Ex Parte Chavez
Ex Parte Chavez
Opinion of the Court
OPINION
delivered the opinion of the Court
We filed and set this post-conviction application for writ of habeas corpus, brought pursuant to Article 11.07 of the Code of Criminal Procedure,
THE FACTS
The applicant was indicted and tried for capital murder, but convicted of the lesser offense of aggravated robbery, and sentenced to fifty-five years in prison. His conviction was affirmed on direct appeal.
While the jury was out deliberating the applicant’s guilt or innocence, the applicant informed his trial counsel for the first time that he had indeed been involved in the robbery, but only as the wheel-man rather than one of the home-invaders. He denied being the shooter. At the applicant’s request, his trial counsel arranged a meeting with the prosecutor so that they could convey this information to her. Before the applicant and his counsel could conclude their meeting with the prosecutor, however, the jury returned its verdict of guilty. Later, after the jury returned its punishment verdict and the trial court pronounced sentence, the applicant’s trial counsel conducted an informal colloquy on the record with the applicant to establish these facts.
In the course of its subsequent investigation, the State identified other witnesses, previously unknown to the State,
In its recommended findings of fact and conclusions of law, the convicting court has concluded that, because of the “newly discovered evidence” that someone other than the applicant was the shooter, the applicant is entitled, not to a new trial, but to a new punishment proceeding.
THE LAW
In Ex parte Elizondo,
While recognizing that certain principles of due process also apply at the punishment phase of a non-capital trial, we have hesitated to apply the nomenclature of “actual innocence” to due process violations that occur at the punishment phase. For example, a plurality of the Court eschewed the particular rubric of actual innocence, per se, when it held, in Ex parte Carmona,
ANALYSIS
To begin with, we believe it is odd to speak in terms of being “actually innocent” of a particular punishment (say, fifty-five years) that is prescribed within the statutory range for the offense upon which an applicant has been convicted. We have frequently observed that the task of setting a particular length of confinement within the prescribed range of punishment is essentially a “normative” judgment.
But this does not end our due process analysis — far from it. What if the sentencer’s normative judgment has been affirmatively misinformed? Putting aside the rubric of “actual innocence” for the moment, do principles of due process dictate that we hold that the first punishment proceeding was intolerably unfair and that a second punishment proceeding is therefore in order?
The duty of the State to disclose material exculpatory evidence pertains to
Furthermore, even in the context of the failure to disclose exculpatory evidence, we have held that there is no due process violation under circumstances in which the defendant himself already knew about the exculpatory facts.
On top of these considerations, it is doubtful that new evidence that the applicant was not the actual shooter could be regarded as “material” on the facts of this particular case. Borrowing once again from the due-process vernacular in the context of the suppression of exculpatory punishment evidence, we do not think
Finally, the witnesses who identified the applicant as the shooter at his trial still believe he was the shooter and have averred in their affidavits that they would again testify to that effect. It would be difficult to conclude under these circumstances that the applicant has shown by clear and convincing evidence that no reasonable juror would find he was the shooter in a retrial.
We reiterate that the concept of actual innocence does not translate in a logical way to the factfinder’s determination of what punishment to assess within a legislatively prescribed term of years. None of this is to say that principles of due process do not apply at the punishment phase of a non-capital trial. In some future case in which newly discovered or newly available evidence arises that casts substantial doubt upon the reliability of the sentencer’s assessment of a particular term of years, we may well hold that the accused should receive a new punishment proceeding. But not on the facts of this case.
CONCLUSION
For the reasons given, we decline to follow the convicting court’s recommendation that the applicant be granted a new punishment hearing. The relief sought is therefore denied.
HOLCOMB, J., filed a dissenting opinion in which WOMACK and JOHNSON, JJ., joined.
. Tex.Code Crim. Proc. art. 11.07.
. Chavez v. State, No. 14-98-696-CR (Tex.App.-Houston [14th], delivered May 11, 2000, pet. ref’d).
.The jury acquitted the applicant of capital murder and murder. The trial court instructed the jury on the law of parties under Section 7.02(a)(2) of the Texas Penal Code, but not Section 7.02(b). The witnesses who identified the applicant as the shooter were impeached, and the jury might rationally have chosen to disbelieve them. If the jury also believed the applicant did not have any intent to facilitate a murder, but only a robbery, they could rationally have acquitted the applicant of capital murder and murder, in the absence of a "conspiracy” parties charge under Section 7.02(b). At the same time the jury could rationally have disbelieved the applicant’s testimony that he had no involvement in the robbery at all. Other evidence at trial showed that the applicant had indeed been involved in the planning of the robbery. Thus, even if the applicant was only the wheel-man in the instant offense, as the evidence now preponderates to show and the State seems to concede, a rational jury could nevertheless have found him guilty as a party to the aggravated robbery. For this reason, we agree with the convicting court’s implicit assessment that the applicant has not shown actual innocence of the offense itself. We did not file and set the cause to address that question.
