Ex Parte Lewis
Ex Parte Lewis
Opinion of the Court
OPINION
delivered the opinion of the Court
In Oregon v. Kennedy, the United States Supreme Court held that the Fifth Amendment’s Double Jeopardy Clause barred retrial after a defendant successfully moved for mistrial only when it was shown that the prosecutor engaged in conduct that was “intended to provoke the defendant into moving for a mistrial.”
I. BACKGROUND
Appellant called 911 after killing her husband. When officers arrived, they placed her in a patrol car, and eventually she was taken to the police station. At the scene and at the station, appellant gave statements after receiving Miranda
Q. Did you ever tell the 911 operator [Kenneth Wiley] had been raping [you], he had been attacking [you]?
A. No.
Q. In fact, you never told any law enforcement about the rape?6
The next day, during further cross-examination of appellant, the following occurred:
Q. After speaking with [Detective] John McCaskill on August 10th of the year 2000, did you have occasion to learn the next day, on August 11th of the year 2000, John McCaskill wanted to speak with you again?
A. Yes.
Q. And you denied him opportunity to speak —7
After the first question, and after the last question in each of the two succeeding sequences, defense counsel objected that the prosecutor had commented on the defendant’s post-arrest silence in violation of Article 38.08 of the Texas Code of Criminal Procedure, Article I, § 10 of the Texas Constitution, and the Fifth and Fourteenth Amendments to the United States Constitution.
Appellant later filed a pretrial habeas application, claiming that any subsequent prosecution was barred under double jeopardy principles, but the trial court denied relief.
II. STARE DECISIS
In conducting a re-examination of precedent, we keep in mind the strong preference for adhering to past decisions: “Often it is better to be consistent than right.”
The State points to, and disputes, two currently accepted legal propositions upon which Bander’s holding rests. The first is that the Texas double jeopardy protection embraces the mistrial setting. The second is that the Texas double jeopardy protection imposes a different standard than its Fifth Amendment counterpart for determining when a defense-requested mistrial can properly be attributed to the State for the purpose of barring further prosecution. Overruling either of these legal propositions would result in eliminating the rule announced in Bauder. We will examine each proposition in light of the factors articulated above.
III. MISTRIALS
A. The Issues
The State contends that, properly construed, the Texas double jeopardy provision does not apply to the mistrial setting. This contention has also been advanced in dissenting opinions in Bauder and its progeny.
The State makes two basic arguments in support of its position. First, the State claims that the “mistrial species” of double jeopardy jurisprudence was not part of the common law that formed the basis for the Texas constitutional provision. Relying upon Justice Powell’s dissenting opinion in Crist v. Bretz,
Second, the State contends that legislation passed in 1856 — defining double jeopardy solely by conviction or acquittal— reflected the intent of the framers of the Texas Constitution. The State points out that this legislation was passed a mere eleven years after the Texas Constitution of 1845 (containing a predecessor of the current double jeopardy provision) and twenty years before the Constitution of 1876 (containing the current double jeopardy provision). The dissents in Peterson II and Lee II made the same argument.
Finally, we include in this discussion a third argument, made by former Presiding Judge McCormick in his dissent in Ban-der: that the state double jeopardy provision’s language suggests that it applies only to acquittals.
B. Before the 19th Century
The Fifth Amendment’s Double Jeopardy Clause provides: “nor shall any person be subject for the same offence to be twice put in jeopardy of life or limb.”
In English common law, “jeopardy” referred to the principle underlying the doctrines of autrefois acquit and autrefois convict.
There is also some historical indication that the phrase “life or limb” in the Fifth Amendment was intended to perform a limiting function. One commentator has argued strenuously that the phrase was intended literally to encompass only capital cases.
Separate from pleas in bar that formed the basis for the doctrine of double jeopardy, a rule was laid down by Lord Coke prohibiting the discharge of juries: once the jurors were “retorned and sworn, their verdict must be heard, and they cannot be discharged.”
However, this rule against discharge was one of jury practice and was not a basis for the pleas in bar from which the doctrine of double jeopardy arose.
In Bretz, the Supreme Court majority acknowledged this history but responded, “But this constitutional understanding was not destined to endure.”
C. 19th Century Developments in Other Jurisdictions
In 1795, less than four years after the Bill of Rights was ratified, the Supreme Court of North Carolina invoked Lord Coke’s rule against unnecessary discharges to bar retrial in a capital case after the premature discharge of a jury, and the court specifically stated that it would “not again put [the defendant’s] life in jeopardy.”
After that opening salvo, state courts in the nineteenth century split on whether mistrials implicated their state constitutional protections against double jeopardy. Led by New York, a number of state courts hewed to the traditional understanding that double jeopardy was implicated only after a previous conviction or acquittal.
In deciding to import Lord Coke’s rule into double jeopardy jurisprudence, several courts looked to the plain meaning of the word “jeopardy” in finding that the protection necessarily extended to proceedings occurring before verdict: someone was in “jeopardy,” or peril, of his life or liberty when he was put to trial, not after the verdict was delivered.
Several jurists in these state cases also reasoned that the prohibition against placing a person “twice in jeopardy of life or limb” must necessarily mean more than the age-old common law principle that pri- or judgments were given preclusive effect — a principle that applied even in civil cases — because that common law principle was in no need of special protection.
Most of the state decisions importing Lord Coke’s rule against discharges into double jeopardy jurisprudence contained the express pronouncement that an illegal discharge of the jury operated as an acquittal.
Although the United States Supreme Court did not start the trend of incorporating Lord Coke’s rule against unnecessary discharges into double jeopardy jurisprudence, the Court issued a decision that had the effect of fueling it. In United States v. Perez, the jury was discharged because it could not agree upon a verdict, and the defendant claimed that the discharge operated as a bar to further prosecution.
We are of opinion, that the facts constitute no legal bar to a future trial. The prisoner has not been convicted or acquitted, and may again be put upon his defence. We think, that in all cases of this nature, the law has invested Courts of justice with the authority to discharge a jury from giving any verdict, whenever, in their opinion, taking all the circumstances into consideration, there is a manifest necessity for the act, or the ends of public justice would otherwise be defeated. They are to exercise a sound discretion on the subject; and it is impossible to define all the circumstances, which would render it proper to interfere. To be sure, the power ought to be used with the greatest caution, under urgent circumstances, and for very plain and obvious causes; and, in capital cases especially, Courts should be extremely careful how they interfere with any of the chances of life, in fav-our of the prisoner. But, after all, they have the right to order the discharge; and the security which the public have for the faithful, sound, and conscientious exercise of this discretion, rests, in this, as in other cases, upon the responsibility of the Judges, under their oaths of office. We are aware that there is some diversity of opinion and practice on this subject, in the American Courts; but, after weighing the question with due deliberation, we are of opinion, that such a discharge constitutes no bar to further proceedings, and gives no right of exemption to the prisoner from being again put upon trial.69
In the meantime, states on both sides of the issue cited Perez in support of, or at least in discussion of, their respective positions.
In light of the various authorities, some states took intermediate positions. Some claimed that the improper dismissal of a jury resulted in barring a future trial but did not claim that the bar flowed from the protection against double jeopardy,
Texas adopted its first double jeopardy provision in 1836, when it was an independent republic. The ninth section of the Declaration of Rights of the Constitution of the Republic of Texas provided: “No person, for the same offence, shall be twice put in jeopardy of life or limbs. And the right of trial by jury shall remain inviolate.”
In the midst of these constitutional changes, the Legislature enacted laws articulating its own view of double jeopardy. The 1856 Code of Criminal Procedure provided:
Art. 18. No person for the same of-fence can be twice put in jeopardy of life or limb. This is intended to mean that no person can be subjected to a second prosecution for the same offense, after having been once prosecuted in a Court of competent jurisdiction and duly convicted.
Art. 19. The foregoing article will exempt no person from a second trial, who has been convicted on an illegal instrument or information, and the judgment thereupon arrested, nor where a new trial has been granted to the defendant, nor where a jury has been discharged without rendering a verdict, nor for any case other than that of a legal conviction.
Art. 20. By the provisions of the Constitution, an acquittal of the defendant*347 exempts him from a second trial, or a second prosecution for the same offense, however irregular the proceedings may have been; but if the defendant shall have been acquitted upon trial, in a Court having no jurisdiction of the offense, he may, nevertheless, be prosecuted again in a Court having jurisdiction.87
The provisions of Section 19 were later carried forward as Section 20 of the 1879 Code of Criminal Procedure.
In the 1871 decision of Moseley v. State, the Texas Supreme Court addressed whether the state double jeopardy protection applied when a trial was terminated prematurely.
The next year, the Texas Supreme Court revisited the issue in Taylor v. State.
Although the Texas Supreme Court had aligned this state with those jurisdictions hewing strictly to the common law of England, that would soon change when criminal appeals were handled by our predecessor, the Court of Appeals (assigned that responsibility by the Constitution of 1876).
After the jury had been impaneled and sworn, and during the testimony of the State’s witness, it was discovered that the indictment erroneously referred to the victim as “H. Franks” when his name was in fact “H. Frank.”
We believe ... that if the court had no jurisdiction of the cause, or if the indictment was so defective that no valid judgment could be rendered upon it, or if by any regular necessity the jury are discharged without a verdict — which might happen from the sickness or death of the judge of the court, or the inability of the jury to agree upon a verdict after sufficient deliberation and effort — or if the term of court as fixed by law comes to an end before the trial is finished, or the jury are discharged with the consent of the defendant, expressed or implied, or if, after verdict against the accused, it has been set aside on his motion for a new trial or in arrest of judgment, the*349 accused may, in all such cases, again be put upon trial for the same facts charged against him, and the proceedings had will constitute no protection. But, when the legal bar has once attached, the government cannot avoid it by varying the form of the indictment. If the first indictment was such that the accused might have been convicted under it on proof of the facts by which the second is sought to be sustained, then the jeopardy which attached to the first must constitute a protection against a trial on the second.109
With regard to the case before it, however, the court concluded that a second trial was not barred by double jeopardy because, due to a material variance in the name of the victim, the second indictment charged a different offense from the first.
The next year, in Vestal v. State, the Court of Appeals was confronted with whether parol evidence was admissible to show the actual status of a first trial in connection with a defendant’s special pleas of autrefois acquit and former jeopardy.
[Wjhen a party is once placed upon his trial for a public offense, involving life or liberty, on a valid indictment, before a competent court, with a competent jury impaneled, sworn, and charged with the case, he has then reached and is placed in jeopardy ... and, after the jeopardy has once so attached, a discharge of the jury without the consent of the defendant, before they have reached a verdict, is equivalent to a verdict of acquittal.112
Arguably the pronouncements in Parch-man and Vestal were dicta because they were not necessary to the resolution of those cases and because neither case referred to the conflicting holdings in Moseley and Taylor. Any cloudiness in the law on that account would disappear in 1884, however, with the advent of Powell v. State.
In Powell, the defendant claimed that the Texas double jeopardy provision prevented his retrial after the jury was discharged in his first trial for failure to agree on a verdict.
In attempting to ascertain the meaning of the double jeopardy provision found in the Texas Constitution, the Court of Ap
The Court then cited with approval the views of Cooley and Bishop, and the second edition of Bennett and Heard’s note to United States v. Perez, all three of which advocated application of double jeopardy protection to the premature termination of a trial.
The Court then recognized Parchman (also quoted above herein) as setting forth the circumstances under which a jury could be discharged without creating a bar to future trial (i.e. consent and necessity), which included “where [the jurors] have been kept together for such time as to render it altogether improbable that they could agree.”
