Pizzo v. State
Pizzo v. State
Opinion of the Court
OPINION
delivered the opinion for a unanimous Court.
Barry Louis Pizzo appealed his conviction for indecency with a child by contact, alleging that he was denied the right to a unanimous verdict because the indictment alleged breasts and genitals in the conjunctive and the instruction authorized a conviction if the jury found that he touched the breasts or genitals of the victim. Finding that the instruction properly charged different methods of commission disjunctively, the lower court affirmed.
Procedural Background
Pizzo was charged with, among other things, indecency with a child by contact in violation of Section 21.11(a)(1) of the Penal Code.
on or about the 21st day of June, 2001 ... did then and there, with the intent to arouse and gratify the sexual desire of said Defendant, intentionally and knowingly engage in sexual contact by touching the GENITALS AND BREASTS, of [A.S.], a child younger than 17 years of age and not the spouse of the Defendant.
The evidence presented at trial showed that on two separate occasions — one in A.S.’s house and one in Pizzo’s trailer—
the words ‘breast’ or ‘genitals’ in each, are charged obviously in the disjunctive. I’m requesting that they be charged in the conjunctive with an ‘and’ because otherwise, you don’t know if six jurors decided ‘genitals’ and six decided ‘breasts,’ and the possibility of a non-unanimous verdict because it’s charged in the same paragraph.
The trial judge overruled the objection and the charge submitted to the jury on Counts II and III read, in part, as follows:
if you find from the evidence, beyond a reasonable doubt, that on or about the 21st day of June, 2001 in Grimes County, Texas the defendant, BARRY LOUIS PIZZO, did then and there intentionally or knowingly engage in sexual contact with [A.S.] by touching the genitals or breasts of [A.S.], and [A.S.] was then and there under the age of seventeen years and not the spouse of the defendant, and that said act, if any, was committed with the intent on the part of the defendant to arouse or gratify the sexual desire of himself, then you will find the defendant guilty....
As to Count II, the jury found Pizzo guilty and sentenced him to nine years’ imprisonment and assessed a $7,000 fine. And, as to Count III, the jury found Pizzo not guilty.
Pizzo appealed his conviction under Count II and, in his sole point of error, he claimed that the trial judge erred “by overruling his objection to the court’s charge requesting that the terms ‘breast or genitals’ be charged in the conjunctive rather than in the disjunctive.”
although the indictment may allege the differing methods of committing the offense in the conjunctive, it is proper for the jury to be charged in the disjunctive. It is appropriate where the alternative theories of committing the same offense are submitted to the jury in the disjunctive for the jury to return a general verdict if the evidence is sufficient to support a finding under any of the theories submitted.7
In short, the court of appeals concluded that the touching of the breasts and genitals, which occurred during the same encounter, were not separate offenses but were only different means of committing the offense of indecency with a child by contact.
Law and Analysis
“Under our state constitution, jury unanimity is required in felony cases, and, under our state statutes, unanimity is required in all criminal cases.”
The unanimity requirement is not violated when the jury has the option of choosing between alternative modes of commission.
The version of the indecency with a child statute, Section 21.11, Penal Code, in effect when Pizzo committed the offense stated: “(a) A person commits an offense if, with a child younger than 17 years and not his spouse, whether the child is of the same or opposite sex, he: (1) engages in sexual contact with the child;... .”
Pizzo argues that the definition of sexual contact includes three “separate and discrete” offenses and that “the disjunctive pleading leaves all to speculate as to whether the verdict was truly unanimous — or whether the jurors were divided on that count or paragraph between the breast-touching and the genital-touching.” Pizzo therefore claims that this case is controlled by Francis, which “condemned this type of charge under these circumstances.” The State contends that the touching of the breast and genitals are different methods of committing the offense of indecency by contact “and therefore, may be proved disjunctively.” The State asserts: “Where both types of contact occur at the same time, they constitute a single act.” Because each incident involved the touching of the breasts and genitals, the State maintains that Francis is inapplicable.
Before we analyze the text of Penal Code Sections 21.11(a)(1) and 21.01(2), we consider our opinions in Kitchens, which the court of appeals relied on in affirming Pizzo’s conviction, and Francis, which Piz-zo relies on to support his claim of error by the court of appeals.
In Kitchens, we were called upon to decide whether the jury instruction, which set out two alternative ways of committing capital murder — in the course of sexual assault or robbery — in one application in the disjunctive when the two alternative theories had been alleged in separate paragraphs of the indictment in the conjunctive, failed to require a unanimous jury
In Francis, the indictment charged Francis, the appellant, with one count of indecency by contact.
