Alonzo v. State
Alonzo v. State
Dissenting Opinion
dissenting.
The Court of Appeals granted relief on a basis that was not presented to the trial court — the constitutional right to present a defense. Although the merits of the constitutional claim were argued on original submission, the State failed to point out until its motion for rehearing that the claim was never presented at trial. One important question before us is: can the party that prevailed at trial “forfeit” a procedural default issue by failing to timely present it to the court of appeals? I would hold that such a “forfeiture” cannot occur and that we should exercise our discretion to direct that the issue be addressed.
In Rochelle, we articulated three reasons for holding that we will not review a court of appeals’s refusal to consider a newly raised error preservation issue on rehearing. First, we stated that doing so is contrary to the policy in the appellate rules of requiring all matters to be raised in the original brief.
Since the advent of Marin, errors are categorized into three groups: (1) absolute requirements and prohibitions (also known as “systemic” requirements), (2) rights that must be implemented unless expressly waived, and (3) rights that are to be implemented upon request.
But appellate courts do not share this passive role with regard to whether the appealing party has properly preserved error. As observed above, several cases after Rochelle have indicated that a first-level appellate court should address preservation of error even if the issue is not raised by the parties. Rochelle’s articulated policy of requiring the parties to raise all their claims in the original brief is irreconcilable with the fact that the party that prevails in the trial court has no duty to file a brief at all. The duty to address preservation issues sua sponte also undercuts Rochelle’s second and third reasons for not addressing such issues on rehearing. If a court of appeals complies with its
And there are good reasons for imposing on the appellate courts a duty to address preservation issues sua sponte. In Saldano v. State, we explained the fundamental importance of error preservation requirements to the proper and efficient functioning of the system: “[OJbjections promote the prevention and correction of errors. When valid objections are timely made and sustained, the parties may have a lawful trial. They, and the judicial system, are not burdened by appeal and retrial. When a party is excused from the requirement of objecting, the results are the opposite.”
Moreover, decision-making at the appellate level must take into account not only the parties’ interests but also those of the trial court. On appeal, the trial court has no designated representative. While the party prevailing at trial may generally defend the trial court’s interests in maintaining its judgment, that is not always the case. For instance, the State might choose not to advance a procedural default issue because it wishes to obtain an appellate pronouncement regarding a certain proposition of law that can be made only by considering the merits of the appellant’s claim. While the parties may have latitude to narrow issues in such a manner at trial, the same cannot be said for appeal. The State (or any other appellee) should not be permitted to thrust a legal issue upon an appellate court by strategically deciding to “forfeit” a claim of procedural default. Rather, appellate courts should refrain from being manipulated into giving advisory opinions about the law.
Further, there are sometimes situations in which the State concedes error, and such a concession could occur even when the error was not preserved. In fact, that situation occurred at the federal level in Saldano, where the Attorney General of Texas conceded error in the admission of testimony, even though no objection had been lodged at trial.
While the State’s failure to protect the trial court’s interests in this case was by negligence, rather than by design, that does not change the fact that the trial courts’ interests in maintaining their judgments and avoiding further proceedings deserve protection by the appellate courts themselves, and not simply by the parties.
In summary, under the circumstances, the court of appeals ought to have addressed the preservation issue urged in the State’s motion for rehearing. This case involves a serious question about whether error was in fact preserved under common, everyday notions of procedural default. This Court should either remand the case to the court of appeals to consider the issue or it should consider the preservation issue on discretionary review.
I respectfully dissent to the Court’s decision to dismiss this petition as improvidently granted.
. 791 S.W.2d 121 (Tex.Crim.App. 1990).
. Jones v. State, 942 S.W.2d 1, 2 n. 1 (Tex.Crim.App. 1997); see also Hughes v. State, 878 S.W.2d 142, 151 (Tex.Crim.App. 1992) (holding that a motion for rehearing regarding a preservation of error issue was an appropriate vehicle to force “appellate courts to observe their systemic requirements”) and Fuller v. State, 829 S.W.2d 191, 199 n. 4 (Tex.Crim.App. 1992) ("it has been the common practice of this Court and of the intermediate appellate courts in Texas to examine matters affecting the preservation of error, whether separately argued by the parties or not”).
. 851 S.W.2d 275 (Tex.Crim.App. 1993).
. Mendez v. State, 138 S.W.3d 334, 341 (Tex.Crim.App. 2004).
. Rochelle, 791 S.W.2d at 125.
. Id.
. Id.
. Id. at 278.
. Id. ("The trial judge has no duty to exclude [hearsay evidence] on his own [for example], and would probably fall into error if he did”).
. 70 S.W.3d 873, 887 (Tex.Crim.App. 2002).
. See Saldano, generally.
.But see Saldano v. Roach, 363 F.3d 545, 553-554 (5th Cir.), cert. denied, -U.S.-, 125 S.Ct. 65, 160 L.Ed.2d 29 (2004)(in federal system, on habeas corpus, State’s representative can waive defense of procedural default).
. See Prystash v. State, 3 S.W.3d 522 (Tex.Crim.App. 1999), cert. denied, 529 U.S. 1102, 120 S.Ct. 1840, 146 L.Ed.2d 782 (2000).
. Appellant does not claim that the State injected the constitutional issue in its brief to the court of appeals.
.A claim that is not presented to the Court of Appeals in the briefs may nevertheless be addressed as "unassigned error,” so long as the error was preserved at trial. Wright v. State, 981 S.W.2d 197, 199 n. 2 (Tex.Crim.App. 1998).
Opinion of the Court
OPINION
delivered the opinion of the Court in which
Appellant was convicted of capital murder and sentenced to life imprisonment. The Court of Appeals reversed and remanded for a new trial after deciding that the trial court erroneously excluded defensive evidence. Alonzo v. State, 67 S.W.3d 346, 355-62 (Tex.App.-Waco 2001). We granted the State’s petition for discretionary review to review this decision. After reviewing the parties’ briefs and the relevant portions of the record, we conclude that our decision to grant the petition was improvident. Accordingly, we dismiss the State’s petition for discretionary review. See Tex.R.App. 69.3.
Reference
- Full Case Name
- Alexander ALONZO, Appellant, v. the STATE of Texas
- Cited By
- 27 cases
- Status
- Published