E. Evaluation
We first address the argument that the Texas double jeopardy provision ap
Finally, there are at least two reasons why the framers might have wanted two separate protections. By its language, the “verdict of not guilty” clause extends to all types of criminal prosecutions, regardless of the type of punishment, but the language “jeopardy of life or liberty” suggests application only to death or imprisonment — excluding offenses for which the only punishment is a fine or the forfeiture of property. Thus, an express acquittal— a verdict of not guilty — would have preclu-sive application in a broader spectrum of cases than do convictions or implied acquittals. In addition, if the framers were aware of various conflicts in double jeopardy jurisprudence among the states, having the two clauses would ensure that verdicts of not guilty would broadly be given the desired preclusive effect regardless of how other aspects of double jeopardy law were ultimately decided.
We next address the State’s claim that the “mistrial species” of double jeopardy jurisprudence was not a part of the common law that formed the basis for the Texas constitutional provision. The State’s claim that this species of double jeopardy jurisprudence did not even emerge until 1949 is correct, if at all, only as a matter of federal constitutional law. As the above discussion shows, application of double jeopardy protection to the premature termination of trial
Moreover, the 1876 version reflects substantial alterations from the text originally contained in the 1836 document, and for that matter, from the text of the counterpart provision contained in the Fifth Amendment to the United States Constitution. That significant alterations of language are present suggests that the framers of the Texas Constitution did not simply pattern the state double jeopardy provision after its federal constitutional counterpart but gave independent thought to its crafting. That the framers gave independent thought to the crafting of the provision suggests they would also have been cognizant of the developing double jeopardy jurisprudence and likely crafted the provision with that jurisprudence in mind.
In 1836, the framers of the provision in the Republic of Texas Constitution would have had available the Pennsylvania double jeopardy case that drew a connection between “jeopardy of life or limb” and having the right to a jury trial “remain inviolate.” While it might have been a coincidence, the placement of these two protections in the same section of the Republic's constitution appears to be unusual, especially given the fact that the Republic’s constitution did contain a separate provision patterned after the jury trial guarantee found in the United States Constitution.
Similarly, the addition of the words “or liberty” to the 1876 version of the state double jeopardy provision could have been a reaction to Ex parte Lange, decided two years earlier. In Lange, the United States Supreme Court decided that the federal double jeopardy protection extended to all crimes, regardless of the severity of the contemplated punishment.
Of course, the 1856 code provisions and the decisions in Moseley and Taylor are evidence to the contrary: both the Legislature and the Texas Supreme Court expressed the view that jeopardy was not implicated by the premature termination of trial, and these views were expressed
And neither of these earlier developments were unassailable on their own merits. The Legislature may have revealed its own confusion regarding double jeopardy jurisprudence when it indicated that the term “jeopardy” applied only when there was a prior conviction — a position that clearly did not comport with English common law, which also applied the concept of “jeopardy” to prior acquittals. Moseley (and Taylor, as it was based upon Moseley) grounded its decision in part upon what we now know is a false dilemma: characterizing the issue as a choice between keeping jurors together indefinitely until, induced by starvation, they issue a reluctant verdict, or, giving the trial court absolute, unreviewable discretion to declare a mistrial with no attendant double jeopardy consequences. The decision in Powell pointed to an approach between those extremes: give the trial court discretion but allow review for abuse of discretion — a practice with which appellate courts are now intimately familiar.
The upshot of this discussion is that the applicability of the Texas double jeopardy provision to mistrials depends upon the vitality of Powell, and we cannot say with any confidence that Powell was wrongly decided, much less that the decision was flawed from the outset. At most, we can say that the issue was disputable, and that Moseley and Powell each advanced reasonable positions. Even if we decided that Moseley’s position was more likely correct as an historical matter, that would not be sufficient to overturn a precedent that has existed unmolested for over 120 years.
Nor do practical considerations counsel otherwise. The framework of barring retrial when a mistrial has occurred without the defendant’s consent and absent manifest necessity has proven to be consistent and workable. While the framework does have its cost — allowing the occasional guilty person to go free — it serves to protect defendants from multiple harassing prosecutions, an important interest underlying the double jeopardy clause, and the exceptions of consent and necessity serve to reasonably limit any adverse impact. In accordance with stare decisis, we decline to overturn Powell’s holding that the Texas double jeopardy provision, with exceptions, protects a defendant against the premature termination of trial.
IV. DEFENSE-REQUESTED MISTRIALS
A. The Issues
The State’s contentions can be accurately sorted into four categories. First, the State attacks the Bauder standard as inconsistent with the legal theory and purpose of the “mistrial species” of double jeopardy protection. The State claims that the Bauder standard goes awry by operating as a penal sanction against the prosecution rather than as a shield against a prosecutor’s attempt to abort a trial to prevent an impending acquittal. The State further claims that the penal nature of the sanction conflicts with subsequent caselaw declining to accord double jeopardy effect to appellate reversals. Second, the State attacks the opinion in Bauder as poorly reasoned. The State claims the opinion failed to examine Texas history, law, or jurisprudence but arrived at its holding based solely on the Court’s subjective notion of “fairness.” Third, the State contends that there is no historical sup
B. Legal Underpinnings
1. Historical Developments
The majority and concurring opinions in Bauder did not attempt to show that the framers of the Texas Constitution intended the standard set forth by the Bauder decision.
Our research suggests that Bauder could not have been based upon such a review because the supporting evidence simply does not exist. As discussed above, the nineteenth century cases applying double jeopardy protection to the mistrial setting uniformly held that a defendant could be tried anew if he had consented to the mistrial. The first time an exception to that principle appears to have been mentioned in caselaw was in 1964 by the Supreme Court in United States v. Tateo.
Two years later, in an early foreshadowing of the Kennedy standard, the Pennsylvania Supreme Court suggested that double jeopardy would bar retrial after a defense-requested mistrial if “the prosecution intentionally sought to infect
In 1971, the United States Supreme Court suggested in dictum in a plurality opinion that “where circumstances develop not attributable to prosecutorial or judicial overreaching, a motion by the defendant for mistrial is ordinarily assumed to remove any barrier to reprosecution, even if the defendant’s motion is necessitated by prosecutorial or judicial error.”
Without a clear, definitive holding to guide them, lower courts struggled to define the precise contours of the rule suggested in dicta by the Supreme Court. The Fifth Circuit held that prosecutorial error would result in a jeopardy bar to retrial after a defense-requested mistrial if the error amounted to “gross negligence or intentional misconduct.”
The negative disjunctive in the preceding sentence, at least in isolation, raised an ambiguity concerning whether the standard was met if the prosecutor intended (1) either to goad the defendant into moving for a mistrial or to prejudice the prospect of acquittal, or (2) both to goad the defendant into moving for a mistrial and to prejudice the prospect of acquittal. Taking the Supreme Court’s “application” statement in context with its abstract discussion of the law suggests the latter, but at least one state court opinion interpreted it as the former.
Against this backdrop, the United States Supreme Court decided Oregon v. Kennedy. The Court acknowledged that its previous cases had phrased the rule “with less than crystal clarity” and that this state of affairs had caused confusion in the lower courts.
Since Kennedy was decided, only seven state high courts, including this Court, have adopted a broader standard.
As the present discussion shows, the rule according double jeopardy consequences to a defense-requested mistrial (under certain limited circumstances) was a relatively recent innovation. There was no authority in any jurisdiction for such a rule at the time the Texas Constitution of 1876 was adopted, despite the fact that there existed at the time numerous authorities applying double jeopardy protections to the mistrial context in general (but only when the defendant did not consent to a mistrial). When this Court originally adopted the rule, it did so in response to federal jurisprudence rather than as an effort to independently construe our state’s own double jeopardy protection.
Absent any reason to believe the framers of the Texas Constitution intended for the double jeopardy protection to apply to a de/ense-requested mistrial, why recognize a rule in that context at all, however narrowly the rule is crafted? The answer must be that the posited circumstances show the defendant’s consent to a mistrial to be a sham. In Kennedy, the Supreme Court held that the defendant’s valued right to complete his trial before the first jury would be a “hollow shell” if retrial were permitted after the prosecution, through its conduct, intentionally precipitated a mistrial.
The Bander Court claimed that situations encompassed by its “recklessness” standard were “constitutionally indistinguishable” from those encompassed by the specific-intent standard of Oregon v. Kennedy,
The Bauder Court also claimed that, for double jeopardy purposes, the distinction between intent and recklessness was “fuzzy and imponderable,” and the Court did “not believe that the purpose of the constitutional right here in issue really has anything to do with the prosecutor’s intent.”
One method of bringing the distinction into focus is to ask what happens if the prosecutor succeeds in his purpose. Under the Kennedy standard, a prosecutor who succeeds in causing a mistrial also succeeds (presumably to his dismay) in barring further prosecution. To be consistent, one would expect, under the Bauder standard, that a prosecutor who succeeds in obtaining a conviction through his reckless conduct would also be faced with a double jeopardy bar to retrial when that conviction is overturned, because of that conduct, pursuant to a post-verdict motion for new trial or on appeal. Indeed, the five other jurisdictions recognizing a broader rule than that articulated in Oregon v. Kennedy that have addressed the issue
Under this Court’s subsequent cases— Ex parte Davis and Ex parte Mitchell— retrial is not barred under the Texas Constitution if the case proceeds to verdict and
C. Practical Considerations
1. The Kennedy Standard
In Kennedy, the Supreme Court criticized as too vague certain proposed general standards for determining what type of prosecutorial conduct should result in a jeopardy bar after a mistrial on the defendant’s motion. It found that standards such as “bad faith,” “harassment,” and “overreaching” offered “virtually no standards for ... application.”
The Bander Court suggested, however, that the “intent” standard was inadequate because it was too difficult to distinguish between intent and recklessness with respect to a prosecutor’s culpable mental state regarding the occurrence of a mistrial.
In his concurring opinion, Judge Baird offered a more straightforward statement of what the Court may have really been concerned with: that intent to cause a mistrial would be “virtually impossible to
And while we are not aware of any decisions granting relief under Kennedy where the proceedings contain neither a state concession nor a favorable trial court finding, the absence of any such cases does not necessarily point to any inadequacy in the standard. For questions that are highly fact-intensive, the prevailing party has a significant advantage in the appellate forum, and if the prevailing party is not the one charged with the burden of proof, the advantage may be especially great.
Finally, one should expect that such an extreme remedy — what is essentially an acquittal, “the greatest form of relief in the criminal system”
2. The Bauder Standard
a. Inception
The Bauder Court suggested that its standard would have “practical advantages” because it was “less subjective.”
As a well-recognized culpable mental state, “recklessness” would at least seem to be reasonably specific, avoiding the Supreme Court’s criticism of a generalized “overreaching” standard, but the Bauder formulation did not completely adhere to the familiar definition found in the Penal Code because it did not require that the “risk” be a “substantial” one.
The Bauder opinion also contained language that actually suggested that granting a defendant’ requested mistrial would usually result in a double jeopardy bar. It did so by emphasizing that “trial conditions must be extreme before a mistrial is warranted in Texas,” that “[accordingly, the line between legitimate adversarial gamesmanship and manifestly improper prosecutorial methods should be difficult for most prosecuting attorneys to cross unless they do it on purpose,” and that crossing that line, “either deliberately or recklessly,” results in a bar to further prosecution.
Setting aside confusing language in the Bauder opinion, the recklessness standard poses some practical problems in this context. “Every act on the part of a rational prosecutor during a trial is designed to ‘prejudice’ the defendant” in front of the jury so that it will convict him.
b. Subsequent Cases
Problems with applying the Bauder standard began with this Court’s remand in Bauder itself. In explaining the recklessness standard, one passage in this Court’s opinion stated: “Under this rule, the prosecutor is not accountable for mistrials when the trial judge need not have
The defendant petitioned for review, and this Court decided that the Court of Appeals applied the wrong standard: “The question is not the correctness of the ruling granting the mistrial. The question under the Double Jeopardy Clause is whether the defendant truly consented to the mistrial.”