In this case, unlike Francis, the breast-touching and genital-touching occurred during that same incident. With that in mind, we will now examine the statutory text of Sections 22.11(a)(1) and 21.01(2) to determine whether the offense of indecency by contact includes three separate offenses or a single offense with different methods of commission.
Parsing the text of Section 21.11(a)(1) according to the rules of grammar, we end up with the following breakdown:
*717 “A person” — subject (the defendant)
“commits” — verb
“an offense” — direct object
“if, with a child younger than 17 years and not his spouse, whether the child is of the same or opposite sex,” — prepositional phrase
“he” — subject
“engages in” — transitive verb phrase
“sexual contact” — direct object
“with a child” — prepositional phrase
The main verb here is “commits” and the direct object is “offense.” The direct object “offense” refers to the subsequent direct object “sexual contact.” Continuing, our breakdown of the definition of “sexual contact” produces the following:
“touching” — verb
“of’ — preposition
“the anus,” — direct object
“breast,” — direct object
“or” — conjunction
“any part of the genitals” — direct object
“of another person with intent to arouse or gratify the sexual desire of any person” — prepositional phrase
Although the statutory text does not include the preposition “by” as an introduction to the word “touching,” it is implied. To conceptualize this, the definition of “sexual contact” in Section 21.01(2) can be plugged into the text of Section 21.11(a)(1), resulting in the following: “(a) A person commits an offense if, with a child younger than 17 years and not his spouse, whether the child is of the same or opposite sex, he: (1) engages in sexual contact with the child [by] [‘any touching of the anus, breast, or any part of the genitals of another person with intent to arouse or gratify the sexual desire of any person.’];....”
Unlike murder, injury to a child, and criminal mischief where the result is the focus, the conduct is the focus of the definition of sexual contact. The definition of sexual contact specifies the nature of the conduct and the required mental state that leads to the result. In defining sexual contact, the Legislature placed limitations on the prohibited conduct by criminalizing only three specific types of acts. A person can engage in sexual contact by touching the anus, by touching the breast, or by touching the genitals with the requisite intent. Each one of these acts represents a different offense. Any alternative mode of commission relates to how the touching was effectuated, not where the touching occurred.
This determination comports with our decision in Vick v. State, in which we held that aggravated sexual assault, as defined in Section 22.021(a)(1)(B), Penal Code, is a conduct-oriented offense that proscribes separate and distinct acts of commission.
*718 The statute criminalizes many types of sexually assaultive conduct with a child. Yet, each section usually entails different and separate acts to commit the various, prohibited conduct. This specificity reflects the legislature’s intent to separately and distinctly criminalize any act which constitutes the proscribed conduct. An offense is complete when a person commits any one of the proscribed acts.42
Based on this determination, we held that “the Legislature, through the language of the statute, has rejected grouping aggravated sexual assaults by ‘transaction.’ ”
The definition of sexual contact bears some of the hallmarks we found determinative to our conclusion that Section 22.021(a)(l)(B)(i)-(iv) criminalizes different, specific types of conduct in Vick
Our recent analysis of the statute defining the offense of injury to a child in Section 22.04(a) of the Penal Code in Stuhler v. State
The verb “touching” in the definition of sexual contact serves the same function as the verb “causes” in Section 22.04(a) of the injury to a child statute. Each introduces the specific direct objects provided by the Legislature. The direct objects following the verb “causes” in the injury to a child statute focus on the result of a defendant’s act or omission. In the definition of sexual contact, in contrast, the direct objects are specific types of prohibited conduct, each of which are essential elements of the offense of indecency with a child by contact as defined in Section 22.11(a)(1).
Based on the foregoing, we hold that the Thirteenth Court of Appeals erred in holding that this case is controlled by our decision in Kitchens. Our analysis makes clear that the offense of indecency with a child by contact in Section 22.11(a)(1) is a conduct-oriented offense. “Sexual contact,” as defined in Section 22.01(B), criminalizes three separate types of conduct — touching the anus, touching the breast, and touching the genitals with the requisite mental state. Therefore, each act constitutes a different criminal offense and juror unanimity is required as to the commission of any one of these acts. Because the indictment charged Pizzo with touching the breasts and genitals of A.S. in the conjunctive, Pizzo’s right to a unanimous verdict was possibly violated by the trial judge’s jury instruction charging breasts and genitals in the disjunctive. Like the charge in Francis, the instruction here allowed the jury to convict Pizzo without reaching a unanimous verdict on the same act. It is possible that six jurors convicted Pizzo for touching the breasts of A.S. while six others convicted Pizzo for touching the genitals of A.S.
