Bryant v. State
Bryant v. State
Opinion of the Court
OPINION
delivered the opinion of the Court
Before his trial for driving while intoxicated, Clarence Randolph Bryant stipulated to two prior DWI convictions. The State agreed to the stipulation, but the stipulation was not admitted into evidence. On appeal, Bryant argued that the evidence was insufficient to convict because the State failed to offer proof of the stipulated prior convictions. We conclude that Bryant’s stipulation bars him from bringing this claim on appeal.
Procedural History
Bryant was charged by indictment with driving while intoxicated on March 1, 2001. To elevate the offense to a felony, the indictment alleged seven previous DWI convictions, dating from 1998 to 1979. In an enhancement paragraph, the indictment alleged that Bryan was previously convicted of two additional DWIs in 1986 and 1993.
Before trial, Bryant filed a “Defendant’s Stipulation as to Jurisdictional Prior Convictions Pursuant to Tamez v. State[
The Court: Counsel, I have been presented with a stipulation.
[Defense counsel]: Your Honor, we are discussing that right now, if we could have a moment.
Off the record discussion.
[Prosecutor]: I guess we’ll stipulate— well, we will agree to stipulate to the ninety-one and ninety-eight convictions, both being in Wichita County.
[Defense counsel]: And does the State further agree not to refer to any of the other five?
The Court: If you’ll read the indictment down in the operative paragraph, and that the Defendant had previously been convicted at least two times of an offense related to the operating of a motor vehicle, to wit, and then read on October 2nd, 1991, et cetera.
[Prosecutor]: Yes, sir.
The Court: All right.
[Defense counsel]: Your Honor, we would ask that the word at least two times be stricken and that has been previously convicted of the follow — then read those two. That way it does not intimate—
The Court: All right. We’ll — we’ll go by what the statute says, it says has been convicted two times of an offense.
[Defense counsel]: Your Honor, they’ll furthermore not be able [to] put on any proof of the conviction of those two in guilt/innocence—
The Court: I think—
[Defense counsel]: —I think those have — the State—
The Court: —let me hear what they are saying.
[Prosecutor]: That’s — that’s a false statement. He’s been convicted seven times.
[Prosecutor]: We are just not going to read anything — we’re not going to say how many times.
The Court: Okay.
[Defense counsel]: Right. I think that the State—
The Court: Has been — has been previously — had previously been convicted of offenses relating to the operating of a motor vehicle while intoxicated, is that they way you want to read it?
[Defense counsel]: Yes, sir, Your Honor, then further in — they are allowed to read that, but not — not allowed to put on proof of the convictions during the guilVinnocence.
The Court: Counsel, I am aware of that. I think we are ready to seat the jury.
The court’s charge instructed the jury that “[t]he defendant has stipulated before the Court that he previously was convicted two times of the offense of driving while intoxicated ... and you are instructed to find that the defendant has been previously convicted of those offenses.” Neither the State nor Bryant objected to this language.
The jury found Bryant guilty. At sentencing, Bryant pleaded true to the enhancement allegations. The judgments of all the prior convictions were admitted. The jury sentenced Bryant to 65 years in prison.
Court of Appeals
Bryant appealed, arguing in a single point of error that the evidence is legally insufficient to prove that he committed felony DWI when the jury did not receive any evidence of the two prior jurisdictional
In dissent, Justice Gray contended that “Bryant got what he wanted” and should not be heard to complain about it now.
On rehearing, the State argued that Bryant’s stipulation prevented him from contesting the sufficiency of the evidence to prove the prior convictions. The appellate court denied the State’s motion for rehearing.
We granted the State’s petition for discretionary review on three grounds: (1) whether Bryant is barred from raising this claim because of his stipulation; (2) whether the stipulation had to be admitted into evidence to be effective; and (3) whether the State should be permitted to. re-try Bryant. Because of our resolution of the first ground, we need not reach the others!
Analysis
A defendant in a criminal case may stipulate to evidence against him. If the defendant elects to do this, his stipulation is a kind of judicial admission.
