Dennis v. State
Dennis v. State
Opinion of the Court
OPINION ON STATE’S PETITION FOR DISCRETIONARY REVIEW
Appellant was charged in a two count indictment with committing the offenses of theft and theft by receiving stolen property. See V.T.C.A., Penal Code, Sections 31.-03(a), (b)(1) and 31.03(a), (b)(2).
In relevant part, the count of the indictment under which appellant was convicted alleges that the appellant “did then and there intentionally and knowingly appropriate and maintain control over property to-wit: one (1) telephone of the value of more than Two Hundred Dollars ($200.00) and less than Ten Thousand Dollars ($10,-000.00) knowing said property to be stolen by another and with intent to deprive the owner, Patsy Parker, of said property.” The offense of theft by receiving stolen property, however, as stated by the provi
Appellant did not, prior to trial, complain of the above omission in the indictment, nor did he object to the trial court’s application paragraph in the charge that was given, nor did he request a correct application paragraph be given. However, he complained, in a pre-trial motion to quash, which was overruled, that the allegations in support of the count under which he was convicted were defective because the phrase, “without the effective consent of the owner,” was omitted. See Sec. 31.03(b)(1), supra. Understandably, as his conviction does not fall under that section of 31.03, but instead falls under sub-section (b)(2), appellant has not pursued that complaint in this appeal. See Hughes v. State, 561 S.W.2d 8 (Tex.Cr.App. 1978).
As a backdrop to our discussion concerning the omission from the indictment of the specific phrase, “the property is stolen,” we will first discuss several fundamental principles of law applicable to this cause. It is fundamental in this State that a charging instrument should allege all constituent elements of the offense sought to be charged. See Ex parte Winton, 549 S.W.2d 751 (Tex.Cr.App. 1977), and the cases cited at page 752. The phrase, “the property is stolen,” is a constituent element of the offense of theft by receiving stolen property. See Ex parte Cannon, 546 S.W.2d 266 (Tex.Cr.App. 1977); Reynolds v. State, 547 S.W.2d 590 (Tex.Cr.App. 1977). However, overlooked by many members of the Bench and Bar is the distinction between a charging instrument which fails to state an offense at all and one which states an offense but fails to do so clearly. Failure to state an offense at all is a fundamental defect whereas failure to clearly state an offense is only a defect as to form. See 2 Texas Criminal Practice Guide, Sec. 41.02[7], Constituent elements of the offense should be expressly stated in the charging instrument. However, though not expressly stated therein, they may be implicitly included within express statements contained within the charging instrument.
It is further axiomatic that where an indictment has not been challenged by way of a pre-trial motion to quash, and the sufficiency of the indictment becomes an issue for the first time on appeal, only jurisdictional defects will be considered. Where a defendant makes no complaint pri- or to trial about the charging instrument, it is presumed that he found the charging instrument sufficient as to his own satisfaction. Failure to complain prior to trial about the charging instrument waives all but jurisdictional defects. Trevino v. State, 519 S.W.2d 864 (Tex.Cr.App. 1975). In Seaton v. State, 564 S.W.2d 721, 726 (Tex.Cr.App. 1978), it was pointed out: “A jurisdictional defect in an indictment is a defect which renders the indictment insufficient in that it fails to allege the constituent ele
As noted, in order to state in the charging instrument an offense against the laws of this State, and thus invoke the jurisdiction of the trial court, it is mandatory that the instrument state therein the necessary and constituent elements of the offense. On the other hand, if the charging instrument is merely duplicitous, fails to give sufficient notice of what acts are charged, or fails to allege sufficient facts to bar a subsequent conviction, such would be nonjurisdictional defects, and would be deemed waived by the failure to make timely objection. American Plant Food Corporation v. State, 508 S.W.2d 598, 604 (Tex.Cr.App. 1974). Therefore, we must ascertain whether the count of the indictment, for theft by receiving stolen property, under which appellant was convicted, when read as a whole, sufficiently charges the offense of receiving stolen property. Also see Soto v. State, 623 S.W.2d 938 (Tex.Cr.App. 1981). We find it does.
In this instance, it was alleged in the indictment that the appellant “intentionally and knowingly appropriate^] and maintain[ed] control over property ... knowing said property to be stolen by another.” Did the allegation, “knowing said property to be stolen by another,” include by necessary implication the statutory phrase, “the property [was] stolen”? The State, in its petition for discretionary review, has phrased the question in this manner: “Does an indictment for theft under Section 31.03(a)(2) [ (a), (b)(2) ] which alleges that the defendant unlawfully appropriated and maintained control over property ‘knowing said property to be stolen by another,’ effectively allege that the property was stolen property?” The State’s argument asserts that “There is no way the appellant could know (at the time he unlawfully appropriated the property) that the property was stolen by another if it was not stolen.” (Emphasis Deleted).