Conclusion
The trial judge’s jury instruction permitted a conviction on less than a unanimous verdict, and the court of appeals erred in holding otherwise. We therefore reverse the judgment of the court of appeals and remand this case to the court of appeals for a harm analysis.
. Pizzo v. State, No. 13-03-392-CR, 2005 Tex. App. LEXIS 5457, at *2-4, 2005 WL 1713380, at *1 (Tex.App.-Corpus Christi July 14, 2005) (not designated for publication).
. Tex. Penal Code Ann. § 21.11(a)(1) (Vernon Supp. 2000); Tex. Penal Code Ann. § 21.01(2) (Vernon Supp. 1989), Acts, 1979, 66th Leg., ch. 168, § 1, eff. Aug. 27, 1979.
. Pizzo, 2005 WL 1713380, at *1, 2005 Tex. App. LEXIS 5457, at *2.
. Id. 2005 WL 1713380, at ⅝2, 2005 Tex.App. LEXIS 5457, at *4.
. 823 S.W.2d 256, 258 (Tex.Crim.App. 1991).
. Pizzo, 2005 WL 1713380, at *1, 2005 Tex. App. LEXIS 5457, at *3-4.
. Id. 2005 WL 1713380, at *1, 2005 Tex.App. LEXIS 5457, at *4 (quoting Kitchens, 823 S.W.2d at 258 (omitting citations)).
. Id. 2005 WL 1713380, at *1, 2005 Tex.App. LEXIS 5457, at *3-4.
. 36 S.W.3d 121, 124-25 (Tex.Crim.App. 2000) (op. on reh'g).
. Ngo v. State, 175 S.W.3d 738, 745 (Tex.Crim.App. 2005) (citing Francis, 36 S.W.3d at 126 (Womack, J., concurring) (citing Tex. Const, art. V, § 13; Tex.Code Crim. Proc. Ann. arts. 36.29(a), 37.02, 37.03, 45.034-45.036)).
. Francis, 36 S.W.3d at 125 (citing United States v. Holley, 942 F.2d 916, 925 (5th Cir. 1991)); see also Ngo, 175 S.W.3d at 745.
. Jefferson v. State, 189 S.W.3d 305, 311 (Tex.Crim.App.), cert. denied, — U.S. -, 127 S.Ct. 386, 166 L.Ed.2d 276 (2006) (quoting State v. Johnson, 243 Wis.2d 365, 627 N.W.2d 455, 459-60 (2001) and citing Richardson v. United States, 526 U.S. 813, 817-19, 119 S.Ct. 1707, 143 L.Ed.2d 985 (1999)); Stuhler v. State, 218 S.W.3d 706, 718-19 (Tex.Crim.App. 2007); see also Vick v. State, 991 S.W.2d 830, 832-33 (Tex.Crim.App. 1999) (analyzing aggravated sexual assault statute, Section 22.021, Penal Code, to determine whether it criminalizes different offenses or a single offense with alternate modes of commission).
. Jefferson, 189 S.W.3d at 311 (quoting Johnson, 627 N.W.2d at 459-60 and citing Richardson, 526 U.S. at 817-19, 119 S.Ct. 1707); see also Stuhler, 218 S.W.3d at 718 (quoting Jefferson, 189 S.W.3d at 315-16 (Cochran, J., concurring)).
. Jefferson, 189 S.W.3d at 311 (quoting Johnson, 627 N.W.2d at 459-60 and citing Richardson, 526 U.S. at 817-19, 119 S.Ct. 1707); Stuhler, 218 S.W.3d at 718 (quoting Jefferson, 189 S.W.3d at 315-16 (Cochran, J., concurring)).
. Jefferson, 189 S.W.3d at 314-16 (Cochran, J., concurring); Stuhler, 218 S.W.3d at 718 (adopting the analytical construct provided by Judge Cochran in her concurring opinion in Jefferson).
. Jefferson, 189 S.W.3d at 316 (Cochran, J., concurring); Stuhler, 218 S.W.3d at 718
. Jefferson, 189 S.W.3d at 316 (Cochran, J., concurring).
. Jefferson, 189 S.W.3d at 315 (Cochran, J., concurring); Stuhler, 218 S.W.3d at 718 (quoting Jefferson, 189 S.W.3d at 316 (Cochran, J., concurring)).