On the second remand, the court of appeals acknowledged Bauder III and proceeded to address the double jeopardy question for a third time.
Before Bauder III was decided, the Dallas Court of Appeals handed down a decision in State v. Lee.
The appellate court nevertheless proceeded to the first prong, holding that it would be met if it were shown that error was committed and the error could not be cured by an instruction to disregard.
The State petitioned for review, and this
In explaining that conclusion, the Court offered what can only be described as a troubling array of definitions of “intentional” and “reckless” conduct. According to the opinion, a prosecutor engages in “intentional” conduct when:
(1) believing that he cannot obtain a conviction under the circumstances with which he is confronted, and given the admissible evidence then at his disposal, deliberately offers objectionable evidence which he believes will materially improve his chances of obtaining a conviction, and the law considers the prejudicial effect of such objectionable evidence to be incurable even by a firm judicial admonishment to the jury
or ...
(2) the objectionable conduct of the prosecutor was intended to induce a motion for mistrial.246
The first definition of “intentional” conduct is not a definition of the “intent” standard found in Oregon v. Kennedy, nor does the definition clearly fall within the “recklessness” standard found in Bander. Rather, the so-called definition appears to be from language in Bander that took on a life of its own. The Court also offered three definitions of the “reckless” standard:
(1) the prosecutor was aware but consciously disregarded the risk that an objectionable event for which he was responsible would require a mistrial at the defendant’s request,
(2) he is aware his conduct is reasonably certain to result in a mistrial, or ...
(3) he is aware that his conduct creates a risk that a mistrial is reasonably certain to occur, but consciously disregards that risk.247
Although all three of these formulations were derived from language in Bander, only the first seems to comport with the original standard, but, as with the original formulation, it does not require the risk to be “substantial” and, therefore, is not the definition of “reckless” as traditionally understood in Texas. The second definition appears to be a “knowledge” standard, rather than one of “recklessness,” while the third appears to be some sort of hybrid between the two culpable mental states.
After this Court’s decision in Lee II, the Dallas Court of Appeals confronted another Bander claim in Ex parte Peterson.
The Dallas Court of Appeals affirmed, concluding that the prosecutor had “deliberately or recklessly cross[ed] the line between legitimate adversarial conduct and manifestly improper methods” and that the trial judge could have concluded that the error was incurable.
We vacated that decision in Peterson I/.
(1)Did manifestly improper prosecuto-rial misconduct provoke the mistrial?
(2) Was the mistrial required because prejudice produced from that misconduct could not be cured by an instruction to disregard? and
(3) Did the prosecutor engage in that conduct with the intent to goad the defendant into requesting a mistrial (Kennedy standard) or with conscious disregard for a substantial risk that the trial court would be required to declare a mistrial (Bauder standard)?258
We also gave a nonexclusive list of factors to consider in evaluating cases under the third prong of the test: (1) whether the trial was “going badly for the State,” (2) whether the misconduct was repeated despite admonitions from the trial court, (3) whether the prosecutor provided a reasonable, “good faith” explanation for the conduct, (4) whether the conduct was “clearly erroneous,” (5) whether there was a legally or factually plausible basis for the conduct, and (6) whether the prosecutor’ actions leading up to the mistrial were consistent with inadvertence, lack of judgment, or negligence, or instead, were consistent with intentional or reckless misconduct.
The Court’s opinion in Peterson II obviously went to great lengths to clarify the messy jurisprudence flowing from Bauder. It brought the standard closer to true recklessness by explicitly requiring that the “risk” be “substantial,” implicitly jettisoned various other confusing formulations of the “intent” and “recklessness” standards articulated in Lee II, clarified that
Courts from other jurisdictions have mounted similar criticisms of the Bauder standard. The Supreme Court of Connecticut complained that the tests in jurisdictions recognizing a standard broader than found in Oregon v. Kennedy, “with the possible exception of California, lack the requisite clarity to achieve an optimal balance between the defendant’s double jeopardy rights and society’s interest in enforcing criminal laws.”
One indication that these criticisms are on target is that we have more cases pending before us. On remand from Peterson II, the Dallas Court of Appeals analyzed the case under the Pederson II framework and concluded that habeas relief should be denied, and that case has not again come
If we were discussing a standard that “acquire[d] content only through application,” such as “reasonable suspicion” to conduct a stop,
One problem seems to be that the Court has never really been able to describe adequately what it believes double jeopardy should protect that is not already protected under Oregon v. Kennedy. The recklessness standard in Bander appears to have been only an approximation, and in subsequent cases, the Court has added conditions (e.g. conduct improper from an objective standpoint, harm flowing from conduct not amenable to cure) that it has believed made the approximation closer, but it never quite gets to the unarticulated (and unarticulable) ideal that the Court seems to have been striving for. To be sure, we have suggested that these other conditions also attach to the Kennedy standard, but the United States Supreme Court has not said so.
The problem is that the refinement never seems to end. If we continue down the Bander path, we must either accept at
D. Evaluation
The Bauder opinion was flawed in a number of respects. It was not based upon an historical understanding of double jeopardy available to the framers of the Texas Constitution, and the standard it formulated does not accurately reflect the purposes of the double jeopardy protection. The opinion’s justifications for the new standard were faulty, and the standard, as articulated, was confusing. Practical difficulties in applying the standard have followed. Trial courts and courts of appeals have had difficulty correctly interpreting and applying the Bauder standard to various fact situations, and this Court has struggled to clarify it. Further, the Bauder standard conflicts logically with this Court’s treatment of appellate reversals in Davis and Mitchell, and partly as a result, undoubtedly carries the risk of unduly discouraging trial courts from declaring mistrials when warranted. And, the conflict between Bauder and Davis/Mitchell is relevant not only for its practical consequences but also as a conflict in legal precedents that must be resolved. By contrast, the Kennedy standard is workable, appropriately narrow, and comports with the purpose of the double jeopardy provision’s application to the mistrial setting. Consequently, we overrule Bauder and its progeny (Bauder III, Lee II, Peterson II). As a matter of state constitutional law, we adopt the standard articulated by the United States Supreme Court in Oregon v. Kennedy for determining when to grant double jeopardy relief after a defense-requested mistrial, and we reaffirm the holdings in Davis and Mitchell.
The judgment of the Court of Appeals is reversed, and the case is remanded for analysis of appellant’s claim under the standard articulated in Oregon v. Kennedy.
COCHRAN, J., filed a concurring opinion.
. 456 U.S. 667, 679, 102 S.Ct. 2083, 72 L.Ed.2d 416 (1982).
. 921 S.W.2d 696, 699 (Tex.Crim.App. 1996).
. We granted three grounds for review:
(1) Should this Court reconsider its decision in Bauder v. State, 921 S.W.2d 696 (Tex.Crim.App. 1996)?
(2) Is the mere showing that a prosecutor recklessly engaged in conduct that required the declaration of a mistrial, without showing that the prosecutor intended to induce such mistrial, sufficient to order a double jeopardy bar to reprosecution for that offense?
(3) Did the Court of Appeals correctly apply the Bauder standard?
Due to our disposition of the first two grounds, we dismiss the State's third ground for review.
. See Miranda v. Arizona, 384 U.S. 436, 86 S.Ct. 1602, 16 L.Ed.2d 694 (1966).
. Ex parte Lewis, 165 S.W.3d 376, 380 (Tex.App.-Fort Worth 2005)(brackets in original).
. Id. at 381 (brackets in original).
. Id. (brackets in original).
. Id.
. Id.
. Id. at 381.
. Id. at 381-392 (evaluating the case under Ex parte Peterson, 117 S.W.3d 804 (Tex.Crim.App. 2003)(hereinafter referred to in the body of this opinion as Peterson II)).
. Id. at 392.
. Malik v. State, 953 S.W.2d 234, 236 (Tex.Crim.App. 1997).
. Jordan v. State, 54 S.W.3d 783, 786 (Tex.Crim.App. 2001).
. Jordan; Bawcom v. State, 78 S.W.3d 360, 363 (Tex.Crim.App. 2002).
. Malik.
. Bawcom; Awadelkariem v. State, 974 S.W.2d 721, 725 (Tex.Crim.App. 1998).
. Bawcom (unjust results and unnecessary burdens); Jordan (same); Malik (unanticipated results).
. Jordan.
. Bauder, 921 S.W.2d at 706 n. 5 (McCormick, P.J., dissenting); State v. Lee, 15 S.W.3d 921, 928-929 (Tex.Crim.App. 2000)(Keasler, J., dissenting)(Lee II); Peterson, 117 S.W.3d at 826-827 (Hervey, J., dissenting).
. See Hulit v. State, 982 S.W.2d 431 (Tex.Crim.App. 1998).
. Id. at 437 ("The state constitution and the federal constitution are not parts of one legal building; each has its own structure. Their shapes may be different, as may their parts. Each may shield rights that the other does not. The ceiling of one may be lower than the floor of the other.”).
. 437 U.S. 28, 40-49, 98 S.Ct. 2156, 57 L.Ed.2d 24 (1978)(Powell, J., dissenting).
. 336 U.S. 684, 69 S.Ct. 834, 93 L.Ed. 974 (1949).
. 117 S.W.3d at 827 (Hervey, J., dissenting).
. Peterson, 117 S.W.3d at 827 (Hervey J., dissenting); Lee, 15 S.W.3d at 928 (Keasler, J., dissenting).
. Bauder, 921 S.W.2d at 706 n. 5 (McCormick, P.J., dissenting).
. Id. (emphasis in original).
. U.S. Const., Amend. V.
. United States v. Wilson, 420 U.S. 332, 340, 95 S.Ct. 1013, 43 L.Ed.2d 232 (1975); Hoffman v. State, 20 Md. 425, 433 (1863); People v. Goodwin, 18 Johns 187, 202 (N.Y. 1820).
. Bretz, 437 U.S. at 33, 98 S.Ct. 2156 (Court’s opinion).
. Id. at 41, 98 S.Ct. 2156 (Powell, J., dissenting).
. Id.
. Wilson, 420 U.S. at 340-342, 95 S.Ct. 1013; Bretz, 437 U.S. at 40-41, 98 S.Ct. 2156 (Powell, J., dissenting).
. Stephen N. Limbaugh, Jr., The Case of Ex Parte Lange (or How the Double Jeopardy Clause Lost Its “Life or Limb”), 36 Am.Crim. L.Rev. 53 (1999).
. Goodwin, 18 Johns at 201; Hare v. State, 5 Miss. 187, 199 (1839); State v. Elden, 41 Me. 165, 169 (1856); Fay v. Parker, 53 N.H. 342, 386 (1872); Andrews v. State, 174 Ala. 11, 47, 56 So. 998, 1010 (1911).
. Bretz, 437 U.S. at 41, 98 S.Ct. 2156 (Powell, J., dissenting).
. Id. at 36, 98 S.Ct. 2156 (Court’s opinion).
. Id. at 36 n. 13, 98 S.Ct. 2156.
. Id.; Commonwealth v. Cook, 6 Serg. & Rawle 577, 580 (Pa.l822)(opinion of Tilghman, C.J.).
. Cook.
. Bretz, 437 U.S. at 42, 98 S.Ct. 2156 (Powell, J., dissenting).
. Id. at 33, 98 S.Ct. 2156 (Court's opinion).
. State v. Garrigues, 2 N.C. 241, 241-242 (1795).
. Id.