Judicial admissions are not evidence at all. Rather, they are formal concessions in the pleadings in the case or stipulations by a party or counsel that have the effect of withdrawing a fact from issue and dispensing wholly with the need for proof of the fact.8
Wigmore adds that a “[a] fact that is judicially admitted needs no evidence from the party benefitting by the admission.”
*400 An express waiver, made in court or prepatory to trial, by the party or his attorney, conceding for the purposes of the trial the truth of some alleged fact, has the effect of a confessory pleading, in that the fact is thereafter to be taken for granted; so that the one party need offer no evidence to prove it, and the other is not allowed to disprove it. This is what is commonly termed a solemn— i.e., ceremonial or formal — or judicial admission, or stipulation. It is, in truth, a substitute for evidence, in that it does away with the need for evidence.10
Bryant argues that, despite the Branch court’s language to the contrary, these principles do not apply in criminal cases. He relies on Sullivan v. Louisiana)
Bryant also argues that the content of his stipulation did not prevent the State from admitting evidence of his prior conviction, so the State should not be excused for failing to offer such proof. Bryant explains that his written stipulation was contingent upon the State being precluded from offering proof of “any other alleged priors,” not the two prior convictions to which he stipulated. This is true. But when the stipulation was discussed before the judge, Bryant changed his position. At that time, he argued that the State should not be permitted to put on proof of the two prior convictions to which he stipulated. Additionally, even if Bryant’s written stipulation controlled, his request concerning proof of “any other alleged priors”
Finally, in her concurring opinion, Judge Johnson argues that we must address the State’s second ground for review before reaching the first. She claims that we must first decide whether a stipulation has to be admitted into evidence in order to be effective before we can decide whether Bryant is barred from raising his claim. We disagree. In its second ground for review, the State argues that the stipulation did not need to be admitted into evidence in order to be “effective” — that is, in order for the evidence to be sufficient to convict Bryant of felony DWI. And that is the claim that Bryant raised on appeal— that the evidence is insufficient to convict him. But before reaching the merits of that claim, we must decide the State’s first ground for review — whether Bryant is barred from bringing the claim in the first place. We conclude that he is. As a result, it is inappropriate to reach the merits of Bryant’s underlying claim, which is also presented in the State’s second ground for review.
Conclusion
Bryant stipulated to his prior convictions. This was a judicial admission which removed the need for proof of those convictions. By entering into that stipulation, Bryant waived “his right to put the government to its proof of that element.”
Judgment
Because of our resolution of the State’s first ground for review, we dismiss the other grounds. We reverse the judgment of the Court of Appeals and remand this case to that court for proceedings consistent with this opinion.
COCHRAN, J., filed a concurring opinion in which HOLCOMB, J., joined.
. 11 S.W.3d 198 (Tex.Crim.App. 2000).
. Bryant v. State, 135 S.W.3d 130 (Tex.App.Waco 2004).
. Id. at 134.
. Id.
. Id. at 136.
. Id. at 137 (Gray, J., dissenting).
. See, e.g., Strother v. State, 619 S.W.2d 177 (Tex.Crim.App. 1981); Shepherd v. Ledford, 926 S.W.2d 405, 411 (Tex.App.-Fort Worth 1996), affd, 962 S.W.2d 28 (Tex. 1998); Vallejos v. C.E. Glass Co., 583 F.2d 507, 510 (10th Cir. 1978); Gardner v. State, 668 So.2d 164, 165 (Ala.Crim.App. 1995); Rickert v. Rickert, 282 N.C. 373, 379, 193 S.E.2d 79 (1972).
. 2 John W. Strong, et al„ McCormick on Evidence § 255 (5th ed. 1999). See abo Martinez v. Bally’s La., Inc., 244 F.3d 474, 476 (5th Cir. 2001); Carrasco v. State, 154 S.W.3d 127, 131 n. 10 (Tex.Crim.App. 2005) (Cochran, J., concurring).
