Heitman v. State
Heitman v. State
Opinion of the Court
OPINION ON APPELLANT’S PETITION FOR DISCRETIONARY REVIEW
The trial court convicted appellant on his plea of nolo contendere to the offense of possession of methamphetamine with intent to deliver, and he appealed to contest the court’s adverse ruling on his motion to suppress the methamphetamine which was discovered during an inventory search of his car. Art. 44.02. V.A.C.C.P. The Court of Appeals affirmed. Heitman v. State, 776 S.W.2d 324 (Tex.App.—Fort Worth 1989). A detailed rendition of the pertinent facts is set out in the Court of Appeals opinion. Briefly, police discovered the appellant slumped forward in his car outside a store at about 5:30 a.m. Officers found a loaded 9mm pistol on appellant and arrested him for UCW. As appellant was transported to jail, the officers inventoried his car and found a locked briefcase in the passenger compartment. The officers “jimmied” open the briefcase and found the methamphetamine. Appellant claims the inventory search violated both the Fourth Amendment and Art. I, § 9. We granted appellant’s petition for discretionary review to determine whether either claim has merit.
Without commenting on the correctness of the result reached in the Court of Appeals disposition of the Fourth Amendment claim, we note that cursory treatment was given to the Art. I, § 9 claim. Guided by language in some caselaw and distinguishing language in other caselaw, all from this Court, the Court of Appeals disposed of the Art. I § 9 claim solely by construing it in harmony with the Fourth Amendment. Today we reserve for ourselves the power to interpret our own constitution. We will reverse the decision of the Court of Appeals and remand the case to them for an independent analysis of the state constitutional claim.
We herein confront the question of whether this Court will automatically adopt and apply to Art. I, § 9, of the Texas Constitution the Supreme Court’s interpretations of the Fourth Amendment. This Court has repeatedly recognized that Art. I, § 9 of the Texas Constitution and the Fourth Amendment to the United States Constitution are the same in all material aspects. Gordon v. State, 801 S.W.2d 899 (Tex.Cr.App. 1990) (plurality); Johnson v. State, 803 S.W.2d 272 (Tex.Cr.App. 1990): Bower v. State, 769 S.W.2d 887 (Tex.Cr.App. 1989) (plurality), cert, denied 492 U.S. 927, 109 S.Ct. 3266, 106 L.Ed.2d 611; Eisenhauer v. State, 754 S.W.2d 159 (Tex.Cr.App. 1988) (plurality); Brown v. State, 657 S.W.2d 797 (Tex.Cr.App. 1983) (Opinion on Remand from the United States Supreme Court); and Crowell v. State, 147 Tex.Cr.R. 299, 180 S.W.2d 343 (1944). The two provisions serve to safeguard individuals’ privacy and security against arbitrary invasion by governmental officials. Evers v. State, 576 S.W.2d 46 (Tex.Cr.App. 1979), and Kolb v. State, 532 S.W.2d 87 (Tex.Cr.App. 1976).
Under our system of federalism, however, the states are free to reject federal holdings as long as state action does not fall below the minimum standards provided by federal constitutional protections. See Cooper v. California, 386 U.S. 58, 87 S.Ct. 788, 17 L.Ed.2d 730 (1967). Likewise, a
Crowell, 180 S.W.2d 343, is one of the earliest cases from this Court to note the textual similarity between Art. I, § 9, and the Fourth Amendment.
In Evers v. State, 576 S.W.2d 46 (Tex.Cr.App. 1978) (panel opinion), an inventory search case, the appellant challenged the police inventory of his car under both the federal and state constitutions. This Court noted in footnote 1, id. at 48, that the Texas and United States Constitutions both served the same purpose of protecting individuals against arbitrary government invasion. The Court discussed inventory searches in the context of South Dakota v. Opperman, 428 U.S. 364, 96 S.Ct. 3092, 49 L.Ed.2d 1000 (1976), without further reference to the Texas Constitution. By implication, the Court treated inventory law in Texas consistently with the protections afforded that subject under federal law.
