right to confrontation.
The question before us is not whether these statutorily required fees are good policy. Instead, the question is whether, as applied to Castello, they violate constitutional rights. Our Court and our sister Court have held these fees constitutional in the face of almost identical arguments, and Castello offers us no basis to reach a different conclusion in this case. See London v. State ,
1. Relevant Law *620Constitutional Provisions. Both the Texas and United States Constitutions protect the right of an accused, in a criminal prosecution, to have compulsory process for obtaining witnesses in his favor and to be confronted with the witnesses against him. U.S. CONST . Amend. VI ; TEX. CONST . art. I § 10.
The Compulsory Process Clause guarantees the government's assistance in compelling the attendance at trial of witnesses "in [the defendant's] favor."
The Confrontation Clause "provides two types of protections for a criminal defendant: the right physically to face those who testify against him, and the right to conduct cross-examination."
Texas Code of Criminal Procedure. After a defendant is convicted of a felony or misdemeanor, Article 102.011 of the Texas Code of Criminal Procedure mandates the assessment of a fee for summoning witnesses and for mileage required for an officer to perform and to return from performing this service. TEX. CODE CRIM. PROC . art. 102.011(a)(3), (b). Specifically, article 102.011 provides, in relevant part:
(a) A defendant convicted of a felony or a misdemeanor shall pay the following fees for services performed in the case by a peace officer: ...
(3) $5 for summoning a witness ...
(b) In addition ... a defendant required to pay fees under this article shall also pay 29 cents per mile for mileage required of an officer to perform a service listed in this subsection and to return from performing that service.... This subsection applies to ...
(3) traveling to execute criminal process, to summon or attach a witness, and to execute process not otherwise described by this article.
TEX. CODE CRIM. PROC . art. 102.011(a)(3), (b).
2. Analysis
Our Court has already rejected the precise arguments raised by Castello, and Castello provides us no basis to come to a different conclusion in this case. See London ,
Castello asserts that the Code of Criminal Procedure's subpoena fees are unconstitutional as applied to him because he is indigent. In so arguing, he relies on the Sixth Amendment and Gideon v. Wainwright ,
London forecloses these arguments. There, an appellant challenged the postjudgment imposition of fees for summoning witnesses, raising the arguments advanced *621by Castello here. London ,
Similarly, here, Castello has not shown any constitutional violation as applied to him. With regard to his right to compulsory process, Castello has not identified, either at trial or on appeal, a single material and favorable witness he wished to present. See
Castello also fails to show a violation of his Confrontation Clause rights. It bears emphasizing that the fees at issue were assessed (as the statute requires) only after he pleaded guilty. Because these fees are "assessed on conviction," Castello's opportunity to confront or cross-examine the State's witnesses was not contingent on his postjudgment ability to pay the witness fees.
As in London , Castello asserts that the constitutional harm to him is apparent from his indigence. "Yet he provides no argument or evidence that he was deprived of his constitutional rights because of the prospect of being assessed a $5 witness fee after the conclusion of trial, if he were convicted."
Castello has failed to explain why his case is different from London . He has not *622established that the statute deprived him of his rights to compulsory process and confrontation of adverse witnesses such that it is unconstitutional as it was applied to him. See id.; see, e.g. , Macias,
We overrule Castello's third issue.
III. Conclusion
We affirm the judgment of the trial court.
Before Castello pleaded guilty, Castello's counsel moved the court to appoint Dr. Brown as a defense mental health expert.
This article was repealed by the Texas Legislature, effective September 1, 2017, and recodified as its own chapter, chapter 42A, of the Texas Code of Criminal Procedure. The substantive content referenced herein survives. See Tex. Code Crim. Proc . arts. 42A.253(a)(6), 42A.257(a).
Such an evaluation shall be made "after arrest and before conviction, if requested by the defendant" or "after conviction and before sentencing, if the judge assesses punishment in the case." See Tex. Code Crim. Proc . art. 42A.257(a).
Concurring Opinion
CONCURRING OPINION
Terry Jennings, Justice
I concur in the judgment of the Court and write separately to explain why although I would hold that appellant, Brian Castello, an indigent criminal defendant, has met his burden of establishing that Texas Code of Criminal Procedure article 102.011(a)(3) is unconstitutional as applied to him because it violates his right to confrontation, I agree that under this Court's precedent, we must, at this time, overrule his challenge. See London v. State ,
Appellant, without an agreed recommendation from the State, pleaded guilty to the felony offense of murder.
Background
A Harris County Grand Jury issued a true bill of indictment, accusing appellant of committing the felony offense of murder. The trial court, upon finding him indigent, appointed counsel to represent him at trial.
*623Prior to trial, the State filed with the trial court its Application for Subpoena by State for Witness in the District Court, requesting that twenty-three witnesses be summoned by a peace officer to testify at trial.
Subsequently, appellant pleaded guilty to the felony offense of murder. After his plea, but prior to his punishment hearing, the State filed with the trial court another Application for Subpoena by State for Witness in the District Court, requesting an additional witness be summoned by a peace officer to appear and provide appellant's "jail print cards." The trial court issued the subpoena, a peace officer summoned the witness, and he filed his return of service in the trial court.