. 9 Wigmore on Evidence § 2591 (3d ed. 1940) (emphasis deleted).
. Id. at § 2588 (emphasis deleted).
. 204 F.3d 236 (D.C.Cir.), cert. denied, 531 U.S. 911, 121 S.Ct. 262, 148 L.Ed.2d 190 (2000). See also United States v. Meade, 175 F.3d 215, 223 (1st Cir. 1999); United States v. Mason, 85 F.3d 471, 472-73 (10th Cir. 1996); United States v. Reedy, 990 F.2d 167, 169 (4th Cir. 1993), cert. denied, 510 U.S. 875, 114 S.Ct. 210, 126 L.Ed.2d 166 (1993).
. Harrison, 204 F.3d at 240, citing Wigmore at § 2588.
. Id. at 442.
. Id.
. 508 U.S. 275, 113 S.Ct. 2078, 124 L.Ed.2d 182 (1993).
. Harrison, 204 F.3d at 240.
.46 F.3d 440 (5th Cir. 1995).
. See Harrison, 204 F.3d at 240.
. See Branch, 46 F.3d at 442.
Dissenting Opinion
dissenting.
It seems apparent from the State’s first two grounds for review that when the parties prepared the stipulation involved in this case, they were not aware that Texas law either had or would soon have the concept of judicial admissions.
Regardless of the validity or conclusiveness that the concept of judicial admission brings to bear on a sufficiency analysis,
. There is nothing in the Texas Code of Criminal Procedure addressing a judicial admission.
. I am speaking specifically as to how much detail is involved: whether the judge is the exclusive finder of the sufficiency of the stipulation; the procedures for placing a stipulation into evidence; whether the defendant is allowed to have appellate review; whether it is voluntary, etc.
. The majority seems to indicate that the judicial admission removes from the jury’s consideration whatever elements of the crime that are included within the stipulation. See majority opinion page 402, stating that Bryant waived "his right to put the government to its proof of that element.”
. In fact, a transcript of Smith v. State, 158 S.W.3d 463 (Tex.Crim.App. 2005), delivered one month ago shows the following:
[STATE] Your Honor, before I proceed with the witness, I have one exhibit that I would like to have marked and offered into evidence at this time.
[DEFENSE] We have no objection to the stipulation.
(State’s Exhibit one marked for identification) [DEFENSE] What number is it?
[THE COURT] All right. State’s Exhibit 1 is admitted into evidence.
[STATE] Can I briefly summarize what this is for the members of the jury?
[THE COURT] Yes.
[STATE] Ladies and gentlemen, before trial today the defendant signed what is called a stipulation of evidence. Basically it agrees and confesses with his signature on it that he has twice been previously convicted of DWI. Specifically on February 28th, 1993, in County Criminal Court at Law No. 4 of Harris County, Texas; in Cause Number 685,779, the defendant admits he was convicted of DWI; and second, on April 24, 1990 in the 258th District Court of Polk County, Texas, in Cause Number 12,255, the defendant again admits that he was convicted of the offense of Driving While Intoxicated.
Concurring Opinion
concurring.
As set out in the opinion of the Court, a stipulation is a substitute for evidence and has the effect of relieving one party of the burden of proving the facts stipulated to and bars the other party from challenging the truth of the matters covered by the stipulation. Op. at 400-401. I concur in the judgment of the Court. I write separately because I believe that the Court should answer the state’s second ground for review.
We have said that a stipulation which confessed the jurisdictional prior convictions may be admitted into evidence and published to the jury. Hollen v. State, 117 S.W.3d 798, 802 (Tex.Crim.App. 2003). We have also held that, if the defendant stipulates to the jurisdictional prior convictions, the state not only does not have to present evidence of those prior convictions during the guilt phase of trial, it is barred from doing so. Robles v. State, 85 S.W.3d 211, 212 (Tex.Crim.App. 2002) (“The evidence the State would have introduced was not relevant to any contested issue in the case.”). See also, Hernandez v. State, 109 S.W.3d 491 (Tex.Crim.App. 2003). However, a stipulation as to some elements of an offense does not relieve the state of the burden of proving the remaining elements.