In Gill v. State, 625 S.W.2d 307, 318-19 (Tex.Cr.App. 1981) (opinion on State’s motion for rehearing) (overruled in part, Osban v. State, 726 S.W.2d 107 (Tex.Cr.App. 1986)), the Court again referred to the Texas Constitution: “In short, the expression, ‘inventory search,’ is not a talisman in whose presence the Fourth Amendment or Art. I, Sec. 9, of the Texas Constitution fades away and disappears.” We concluded that the inventory search of a locked trunk was improper under both the Texas and United States Constitutions but did not expressly conclude that the Texas Constitution would be interpreted in accordance with the United States Constitution.
In Brown, 657 S.W.2d 797, this Court was squarely presented with the issue that confronts us now. Quoting Crowell, 180
In spite of this language in Brown, the Court again implied in Ward v. State, 659 S.W.2d 643 (Tex.Cr.App. 1983), but did not expressly hold, that our state constitution would be interpreted in harmony with comparable federal provisions. Here, the appellant challenged an inventory search under both the Texas and United States Constitutions. After this Court considered the facts, we held that the inventory search was authorized under South Dakota v. Opperman, 428 U.S. 364, 96 S.Ct. 3092, and did not a violate either the United States or Texas Constitutions.
It appeared the “interpretation issue” was resolved by this Court in Osban v. State, 726 S.W.2d 107 (Tex.Cr.App. 1986), wherein a majority of this Court finally accepted the language from the plurality opinion in Brown, 657 S.W.2d at 799, by stating:
... [T]his Court has opted to interpret our Constitution in harmony with the Supreme Court’s opinion interpreting the Fourth Amendment. We shall continue on this path until such time as we are statutorily or constitutionally mandated to do otherwise.
Osban, 726 S.W.2d at 111. This Court, however, then retreated from this position in Eisenhauer v. State, 754 S.W.2d 159 (Tex.Cr.App. 1988), wherein the majority adopted the totality of the circumstances test from Illinois v. Gates, 462 U.S. 213, 103 S.Ct. 2317, 76 L.Ed.2d 527 (1983), for probable cause determinations pursuant to Art. 18.01, V.A.C.C.P., and Art. 1, § 9. The author of the majority opinion, now Presiding Judge McCormick, wrote the “opinion [was] made to stay in step with the federal constitutional model for probable cause determinations.” Eisenhauer, 754 S.W.2d at 164. A majority of this Court, however, did not agree with this aspect of the decision. In his concurring opinion, Judge Duncan objected to this comment that the decision was made in order “to stay in step with the federal constitutional model for probable cause de
In Osban, 726 S.W.2d at 111, quoting Brown, 657 S.W.2d at 799, this Court stated we will interpret our Constitution in harmony with the Supreme Court’s opinions interpreting the Fourth Amendment until “statutorily or constitutionally mandated to do otherwise.” We find, however, that there are several reasons and situations other than similarity of wording or absence of statutory or constitutional mandates which justify, if not compel, a state court to independently judicially interpret its own state constitutional provisions.
Initially, using similarity of wording as the foundation for the theory of harmonious interpretation assumes that state constitutional framers desired that this be done. We believe this assumption to be erroneous. There is no historical factual basis for such an assumption. A recent law review article points out that as early as 1855, several state appellate courts had already looked to their own state constitutional conventions in interpreting the provisions of their constitutions. Although some states used the federal constitution as a guideline for their own, arguably the framers of the states’ constitutions were unaware of the original intent of the framers of the federal constitution when it was drafted. Thus, even under an original intent theory, looking to federal constitutional jurisprudence in interpreting state constitutional provisions was not necessarily prudent. In fact the article’s author noted the historical debate regarding just such a practice and labeled it ludicrous to believe “ ‘that the opinions and constructions of those persons who had framed and proposed the [federal] Constitution, opinions given in private, constructions unknown to the people when they adopted the instrument, should, ..., be appealed to, in order to countenance the doctrine of some gentlemen ...’”. See generally Baade, “Original Intent” in Historical Perspective: Some Critical Glosses, 69 Texas L.Rev. 1001 (1991), at p. 1018, 1055.