Following a punishment hearing, the trial court sentenced appellant to confinement for fifty-five years and ordered him to pay $359 in court costs, which included a $120 charge for "[s]ummoning witness/[m]ileage."
Standard of Review
We review the constitutionality of a criminal statute de novo as a question of law. Ex parte Lo ,
Constitutionality of "Summoning Witness/Mileage Fee"
In his third issue, appellant argues that the Summoning Witness/Mileage Fee assessed against him by the trial court violates his constitutional rights to compulsory process and confrontation because he is an indigent criminal defendant. See U.S. CONST. Amend. VI ; TEX. CONST. art. I, § 10 ; see also TEX. CODE CRIM. PROC. ANN. art. 1.05 (Vernon 2005).
"A litigant raising only an 'as applied' challenge concedes the general constitutionality of the statute, but asserts that the statute is unconstitutional as applied to his particular facts and circumstances." State ex rel. Lykos v. Fine ,
Texas Code of Criminal Procedure article 102.011, titled "Fees for Services of Peace Officers," requires a defendant convicted of a felony to "pay ... for services performed in [his] case by a peace officer." TEX. CODE CRIM. PROC. ANN. art. 102.011(a) (Vernon 2018). Relevant to the instant case, subsection (a)(3) of article 102.011 requires a criminal defendant to pay $5 for each witness that is summoned by a peace officer, regardless of whether that witness is summoned on behalf of the State or on behalf of the defendant.
Appellant argues that the Summoning Witness/Mileage Fee assessed against him by the trial court is unconstitutional because he, despite his indigence, must, for initially exercising his constitutional right to confrontation, bear the costs for the State's summoning of witnesses against him. In other words, appellant asserts that although "[t]he State ha[d] an absolute right to subpoena ... witnesses in order to present [its] case" against him, it is the requirement that he "pay for th[o]se [witnesses to be] subpoena[ed] [that] is unconstitutional."
The Sixth Amendment to the United States Constitution provides:
In all criminal prosecutions, the accused shall enjoy the right to a speedy and public trial, by an impartial jury of the State and district wherein the crime shall have been committed, which district shall have been previously ascertained by law, and to be informed of the nature and cause of the accusation; to be confronted with the witnesses against him ; to have compulsory process for obtaining witnesses in his favor, and to have the Assistance of Counsel for his defence.
U.S. CONST. Amend. VI (emphasis added); see also TEX. CONST. art. I, § 10 ("In all criminal prosecutions the accused ... shall be confronted by the witnesses against him ...." (emphasis added) ); TEX. CODE CRIM. PROC. ANN. art. 1.05 ("In all criminal prosecutions the accused ... shall be confronted with the witnesses against him ...." (emphasis added) ).
As the United States Supreme Court has explained, the Confrontation Clause contained in the Sixth Amendment provides two types of protections for a criminal defendant: the right physically to face those who testify against him and the right to conduct cross-examination.
*625Pennsylvania v. Ritchie ,
In Pointer v. Texas , the Supreme Court held that the Sixth Amendment's guarantee of a criminal defendant's right "to be confronted with the witnesses against him" is applicable to the states by virtue of the Fourteenth Amendment.
The right to confrontation has a long history in this country as one of the rights that has been heavily guarded due to its importance. See Chambers v. Mississippi ,
The United States Supreme Court is not alone in recognizing the significance of a criminal defendant's right to confrontation, as the Texas Court of Criminal Appeals and the Texas Supreme Court have also noted its importance. See Shelby v. State ,
Notably, appellant's argument in this case presupposes an understanding of the historical roots and widely acknowledged importance of a criminal defendant's right to confrontation.
Here, a grand jury indicted appellant for the felony offense of murder. After finding that appellant was indigent, the trial court appointed counsel to represent him at trial. See TEX. CODE CRIM. PROC. ANN. art. 1.051(c) (Vernon Supp. 2017) (indigent defendant entitled to appointed counsel); see also
After the trial court found appellant indigent, the State determined that it, in order to present and prove its case against him, needed to summon twenty-four witnesses to testify and produce documents at trial. Accordingly, the State notified both the trial court and appellant of its decision to subpoena these twenty-four witnesses, and it instructed a peace officer to summon them. Because of the State's independent decision, appellant became responsible for the cost of summoning the State's witnesses against him.
What makes article 102.011(a)(3) unconstitutional as applied to appellant is that it required him, an indigent criminal defendant, to pay for the witnesses that the State subpoenaed to testify against him. In other words, although appellant had a fundamental constitutional right to physically confront the witnesses who were to testify *627and produce documents against him, the only way he was able to secure that right was by bearing the State's costs for it. In effect, he is being penalized for initially setting his case for trial and having a punishment hearing. Given appellant's inability to pay such costs, article 102.011(a)(2) is unconstitutional as applied to him.