. Goodwin, 18 Johns at 200-206; Wyatt v. State, 1 Blackf. 257, 257 (Ind. 1823); Nugent v. State, 4 Stew. & P. 72 (Ala. 1833); Commonwealth v. Fells, 36 Va. 613, 619 (1838); Pnce v. State, 36 Miss. 531, 543-544 (1858); Hoffman, 20 Md. at 432-433; People v. Shotwell,
. In the matter of Spier, 12 N.C. 491 (1828). North Carolina’s state constitution contained no “double jeopardy’’ provision, but as Ga-rrigues and Spier illustrate, it was considered a venerable principle of the common law of that state. The North Carolina Supreme Court would later say that the principle rested on the authority of the Fifth Amendment to the United States Constitution "which being a part of the supreme law of the land, is obligatory on all judicial tribunals, whether state or federal,” or “if it be not accepted as resting on this basis, it may at least be agreed, that it is a principle of the common law, and as such, of the same force in our state as if made authoritative by our own state constitution.” State v. Davis, 80 N.C. 384, 387 (1879).
. Cook, 6 Serg. & Rawle 577; State v. Water-house, 8 Tenn. 278 (1827); State v. M’Kee, 17 S.C.L. (1 Bailey) 651 (S.C. 1830); Mount v. State, 14 Ohio 295 (1846).
. Weinzorpflin v. State, 7 Blackf. 186, 189— 193 (Ind. 1844); People v. Webb, 38 Cal. 467 (1869); O’Brian v. Commonwealth, 72 Ky. 333 (1872)(the same case, after retrial, as cited in footnote 51); Teat v. State, 53 Miss. 439 (1876).
. Ex parte Maxwell, 11 Nev. 428, 434 (1876).
. Cook, 6 Serg. & Rawle at 596-597 (opinion of Duncan, J.)("There is a wide difference between a verdict given, and the jeopardy of a verdict. Hazard, peril, danger, jeopardy of a verdict, cannot mean a verdict given. Whenever the jury are charged with a prisoner, where the offense is punishable by death, and the indictment is not defective, he is in jeopardy of his life.”); Spier, 12 N.C. at 502 (opinion of Taylor, C J.)(" 'Twice put in jeopardy’ and ‘twice put on trial,' convey to the mind several and distinct meanings, for we can readily understand how a person has been in jeopardy, upon whose case the Jury have not passed. The danger and peril of a verdict do not relate to the verdict given. When the Jury are impanelled upon the trial of a person, charged with a capital offence, and the indictment is not defective, his life is in peril or jeopardy, and continues so throughout the trial.”); O’Brian, 72 Ky. at 340-341 ("The word jeopardy means exposure to death, loss, hazard, danger, peril, etc., and where one is put upon his trial on a charge of murder before a jury sworn to decide the issue between the commonwealth and himself the accused is then exposed to the hazard and peril of his life.”).
. 8 Tenn. at 279-280 (opinion of Crabb, J.).
. Id. at 279.
. Id. at 280.
. Hoffman, 20 Md. at 432.
. Cook, 6 Serg. & Rawle at 595-596 (opinion of Duncan, J.); Spier, 12 N.C. at 501-502 (opinion of Taylor, C.J.); Webb, 38 Cal. at 479.
. Cook, 6 Serg. & Rawle at 597 (opinion of Duncan, J.).
. Garrigues, 2 N.C. at 241; Mount, 14 Ohio at 303; O'Brian, 72 Ky. at 340.
. Cook, 6 Serg. & Rawle at 598-599 (opinion of Duncan, J.)("amounted to an acquittal”); Waterhouse, 8 Tenn. at 282 (opinion of Crabb, J.)(‘‘virtually acquitted”, "tantamount to an acquittal"); Mount, 14 Ohio at 302-303 ("operating as an acquittal”, “equivalent to an acquittal”); Webb, 38 Cal. at 478 ("equivalent to a verdict of acquittal”); Teat, 53 Miss, at 454 (“will operate as an acquittal”); Maxwell, 11 Nev. at 437 ("equivalent to a verdict of acquittal”).
.Garrigues, 2 N.C. at 241 (jury should not be discharged "unless for the benefit of the prisoner ... or if the prisoner after the jury are charged with him, be found insane ... or if at the prisoner’s request, a jury be withdrawn to let him in to take the benefit of an exception”); Cook, 6 Serg. & Rawle at 580 (opinion of Tilghtnan, C J.)(discharge permitted upon necessity or in cases of consent where the defendant is assisted by counsel); Waterhouse, 8 Tenn. at 282 (opinion of Crabb, J.)(discharge allowed for necessity); Spier, 12 N.C. at 496 (opinion of Hall, J.)(discharge permitted by necessity: an unforeseeable event or fundamentally defective indictment) and 497 (opinion of Taylor, C.J.)(discharge also permitted with the defendant’s consent, if he was represented by counsel); M’Kee (quoted in State v. Shirer, 20 S.C. 392, 405 (1884))(consent, illness of a juror, prisoner, or judge, absence of a juror, impossibility of agreeing upon a verdict); Mahala v. State, 18 Tenn. 532, 541-542 (1837)(consent and necessity); Mount, 14 Ohio at 302 (consent); Dobbins v. State, 14 Ohio St. 493, 500 (1863) (necessity); Morgan v. State, 13 Ind. 215, 216 (1859) (consent, unforeseen occurrences);
.Garrigues, 2 N.C. at 241 (jurors were required to "separate” because “they could not agree to convict”); Cook, 6 Serg. & Rawle at 579 (jury had arrived at a verdict as to two prisoners but not the third, but jury was discharged without a giving a verdict regarding any of the prisoners); Mahala, 18 Tenn. at 541-542 (jury discharged during deliberations); Mount, 14 Ohio at 306 (nolle prosequi after verdict on the ground that indictment was lost); Teat, 53 Miss, at 439 (verdict and sentence on wrong indictment). But see Spier, 12 N.C. at 494-495 (record did not disclose why jury returned no verdict except for the fact that the term of court had expired).
. Spier, 12 N.C. at 494 (opinion of Hall, J.); M'Kee (quoted in Shirer, 20 S.C. at 405); Mount, 14 Ohio at 302-303; Morgan, 13 Ind. at 216; Webb, 38 Cal. at 478-479; Maxwell, 11 Nev. at 434-435.
. See authorities in previous footnote.
. 22 U.S. (9 Wheat.) 579, 6 L.Ed. 165 (1824).
. Id. at 580 (emphasis added).
. Bretz, 437 U.S. at 35 n. 10, 98 S.Ct. 2156.
. See id. at 45, 98 S.Ct. 2156 (Powell, J., dissenting)(admitting that 19th and 20th Century Supreme Court cases following Perez were ambiguous).
. 85 U.S. (18 Wall.) 163, 173-174, 174 n. 17, 21 L.Ed. 872 (1874).
. Compare cases concluding that double jeopardy was not implicated: Wyatt, 1 Blackf. at 257 n. 1; Fells, 36 Va. at 616; Price, 36 Miss, at 544; Hoffman, 20 Md. at 434; Shot-well, 27 Cal. at 399; O’Brian, 69 Ky. at 568; with cases concluding that double jeopardy was implicated: Mahala, 18 Tenn. at 536; Dobbins, 14 Ohio St. at 500; Maxwell, 11 Nev. at 434.
. Bishop on Criminal Law (see Morgan, 13 Ind. at 216 and Webb, 38 Cal. at 478 (citing 1 Bish.Crim. Law, §§ 657, 658, 660, 665); see also 1 Bish.Crim. Law, 9th ed., §§ 1014(5), 1015, 1018, 1019 (1923)(preface: first edition issued in 1856, renumbering occurred in third edition issued in 1865, various editions including latest “do not differ in arrangement ... nor change materially the statements of legal doctrine”)); United States v. Perez, 1 Leading Crim. Cases 357, 358-359 (Bennett & Heard 1857); Thomas M. Cooley, Cooley’s Const. Limitations, 4th ed., 404-406 (1878).
. Bishop (9th ed.) at § 1018, 1019 (language and consequences); Bennett & Heard at 359 (common law practice forbidding nolle prose-qui after jury impaneled and sworn).
. Ned v. State, 7 Port. 187 (Ala. 183 8); Williams v. Commonwealth, 43 Va. 567 (1845); Atkins v. State, 16 Ark. 568, 577, 579 (1855); Gruber v. State, 3 W.Va. 699, 701-704 (1869).
. Nugent, 4 Stew. & P. 72, 1833 WL 594, at **2, 3, 1833 Ala. LEXIS 51, at 6, 11.
. State v. Costello, 11 La. Ann. 283, 284 — 285 (1856).
. State v. Hall, 9 N.J.L. 256, 262-264 (1827).
. Commonwealth v. Sholes, 95 Mass. 554, 556 (1866).
. Rep. Tex Const., Decl. Rts., § 9 (1836).
. Tex Const., Art. I, § 12 (1845)(new language in italics).
. Tex. Const., Art. I, § 12 (1861).
. Tex. Const., Art. I, § 12 (1866).
. Tex. Const., Art. I, § 12 (1869).
. Tex Const., Art. I, § 14 (1876)(new language in italics).
. Lee, 15 S.W.3d at 928 (Keasler, J., dissent-ingXquoting from the 1856 Code of Criminal Procedure)(emphasis added).
. Id.
. 33 Tex. 671 (1871).
. Id. at 672.
. Id.
.Id. 673.
. Id.
. Id. at 674.
. 35 Tex. 97 (1872).
. Id. at 109.
. Id.
. Id.
. Id.
. Id. at 110.
. Id.
. See Tex. Const., Art. V, § 6 (1876).
. 2 Tex. Ct.App. 228, 237-238 (1877).
. Id. at 237.
. Id. at 238.
. Mat 239.
. Id. at 239-240 (emphasis added).
. Id. at 240-241.
. 3 Tex. Ct.App. 648, 649 (1878).
. Id.; see also Parchman, 2 Tex. Ct.App. 228, 1877 WL 8384, at *3 1877 Tex.Crim.App. LEXIS 116, at 8.
. 17 Tex. Ct.App. 345 (1884).
. Id. at 347-348.
. Id. at 347.
. Id.
. Id.
. Id. at 348.
. Id. at 349.
. Id.
. Id. at 350.
. Id.
. Mat 350-351.
. Id. at 350 (quoting Cooley at 404).
.Id.
. Id. at 351.
. Id.
. Id. at 352.
. Id. at 353.
. Id.
. Id.
. Woodward v. State, 42 Tex.Crim. 188, 198, 58 S.W. 135 (1900).
. In characterizing the "mistrial species” of double jeopardy jurisprudence as the application of double jeopardy protection to the "premature termination of the first trial because of mistrial,” the State suggests that a trial can be prematurely terminated in ways other than a mistrial. But by definition and common legal usage, a “mistrial” is merely a “trial which has been terminated prior to its normal conclusion.” Black’s Law Dictionary, 5th ed., p. 903. (1979). A mistrial may be declared "because of some extraordinary event (e.g. death of a juror, or attorney), for prejudicial error that cannot be corrected at trial, or because of a deadlocked jury.” Id.
. Compare Rep. Tex. Const., Decl. Rts., § 6 (1836)("right to a speedy and public trial, by an impartial jury”) with U.S. Const., Amend. VI ("right to a speedy and public trial, by an impartial jury”).
. See 921 S.W.2d at 697-700 (Court’s opinion), 700-701 (Clinton, J., concurring), 701-702 (Baird, J., concurring), 702-703 (Maloney, J., concurring). Judge Maloney’s concurring opinion did quote the interpretive commentary in discussing whether the Texas double jeopardy provision applied, at all, to the mistrial setting. Id. at 702-703. That is a separate matter, already addressed in part III of this opinion.
. See various opinions cited in the preceding footnote.
. Id.
. 377 U.S. 463, 468 n. 3, 84 S.Ct. 1587, 12 L.Ed.2d 448 (1964).
. Id. at 468 n. 3, 84 S.Ct. 1587
. Commonwealth ex. rel. Montgomery v. Myers, 422 Pa. 180, 191, 220 A.2d 859, 865, cert. denied, 385 U.S. 963, 87 S.Ct. 405, 17 L.Ed.2d 308 (1966).
