Bitterman v. State
Bitterman v. State
Opinion of the Court
delivered the opinion of the Court,
Appellant Earl Owen Bitterman pled guilty to the offense of aggravated sexual assault pursuant to a plea agreement with the State and was sentenced by the court to five years in the Texas Department of Criminal Justice, Institutional Division. Appellant then filed a motion for a new trial, in which he alleged that the State breached the terms of the plea agreement. The trial court denied this motion, and Appellant subsequently filed a timely notice of appeal. The Court of Appeals held that Appellant’s claims were without merit because he had not preserved them for review.
I. Facts
Appellant pled guilty to the aggravated sexual assault of his twelve-year-old niece. As part of the plea agreement, the State agreed to the following sentencing recommendation:
5 YEARS IN THE TEXAS DEPARTMENT OF CRIMINAL JUSTICE, INSTITUTIONAL DIVISION, AND A FINE OF $0.00; THE STATE NEITHER OPPOSES NOR RECOMMENDS THAT THE COURT GRANT DEFERRED ADJUDICATION PROBATION IN THIS MATTER.
The record reflects that the State agreed to allow Appellant to “make a pitch” for probation, but that it would remain silent as to probation at Appellant’s sentencing. At the sentencing hearing, Appellant had several witnesses testify in support of his request for deferred adjudication, and the State cross-examined these witnesses. During cross-examination, the State questioned whether Appellant deserved deferred adjudication, and additionally, called the complainant’s counselor as a rebuttal witness who testified that granting Appellant deferred adjudication would send the wrong message to the complainant. The State also argued to the court that Appellant was “not the kind of person that would be deserving of a second chance and an opportunity for probation” and that “it would be very dangerous for the victim to give him probation and send a message to her that in fact it was her fault.” The State then recommended that the trial court sentence Appellant to five years in the institutional division of TDCJ. The trial court followed the State’s recommendation, sentencing Appellant to five years in the TDCJ-Institutional Division.
II. Court of Appeals Decision and Grounds for Review
The court of appeals held that, regardless of whether the State had breached the plea agreement, Appellant did not preserve this issue for review because he did not object to the State’s breach during the sentencing hearing. The court stated that although Appellant argued that the State breached the agreement by the introduction of improper testimony and by improp
The grounds for review present before this Court are as follows: 1) whether the court of appeals erred in holding Appellant’s motion for a new trial did not preserve error on his motion for a new trial based on the State’s violation of its plea agreement, where such a breach is not something that can be cured by the court, and where a motion for new trial was the first opportunity Appellant had to raise that claim; and 2) whether the court of appeals erred in failing to address whether the breach of a plea agreement is a “category one” right that cannot be waived.
Appellant argues that he timely raised the issue of whether the plea agreement was breached in his motion for a new trial. He further argues that the court of appeals based its holding on a misapplication of several cases which involved the introduction of improper evidence and improper arguments. Additionally, Appellant argues that the right to have the terms of a plea agreement with the State fulfilled by the State is a right that must be implemented unless expressly waived, and thus the failure of Appellant to object at the sentencing hearing does not preclude the court of appeals from addressing this issue.
The State argues that because Appellant failed to object at the sentencing hearing at the time the improper evidence and argument were offered, he failed to preserve the issue for review by the court of appeals. The State further asserts that complaining about this issue for the first time in a motion for a new trial was untimely because he failed to object at trial when the trial judge would have had the opportunity to remedy the error.
III. Plea Bargains
It is well established that it is a defendant’s right to have the State honor a plea bargain entered into by the defendant in exchange for a guilty plea, after the judge has accepted the plea bargain in open court. Plea bargains play an extremely important role in the criminal judicial process, and numerous cases in federal and Texas state law emphasize the importance of implementing safeguards to protect the due process rights of defendants who enter into such plea bargains. When a defendant enters into a plea bargain, he waives a number of fundamental constitutional rights, including a trial by jury, the right to confront one’s accusers, the right to present witnesses in one’s defense, the right to remain silent, and the right to be convicted only by proof beyond a reasonable doubt.
IV. Analysis
The court of appeals held that, in this case, Appellant did not preserve the issue of whether the State breached the plea agreement because he did not object at the moment that the State allegedly breached the plea agreement by introducing improper evidence and argument. In reaching this conclusion, the court relied on Aguilar v. State and Gone v. State,
The State also relies on these cases in its brief,, citing them for the proposition that Appellant should have objected at a time when the trial court had an opportunity to correct the error. In addition, the State points to Mendez v. State
Secondly, even if this Court were to find Mendez persuasive in this case, the defendant in Mendez did not raise the issue
In Bass v. State,
This is a dispute over whether the State breached its plea bargain with appellant, and must be examined in light of Santobello v. New York, 404 U.S. 257, 262, 92 S.Ct. 495, 499, 30 L.Ed.2d 427 (1971), where the United States Supreme Court stated that “when a plea rests in any significant degree on a promise or agreement of the prosecutor, so that it can be said to be part of the inducement or consideration, such promise must be fulfilled.” If the prosecution does not live up to its part of the bargain, doubt is raised as to whether or not the guilty plea induced by the broken bargain can be regarded as truly voluntary.