. 947 S.W.2d 202 (Tex.Crim.App. 1996).
. Id. at 208.
. Id. at 209.
. E.g., Ex parte Harmon, 116 S.W.3d 778 (Tex.Crim.App. 2003); Ex parte Thompson, 153 S.W.3d 416 (Tex.Crim.App. 2005).
. 109 S.W.3d 388 (Tex.Crim.App. 2002).
. 185 S.W.3d 492 (Tex.Crim.App. 2006) (plurality opinion).
. Indeed, in his concurring opinion, Judge Womack expressly invoked Elizondo as the more appropriate basis for relief in Carmona. Id. at 497 n. 1.
. 194 S.W.3d 508 (Tex.Crim.App. 2006).
. Id. at 517 (Womack, J., concurring).
. Id. at 515.
. Sunbury v. State, 88 S.W.3d 229, 233 (Tex.Crim.App. 2002); Mendiola v. State, 21 S.W.3d 282, 285 (Tex.Crim.App. 2000); Rogers v. State, 991 S.W.2d 263, 265 (Tex.Crim.App. 1999); Miller-El v. State, 782 S.W.2d 892, 895-96 (Tex.Crim.App. 1990); Murphy v. State, 777 S.W.2d 44, 63 (Tex.Crim.App. 1988) (plurality opinion on State’s motion for rehearing).
. See Murphy v. State, supra, at 62-3 n. 10.
. See note 14, ante.
. Miller-El v. State, supra, at 895.
. See Lockyer v. Andrade, 538 U.S. 63, 72, 123 S.Ct. 1166, 155 L.Ed.2d 144 (2003) (that a "gross-disproportionality” principle applies to sentences of terms of years under the Eighth Amendment is "clearly established” federal law, but Supreme Court case law on the subject "exhibit[s] a lack of clarity regarding what factors may indicate gross dispro-portionality.”). See also, e.g.: Thomas v. State, 916 S.W.2d 578 (Tex.App.-San Antonio 1996, no pet.); Jacobs v. State, 80 S.W.3d 631 (Tex.App.-Tyler 2002, no pet.); Davis v. State, 125 S.W.3d 734 (Tex.App.-Texarkana 2003, no pet.).
. It is true that the United States Supreme Court has recognized a very narrow exception to the principle of finality in federal habeas corpus proceedings for claims of "actual innocence of the death penalty.” A federal habeas applicant in a capital case who can show he is "actually innocent” of the death penalty may raise an underlying federal constitutional claim in federal habeas proceedings, even though he has procedurally defaulted that claim by failing to raise it in state proceedings or in an initial federal writ. Sawyer v. Whitley, 505 U.S. 333, 112 S.Ct. 2514, 120 L.Ed.2d 269 (1995). But in order to establish “actual innocence of the death penalty” for these purposes, a federal habeas applicant must meet the onerous burden of showing "by clear and convincing evidence that but for constitutional error, no reasonable juror would find him eligible for the death penalty[.]” Id. at 348, 112 S.Ct. 2514. The Supreme Court has yet to recognize a bare claim of “actual innocence of the death penalty.”
In any event, even in the Sawyer context, "actual innocence of the death penalty” does not extend to a showing of evidence that merely informs a jury’s discretionary authority to assess a punishment less than death. It extends only to evidence that negates the statutorily specified aggravating factors that elevate the offense to capital status, since such evidence would establish that the federal capital habeas applicant was not even eligible for the death penalty, and the jury would have no discretion to assess death. Id. at 340-348, 112 S.Ct. 2514. Thus, even in the capital context, “actual innocence” does not apply to purely discretionary, non-fact-bound aspects of the sentencing decision.
.It is important to keep in mind in addressing this question that the Eighth Amendment does not mandate individualized sentencing in non-capital cases. See Harmelin v. Michigan, 501 U.S. 957, 995 & 1006, 111 S.Ct. 2680, 115 L.Ed.2d 836 (1991) (Scalia, J., announcing judgment of the Court; Kennedy, J., concurring). Thus, apart from the amorphous “gross-disproportionality” standard, see note 18, ante, the Eighth Amendment, as distinguished from the Due Process Clause, imposes no apparent limitation on the discretion of the sentencing entity, be it judge or jury, including any requirement that punishment be informed by the particular circumstances of the offense and/or the offender.
. E.g., Strickler v. Greene, 527 U.S. 263, 280, 119 S.Ct. 1936, 144 L.Ed.2d 286 (1999).
. Strickler v. Greene, supra; Arizona v. Youngblood, 488 U.S. 51, 57, 109 S.Ct. 333, 102 L.Ed.2d 281 (1988); Ex parte Mitchell, 977 S.W.2d 575, 578 (Tex.Crim.App. 1997).