. Id. at 190-191, 220 A.2d at 865.
. 424 Pa. 555, 556-557, 227 A.2d 177, 178 (1967). Neither side objected to the hearing being held after jeopardy had attached. Id. at 557, 227 A.2d at 178.
. Id. at 560-561, 227 A.2d at 180-181. The Pennsylvania Supreme Court concluded that the defendant could be tried for the lesser offense of second degree murder because Pennsylvania's double jeopardy provision, containing the phrase "life or limb,” applied only to offenses carrying a possible punishment of death or dismemberment. Id. at 558-560, 227 A.2d at 179-180 (refusing to follow Ex parte Lange).
. United States v. Jorn, 400 U.S. 470, 485, 91 S.Ct. 547, 27 L.Ed.2d 543 (1971)(opinion of Harlan, J.).
. Id. at 485 n. 12, 91 S.Ct. 547.
. United States v. Beasley, 479 F.2d 1124, 1126 (5th Cir.), cert. denied, 414 U.S. 924, 94 S.Ct. 252, 38 L.Ed.2d 158 (1973).
. See State v. Ballinger, 19 Ariz.App. 32, 504 P.2d 955, 959 (1973).
. See State v. Manning, 224 N.W.2d 232, 235 (Iowa 1974); State v. Calhoun, 67 Wis.2d 204, 225, 226 N.W.2d 504, 514 (1975).
. 424 U.S. 600, 96 S.Ct. 1075, 47 L.Ed.2d 267 (1976).
. Id. (brackets in Dinitz Xquoting Jom, 400 U.S. at 485, 91 S.Ct. 547 and Downum v. United States, 372 U.S. 734, 736, 83 S.Ct. 1033, 10 L.Ed.2d 100 (1963)).
. Id. (emphasis added).
. State v. Gwara, 311 Minn. 106, 108, 247 N.W.2d 417 (1976).
. State v. Pulawa, 58 Haw. 377, 382, 569 P.2d 900, 905 (1977), cert. denied, 436 U.S. 925, 98 S.Ct. 2818, 56 L.Ed.2d 768 (1978).
. State v. Marquez, 113 Ariz. 540, 543, 558 P.2d 692, 695 (1976)("judicial or prosecutorial overreaching intentionally calculated to force a mistrial”)(emphasis in original); State v. Baylor, 2 Kan.App.2d 722, 725, 587 P.2d 343, 345 (1978); Commonwealth v. Potter, 478 Pa. 251, 266, 386 A.2d 918, 925 (1978)(‘ 'misconduct designed to force the defendant to seek a mistrial”).
. United States v. Crouch, 566 F.2d 1311, 1318 n. 9 (5th Cir. 1978).
. United States v. Martin, 561 F.2d 135, 140 (8th Cir. 1977); State v. Baca, 193 Colo. 9, 14 n. 5, 562 P.2d 411, 414 n. 5 (1977); Chvojka v. State, 582 S.W.2d 828, 831 (Tex.Crim.App. 1979).
. Kennedy, 456 U.S. at 674, 679, 102 S.Ct. 2083.
. Crawford v. State, 703 S.W.2d 655, 662 (Tex.Crim.App. 1986).
. State v. Kennedy, 295 Ore. 260, 666 P.2d 1316 (1983); Pool v. State, 139 Ariz. 98, 677 P.2d 261 (1984); Commonwealth v. Smith, 532 Pa. 177, 615 A.2d 321 (1992); Bauder (1996); State v. Breit, 122 N.M. 655, 930 P.2d 792 (1996); State v. Rogan, 91 Hawai'i 405, 984 P.2d 1231 (1999); People v. Batts, 30 Cal.4th 660, 134 Cal.Rptr.2d 67, 68 P.3d 357 (2003), cert. denied, 540 U.S. 1185, 124 S.Ct. 1432, 158 L.Ed.2d 91 (2004).
. Smith, 532 Pa. at 186, 615 A.2d at 325 ("when the conduct of the prosecutor is intentionally undertaken to prejudice the defendant to the point of the denial of a fair trial”); Rogan, 91 Hawai'i at 423, 984 P.2d at 1249 ("where, in the face of egregious prosecutorial misconduct, it cannot be said beyond a reasonable doubt that the defendant received a fair trial”).
. Kennedy, 295 Ore. at 276, 666 P.2d at 1326 (“when improper official conduct is so prejudicial to the defendant that it cannot be cured by means short of a mistrial, and if the official knows that the conduct is improper and prejudicial and either intends or is indifferent to the resulting mistrial or reversal”); Pool, 139 Ariz. at 108-109, 677 P.2d at 271-272 (prosecutorial misconduct that “is not merely the result of legal error, negligence, mistake, or impropriety, but, taken as a whole, amounts to intentional conduct that the prosecutor knows to be improper and prejudicial, and which he pursues for any improper purpose with indifference to a significant resulting danger of mistrial or reversal”); Bauder, see this opinion ante; Breit, 122 N.M. at 666, 930 P.2d at 803 (“wilful disregard” defined as “conscious and purposeful decision by the prosecutor to dismiss any concern that his or her conduct may lead to a mistrial or reversal”).
. Batts, 30 Cal.4th at 695-696, 134 Cal. Rptr.2d 67, 68 P.3d at 380-381 (“when the prosecution, believing in view of events that unfold during an ongoing trial that the defendant is likely to secure an acquittal at that trial in the absence of misconduct, intentionally and knowingly commits misconduct in order to thwart such an acquittal — and a court, reviewing the circumstances as of the time of the misconduct, determines that from an objective perspective, the prosecutor's misconduct in fact deprived the defendant of a reasonable prospect of an acquittal”).
. See Marquez and Potter, cited previously.
. Dinitz, 424 U.S. at 609, 96 S.Ct. 1075.
. Id.; Kennedy, 456 U.S. at 676, 102 S.Ct. 2083.
. Bander, 921 S.W.2d at 699.
. Id. at 698 (emphasis added).
. Batts, 30 Cal.4th at 690 n. 23, 134 Cal.Rptr.2d 67, 68 P.3d at 377 n. 23 (quoting Peter J. Henning, Prosecutorial Misconduct and Constitutional Remedies, 77 Wash. U. L.Q. 713, 813 (1999)).
. Potter, 478 Pa. at 266-267, 386 A.2d 918.
. See Dinitz, 424 U.S. at 608, 96 S.Ct. 1075 (defendant who chooses to request a mistrial may do so because he has “little interest in completing” a "tainted” trial).
. See Dinitz, 424 U.S. at 609 n. 10, 96 S.Ct. 1075 (rejecting applicability of "knowing, intelligent, and voluntary standard” of Johnson v. Zerbst, 304 U.S. 458, 58 S.Ct. 1019, 82 L.Ed. 1461 (1938), to the double jeopardy mistrial context).
. California has declined, thus far, to address the issue. Batts, 30 Cal.4th at 665 n. 1, 134 Cal.Rptr.2d 67, 68 P.3d at 360 n. 1.
. Smith, 532 Pa. at 179, 615 A.2d at 322; Rogan, 91 Hawaii at 408, 984 P.2d at 1234.
. Breit, 122 N.M. at 658, 930 P.2d at 795.
. State v. Jorgenson, 198 Ariz. 390, 10 P.3d 1177 (2000).
. Kennedy, 295 Ore. at 276, 666 P.2d at 1326.
. Ex parte Davis, 957 S.W.2d 9, 14-15 (Tex. Crim.App. 1997), cert. denied, 523 U.S. 1023, 118 S.Ct. 1307, 140 L.Ed.2d 472 (1998); Ex parte Mitchell, 977 S.W.2d 575, 580-581 (Tex. Crim.App. 1997), cert. denied, 525 U.S. 873, 119 S.Ct. 172, 142 L.Ed.2d 140 (1998).
. Davis, 957 S.W.2d at 11; see also Mitchell, 977 S.W.2d at 582 n. 2 (Meyers, J., concurring).
. Kennedy, 456 U.S. at 674-675, 102 S.Ct. 2083.
. Bauder, 921 S.W.2d at 699.
. Id. (emphasis added).
. Compare Tex. Pen.Code § 6.03(b)C‘a person acts knowingly ... with respect to a result of his conduct when he is aware that his conduct is reasonably certain ” to cause the result) with (c)(“A person acts recklessly ... with respect to ... the result of his conduct when he is aware of but consciously disregards a substantial and unjustifiable risk that ... the result will occur”)(emphasis added).
. Bauder, 921 S.W.2d at 701 (Baird, J. concurring).
. Id.
. Warfield, supra; State v. Laster, 223 Mont. 152, 724 P.2d 721 (1986); People v. Dawson, 431 Mich. 234, 427 N.W.2d 886 (1988); State v. Rademacher, 433 N.W.2d 754 (Iowa 1988); Beck v. State, 261 Ga. 826, 412 S.E.2d 530 (1992); State v. Long, 1993 WL 245367, 1993 Del. LEXIS 250 (1993); State v. Thomas, 275 Ga. 167, 562 S.E.2d 501 (2002). There may be others; we made no effort to wade through the numerous trial and intermediate appellate opinions on the federal and state level that have cited Oregon v. Kennedy.
. See authorities in previous footnote.
. Warfield, 424 Pa. at 557, 227 A.2d at 178-179 (parties agreed that prosecutor intended to cause a mistrial so that he could appeal the trial court’s adverse ruling on a motion to suppress after jeopardy had attached); Dawson, 431 Mich. at 258, 427 N.W.2d at 897-898 (counsel for the state conceded during oral argument that prosecutor intended to cause a mistrial).
. Laster, 223 Mont, at 154, 724 P.2d at 723; Rademacher, 433 N.W.2d at 757-758; Beck, 261 Ga. at 826-827, 412 S.E.2d at 530-531; Long, 1993 WL 245367 at *1 1993 Del. LEXIS 250, at 2; Thomas, 275 Ga. at 167, 562 S.E.2d at 502.
. Warfield, 424 Pa. at 557, 227 A.2d at 178 (prosecutor’s reference to confession in opening statement after trial court ruled confession inadmissible); Laster, 223 Mont, at 154, 160, 724 P.2d at 723, 726 (trial court considered objective facts and circumstances of the case); Dawson, 431 Mich. at 258-259, 427 N.W.2d at 898 (prosecutor’s case was going badly because inculpatory evidence was weak, complaining witness’ testimony was inconsistent and contradicted by so-called corroborating witness, and prosecutor was surprised by testimony of another of his witnesses; prosecutor’s request for a weekend recess was denied; prosecutor then began asking several irrelevant questions, to which objections were sustained, and one particularly prejudicial and improper question, which precipitated the mistrial; prosecutor neither appeared surprised nor argued against the defendant’s mistrial motion, but when asked whether he had any response, he replied, "Nope.”); Rademacher, 433 N.W.2d at 757-758, 759 (at one stage of the proceedings, the prosecutor volunteered, "I’m probably going to lose this one anyway”; prosecution’s case was "at best ... difficult”; prosecutor did not expect trial court’s in limine ruling regarding some testimony from a crucial state’s witness, and after several unsuccessful attempts to circumvent the in limine order, the prosecutor chose to violate the order directly); Beck, 261 Ga. at 826, 412 S.E.2d at 530 (prosecutor violated order excluding extraneous offenses; in granting mistrial, trial court found that the prosecutor had "a deliberate intent to goad” defense counsel "into a mistrial”); Long, 1993 WL 245367, at *1, 1993 Del. LEXIS 250, at 2 (improper questioning of a defense witness; after examining at length the prosecutor’s conduct, the proffered explanation for that conduct, and the state of the evidence, trial court found that the prosecutor stood to gain a "clear advantage” on retrial and concluded that the prosecutor intended to provoke a mistrial); Thomas, 275 Ga. at 167-168, 562 S.E.2d at 502-503 (the prosecutor "gave inconsistent, unconvincing explanations as to why he posed the [mistrial-provoking] question to the expert, ... did not seek curative instructions, or assert that the trial should continue, ... and the prosecutor stood to gain by aborting the trial because the expert’s testimony was favorable to [the defendant]”).
