Hollander, Joe Shawn
Hollander, Joe Shawn
Opinion of the Court
OPINION
delivered the opinion of the Court
The Eleventh Court of Appeals held that the appellant did not suffer egregious harm when the trial court failed to instruct the jury that it must find certain predicate facts to be true to a level of confidence beyond a reasonable doubt before relying upon a statutory presumption to convict him.
BACKGROUND
The Statutory Presumption
A jury convicted the appellant of criminal mischief for tampering with a metering device in order to divert electricity, which he did not pay for, to the house in which
The Evidence at Trial
The indictment alleged that, “on or about April 26, 2010,” the appellant tampered with an electric meter device, diverting power “by installation of two wires for such purpose.” The jury charge tracked the indictment in this regard. An employee of the electric company testified that, sometime in late February 2010, he turned off the electricity to the Cisco house and sealed the meter box. On March 4, 2010, he noted that the seal had been broken and the power turned back on. This time, as the court of appeals describes it, “[h]e removed the meter, put a plastic cover over it, and closed the account.”
On April 25, 2010, the appellant received a citation for a minor offense unrelated to the tampering charge. The officer who issued the citation testified that the appellant listed the Cisco house as his residence. Moreover, the officer had seen the appellant going in and out of that house and
The trial court did instruct the jury generally regarding the use of the presumption.
On Direct Appeal
On appeal, the State conceded, and the court of appeals held, that the trial court erred by failing to charge the jury that the State had to prove the predicate facts beyond a reasonable doubt.
EGREGIOUS HARM UNDER ALMANZA
To determine whether the record establishes that the appellant suffered egregious harm, a reviewing court must
The Jury Charge Itself
Nowhere did the jury charge specifically inform the jurors of the degree of confidence to which they must be convinced of the facts underlying the presumption before they could return a guilty verdict. The jury charge did instruct the jury appropriately with respect to the State’s general burden to prove all of the constituent elements of the offense beyond a reasonable doubt. But, as the court of appeals pointed out, this general instruction “[a]lone ... did not remedy the error in the charge.”
The Conduct of Counsel
Nothing that the parties said or did during the course of trial tended to remedy the deficiency. No mention was made of the burden of proof with respect to the presumption during voir dire; the prosecutor and defense counsel simply asserted that the State “must prove [the appellant’s] guilt beyond a reasonable doubt.” During opening statements, neither side mentioned anything about the level of confidence by which the jury must believe the predicate facts, only reminding the jury in a general way that the State carries the burden of proof. Finally, neither party’s summation properly articulated the correct standard of proof with respect to the presumption.
It is true that during his final argument the prosecutor told the jury on several occasions that the State had to supply “corroborating” evidence to prove the presumption,
Contested Issues and Relative Weight of Probative Evidence
The court of appeals concluded that there was no egregious harm because it perceived that “the great weight of the evidence supports the facts giving rise to the presumption.”
The State made no determined effort to establish the appellant’s guilt independently of the Section 28.03(c) presumption, and the evidence that it proffered as predicate facts to support that presumption was purely circumstantial. Therefore, the critical issue at trial was whether the State could prove the predicate fact that the appellant received the “economic benefit” of the diverted services. That, in turn, depended on whether the State showed that power had been diverted to the Cisco house during the periods of time that the evidence also showed that the appellant resided there — an issue vigorously contested at trial.
Addressing the Dissent: Does the Application Paragraph Fix the Problem?
The dissent argues that, considering the application paragraph in the jury charge together with the jury’s verdict finding the appellant guilty, it is apparent that the jury necessarily found that he was the one who “tampered” with the electric meter device to the requisite level of confidence without resort to the flawed presumption instruction.
CONCLUSION
It was never communicated to the jury in any form that it must believe the evidence substantiating the presumption beyond a reasonable doubt before it could convict the appellant. Neither the balance of the jury charge itself nor the conduct of the parties served to correct the deficiency. Moreover, the facts giving rise to the presumption were hotly contested, and we therefore reject both the court of appeals’s finding that the great weight of the evidence established the predicate facts and its implicit conclusion that the jury probably would have found those predicate facts to be true to the requisite level of confidence — beyond a reasonable doubt — had it been required to do so. Considering all of these Almanza factors, we hold that the error in the jury charge both affected the very basis of the case and deprived the appellant of a valuable right, ultimately depriving him of a fair and impartial trial.