. Kyles v. Whitley, 514 U.S. 419, 437-38, 115 S.Ct. 1555, 131 L.Ed.2d 490 (1995); Exporte Mitchell, supra; Ex parte Castellano, 863 S.W.2d 476 (Tex.Crim.App. 1993); Ex parte Adams, 768 S.W.2d 281 (Tex.Crim.App. 1989).
. Harris v. State, 453 S.W.2d 838, 839 (Tex.Crim.App. 1970); Carmona v. State, 698 S.W.2d 100, 105 (Tex.Crim.App. 1985); Havard v. State, 800 S.W.2d 195, 204-5 (Tex.Crim.App. 1989). See Rector v. Johnson, 120 F.3d 551, 560 (5th Cir. 1997). See also George E. Dix & Robert O. Dawson, 42 Texas Practice: Criminal Practice and Procedure, § 22.29 (2nd Ed. 2001), at 27 ("If the defense was actually aware of exculpatory evidence, the State’s nondisclosure does not give rise to a due process violation. The defendant’s right to a fair trial cannot be affected by the nondisclosure of information already known to the defense.”)
.It is true that the neither the applicant nor his attorney knew prior to trial about the witnesses who would later attest that the actual home-invaders admitted their involvement in the shooting. But then again, neither did the State until it followed up on the applicant’s own belated admission.
. United States v. Bagley, 473 U.S. 667, 682, 105 S.Ct. 3375, 87 L.Ed.2d 481 (1985).
. See note 3, ante.
. It is true that his co-defendants each received thirty-year sentences. But they each pled guilty, thus saving the State the onus and expense of full-blown jury trials. Who is to say that the applicant could not have had the benefit of such a deal had he chosen to be truthful with his own attorney and cooperate with the State sooner than he did, rather than rolling the dice and proceeding to trial with an apparently false and uncorroborated alibi defense, seeking to avoid criminal responsibility altogether?
. See Elizondo, supra, 947 S.W.2d at 209.
. The applicant's other claims, upon which we did not file and set, are likewise denied.
Dissenting Opinion
dissenting, in which WOMACK and JOHNSON, JJ., joined.
I respectfully dissent. As the majority admits, “the evidence now preponderates to show and the State seems to concede” that “applicant was only the wheel-man in the instant offense” and not the shooter. Maj. Op., p. 322, fn.3. That being the case, it is apparent to me that applicant’s jury, when it assessed his punishment at imprisonment for 55 years for the aggravated robbery of a drug dealer, was materially
The majority, in my opinion, unduly penalizes applicant for not informing his attorney, until it was too late, about the true extent of his involvement in the offense. I further fault the majority for not giving sufficient deference to the trial court’s determination that applicant should be given a new punishment hearing, especially when the State seems to agree that applicant was not the shooter.
In Ex parte Rich, 194 S.W.3d 508 (Tex.Crim.App. 2006), we granted habeas corpus relief in a case in which the applicant had pled guilty to a driving-while-intoxicated charge and “true” to an enhancement paragraph that had been pled as a felony but, it was later discovered, had been reduced to a misdemeanor. The net result was that the applicant was granted a new trial on punishment because of misinformation regarding punishment. The instant case also involves misinformation regarding punishment.
Both the United States Supreme Court and this Court, in discussing post-conviction claims of actual innocence, have recognized that the legitimacy of punishment is inextricably intertwined with guilt. Herrera v. Collins, 506 U.S. 390, 422, 113 S.Ct. 853, 122 L.Ed.2d 203 (1993) (Blackmun, J, dissenting); Ex parte Elizondo, 947 S.W.2d 202, 205 (Tex.Crim.App. 1996). Other states have authorized a new trial on punishment when it appears that, had the jury heard all of the evidence, there is a reasonable probability the jury would have assessed a less-severe punishment. See State v. Bilke, 162 Ariz. 51, 781 P.2d 28 (1989); Ariz. R.Crim. Proc. 32.1(e); Ala.R.Crim. Proc. 32.1(e)(4).
Recently, this Court, in Ex parte Carmona, 185 S.W.3d 492 (Tex.Crim.App. 2006), decided that the applicant’s unadju-dicated community supervision had been revoked without due process of law because it had been revoked “solely on the basis of perjured testimony.” I believe that the punishment hearing in a criminal jury trial is similar to a hearing on adjudication and punishment. In that case, it was the perjured testimony which we concluded had violated the applicant’s right to due process; in this case, it was the highly prejudicial false testimony that applicant had been the shooter, which, I believe, led to the jury assessing a very harsh punishment.
Because the jury did not know applicant was not in the drug dealer’s house, and believed incorrectly that he was the shooter, due process requires that we award applicant a new hearing on punishment. Because the majority holds otherwise, I respectfully dissent.
Reference
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