. Jefferson, 189 S.W.3d at 316 (Cochran, J., concurring); Stuhler, 218 S.W.3d at 718 (quoting Jefferson, 189 S.W.3d at 316 (Cochran, J., concurring)).
. Kitchens, 823 S.W.2d at 258.
. Id.
. Tex. Penal Code Ann. § 21.11.
. Tex. Penal Code Ann. § 21.01 (currently codified at Tex. Penal Code Ann. § 22.11(c) (Vernon 2003), Acts 77th Leg., ch. 739 § 2, eff. Sept. 1, 2001).
. 823 S.W.2d at 257.
. Id. at 258.
. Id. at 258 n. 2.; see also Martinez v. State, 129 S.W.3d 101, 103 (Tex.Crim.App. 2004) (holding that the unanimity requirement was not violated where jury was charged in the disjunctive on alternate theories of committing capital murder).
. 36 S.W.3dat 122.
. Id.
.Id.
. Id. at 123.
. Id. at 122.
. Id.
. Id. at 124.
. Id.
. Id. at 125.
. Id.
. Id. at 831.
. Id. at 833.
. Id.
. Id.
. Id.
. Id.
. See also Haight v. State, 137 S.W.3d 48, 50-51 (Tex.Crim.App. 2004) (relying on Vick in holding that the statute defining the offense of official oppression, Section 39.03, Texas Penal Code, is a "conduct-oriented statute that criminalizes several different types of conduct, each of which, if committed, would cause a different type of harm to a victim.”).
.Vick, 991 S.W.2d at 833.
. Id.
. Id. at 718.
. Id. at 719.
. Almanza v. State, 686 S.W.2d 157 (Tex.Crim.App. 1984).
Concurring Opinion
filed a concurring opinion in which JOHNSON and COCHRAN, JJ., joined.
I agree with the majority that indecency with a child is a conduct-oriented offense. But I am less sure that the statutory definition of “sexual contact” in Section 21.01(2) of the Penal Code, as it read prior to amendment in 2001,
I would readily agree with the majority if the penal provision read as follows:
A person commits an offense if, with a child younger than 17 years and not his spouse, whether the child is the same or opposite sex, he ... touches the anus, breast, or any part of the genitals of the child with intent to arouse or gratify the sexual desire of any person.
The so-called “gravamen” of this hypothetical offense is obvious; the statute is clearly designed to penalize specifically enumerated conduct, i.e., the touching of certain body parts of a child, with a specific lascivious intent. But this is not the statute we are dissecting today in our endeavor to divine legislative intent. The statute actually before us reads:
A person commits an offense if, with a child younger than 17 years and not his spouse, whether the child is of the same or opposite sex, he ... engages in sexual contact with the child.
“Sexual contact” is defined, in turn, to mean “any touching of the anus, breast, or any part of the genitals of another person with intent to arouse or gratify the sexual desire of any person.” It is far less clear to me whether this bisected way of articulating the offense of indecency with a child was intended by the Legislature to define three offenses (touching the anus, breast, or genitals of a child, with lascivious intent), or one offense (engaging in sexual contact) that can be committed by any one (or more) of three manner and means (by touching the anus, breast, and/or genitals of a child, with lascivious intent).
It would not suffice simply to say that, because the definition of “sexual contact” in Section 21.01(2) expressly provides for three specific areas of the body the touching of which will constitute an offense, those three bodily areas constitute elements of separate instances of indecency with a child, even if committed during the same incident. It would not suffice because merely by providing for statutory alternatives, the Legislature does not necessarily tell us that separate offenses are intended, as opposed to different manner and means of committing a single offense. I can say this because on many occasions we have held in the context of construing the capital-murder statute that the predicate felony offenses specifically enumerated in Section 19.03(a)(2) of the Penal Code (kidnapping, burglary, robbery, aggravated sexual assault, arson, etc.) do not constitute elements of separate offenses, but are merely manner and means of commit
So how do we tell? Ostensibly, the majority relies upon the methodology for determining whether statutory alternatives constitute “elements” or “manner and means” that was first articulated by Judge Cochran in her concurring opinion in Jefferson v. State,
In sum, we must return to eighth grade grammar to determine what elements the jury must unanimously find beyond a reasonable doubt. At a minimum, these are: the subject (the defendant); the main verb; and the direct object if the main verb requires a direct object (i.e., the offense is a result-oriented crime) ... Generally, adverbial phrases, introduced by the preposition “by,” describe the manner and means of committing the offense. They are not the gravamen of the offense, nor elements on which the jury must be unanimous.7
But applying this methodology to the statute before us today would seem to call for the opposite result from that which the majority reaches, namely, that the statutory definitions of sexual contact operate as manner and means of committing the offense of indecency with a child, rather than elements.