Riding in tandem with this idea that state courts can better respond to local interests is the concept of diversity. Our society is at once homogeneous and hete-rogenous, and our legal culture should correspondingly be homogenous (national) and heterogenous (state). Moreover, the very concept of federalism embraces such an approach. State courts may review and “rethink” federal constitutional decisions and thereby ensure that, when interpreting state constitutions, their citizens will have the “double security” the federal constitution was intended to provide,
[t]he State courts are the appropriate tribunals, as this court has repeatedly held, for the decision of questions arising under their local law, whether statutory or otherwise.
Id. at 626. Independent interpretation oí state constitutional provisions is especially important since the Supreme Court began not finding independent and adequate state grounds for decisions so as to prevent
Merely following Supreme Court decisions ignores state precedent that existed before the comparable federal right was applied to the states. For instance, two early cases, Garcia v. State, 151 Tex.Crim. 593, 210 S.W.2d 574, 580 (1948), and Vasquez v. State, 145 Tex.Crim. 376, 167 S.W.2d 1030, 1032 (1943), which were decided prior to the Supreme Court’s decision in Pointer v. Texas, 380 U.S. 400, 85 S.Ct. 1065, 13 L.Ed.2d 923 (1965) (Sixth Amendment right of confrontation applicable to states via Fourteenth Amendment), recognized a defendant’s right of confrontation. Garcia and Vasquez were both cited in resolving the issue of the constitutionality of our child videotape statute in Long v. State, 742 S.W.2d 302 (Tex.Cr.App. 1987), indicating that preexisting state law can assist in defining the scope of a state constitutional right that was only later recognized as a federally guaranteed right.
Moreover, our state constitution is a doctrine independent of the federal constitution and its guarantees are not dependent upon those in the federal constitution.
True, a reason to interpret a state right more broadly than a federal right may be that the state constitutional guarantee is cast in terms that allow a far broader interpretation than the corresponding federal constitutional protection
[V]arious states, like Texas, have broader free speech and assembly protections, which are often positively phrased as affirmative grants of rights rather than the simple restriction on government power observed in the first amendment to the federal constitution. These more expansive guarantees, which are within a state’s ‘sovereign right’ as recognized by the federal Supreme Court, offer a significant distinction upon which courts rely to construe their state constitutions.
Id. at 402, quoting Harrington, The Texas Bill of Rights, at p. 40. In Long, 742 S.W.2d at 309, n. 9, Judge Duncan, writing for the majority, noted the syntactical difference between the confrontation clauses of the Sixth Amendment and our Art. I, § 10. The Texas constitutional provision “is easily susceptible to a more affirmative and vigorous interpretation” because its language “is arguably more emphatic” whereas the right of confrontation guaranteed under the Sixth Amendment is presented “in more or less a passive style”. Id. Moreover, more than one state has concluded that even when the wording of the federal constitution is identical to the state constitution, the state has the power to give more protection to individual rights than provided by federal law. See State v. Kaluna, 55 Haw. 361, 520 P.2d 51, 58 n. 6 (1974). See also State v. Opperman, 247 N.W.2d 673, 674 (S.D. 1976) (Opinion on remand from United States Supreme Court), where the South Dakota state supreme court has “always assumed the independent nature of our state constitution regardless of any similarity between the language of that document and the federal constitution.” The South Dakota court admitted the language of its constitutional provision was “almost identical” to that of the Fourth Amendment but exercised its “right to construe [the] state constitutional
Returning to the Texas Constitution, it is, we believe, significant that our Bill of Rights is the first article in our state constitution and that it held this position in each of Texas’s five state constitutions.