Accordingly, we reverse the judgments of the court of appeals and the trial court and remand the cause for a new trial.
COCHRAN, J., filed a concurring opinion.
. Hollander v. State, 406 S.W.3d 567, 578 (Tex.App.-Eastland 2012).
. See Tex Penal Code § 28.03(b)(4)(D). The house to which the services were allegedly diverted was located at 300 West 6th Street in Cisco, Texas, and the account for the electric utility was in the name of "John Coslett." We will hereinafter simply call it "the Cisco house.”
. Id.; Tex. Penal Code § 28.03(a)(2).
. Tex. Penal Code § 28.03(c).
. Tex. Penal Code § 2.05(a)(1).
. Tex. Penal Code § 2.05(a)(2). The proper charge to the jury should have included the following admonishments before the court entrusted the issue to the jury:
(2) If the existence of the presumed fact is submitted to the jury, the court shall charge the jury, in terms of the presumption and the specific element to which it applies, as follows:
(A) that the facts giving rise to the presumption must be proven beyond a reasonable doubt;
(B) that if such facts are proven beyond a reasonable doubt the jury may find that the element of the offense sought to be presumed exists, but it is not bound to so find;
(C) that even though the jury may find the existence of such element, the state must prove beyond a reasonable doubt each of the other elements of the offense charged; and
(D) if the jury has a reasonable doubt as to the existence of a fact or facts giving rise to the presumption, the presumption fails and the jury shall not consider the presumption for any purpose.
. Hollander, 406 S.W.3d at 571.
. Id. at 572.
. That is to say, the jury was instructed specifically in the terms of Section 28.03(c) of the Penal Code. Tex. Penal Code § 28.03(c). Thus, the jury was told that
[i]t is presumed that a person who is receiving the economic benefit of public communications, public water, gas, or power supply, has knowingly tampered with the tangible property of the owner if the communication or supply has been diverted from passing through a metering device, prevented from being correctly registered by a metering device, [or] activated by any device installed to obtain public communications, public water, gas, or power supply without a metering device.
However, none of the instructions mandated by Section 2.05(a)(2) of the Penal Code, which explains to jurors how to implement such a presumption, were given. See note 6, ante.
. Hollander, 406 S.W.3d at 577.
. Almanza v. State, 686 S.W.2d 157, 171 (Tex.Crim.App. 1985) (opinion on reh’g).
. Hollander, 406 S.W.3d at 578.
. Almanza, 686 S.W.2d at 171.
. Warner v. State, 245 S.W.3d 458, 464 (Tex.Crim.App. 2008).
. Hollander, 406 S.W.3d at 577 (citing State v. Lewis, 151 S.W.3d 213, 223 (Tex.App.-Tyler 2004)). Cf. Francis v. Franklin, 471 U.S. 307, 319-20, 105 S.Ct. 1965, 85 L.Ed.2d 344 (1985) (general instructions with respect to the burden of proof and presumption of innocence "d[id] not dissipate the error in the challenged portion of the instructions” that shifted the burden of proof with respect to the element of intent in an unconstitutional manner).
. Throughout trial, the State characterized the evidence it proffered to supply predicate facts in support of the presumption as "corroborating” evidence. Strictly speaking, corroborating evidence is "evidence that differs from but strengthens or confirms what other evidence shows.” Black's Law Dictionary 636 (9th ed. 2009). Thus, evidence "corroborating” the presumption would best be understood to mean evidence of the appellant's guilt that is altogether independent of the presumption. In any event, even if the jury understood the prosecutor’s references to "corroborating” evidence to mean the predicate facts in support of the presumption, use of the term certainly did nothing to remedy the deficiency of the court’s charge insofar as it failed to inform the jury of the level of confidence in the predicate facts necessary to trigger its use of the presumption.
. Hollander, 406 S.W.3d at 578.
. Id.
. Cf. Casanova v. State, 383 S.W.3d 530, 534 & n. 18 (Tex.Crim.App. 2012) (concluding that the fact that the evidence was legally sufficient to support the jury verdict does not resolve the egregious harm question under Almanza); Stuhler v. State, 218 S.W.3d 706, 719 (Tex.Crim.App. 2007) (same).