. See State v. Ross, 32 S.W.3d 853 (Tex.Crim.App. 2000)(trial court ruling in defendant’s favor on motion to suppress can be upheld on the basis that the trial court may not have believed the State’s witnesses).
. Manzi v. State, 88 S.W.3d 240, 244 (Tex.Crim.App. 2002)(quoting Anderson v. Bessemer City, 470 U.S. 564, 105 S.Ct. 1504, 84 L.Ed.2d 518 (1985))(omitting ellipsis and internal quotation marks).
. Tex.Code Crim. Proc., Arts. 11.07, § 2 & 11.08 (pre-trial application for writ of habeas corpus), 27.03 (motion to dismiss indictment).
. TexCode Crim. Proc., Arts. 27.05 & 27.07 (special plea of double jeopardy).
. Malik v. State, 953 S.W.2d 234, 239 (Tex. Crim.App. 1997).
. See Prystash v. State, 3 S.W.3d 522 (Tex. Crim.App. 1999), cert, denied, 529 U.S. 1102, 120 S.Ct 1840, 146 L.Ed.2d 782 (2000).
. Peterson, 117 S.W.3d at 814.
. 456 U.S. at 675, 102 S.Ct. 2083; see also 456 U.S. at 679-680, 102 S.Ct. 2083 (Powell, J., concurring).
. See Tex Pen.Code § 6.03(c)("A person acts recklessly, or is reckless, with respect to ... the result of his conduct when he is aware of but consciously disregards a substantial and unjustifiable risk that ... the result will occur.”).
. Kennedy, 456 U.S. at 674, 102 S.Ct. 2083; see also Bauder, 921 S.W.2d at 705 (McCormick, P.J., dissenting).
. Bauder, 921 S.W.2d at 705 (McCormick, P.J., dissenting).
. Kennedy, 456 U.S. at 676, 102 S.Ct. 2083 ("Knowing that the granting of the defendant' motion for mistrial would all but inevitably bring with it an attempt to bar a second trial on grounds of double jeopardy, the judge presiding at the first trial might well be more loath to grant a defendant’s motion for mistrial.”); see also Bauder, 921 S.W.2d at 704 (McCormick, P J., dissenting).
. Kennedy, 456 U.S. at 676-677, 677 n. 7, 102 S.Ct. 2083; see also Bauder, 921 S.W.2d at 704 (McCormick, P J., dissenting).
.See Sorto v. State, 173 S.W.3d 469, 490 (Tex.Crim.App. 2005), cert. denied, - U.S. -, 126 S.Ct. 2982, 165 L.Ed.2d 989 (2006)("A trial court cannot grant a new trial as to punishment only. Even if appellant’s underlying claim of cruel and unusual punishment had been meritorious, that claim deals only with the punishment stage. Therefore, a new trial on guilt or innocence would not have been the appropriate vehicle by which to provide him relief.”).
. Bauder, 921 S.W.2d at 699.
. Bauder v. State, 936 S.W.2d 19, 20 (Tex.App.-San Antonio 1996)(Bauder II).
. Id. at 21-22.
. Id. at 22.
. Id. at 21 n. 3.
. Ex parte Bauder, 974 S.W.2d 729, 731-732 (Tex.Crim.App. 1998)(Bauder III).
.Id. at 732.
. Id.
. Id. at 732 (Baird, J., concurring).
. Id. at 733-735 (Keller, J., dissenting).
. Ex parte Bauder, 2 S.W.3d 376 (Tex.App.San Antonio 1999)(Bauder IV).
. Id. at 378.
. Id. (internal quotation marks omitted).
. Id. at 378 n. 1 ("But we presume from the reversal of our second opinion that neither the necessity of the mistrial nor the efficacy of a judicial admonishment is disposi-tive. But see ” statements in Bauder and Bauder III.).
. See id. at 378.
. 971 S.W.2d 553 (Tex.App.-Dallas 1997).
. Mat 555.
. Id. at 554.
. Id. at 555.
. Id. at 555 n. 5.
. Id. at 556.
. Id.
. Id. at 557.
. State v. Lee, 15 S.W.3d 921 (Tex.Crim. App. 2000).
. Id. at 924.
. Id. at 925.
. Id. (quoting Bander, 921 S.W.2d at 699)(numbering inserted for ease of reference, an ellipsis omitted).
. Id. (quoting Bauder )(numbering inserted, brackets omitted, some ellipses omitted).
. Nos. 05-01-01093, 01286-CR, 2001 WL 1671157, 2001 Tex.App. LEXIS 8407 (Tex. App.-Dallas, December 20, 2001)(not designated for publication).
. Id. at **1-2, at 1-4.
. Id., at *2, at 4-5.
. Id., at *3, at 6.
. Id., at *5, at 13.
. Id., at *4, at 10-11.
. Id., at *5, at 12 (some brackets omitted, others inserted).
. Peterson, 117 S.W.3d at 820.
. Id. at 815.
. Id. at 807.
. Id. at 817 (emphasis added).
. See ¿d. at 817.
. Id. at 829 (Hervey, J., dissenting).
. Id. at 820 (Keasler, J., dissenting)(brackets omittedXquoting State v. Lee, 15 S.W.3d at 927)(Keasler, J., dissenting).
. Id. at 825 (Hervey, J. dissenting).
. Id. at 830.
. State v. Michael I., 274 Conn. 321, 359, 875 A.2d 510, 534 (2005). The Connecticut constitution does not contain an express prohibition against double jeopardy. 274 Conn, at 350, 875 A.2d at 528. The court nevertheless proceeded to analyze whether a standard more protective than that articulated in Oregon v. Kennedy should be recognized in the double jeopardy protection found to be implied in the state constitution’s due process provision. 274 Conn, at 349-360, 875 A.2d at 528-535.
. Batts, 30 Cal.4th at 691-692, 134 Cal. Rptr.2d 67, 68 P.3d at 378 (emphasis in original).
. Id. (emphasis in original).
. Ex parte Peterson, No. 05-01-01093-CR, 2004 WL 253940, 2004 Tex.App. LEXIS 1396 (Tex.App.-Dallas, February 12, 2004)(not designated for publication).
. See Ex parte Wheeler, 146 S.W.3d 238 (Tex.App.-Fort Worth 2004); Lewis, 165 S.W.3d 376.
. State v. Masonheimer, 154 S.W.3d 247 (Tex.App.-Eastland 2005).
. Ex parte Wheeler, 203 S.W.3d 317 (Tex.Crim.App. 2006).
. Ornelas v. United States, 517 U.S. 690, 697, 116 S.Ct. 1657, 134 L.Ed.2d 911 (1996).
. See Batts, 30 Cal.4th at 696, 134 Cal.Rptr.2d 67, 68 P.3d at 381 ("Kennedy ... attached no similar objective component to its standard”).
. See id. (A showing that "from an objective perspective, the prosecutor’s conduct in fact deprived the defendant of a reasonable or realistic prospect of acquittal” required as part of the more expansive state constitutional standard to guard against a "windfall”).
Concurring Opinion
concurring.
I join the majority opinion. I write separately to set out additional reasons for overruling Bauder
First, however, I agree with the majority that the Texas constitutional double-jeopardy provision does bar retrial when a mistrial is neither a manifest necessity nor consented to or requested by the defendant. Although the State and several members of this Court have argued that the double-jeopardy provision of the Texas Constitution provides no protection in this context,
The problem with Bauder is that it undertook no historical analysis of the Texas Constitution. It did not look to the framers’ intent, uniquely Texan social, political, legal, and jurisprudential developments throughout the late nineteenth and twentieth centuries, or any other factors in con-
In Bauder, a bare majority of this Court ignored the United States Supreme Court’s lengthy historical analysis of the federal double-jeopardy provision in its Oregon v. Kennedy
The Texas Double Jeopardy Clause, like its federal counterpart, is meant to restrain the government from subjecting persons accused of crimes to the mental, emotional, and financial hardship of repeated trials for the same offense.10
If the purpose is the same, then why would the meaning and application of our provision differ? What special and unique factors exist in Texas history or even in its current social and legal milieu that would call for a different constitutional rule under the same conditions and fact patterns as those set out by the Supreme Court? In Bauder, this Court pointed to nothing uniquely Texan. Instead, this Court’s answer to the Supreme Court’s decision in Kennedy was: We think the highest court in the land is wrong.
Indeed, this Court does have the authority to draw such constitutional lines. It is not the power to draw new constitutional lines that is at issue, it is the “oughtness” of such an endeavor. At the Alamo, Colonel Travis drew a line in the sand, and his men had a choice — step over it or stand pat. When this Court draws new lines in the constitutional sand, the citizens of Texas have no choice — they must step over it. Their only recourse is to have the legislature propose a constitutional amendment for the citizens’ approval at a statewide election to erase that new line upon which they were never consulted.
One member of the U.S. Supreme Court, Justice Jackson, famously said, “We are not final because we are infallible, but we are infallible only because we are final.”
In Kennedy, the Supreme Court recognized that its prior precedent lacked “crystal clarity” and could be read to grant broader protection in the mistrial context than did the “bright-line” rule it adopted in Kennedy itself.
Indeed, that has been precisely the problem with Bauder. It followed the rationale of Justice Stevens’ concurring opinion which the Kennedy majority criticized as “amorphous,”
Because Texas courts have dealt with Bauder for ten years and this Court has clarified and reclarified it several times,
As the Supreme Court stated in Payne v. Tennessee, “Stare decisis is not an inexorable command,” rather “it is a principle of policy.”
“ ‘correction through legislative action is practically impossible’ ” in those cases.
were decided by the narrowest of margins, over spirited dissents challenging the basic underpinnings of those decisions. They have been questioned by Members of the Supreme Court in later decisions and have defied consistent application by the lower courts.27
The same is true of Bander, and we appropriately overrule Bauder for precisely the same reasons that the Supreme Court overruled Booth and Gathers.
With these comments, I join the Court’s opinion.
. Bauder v. State, 921 S.W.2d 696 (Tex.Crim.App. 1996).
. 203 S.W.3d 317 (Tex.Crim.App. 2006). Ex parte Wheeler was this Court’s most recent attempt to reclarify Bauder, and, having written it, I am reluctant to disavow that newly-minted precedent so quickly. But as the discerning reader will have already noted, both Wheeler and Ex parte Peterson, 117 S.W.3d 804 (Tex.Crim.App. 2003), were "split the difference” decisions which attempted to steer a middle course between the "harsh" but clear Kennedy rule and the "kinder, gentler” but ambiguous Bauder rule. Unfortunately, creating a "workable” state constitutional rule is not a jurisprudentially acceptable substitute for a principled rule. Mea culpa.
. The issue of whether this line of questioning was improper is not directly before us.
. Ex parte Lewis, 165 S.W.3d 376, 392 (Tex.App.-Fort Worth 2005).
. State's Brief at 10-14, 25-32; Bauder, 921 S.W.2d at 706 n. 5 (McCormick, P.J., dissenting); State v. Lee, 15 S.W.3d 921, 928-29 (Tex.Crim.App. 2000) (Keasler, J., dissenting); Peterson, 117 S.W.3d at 826-27 (Hervey, J., dissenting).