Further, there is direct evidence which indicates the framers of the 1845 constitution did not intend for our state constitution to be interpreted in lock-step with the federal constitution. A Washington County constitutional delegate proposed that the 1845 document be construed in pari mate-ria with the Bill of Rights to the United States Constitution. This proposal was not adopted, thus indicating the framers did not intend to limit the rights of citizens of this State to that which protects them under the federal constitution. Ponton, Arvel (Rod), III, Sources of Liberty in the Texas Bill of Rights, 20 St. Mary’s L.J. 93, 109 (1988).
Therefore, given the foregoing reasons and the numerous decisions tacitly addressing the “interpretation issue”, we now expressly conclude that this Court, when analyzing and interpreting Art. I, § 9, Tex. Const., will not be bound by Supreme Court decisions addressing the comparable Fourth Amendment issue.
As to the issue presented in the case sub judice, the legality of an inventory search, we decline to blindly follow the Supreme Court’s decisions interpreting the Fourth Amendment in addressing the issue under Art. I, § 9. Cases, including those cited herein, in conflict are overruled to the extent of that conflict. The court of appeals concluded based on our pronouncements in Eisenhauer, Brown, Osban, etc., that Art. I, § 9 and the Fourth Amendment were materially the same and thus construed our constitutional provision in accordance with Fourth Amendment law, an analysis not countenanced by our decision today. See Heitman v. State, 776 S.W.2d 324, 325 (Tex.App.—Fort Worth 1989). Thus, this cause is remanded to the court of appeals for consideration of appellant’s state constitutional claim in light of this decision.
. The Texas legislature and the voters have exercised this freedom to afford the state’s citizens greater protections than the minimum requirements of the federal constitution. See e.g. Art. I, § 10, Tex. Const., (requiring indictment by grand jury in felonies although states are not subject to the indictment requirement of the Fifth Amendment; Whisenant v. State, 557 S.W.2d 102 (Tex.Cr.App. 1977) (Texas procedure for revoking probations affords greater protection than that required by Fourteenth Amendment); and Butler v. State, 493 S.W.2d 190 (Tex.Cr.App. 1973) (Art. 38.22, V.A.C.C.P., more strict than Fifth Amendment regarding oral confessions).
. In a single paragraph, the Court states:
Art. I, Sec. 9, of the Constitution of this State, and the 4th Amendment to the Federal Constitution are, in all material aspects, the same.
Crowell, 180 S.W.2d at 346.
. As an example the Court stated that Texas provided for a statutory exclusionary rule, Art. 38.23, V.A.C.C.P., and its predecessor, well in advance of the Supreme Court's decision in Mapp v. Ohio, 367 U.S. 643, 81 S.Ct. 1684, 6 L.Ed.2d 1081 (1961).
. See also Gauldin v. State, 683 S.W.2d 411 (Tex.Cr.App. 1984), wherein the appellant successfully challenged the inventory search of his car. The record was devoid of any evidence that the police were actually engaged in a care-taking function when they searched the appellant’s truck. Although this Court discussed both federal and state caselaw on the issue, the Court merely concluded the evidence was "unconstitutionally obtained” without specifically citing either constitution. Again, the implication is that the protections accorded under both constitutions are the same.
. One example of this disagreement of interpretation is Dunn v. State, 696 S.W.2d 561 (Tex.Cr.App. 1985), which Judge Duncan discussed in his article on federalism. See Duncan, Terminating the Guardianship: A New Role for State Courts, 19 St. Mary’s L.J. 809 (1988). In Dunn, this Court addressed police misconduct resulting in a confession and the right to counsel. Addressing these concerns under the Fifth Amendment, the Court held Dunn had voluntarily but not knowingly and intelligently waived his right to counsel. The Court noted in its opinion that this very same issue was pending in the United States Supreme Court (the case of Moran v. Burbine, see fn. infra) but addressed the issue anyway. The resulting decision in Moran v. Burbine, 475 U.S. 412, 106 S.Ct. 1135, 89 L.Ed.2d 410 (1986), was to the contrary, finding a valid waiver and that the resulting confession need not be suppressed. Furthermore, in Dunn, this Court held, without independent analysis, that the corresponding provisions of the Texas Constitution were also violated.