The predecessor statute to Sec. 31.03(a), (b)(2), which was Art. 1430, 1925 Penal Code, provided as follows: “Whoever shall receive or conceal property which has been acquired by another in such manner as that the acquisition comes within the meaning of the term theft, knowing the same to have
The offenses of theft and theft by receiving stolen property are and have always been two separate offenses. Snider v. State, 119 Tex.Cr.R. 635, 44 S.W.2d 997 (Tex.Cr.App. 1931); Warren v. State, 514 S.W.2d 458 (Tex.Cr.App. 1974); Ex parte Cannon, supra; Reynolds v. State, supra. The gist of the offense of receiving stolen property is that a theft has been committed and thereafter a person other than the thief receives the stolen property knowing it to have been stolen by another. Brown v. State, 15 Tex.App. 581 (1884). Also see Vol. 41 Tex.Jur. Sec. 12, “Receiving Stolen Goods.” The word “knowingly,” as used in the context that a defendant knowingly receives property that has been stolen, requires actual subjective knowledge, rather than knowledge that would have indicated to a reasonably prudent man that the property was stolen. Vol. 11 Houston Law Review at page 444, fn. 31. Also see Rodriguez v. State, 134 Tex.Cr.R. 317, 115 S.W.2d 905, 906 (Tex.Cr.App. 1938); Rutherford v. State, 85 Tex.Cr.R. 7, 209 S.W. 745 (Tex.Cr.App. 1919); Forrester v. State, 69 Tex.Cr.R. 62, 152 S.W. 1041, 1042 (1913). Otherwise, an innocent person who has acted in good faith with the thief might be subject to the harsh penalties the law provides for receiving stolen property. See Castleberry v. State, 35 Tex.Cr.App. 382, 33 S.W. 875 (Tex.Cr.App. 1896); Hochman v. State, 146 Tex.Cr.R. 23, 170 S.W.2d 756 (Tex.Cr.App. 1943).
From the above, we conclude that it is incumbent upon the State, in order to properly charge a person with committing the offense of theft by receiving stolen property, to expressly allege in the charging instrument that theft of property had occurred, that the accused appropriated the property, and that when the accused appropriated the property he knew it had been stolen by another.
Ordinarily, pleading in a charging instrument a constituent element of an offense inferentially rather than directly is impermissible, and a violation of this rule will generally make such instrument defective. See 15 Houston Law Review at page 9, footnote 41. However, if the charging instrument contains express averments, which necessarily include a required statutory term, word, or phrase, the necessary statutory term, word, or phrase will be deemed to be sufficiently plead by inclusion. See 15 Houston Law Review at page 7, footnote 32. This rule has been codified in Art. 21.17, supra. For example, if a charging instrument omits specific reference to a word, term, or phrase that is a constituent element of the offense, but that element is supplied by necessary inclusion within an expressed word, term, or phrase, as opposed to a merely reasonable one, from reading the indictment as a whole, then the failure to specifically plead the word, term, or phrase in the charging instrument will not render the charging instrument funda
The Houston Court of Appeals, in ordering appellant’s conviction reversed, relied heavily upon this Court’s past decisions of Morgan v. State, supra, and Shaddox v. State, supra. Also see Beasley v. State, supra. We have carefully examined those authorities, but because of the very wording of this indictment, and its singular omission, in comparison with the indictments in those causes, which contained multiple defects, we find those decisions in part inapposite to this cause. We further observe that Morgan was a pre-amendment of the theft statute case, and the defects in that indictment were the failure to allege both phrases, “the property is stolen” and “the property was obtained by or from another person.” In Shaddox, a post-amendment case, this Court referred the reader to Hughes v. State, supra, which had discussed the recent amendment of the theft statute, and pointed out that the indictment in that cause was defective because it omitted the phrases, “by another” and “which is stolen.” Beasley, supra, was another post-amendment case, and had the same defects as did the indictments in Hughes, supra, and Shaddox, supra. Thus, the two phrases, “by another” and “which is stolen property,” were missing from the indictments in Shad-dox, Morgan, and Beasley, supra, whereas in this cause only the phrase, “the property was stolen,” is missing in the indictment. We have found that such defect by omission was cured by virtue of the necessary inclusion construction rule of law. That rule of law was neither argued nor discussed in the eases of Morgan and Shaddox, Id., and our reading of those cases, in light of what the Court stated therein, and in conjunction with what we have stated today, does not require us to overrule those decisions. In Ex parte Cannon, supra, this Court pointed out that the offense of theft was then comprised of four different sets of possible elements, and that “An indictment for theft which does not allege all of the elements of one of these methods is fundamentally defective, since ‘everything should be stated in an indictment which is necessary to be proved.’ ” (546 S.W.2d at 273). In its analysis of why the indictment in that cause was invalid, the Court went to great pains to point out that “The indictment fails to set forth all of the elements of one of the four [now two] methods.”