I am troubled by any suggestion that the stipulation does not have to be a part of the record. Because the stipulation relieves the state of proving some of the elements of an offense, which elements must be proved, and which need not be, must be discernable. If the stipulation is not available to the trial court, it may be put into a position in which it is asked to rule on admissibility of evidence without having sufficient knowledge to rule correctly. Without some record of the stipulation, the appellate court could not even say that there was a stipulation, and without a record of the substance of a stipulation, it could not resolve a dispute about the scope of the stipulation, could not determine what, was stipulated to, and consequently, could not determine whether the state has sufficiently proven the offense. Without a record of the substance of the stipulation, the state may be held to have failed to prove every element of the offense, and the defendant may be held to have conceded more than was intended and agreed to.
This issue is raised in the state’s second ground: whether the stipulation had to be admitted into evidence to be effective. This question needs to be answered before we address the state’s first issue: whether appellant is barred from raising sufficiency of the evidence because of his stipulation. If the stipulation must be admitted to be effective and it was not admitted, appellant would not be barred from raising the issue of insufficient evidence. I would answer that the substance of the stipulation must be somewhere in the record. In a criminal case, this requirement may be met by: the admission into evidence of the written stipulation, signed by the defendant himself; a record of an oral recitation of the substance of the written stipulation; or some other means of setting out the terms of the stipulation in sufficient detail that a trial court has enough information to rule on motions and objections and a reviewing court is able to resolve any complaints about sufficiency of the state’s evidence as to a particular element of the offense.
In this case, the written stipulation was not admitted into evidence, but the substance of the stipulation is found in the
Concurring Opinion
concurring, in which HOLCOMB, J., joined.
I join the majority opinion. I add these comments only to emphasize the chronology of events and correctness of the procedure used in this case.
Immediately before the trial began, but outside the presence of the jury, the trial judge stated: “I have been presented with a stipulation.” That written stipulation, properly signed by appellant (as it must be) and by his counsel (as it should be) is titled “Defendant’s Stipulation as to Jurisdictional Prior Convictions Pursuant to Ta-mez v. State.” After the discussion on the record quoted by the majority, the State agreed to the stipulation, and the trial judge, by saying “All right,” accepted the stipulation. That written, signed stipulation was made part of the official record of this trial and is contained on page 27 of the Clerk’s Record.
Although we held in Hollen v. State,
Here, there is no question that appellant did personally stipulate to the facts of the stipulation; the stipulation adequately recited the two prior jurisdictional convictions contained in the indictment; the written stipulation is itself contained in the official trial record; therefore, the signed stipulation is a legally sufficient substitute for proof before the jury of the prior convictions alleged in the indictment. The jury was told of the existence and contents of the stipulation in the jury instructions. Those jury instructions accurately informed the jury of the contents of appellant’s written stipulation.
Where’s the beef? If a defendant wants the jury to hear “evidence” about his prior DWI convictions in a felony DWI trial, he need not stipulate to those jurisdictional prior convictions. If he wants to stipulate to them and avoid having the jury hearing the particulars of those prior convictions (and perhaps avoid having them mentioned at all, except for the reading of the indictment and of the instructions in the jury charge), he cannot later claim that the evidence is legally insufficient because the State did not formally offer his written, signed stipulation into evidence before the jury.
With these comments, I join the majority opinion.
. Of course, this would be a very different case if the written stipulation were not in the Clerk's Record or its contents were not read aloud into the Reporter’s Record.
. 117 S.W.3d 798, 802 (Tex.Crim.App. 2003).
. A valid stipulation may be either written and signed by the defendant himself or made orally in open court and agreed to by the defendant himself on the record in front of the judge.
Reference
- Full Case Name
- Clarence Randolph BRYANT, Appellant, v. the STATE of Texas
- Cited By
- 133 cases
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- Published