. See also footnote 6 in Bower v. State, 769 S.W.2d 887 (Tex.Cr.App. 1989), relying' on Brown, 657 S.W.2d at 798, and stating this Court continues to interpret the Texas Constitution in harmony with the Supreme Court opinions interpreting the Fourth Amendment; Johnson, 803 S.W.2d at 288, citing Eisenhauer, for proposition that this Court held Art. I, § 9, and the Fourth Amendment are "in all material aspects the same"; and Gordon, 801 S.W.2d at 912, in dicta stating, given the pronouncements in Eisen-hauer, there is no reason why this Court should attempt to provide a more restrictive standard under Art. I, § 9, than is required by the Fourth and Fourteenth Amendments.
. Abrahamson, supra at 1141-1143, notes that the Supreme Court justices have not always agreed on whether the state's laboratory should be more innovative, or less so, than the federal system. In Justice Powell’s concurring opinion in Johnson v. Louisiana, 406 U.S. 366, 376-77, 92 S.Ct. 1635, 1641, 32 L.Ed.2d 162 (1972), he questioned the wisdom of rigidly applying federal standards to state jury procedures; Chief Justice Burger encouraged state experimentation in criminal procedure in Crist v. Bretz, 437 U.S. 28, 98 S.Ct. 2156, 57 L.Ed.2d 24 (1987) (Burger, C.J.,
.The Supreme Court too engages in a balancing of interests, but it is done with a national perspective. That is, the Supreme Court must balance the Bill of Rights against the interests of the citizens of all states. Sherbert v. Vertter, 374 U.S. 398, 83 S.Ct. 1790, 10 L.Ed.2d 965 (1963) (governmental actions that substantially burden religious practice must be justified by a compelling governmental interest); Sable Communications of California v. FCC, 492 U.S. 115, 109 S.Ct. 2829, 106 L.Ed.2d 93 (1989) (government must have compelling government interest before regulating content of speech); United States v. Villamonte-Marquez, 462 U.S. 579, 588, 103 S.Ct. 2573, 2579, 77 L.Ed.2d 22 (1983) (balance intrusion on individual’s Fourth Amendment interests against its promotion of legitimate governmental interests). This balancing is also done in instances other than the Bill of Rights. See e.g. Southern Pacific Co. v. Arizona, 325 U.S. 761, 65 S.Ct. 1515, 89 L.Ed. 1915 (1945) (state regulation of train lengths as safety measure obstructive to interstate commerce; state interest cannot be preserved at expense of national concern).
. The court also stated that the Florida Constitution requires a "compelling” state interest in all cases where the state's right to privacy was implicated, as opposed to the federal constitution which allows intrusion based on a "significant” state interest. 551 So.2d at 1195.
. According to Harrington, James C., The Texas Bill of Rights, Butterworth Legal Publishers, 1987, at p. 1, since 1970, state appellate courts around the country have decided more than 400 cases in which they have paid more deference to civil rights than has the United States Supreme Court.
. Duncan, Terminating the Guardianship: A New Role For State Courts, 19 St. Mary’s L.J. 809 (1988), at p. 834.
. See Duncan, id. at 840.
. Article I, section 1, of the Texas Constitution provides:
Texas is a free and independent State, subject only to the Constitution of the United States, and the maintenance of our free institutions and the perpetuity of the Union depend upon the preservation of the right of local self-government, unimpaired to all the States.