The main verb of the statute as written is “engages.” Clearly that is an element. It is a transitive verb, meaning that it requires a direct object to complete the meaning of the sentence. Therefore, the direct object, “sexual contact,” is also elemental. According to the Jejferson/Stuhler methodology, a jury would have to be unanimous with respect to these elements in order to convict. The definition of “sexual contact,” however, seems to operate much like an adverbial phrase: a person engages in sexual contact “by5’ touching the anus, breast, or genitals, with lascivious intent. And indeed, the majority seems to acknowledge as much.
The majority says no. The majority avoids the implication of the definition of sexual contact operating as an adverbial phrase by skipping over the main verb in the statute (“engages”) and treating the gerund in the adverbial phrase (“touching”) as if it were the main transitive verb in the statute, and then regarding what it takes to be the direct objects of that transitive verb (anus, breast, or genitals) as elements of the offense.
Given that it is apparent that at least a part of the “gravamen” of the offense (the specific intent) appears in the definition, it is appropriate that we should modify our application of the Jefferson/Stuhler methodology. It is obvious that “engages in sexual contact” is insufficient to fully delineate the “gravamen” of the offense, and it is necessary to proceed to the definition of sexual contact. Although the word “touching” in the definition is a gerund and works grammatically as a noun, it is acceptable to treat it as a transitive verb, and to regard the direct objects of that transitive verb, in accordance with Jefferson/Stuhler, as a description of what constitutes the offense, not just how the offense may be committed. By this reckoning it is appropriate to conclude, as the majority does, that anus, breast, and genitals constitute elements of indecency with a child under former Section 21.11(a)(1) of the Penal Code, rather than merely manner and means of committing sexual contact.
With that understanding, I join the Court’s judgment.
. Tex. Penal Code § 21.01(2), before it was amended in 2001, read: " ‘Sexual contact’ means any touching of the anus, breast, or any part of the genitals of another person with intent to arouse or gratify the sexual desire of any person." See now Acts 2001, 77th Leg., ch. 739, § 1, p. 1463, eff. September 1, 2001.
. Tex. Penal Code § 21.11(a)(1) read, prior to amendment in 2001, “A person commits an offense if, with a child younger than 17 years and not his spouse, whether the child is of the
. Presumably the majority would also hold, were the issue before us, that for jeopardy purposes an accused could also be convicted and/or punished for more than one instance of indecency with a child under these same circumstances. It should be reasonably clear after our recent opinion in Villanueva v. State, 227 S.W.3d 744 (Tex.Crim.App. 2007), that legislative intent vis-a-vis jury unanimity will correlate with legislative intent vis-a-vis double-jeopardy analysis. There we observed that "[w]e doubt that the Legislature could have meant for us to construe the 'act or omission’ alternative of Section 22.04(a) of the Penal Code as merely alternative means of committing the same offense for jury-unanimity purposes, but as full-blown separate offenses, authorizing multiple punishments, for purposes of double jeopardy analysis.” Id. at 747.
. E.g., Kitchens v. State, 823 S.W.2d 256, 257-58 (Tex.Crim.App. 1991); Martinez v. State, 129 S.W.3d 101, 103 (Tex.Crim.App. 2004).
. 189 S.W.3d 305, at 314-16 (Tex.Crim.App. 2006) (Cochran, J., concurring).
. 218 S.W.3d 706, at 717-19 (Tex.Crim.App. 2007).
. Id. at 718, quoting Jefferson v. State, supra, at 315-16 (Cochran, J., concurring).
. "Although the statutory text does not include the preposition ‘by’ as an introduction to the word ‘touching,’ it is implied.” Majority Opinion, at 717.
. Id. (Op. at 719).
. Though both Jefferson and Stuhler involved a result-oriented offense, neither the Jefferson concurrence nor the Stuhler majority that adopted it suggests that the methodology
. 189 S.W.3d at 315 ("The use of the prepositional word ‘by’ in either a statute or an indictment is a tip-off that probably (eighth grade teachers are rarely dogmatic and always leave the door open for idiosyncracies) the phrase will be a description of how [i.e., manner and means, not elemental] the offense was committed.").
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