In Miller v. State,
While Appellant could have withdrawn his plea at the sentencing hearing, he chose instead to request a new trial in order to compel specific performance of the plea agreement which the State had violated. Due to the flagrant violation of his plea agreement by the State, which rendered his plea involuntary, the court of appeals should have reviewed this issue for abuse of discretion by the trial judge in denying Appellant’s motion for a new trial.
Conclusion
The court of appeals erred in concluding that because Appellant did not object at the sentencing hearing, it could not consider Appellant’s claim. Based upon the underlying constitutional due process principles involved when a defendant agrees to plead guilty in return for a promise by the State, as well as upon a long history of Texas cases supporting a defendant’s right to withdraw a plea once the State has violated the plea bargain, we hold that Appellant properly preserved the issue of the plea bargain breach by bringing it to the trial court’s attention as soon as the error could be cured, in a motion for a new trial. Because Appellant preserved his claim for appeal, there is no need to address the second ground for review. Therefore we vacate the judgment of the court of appeals and remand the cause to the court for further proceedings consistent with this opinion.
. Bitterman v. State, 131 S.W.3d 519 (Tex.App.-Waco 2004).
. Santobello v. New York, 404 U.S. 257, 264, 92 S.Ct 495, 30 L.Ed.2d 427 (1971)(Douglas, J. concurring); Boykin v. Alabama, 395 U.S. 238, 243, 89 S.Ct. 1709, 23 L.Ed.2d 274 (1969)(stating "several federal constitutional rights are involved in a waiver that takes place when a plea of guilty is entered in a state criminal trial. First is privilege against compelling self-incrimination guaranteed by the Fifth Amendment and applicable to the states via the Fourteenth Amendment. Second is the right to a trial by jury. Third is the right to confront one’s accusers.”).
. Santobello, 404 U.S. at 262, 92 S.Ct. 495.
. The United States Fifth Circuit Court of Appeals has also applied this standard. See United States v. Kerdachi, 756 F.2d 349 (1985).
. Ortiz v. State, 933 S.W.2d 102 (1996).
. Bryant v. State, 974 S.W.2d 395 (1998).
. Aguilar v. State, 26 S.W.3d 901 (Tex.Crim.App. 2000); Gone v. State, 54 S.W.3d 27 (Tex.App.-Texarkana 2001, pet. ref'd).
. Zimmerman v. State, 860 S.W.2d 89 (Tex.Crim.App. 1993); Haliburton v. State, 80 S.W.3d 309 (Tex.App.-Fort Worth 2002, no pet.).
. Mendez v. State, 138 S.W.3d 334 (Tex.Crim.App. 2004).
. Besch v. State, 87 S.W.3d 588, 590 n. 3 (Tex.App.-San Antonio 2002, pet. dism’d, untimely filed).
. Bass v. State, 576 S.W.2d 400 (Tex.Crim.App. 1979).
. Miller v. State, 608 S.W.2d 931 (Tex.Crim.App. 1980).
Dissenting Opinion
filed a dissenting opinion.
Despite appellant’s failure to object at trial, the Court holds that he preserved his complaint because, “Even if the Appellant had objected at the time of the breach of the plea agreement, the error could not have been cured by the trial judge at that time because the prosecutor’s recommendation was already before the judge to consider.”
But the error could have been cured: the trial court could have granted deferred adjudication. It doesn’t matter that the trial court might not have cured the error, because that is true in every case in which a party objects. Curing the error here would have required giving appellant more than he was entitled to — granting deferred adjudication rather than just considering it. But otherwise, this case is no different from any other case in which the trial court could have, but not necessarily would have, fixed a problem upon a timely objection.
Moreover, appellant complains of several comments by the prosecutor. It is not clear to me which of these the Court believes violated the plea agreement. The prosecutor’s first reference to deferred adjudication seems to have been during cross-examination of appellant’s witnesses. The prosecutor questioned these witnesses about whether appellant deserved deferred adjudication, and then called appellant’s counselor to testify against granting deferred adjudication. After that, the prosecutor recommended that the trial court sentence appellant to five years of incarceration. An objection the first time the prosecutor questioned appellant’s suitability for deferred adjudication could have kept out all of the damaging evidence and
For these reasons, I respectfully dissent.
. Bitterman v. State, 180 S.W.3d 139, 143, 2005 WL 3310407 (Tex.Crim.App. delivered December 7, 2005)(slip opinion at p. 7).
Reference
- Full Case Name
- Earl Owen BITTERMAN, Appellant, v. the STATE of Texas
- Cited By
- 54 cases
- Status
- Published