. The prior constitution, that of 1836, was a composite of the national constitution and the constitutions of various states, to-wit: Virginia, North Carolina, Pennsylvania, Massachusetts, Kentucky, Tennessee, Louisiana, Mississippi, Alabama, and Missouri. See Harrington, James C., The Texas Bill of Rights. Butterworth Legal Publishers, 1987, at p. 17.
. Harrington, id. at pp. 19-20. Our present constitution, however, now has 30 sections. The thirtieth, addressing victims’ rights, was adopted by the voters of this state on November 7, 1989.
. In State v. Henry, 302 Or. 510, 732 P.2d 9 (1987), the Oregon Supreme Court held obscene "speech, writing, and equivalent forms of communication are ‘speech’ nonetheless” and are entitled to protection from censorship under article I, section 8, of the Oregon Constitution. In reaching this conclusion, the Oregon court distinguished and analyzed the relevant language in the state and federal constitutions. The court found the language in its state’s constitution was broader and covered any expressions of opinion.
.In Moran v. Burbine, 475 U.S. 412, 106 S.Ct. 1135, 89 L.Ed.2d 410 (1986), the Supreme Court addressed deceptive police conduct resulting in a confession and the right to counsel in light of the Fifth Amendment. After finding no constitutional violation, the Court noted its opinion did not "disable! ] the States from adopting different requirements for the conduct of its employees and officials as a matter of state law.” Id. at 428, 106 S.Ct. at 1145. Thus, in People v. Houston, 42 Cal.3d 595, 230 Cal.Rptr. 141, 724 P.2d 1166 (1986), the California Supreme Court did just that, declined to follow Moran v. Bur-bine, and relying solely on the California constitution, found the suspect’s Miranda rights to counsel were violated. California has also construed its state constitutional free speech guarantee as broader and giving greater protection than the federal free speech guarantee. Wilson v. Superior Court, 13 Cal.3d 652, 119 Cal.Rptr. 468, 472, 532 P.2d 116, 120 (1975). Likewise, the Florida Supreme Court, in Haliburton v. State, 514 So.2d 1088 (Fla. 1987), declined to follow Moran v. Burbine and held that police conduct preventing an attorney from seeing his client is unacceptable and that the defendant’s confession should be suppressed. The court found a violation of due process under article I, section 9, of the Florida Constitution. The court did not address the right to counsel issue.
. See Harrington, James C., The Texas Bill of Rights, Butterworth Legal Publishers, 1987, at p. 7.
. See e.g. In re T.W., 551 So.2d 1186 (Fla. 1989) (parental consent abortion law; privacy amendment to state constitution embraces more privacy interests and extends more protection to individual interests than Federal Constitution). Also see e.g. State v. Kimbro, 197 Conn. 219, 496 A.2d 498 (1985) (search and seizure); Dupree v. Alma School Dist., 279 Ark. 340, 651 S.W.2d 90 (1983) (school financing); Malan v. Lewis, 693 P.2d 661 (Utah. 1984) (guest statute); and Turner v. Jones, 330 S.E.2d 323 (W.Va. 1985) (paternity limitations and due process).
. Harrington, id. at p. 21.
. Although the article references footnote 118 as its source, the correct reference is footnote 116.
. This is not to say that United States Supreme Court cases will not be permissive authority, just as court decisions from other states may be.
.We do not, by this opinion, retreat from our pronouncement in DeBlanc v. State, 799 S.W.2d 701 (Tex.Cr.App. 1990) wherein, citing McCam-bridge v. State, 712 S.W.2d 499, 501-502 n. 9 (Tex.Cr.App. 1986), we indicated that briefs asserting rights under Article I, Sec. 10 of the Texas Constitution were inadequate if they did not provide either argument or authority in support of that assertion. Thus we declined to
Dissenting Opinion
dissenting.
Today the majority remands appellant’s conviction to the Court of Appeals to consider a ground not briefed before this Court. Instead, the majority adopts the doctrine of “independent state grounds,” and without guidance leaves to the Court of Appeals the formulation of our state law.
For these reasons I respectfully dissent.
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