. The court of appeals treated as relevant to its sufficiency analysis the fact that the meter box was discovered to have been tampered with on March 4th, and it therefore looked to the evidence showing that the appellant was living in the house shortly before that date. Hollander, 406 S.W.3d at 575. For two reasons, we conclude that this was a mistake. First of all, the State’s evidence does not show that power was "diverted ... by installation of two wires for such purpose” on March 4th. Therefore, the evidence could not support a conviction for any tampering that occurred on or before that date under the specific allegations in the indictment as incorporated in the jury charge. Second, and perhaps more critically, there was no evidence that power was "diverted” at all on March 4th — the meter had simply been "turned back on,” according to the power-company witness. Under these circumstances, the statutory presumption contained in Section 28.03(c) would not seem to apply, since the presumption can apply only to scenarios in which power is "diverted from passing through a metering device[,]” "prevented from being correctly registered by a metering device[,]” or "activated by any device installed to obtain ... power supply without a metering device.” Tex Penal Code § 28.03(c)(1)-(3).
. The application paragraph authorized the jury to convict the appellant in the event that it should find that he:
did then and there, intentionally or knowingly tamper with tangible property, to-wit: an electric meter device, without the effective consent of the owner, Russ Green, and did then and there cause the pecuniary loss of less than $20,000 to the said owner, and did then and there intentionally or knowingly cause to be diverted, in whole or in part, public power supply by installation of two wires for such purposed]
. Dissenting Opinion at 756-57.
. See, e.g., Stuhler, 218 S.W.3d at 719.
Concurring Opinion
OPINION
filed a concurring opinion.
I join the majority opinion. I write separately to emphasize that appellant suffered egregious harm in this case because of the improper use of a permissive presumption that was given to the jury as an unconstitutional mandatory presumption. The moral of this story is that trial judges should not include a reference to any statutory presumption in the jury charge unless they have very carefully included all of the language of Section 2.05(a)(2) of the Penal Code which deals with charging the jury on presumptions.
In this case, for example, the jury charge began with a statement of the applicable law concerning criminal mischief. The very next paragraph set out the statutory presumption.
Thus, at the very beginning of the charge the jury is told that, if someone received the economic benefit of the electricity, the jury is to presume that he was the person who knowingly tampered with the electric meter and diverted the electricity without paying for it. Nothing in this written charge informs the jury that it must first find, beyond a reasonable doubt, that the defendant did, in fact, receive the economic benefit of the electricity. And nothing in the jury charge tells the jury that it may, but need not, apply the presumption. This is the language of a mandatory presumption: If X benefitted from the unpaid-for electricity, he tampered with the meter.
A mandatory presumption is unconstitutional.
First, the reviewing court must determine the nature of the specific presumption or inference; only those presumptions that are clearly and explicitly permissive rather than mandatory pass constitutional muster.
Second, the reviewing court must analyze the jury instructions as a whole to determine whether those instructions set out a permissive presumption.
Third, the jury instructions must clearly inform the jury that it is free to accept or reject the elemental or presumed fact, and the instruction imposes no evidentiary burden on the defendant.
Fourth and finally, the instructions must clearly inform the jury that the State had the burden to prove, beyond a reasonable doubt, both the base fact (that appellant received an economic benefit from the unpaid-for electricity) and all of the elements of the offense. As a practical matter, the jury instructions should never imply that the defendant has any duty to rebut the presumption or basic facts (i.e., the jury should not be instructed that “the law presumes X from proof of Y, but that presumption may be rebutted”).
With these comments, I join the majority-
KELLER, P.J., filed a dissenting opinion in which KEASLER and HERVEY, JJ„ joined.
I agree with the court of appeals that the unobjected-to error in the jury charge did not result in egregious harm. I therefore respectfully dissent.
The application paragraph of the jury charge in this case refers to each of the three components of the statute that the State was required to prove. The jury was instructed that it must find each component beyond a reasonable doubt:
[If] you believe from the evidence beyond a reasonable doubt that the defendant, JOE SHAWN HOLLANDER:
(1) did then and there, intentionally or knowingly tamper with tangible property, to-wit: an electric meter device, without the effective consent of the owner, Russ Green,
(2) and then and there cause pecuniary loss of less than $20,000 to the said owner,
(3) and did then and there intentionally or knowingly divert or cause to be diverted, in whole or in part, public power supply by installation of two wires for such purpose,
then you will find the Defendant guilty of the offense of Criminal Mischief[.]1
Because the jury found appellant guilty, we know that it found each of these three facts to be true beyond a reasonable doubt. The error in the jury charge, however, affected only the first of these facts, and so cast doubt only on that finding. That is, even if the jury was misled about the
There was no dispute about whether tampering had occurred in this case. The contested issue was identity. In finding beyond a reasonable doubt that appellant was the person who diverted the public power supply, the jury resolved the only contested issue in a manner that was not tainted by the error in the charge.