. See supra, Op. at 346-51; see also Rutan v. Republican Party of Ill., 497 U.S. 62, 110 S.Ct. 2729, 111 L.Ed.2d 52 (1990), in which dissenting Justice Scalia stated that
when a practice not expressly prohibited by the text of the Bill of Rights bears the endorsement of a long tradition of open, widespread, and unchallenged use that dates back to the beginning of the Republic, we have no proper basis for striking it down. Such a venerable and accepted tradition is not to be laid on the examining table and scrutinized for its conformity to some abstract principle of First Amendment adjudication devised by this Court. To the contrary, such traditions are themselves the stuff out of which the Court’s principles are to be formed. They are, in these uncertain areas, the very points of reference by which the legitimacy or illegitimacy of other practices is to be figured out.
Id. at 95-96, 110 S.Ct. 2729 (Scalia, J., dissenting).
. See Cobb v. State, 85 S.W.3d 258, 266-68 (Tex.Crim.App. 2002) (rejecting the defendant’ argument that Texas courts should adopt a Supreme Court dissent as the expression of the content of the Texas Constitution). As we stated in Cobb,
Appellant points to nothing unique in Texas history, law, or jurisprudence which would require, or even suggest a basis for, Texas courts to deviate from Supreme Court precedent on this issue. Although the Texas Constitution is an "available” tool to reject Supreme Court decisions with which we might disagree, we are not free to impose our notions of fairness, nor those of dissenting Supreme Court justices, upon Texas citizens as a matter of state constitutional law without firm support in state history or policy. This Court’s constitutional mandate is to uphold and faithfully interpret the laws of this state, and not to create new constitutional doctrines without solid jurisprudential foundation. That is not to say, of course, that we cannot or will not construe our state constitution as providing rights which the federal constitution does not provide, but rather that we should do so only when unique aspects of Texas history, jurisprudence, or law support that separate interpretation.
. 456 U.S. 667, 102 S.Ct. 2083, 72 L.Ed.2d 416 (1982).
. The argument that the Texas constitutional double-jeopardy provision is a lesser shield in the mistrial context has at least some plausible historical basis to it; I am unaware of any historical basis for concluding that it is any greater.
. Bauder, 921 S.W.2d at 698.
. The Bauder majority stated, inter alia: "But, unlike the Supreme Court, we do not think the prosecutor’s specific intent is a relevant aspect of the inquiry.” 921 S.W.2d at 699. "[I]t seems to us that the prosecutor’ specific intent ... is irrelevant.” Id. “In our view, putting a defendant to this choice, even recklessly, is constitutionally indistinguishable from deliberately forcing him to choose a mistrial.” Id. “[W]e do not perceive a distinction of constitutional significance between conduct of a prosecuting attorney in which he intends to cause a mistrial and conduct of a prosecuting attorney which he is aware is reasonably certain to result in a mistrial." Id. “In short, we do not believe that the purpose of the constitutional right here in issue really has anything to do with the prosecutor’ specific intent.” Id. “As we see it, there is no wisdom in a double jeopardy standard of decision which is at once difficult to apply and does little to promote interests protected by the Double Jeopardy Clause.” Id. (all emphasis added). In other words, we believe a majority of the United States Supreme Court justices got it wrong, so we will not follow them.
. Brown v. Allen, 344 U.S. 443, 540, 73 S.Ct. 397, 97 L.Ed. 469 (1953) (Jackson, J., concurring).
. California v. Ramos, 463 U.S. 992, 1014, 103 S.Ct. 3446, 77 L.Ed.2d 1171 (1983).
. For example, in one recent decision, Kelo v. City of New London, 545 U.S. 469, 125 S.Ct. 2655, 162 L.Ed.2d 439 (2005), the Supreme Court concluded that the federal constitution did not prohibit the City of New London from exercising eminent domain over private property for the “public use” of a new, privately owned waterfront development project. Id. at 2666-68. The Court, perhaps anticipating the tsunami of impending criticism, noted,
We emphasize that nothing in our opinion precludes any State from placing further restrictions on its exercise of the takings power. Indeed, many States already impose "public use” requirements that are stricter than the federal baseline. Some of these requirements have been established as a matter of state constitutional law, while others are expressed in state eminent domain statutes that carefully limit the grounds upon which takings may be exercised. As the submissions of the parties and their amici make clear, the necessity and wisdom of using eminent domain to promote economic development are certainly matters of legitimate public debate. This Court's authority, however, extends only to determining whether the City’s proposed condemnations are for a “public use” within the meaning of the Fifth Amendment to the Federal Constitution. Because over a century of our case law interpreting that provision dictates an affirmative answer to that question, we may not grant petitioners the relief that they seek.
Id. at 2668 (footnotes omitted). Although some citizens wailed and gnashed their teeth, decrying the "wrongness” of the Court’s decision, others took heed of the opinion itself and rushed right out to debate and draft local legislation. According to the Wall Street Journal, eleven states placed new property-rights initiatives on their November 7, 2006, ballots. WST.com, The Anti-Kelo Wave, Saturday, November 4, 2006, available at http:ll www.opinionjoumal.com/weekend/hottopic/? id=l1000.9196 (last visited 01/09/2007) (listing Arizona, California, Florida, Georgia, Idaho, Michigan, Nevada, New Hampshire, North Dakota, Oregon, and South Carolina). The Wall Street Journal also noted, "Some 28 states have already passed statutes that limit ‘takings’ powers, and five of Tuesday’ 11 ballot measures were crafted by state legislatures.” Id. Kelo is a good example that when the citizens disapprove of a specific Supreme Court holding that grants fewer or lesser constitutional rights than the citizens
Some commentators have suggested that, because of the relative ease with which state constitutions can be amended by its citizens, state judges should feel free to exercise judicial activism and they should expand state constitutional rights. See A.E. Dick Howard, State Courts and Constitutional Rights in the Day of the Burger Court, 62 Va. L.Rev. 873, 939 (1976) (pointing out that some judges believe that “the ease of amending state constitutions [is] a justification for an activist position”); Utter, Freedom and Diversity in a Federal System: Perspectives on State Constitutions and the Washington Declaration of Rights, Developments in State Constitutional Law: The Williamsburg Conference 242 (B. McGraw ed. 1985) (noting that “the relative ease of amending state constitutions reduces the risk of erroneous or politically unacceptable constitutional lawmaking by state judges once it occurs”). This argument, however, cuts both ways. If a state’s citizens perceive the need for expanded constitutional protection beyond that found in the federal constitution, they — the citizens — can amend their constitution to provide those protections. That is the lesson of Kelo. As Chief Justice John Marshall stated more than 150 years ago:
Had the people of the several states, or any of them, required changes in their constitutions; had they required additional safeguards to liberty from the apprehended encroachments of their particular governments: the remedy was in their own hand, and would have been applied by themselves. A convention could have been assembled by the discontented state, and the required improvements would have been made by itself.
Barron v. Mayor of Baltimore, 32 U.S. (7 Pet.) 243, 249, 8 L.Ed. 672 (1833). Of course, even easier, citizens can ask their state legislatures to enact appropriately protective statutes as the need arises.
. New State Ice Co. v. Liebmann, 285 U.S. 262, 311, 52 S.Ct. 371, 76 L.Ed. 747 (1932) (Brandeis, J., dissenting) (emphasis added).
. Oregon v. Kennedy, 456 U.S. 667, 673-74, 677-78, 102 S.Ct. 2083, 72 L.Ed.2d 416 (1982).
. Id. at 675 & n. 5, 102 S.Ct. 2083.
. Id. at 677 n. 7, 102 S.Ct. 2083.
. Id.
. See Majority Opinion at 364-69.
. Malik v. State, 953 S.W.2d 234, 236 (Tex. Crim.App. 1997). Chief Justice Rehnquist explained:
Stare decisis is the preferred course because it promotes the evenhanded, predictable, and consistent development of legal principles, fosters reliance on judicial decisions, and contributes to the actual and perceived integrity of the judicial process. Adhering to precedent “is usually the wise policy, because in most matters it is more important that the applicable rule of law be settled than it be settled right.” Payne v. Tennessee 501 U.S. 808, 827, 111 S.Ct. 2597, 115 L.Ed.2d 720 (1991) (citations omitted).
. Payne, 501 U.S. at 828, 111 S.Ct. 2597 (internal quotations omitted).
. Id.
. 482 U.S. 496, 107 S.Ct. 2529, 96 L.Ed.2d 440 (1987).
. 490 U.S. 805, 109 S.Ct. 2207, 104 L.Ed.2d 876 (1989).
. Payne, 501 U.S. at 828-29, 111 S.Ct. 2597.
Dissenting Opinion
dissenting in which MEYERS and HOLCOMB, JJ., joined.
I agree that Article I, Section 14 of the Texas Constitution has been, and should continue to be, read to apply in the mistrial setting. I therefore agree with Parts I through III of the Court’s opinion. I dis
I. FEDERALISM
It has by now been established beyond serious debate that in construing provisions of our own constitution “we must ultimately follow our own lights.”
As the majority develops in Part III of its opinion, this Court’s predecessor, the Texas Court of Appeals, long ago held that the concept of jeopardy, as embodied in what is now Article I, Section 14 of the Texas Constitution, is broad enough to protect a defendant’s right to proceed to a final verdict, once the jury has been impaneled and sworn.
The majority acknowledges that an historical analysis of our own jeopardy provision would not shed any light on the question, either now or at the time Bander was decided.
II. PROSECUTORIAL MISCONDUCT
The criminal defendant’s right to have his trial completed by the tribunal originally selected to decide his fate, once jeopardy has attached, has never been regarded as absolute. Indeed, when first recognized by the Supreme Court in Wade v. Hunter, that right was immediately balanced against “the public’s interest in fair trials designed to end in just judgments.”
Because of the variety of circumstances that may make it necessary to discharge a jury before a trial is concluded, and because those circumstances do not invariably create unfairness to the accused, his valued right to have the trial concluded by a particular tribunal is sometimes subordinate to the public interest in affording the prosecutor one full and fair opportunity to present his evidence to an impartial jury. Yet in view of the importance of that right, and the fact that it is frustrated by any mistrial, the prosecutor must shoulder the burden of justifying the mistrial if he is to avoid the double jeopardy bar. His burden is a heavy one. The prosecutor must demonstrate “manifest necessity” for any mistrial declared over the objection of the defendant.18
Courts need not inquire about manifest necessity for a mistrial, however, when the defendant himself asks for or consents to it. The defendant’s consent signals his election to forego his right to proceed to verdict with the first tribunal even though prejudicial error may have been injected into the proceedings, and there is no jeopardy bar to reprosecution.
The defendant may reasonably conclude that a continuation of the tainted proceeding would result in a conviction followed by a lengthy appeal and, if a reversal is secured, by a second prosecution. In such circumstances, a defendant’s mistrial request has objectives not unlike the interests served by the Double Jeopardy Clause — the avoidance of the anxiety, expense, and delay occasioned by multiple prosecutions.20
The choice must be the defendant’s, to-wit: whether he believes his interest in avoiding anxiety, expense, and delay is better served by proceeding to verdict with the first tribunal, and possible acquittal, or by cutting the first prosecution short in order to proceed more expeditiously with a second. And in this context, “[t]he important consideration, for purposes of the Double Jeopardy Clause, is that the defendant retain primary control over” that decision.
At some point, of course, ordinary prose-cutorial error may rise to the level of prosecutorial misconduct. And, at some point, prosecutorial misconduct may become so egregious that it cannot fairly be said that the defendant has retained primary control over the decision whether to proceed to verdict or abort the proceedings. The question for decision in Oregon v. Kennedy was how to identify prosecuto-rial misconduct that is so manipulative that it deprives the defendant of a “meaningful” choice of which option best protects his interest in avoiding as much as possible the anxiety, expense, and delay inherent in criminal prosecution.
In Oregon v. Kennedy, the Supreme Court answered this query for Fifth Amendment purposes by holding that a criminal defendant loses primary control over the critical choice whether to proceed to verdict or abort only “where the governmental conduct in question is intended to ‘goad’ the defendant into moving for a mistrial[,]” and that only then “may a defendant raise the bar of double jeopardy to a second trial after having succeeded in aborting the first on his own motion.”