The indictment in this cause is not fundamentally defective. The decision of the Houston Court of Appeals is reversed, and the cause is remanded to that court in order that it may consider the other grounds of error appellant raised in the appeal, which were not resolved in that court’s opinion.
PETITION FOR DISCRETIONARY REVIEW
. Subsections (a) and (b) of Section 31.03, amended by Acts 1975, 64th Leg., p. 914, ch. 342, Sec. 10, eff. September 1, 1975, provides:
“(a) A person commits an offense if he unlawfully appropriates property with intent to deprive the owner of property.
“(b) Appropriation of property is unlawful if:
“(1) it is without the owner’s effective consent; or
“(2) the property is stolen and the actor appropriates the property knowing it was stolen by another.”
Prior to the amendment,
Section 31.03 provided in part:
“(a) A person commits an offense if, with intent to deprive the owner of property:
“(1) he obtains the property unlawfully; or
“(2) he exercises control over the property, other than real property, unlawfully.
“(b) Obtaining or exercising control over property is unlawful if:
“(1) the actor obtains or exercises control over the property without the owner’s effective consent; or
“(2) the property is stolen and the actor obtains it from another or exercises control over the property obtained by another knowing it was stolen.”
.More simply put, the elements of the offense of theft by receiving stolen property are: (1) a person; (2) with the intent to deprive the owner of property; (3) appropriates property; (4) which is stolen property; (5) knowing it was stolen property; (6) by another.
. However, the filing of the motion is understandable in light of footnote 1, supra, and language found in some of this Court’s past decisions. See post.
. Compare Ex parte Adame, 632 S.W.2d 619 (Tex.Cr.App. 1982).
. As noted in footnote 1, supra, and as amplified in Hughes v. State, supra, “With the recent amendments to the theft statute, it is obvious that the offense of theft now has two [and not as before four], different sets of possible elements.”
Concurring Opinion
concurring.
The opinion of the Court is so expansive that it makes our problem appear to be more complicated than it is, and then obfuscates its own solution. It seems to me there is a better way to resolve the problem.
In pertinent part the indictment at issue alleges that appellant did
“intentionally and knowingly appropriate ... property ... knowing said property to be stolen by another and with intent to deprive the owner ... of said property.”1
Under V.T.C.A. Penal Code, § 31.03(a) and (b)(2)
“A person commits an offense if he unlawfully appropriates property with intent to deprive the owner of property.”
and
“Appropriation of property is unlawful if:
* * * * * *
the property is stolen and the actor appropriates the property knowing it was stolen by another.”
The problem is that because the indictment did not expressly allege in haec verba that “the property is stolen,” the Houston' (14th) Court of Appeals felt obliged to find the omission rendered the indictment fundamentally defective. Dennis v. State, 629 S.W.2d 816, 817 (Tex.App.—Houston (14th) 1982). It may be conceded the one or more opinions of the Court cited by the Court of Appeals leave that impression. We now eradicate it.
That the property alleged has obtained the status of stolen property is certainly a sine qua non of the kind of theft offense proscribed by the statute. However, the essential elements of such “unlawful appropriation” are that “the actor appropriates the property knowing it was stolen by another” — that is, he knew its status as stolen property.
The indictment in this cause alleged that when appellant appropriated the described property he was aware of its status— “knowing said property to be stolen by another.” The statutory requisite that the property appropriated have the status of stolen property was thus met. To insist that the pleader aver that “the property is stolen” in addition to charging an accused with “knowing it was stolen by another” is to demand redundancy in a charging instrument for no worthwhile purpose.
Accordingly, the instant indictment is not defective in the particular found by the Court of Appeals, and I concur in the judgment of this Court.
. All emphasis is mine unless otherwise indicated.
Reference
- Full Case Name
- Henry DENNIS, Appellant, v. the STATE of Texas, Appellee
- Cited By
- 66 cases
- Status
- Published