Finally, in order to find even some harm, one would have to conclude that the jury could believe beyond a reasonable doubt that appellant diverted the power supply but, at the same time, have a reasonable doubt that he received the economic benefit of the power supply. While, theoretically, a jury might have drawn such a conclusion, the fact that the jury decided the only contested issue against appellant as to the diversion makes it pretty clear that appellant was not harmed at all, much less egregiously harmed, by the jury-charge error.
Since the jury could not rationally have found that appellant knowingly or intentionally installed the wires which diverted the power around the metering device without also finding that the defendant tampered with the property of another, the error in the jury charge did not result in egregious harm.
I respectfully dissent.
. See Majority Op. at n. 6 supra for the content of Section 2.05(a)(2).
.The first section of the jury charge read as follows:
A person commits the offense of Criminal Mischief — Diversion of Public Service less than $20,000 if, without the effective consent of the owner, he causes to be diverted in whole, in part, or in any manner, including installation or removal of any device for any such purpose, any public communications or public gas or power supply and the amount of pecuniary loss is less than $20,000.
It is presumed that a person who is receiving the economic benefit of public communications, public water, gas, or power supply, has knowingly tampered with the tangible property of the owner if the communication or supply has been diverted from passing through a metering device, prevented from being correctly registered by a metering device, ... [or] activated by any device to obtain public communications, public water, gas, or power supply without a metering device.
. See Francis v. Franklin, 471 U.S. 307, 314-15, 105 S.Ct. 1965, 85 L.Ed.2d 344 (1985) (a mandatory presumption violates the Due Process Clause if it relieves the government of the burden of persuasion on an element of the offense).
. In this case, for example, a reasonable jury might well reject use of the permissive presumption because, although evidence supported a finding that appellant lived at the house during part of this time period, the evidence also showed that this house (which appellant neither owned or rented) was a “flop house” in which various transients who "needed a place to stay” were living and using drugs. Some evidence showed that there was no electricity at the house during the times that witnesses saw appellant there. The transients would also have received an
. Francis, 471 U.S. at 313-25, 105 S.Ct. 1965; Sandstrom v. Montana, 442 U.S. 510, 524, 99 S.Ct. 2450, 61 L.Ed.2d 39 (1979); Ulster County Court v. Allen, 442 U.S. 140, 157-63, 99 S.Ct. 2213, 60 L.Ed.2d 777 (1979); see also Ward v. State, 72 S.W.3d 413, 419 (Tex.App.-Fort Worth 2002, no pet.) (discussing the constitutional distinction between mandatory presumptions and permissive inferences).
. Francis, 471 U.S. at 314-15, 105 S.Ct. 1965.
. Id. at 315, 105 S.Ct. 1965.
. Id.
. See Carella v. California, 491 U.S. 263, 265, 109 S.Ct. 2419, 105 L.Ed.2d 218 (1989) (per curiam) (holding a jury instruction to be an unconstitutional mandatory presumption that stated “a person 'shall be presumed to have embezzled’ a vehicle if it is not returned within five days of the expiration of the rental agreement; and second, that 'intent to commit theft by fraud is presumed’ from failure to return rented property within 20 days of demand.”).
. Ulster County Court, 442 U.S. at 160-62, 99 S.Ct. 2213.
. Instead of running the risk of improperly charging the jury, the experienced prosecutor may prefer to omit any reference to presumption in the written instructions and simply argue the common-sense of the presumption: "Ladies and gentlemen, it is only common sense that the person who will benefit from diverting electric power without paying for it is the very same person who tampered with the electric meter. Donja know that appellant, who was sometimes living at that property — a house that belonged to his deceased father but was now being used as a flop house for appellant and his friends — benefited by having free electricity and that he is the person who, not once, but twice, diverted electric power from the meter into his father’s house for the benefit of himself and his friends.” The defense can hardly complain that it is not common sense to come to that conclusion when a statutory presumption sets out the proposition.
. These constitutional concerns apply only to statutory presumptions that benefit the State, not to presumptions that might benefit the defendant. See Tex. Penal Code § 2.05(b).
. Emphasis and numbering added.
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