Importantly, in this country's federal system, a criminal defendant, whether indigent or not, is not required to bear the cost of the United States government's decision to summon a witness to testify at trial against that defendant. See
Federal law, however, goes even further in protecting indigent criminal defendants. In fact, in addition to requiring the United States government to bear the costs for summoning its own witnesses to testify at a criminal defendant's trial, the government must also pay for the witnesses that are subpoenaed to testify on behalf of an indigent criminal defendant. See FED. R. CRIM. P. 17(b) ; United States v. Denton ,
[T]he court must order that a subpoena be issued for a named witness if the defendant shows an inability to pay the witness's fee and the necessity of the witness's presence for an adequate defense. If the court orders a subpoena to be issued, the process costs and witness fees will be paid in the same manner as those paid for witnesses [that] the government subpoenas.
FED. R. CRIM. P. 17(b) (emphasis added). In essence, rule 17 requires that "the costs of having witnesses testify [on a defendant's behalf] be covered by the government once *628a [criminal] defendant demonstrates an inability to pay and a need for the testimony." United States v. Mata , No. 15-68,
Further, in our own state, the Texas Rules of Civil Procedure now make clear that an indigent litigant must not bear the burden of any "[c]ourt [c]osts." See TEX. R. CIV. P. 145 ; Supreme Court of Tex., Final Approval of Amendments to the Texas Rules of Civil Procedure and the Texas Rules of Appellate Procedure and of a Form Statement of Inability to Afford Payment of Court Costs , Misc. Docket No. 16-9122 (Aug. 31, 2016) (http://www.txcourts.gov/media/1435934/169122.pdf). In fact, Texas Rule of Civil Procedure 145, titled "Payment of Costs Not Required," provides: "A party who files a Statement of Inability to Afford Payment of Court Costs cannot be required to pay costs," "[a] judgment must not require" such a party "to pay costs," and any "provision in [a] judgment purporting to do so is void."
*629Turning back to appellant's case, I would hold that he has met his burden of establishing that Texas Code of Criminal Procedure article 102.011(a)(3) is unconstitutional as applied to him, an indigent criminal defendant, because it violates his constitutional right to confrontation. However, I recognize that this Court has already rejected arguments identical to those presented by appellant in this case. See London ,
Accordingly, I respectfully request that the Texas Court of Criminal Appeals overrule this Court's decision in the current case. See Benge v. Williams ,
See also Robles v. State , No. 01-16-00199-CR,
See
See Tex. Code Crim. Proc. Ann. art. 102.011(a)(3), (b) (Vernon 2018) (imposing $5 charge on defendant convicted of felony "for summoning a witness" and requiring defendant to pay "29 cents per mile for mileage required of an officer to perform a service ... and to return from performing that service").
See
See
See
See
See
A criminal defendant "shall also pay 29 cents per mile for mileage required of an officer to perform a service" in the defendant's case "and to return from performing that service."
The majority, as it did in London , emphasizes that appellant was not required to pay the $120 in advance of his trial. However, this is irrelevant. It is the fact that appellant is forced to pay to exercise his constitutional right to confrontation, at any time, that renders article 102.011(a)(3) unconstitutional as applied to him. Further, prior to trial, appellant had, at the very least, constructive notice, if not actual notice based on the State's filings in the trial court, of the costs to be assessed against him for the State's summoning of witnesses. See Cardenas v. State ,
"Costs" are defined as "any fee charged by the court or an officer of the court that could be taxed in a bill of costs , including, but not limited to, filing fees, fees for issuance and service of process, fees for a court-appointed professional, and fees charged by the clerk or court reporter for preparation of the appellate record." Tex. R. Civ. P. 145(c) (internal quotations omitted). In the instant case, the trial court taxed the $120 Summoning Witness/Mileage Fee in the "Criminal Bill of Cost" against appellant.
The Texas Supreme Court has noted that rule 145 is a "manifestation of the open courts guarantee that 'every person ... shall have remedy by due course of law.' " Campbell v. Wilder ,
Matt Clarke, Texas Criminal Court Fees are a Tax on Poor Defendants , Prison Legal News (Mar. 15, 2014), https://www.prisonlegalnews.org/news/2014/mar/15/texas-criminal-court-fees-are-a-tax-on-poor-defendants/ (because "people who have been convicted of crimes elicit much less sympathy," "the myriad of criminal court fees and their misuses will most likely continue unabated"); see also Eric Dexheimer, Hard-up Defendants Pay as State Siphons Court Fees for Unrelated Uses , Statesman (Sept. 20, 2012), https://www.statesman.com/news/special-reports/hard-defendants-pay-state-siphons-court-fees-for-unrelated-uses/o Nyf6HCFKbA4Nlq0UCLiRM/ ("We're trying to squeeze more money from people who have a hard time getting jobs because they have a criminal record, or have mental illness problems or substance abuse problems.... These fees are taxes on the poor." (quoting executive director of the Texas Criminal Justice Coalition) ).
Case-law data current through December 31, 2025. Source: CourtListener bulk data.