This is, in essence, what we held in Bauder,
III. DISREGARDING STARE DECISIS
As I break down the majority’s opinion, it has identified essentially six flaws in the Bauder analysis that, taken together, are serious enough to justify its demise. I do not share any of those concerns. I will respond to them in turn.
A. Only a Specific Intent to Provoke Mistrial Triggers Jeopardy Concerns
Like the Supreme Court in Oregon v. Kennedy, the majority believes that a specific prosecutorial intent to provoke a mistrial “is critical to determining whether [the prosecutor], rather than the defendant, has exercised primary control over whether a mistrial is sought.”
The majority argues that our earliest case law deemed the premature termination of a trial to implicate jeopardy concerns only because it was the functional equivalent of an acquittal,
B. Bauder Is Due Process in Double Jeopardy Clothing
The majority claims that, by focusing on the fact that a slightly lesser degree of prosecutorial culpability than specific intent may also compromise the defendant’s right to a fair trial before the first tribunal selected, the Court in Bauder “conflates the double jeopardy protection with more generalized notions of due process and due
Both the defendant and the State are entitled to one full and fair opportunity for trial. Ordinarily, double jeopardy entitles the defendant to proceed to verdict with the first tribunal selected. Manifest necessity or the defendant’s own consent may suffice to defeat his constitutional interest, but not otherwise. This means that sometimes the defendant must experience the anxiety, expense, and delay of a second trial even when his first trial was rendered unfair for reasons unattributable to him. But he should not necessarily have to suffer that consequence when the retrial was attributable to deliberate misconduct on the part of the prosecutor. When that misconduct so compromised the fairness of trial as to render mistrial inevitable, and the prosecutor was at least consciously indifferent to that result, the State may reasonably be said to have abused its one full and fair opportunity to present its evidence to an impartial tribunal, and it can no longer carry its burden to demonstrate that its interest in the jeopardy balance outweighs the defendant’s, even when it was the defendant who requested a mistrial. Thus, jeopardy principles are vindicated. It is true that the fairness that due process and due course of law guarantee may also be vindicated and that the prosecutor may feel he is being made to pay a heavy price for his misconduct. But these consequences are incidental to, and do not by any means displace, the jeopardy analysis.
C. Later Case Law Is Inconsistent with Bauder
The majority complains that if we were correct in Bauder to find a lesser prosecu-torial culpability to be sufficient to trigger jeopardy protection in the context in which the trial court grants a defendant’s motion for mistrial, we should also have held, as other jurisdictions have done, that even when the trial court erroneously denies the mistrial, we should bar retrial after the defendant successfully challenges his conviction on appeal.
D. The Bauder Standard Is Too Amorphous
I do not disagree with the majority that mistrials that result in a jeopardy bar ought to be relatively rare occurrences.
I cannot agree with the majority that, even as perfected, the standard articulated in Peterson will not adequately equip prosecutors to be able to tell that deliberate misconduct sufficient to trigger double jeopardy protection from that deliberate misconduct which is not.
E. Trial Court Will Stop Granting Mistrials
The majority fears that the overly “broad” standard in Bauder will cause trial courts to unduly hesitate to grant meritorious mistrials on account of the jeopardy consequences.
The majority observes that this tendency it perceives in trial courts to want to avoid mistrials could have been “ameliorate[d].”
F. Bauder Has Proven Unworkable
The majority documents at some length the “messy jurisprudence flowing from Bauder.”
IV. APPLICATION OF BAUDER/PETERSON
We originally remanded this cause to the court of appeals for its reconsideration in light of Peterson, which had come down after the court of appeals’ original opinion.
CONCLUSION
The majority’s bottom-line seems to be that the Bauder/Peterson standard is too broad, and not adequately tethered to legitimate double jeopardy principles.
. 921 S.W.2d 696 (Tex.Crim.App. 1996).
. Olson v. State, 484 S.W.2d 756, 762 (Tex.Crim.App. 1969). See also Heitman v. State, 815 S.W.2d 681 (Tex.Crim.App. 1991); Bauder v. State, supra, at 700-01 (Clinton, J., concurring).
. 982 S.W.2d 431 (Tex.Crim.App. 1998).
. Tex. Const, art. I, § 14 (“No person, for the same offense, shall be twice put in jeopardy of life or liberty, nor shall a person be again put upon trial for the same offense, after a verdict of not guilty in a court of competent jurisdiction.”).
. Wade v. Hunter, 336 U.S. 684, 689, 69 S.Ct. 834, 93 L.Ed. 974 (1949).
. 456 U.S. 667, 102 S.Ct. 2083, 72 L.Ed.2d 416 (1982).
. Op. at 371.
. That precedent is less than "ideal” is no basis for overruling it, even when construing constitutional law, in which context stare de-cisis carries the least weight. Dickerson v. United States, 530 U.S. 428, 443, 120 S.Ct. 2326, 147 L.Ed.2d 405 (2000).
. Powell v. State, 17 Tex. Ct.App. 345 (1884).
. Wade v. Hunter, supra. See also Crist v. Bretz, 437 U.S. 28, 31, 98 S.Ct. 2156, 57 L.Ed.2d 24 (1978) ("The reason for holding that jeopardy attaches when the jury is empaneled and sworn lies in the need to protect the interest of an accused in retaining a chosen jury.”); id., at 45-47, 98 S.Ct. 2156 (Powell, J., dissenting) ("defendant’s valued right to have his trial completed by a particular tribunal” was first developed as constitutional doctrine by state courts during 19th century,
. Benton v. Maryland, 395 U.S. 784, 89 S.Ct. 2056, 23 L.Ed.2d 707 (1969).
. E.g., Chvojka v. State, 582 S.W.2d 828 (Tex.Crim.App. 1979); Anderson v. State, 635 S.W.2d 722 (Tex.Crim.App. 1982); Collins v. State, 640 S.W.2d 288 (Tex.Crim.App. 1982); Crawford v. State, 703 S.W.2d 655 (Tex.Crim.App. 1986).
. Op. at 354.
. 400 U.S. 470, 485 n. 12, 91 S.Ct. 547, 27 L.Ed.2d 543 (1971) ("[W]here a defendant’s mistrial motion is necessitated by judicial or prosecutorial impropriety designed to avoid an acquittal, reprosecution may well be barred.”).
. 424 U.S. 600, 609, 96 S.Ct. 1075, 47 L.Ed.2d 267 (1976) ("The important consideration, for purposes of the Double Jeopardy Clause, is that the defendant retain primary control over the course to be followed in the event of [judicial or prosecutorial] error.”).
. 434 U.S. 497, 508, 98 S.Ct. 824, 54 L.Ed.2d 717 (1978) ("[T]he strictest [constitutional] scrutiny is appropriate ... when there is reason to believe that the prosecutor is using the superior resources of the State to harass or to achieve a tactical advantage over the accused.”).
. Id. at 505, 98 S.Ct. 824.
. United States v. Dinitz, supra.
.See Oregon v. Kennedy, supra, at 689, 102 S.Ct. 2083 (Stevens, J., concurring in the judgment) (it is sufficient to invoke double jeopardy protections that "the court is persuaded that egregious prosecutorial misconduct has rendered unmeaningful the defendant's choice to continue or to abort the proceedings”).
. Arizona v. Washington, supra, at 505, 98 S.Ct. 824.
. Other state courts, both before and after our holding in Bauder, have construed their own state constitutional jeopardy provisions more protectively than Oregon v. Kennedy construed the Fifth Amendment protection, each essentially finding that an intent to goad the defendant into a mistrial is not the only degree of prosecutorial culpability sufficient to trigger double jeopardy protection. E.g., State v. Kennedy, 295 Ore. 260, 666 P.2d 1316 (1983); Pool v. Superior Court, 139 Ariz. 98, 677 P.2d 261 (1984); Commonwealth v. Smith, 532 Pa. 177, 615 A.2d 321 (1992); State v. Breit, 122 N.M. 655, 930 P.2d 792 (1996); State v. Rogan, 91 Hawai'i 405, 984 P.2d 1231 (1999); People v. Batts, 30 Cal.4th 660, 68 P.3d 357, 134 Cal.Rptr.2d 67 (2003).
.See Oregon v. Kennedy, supra, at 686, 689-690, 102 S.Ct. 2083 (Stevens, J., concurring in the judgment).
. Op. at 359.
. In Ex parte Peterson, 117 S.W.3d 804, 817 (Tex.Crim.App. 2003), we elevated the level of prosecutorial culpability to "conscious disregard for a substantial risk that” the prosecutor’s deliberate misconduct would provoke a mistrial. (Emphasis added.) I have no quarrel whatsoever with this adjustment to the standard, and I joined the per curiam majority in Peterson.
. See Powell v. State, supra, at 351.
. Op. at 359.
. Op. at 358.
. See Peter J. Henning, Prosecutorial Misconduct and Constitutional Remedies, 77 Wash. U.L.Q. 713, 811-817 (1999) (state cases extending state constitutional jeopardy protections to cover lesser degrees of prosecuto-rial culpability than Oregon v. Kennedy found to have jeopardy implications for Fifth Amendment purposes "really are responding to the broader problem of finding an effective means to punish prosecutorial misconduct”).
. Op. at 359, 364-65, 371.
. 957 S.W.2d 9 (Tex.Crim.App. 1997).
. 977 S.W.2d 575 (Tex.Crim.App. 1997).
. See Rick A. Bierschbach, Note, One Bite at the Apple: Reversals of Convictions Tainted by Prosecutorial Misconduct and the Ban on Double Jeopardy, 94 Mich. L.Rev. 1346 (1996).
. See Ex parte Davis, supra, at 13 ("Applicant has not directed us to any cases ... where the Supreme Court has explicitly extended Oregon v. Kennedy to apply to instances where
. Op. at 362.
. Op. at 362-63.
. Op. at 363-64.
. This is not to say that the fact finder could not, under some circumstances, reasonably conclude that the prosecutor was simply unaware of the substantial risk, even though an ordinary prosecutor ought to have been aware of it, and his failure to perceive it constitutes a gross deviation from the standard of care that an ordinary prosecutor would exercise under the circumstances. See Tex Pen.Code § 6.03(d). To borrow from what we said in Peterson, supra, at 818: “just as a dog knows the difference between being kicked and being stumbled over, [prosecutors] can distinguish between intentional or reckless conduct and inadvertent or negligent mistakes.”
. Op. at 364-65.
. See Oregon v. Kennedy, supra, at 687 n. 22, 102 S.Ct. 2083 (Stevens, J. concurring in the judgment) (complaining that the majority' assumption that trial courts will be deterred from granting meritorious mistrials is "irrational”).
. Moreover, the argument that the Bauder standard will hurt defendants more than help them because it will make trial courts reluctant to grant meritorious mistrials was squarely raised in Presiding Judge McCor-mack’s dissenting opinion. 921 S.W.2d at 704. The Court considered this argument at the time and rejected it.
. Op. at 364.
. Id. at 364.
. Op. at 365-68.
. Id. at 367. See Ex parte Peterson, supra, at 823-25, 829-30 (Hervey, J., dissenting).
. One need look no further than Oregon v. Kennedy itself to see that it often takes the Supreme Court multiple opinions to hone a constitutional standard. In Kennedy the Supreme Court rejected language from a number of earlier opinions that would have provided federal jeopardy protection for mistrials caused by prosecutorial "overreaching.'' 456 U.S. at 677-79, 102 S.Ct. 2083.
. Op. at 368-69.
. 203 S.W.3d 317 (Tex.Crim.App. 2006).
. Op. at 370-71.
. Ex parte Lewis, 165 S.W.3d at 381-82.
.Op. at 370-71.
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