Cornelius J. J. v. Hous. Indep. Sch. Dist.
Cornelius J. J. v. Hous. Indep. Sch. Dist.
Opinion of the Court
This is one of many cases asking a court to determine if a public school has met its obligation under the Individuals with Disabilities Education Act,
Based on careful consideration of the pleadings; the parties' motions, responses, and replies; the record; the arguments of counsel; and the applicable law, the court grants the District's motion for summary judgment and denies C.J.'s cross-motion. The issues presented and the reasons for the ruling are analyzed below.
I. Background
C.J. is now a 17-year old high-school student in the Houston Independent School District. (Docket Entry No. 6-1 at 55). C.J. qualifies for special education services. His diagnoses include autism, emotional disturbance, and attention-deficit hyperactivity disorder. (Docket Entry No. 6-1 at 57, 94). C.J. attended FM Black Middle School for 8th grade during the 2014-2015 school year, when he was 14 years old. (Docket Entry No. 27-1 at 2). In October 2014, the District held C.J.'s annual Admission, Review, and Dismissal (ARD) meeting to discuss his Individualized Education Plan. (Docket Entry No. 6-19 at 23). The ARD Committee heard from C.J., his teacher, Ms. O'Finan, and C.J.'s parents, (Id. at 54, 61, and 63), and decided on a Plan to address C.J.'s academic, vocational, and behavioral needs. (Id. at 23-58). The Plan included steps for post-high school transition work, based on C.J.'s interest in a law-enforcement career. (Id. at 30, 38, 61). The Plan included specific considerations of C.J.'s autism diagnosis, as required by the Texas Autism Supplement, a regulation that provides 11 strategies that an ARD Committee must consider when crafting a Plan for a student with autism. (Id. at 41);
In November 2014, C.J.'s behavior began to deteriorate. Ms. O'Finan, who taught him Skills for Living and Learning, met with C.J.'s mother to discuss his behavior. (Docket Entry No. 27-6 at 1). In *682January 2015, C.J.'s mother complained to the school that C.J. was being harassed and bullied, including by his teachers' assistants. (Docket Entry No.27-14at5-6). She complained that the harassment had caused C.J. to "melt down" the day before. (Id. ). C.J.'s mother wanted her son to be "placed in homebound" because of bullying at school. (Id. ). A few days later, C.J.'s parents began keeping him home from school. (Docket Entry No. 27-3 at 4). The school worked with the parents to accommodate their request for homebound services, but ultimately denied the request during an ARD meeting on April 30, 2015. The stated reason was the absence of documents from C.J.'s doctors to show that he was confined to home and unable to attend school due to a medical need. This documentation is required to qualify a student for homebound services under the District's written policy. (Docket Entry Nos. 27-9 at 33; 27-14 at 11-21; 27-19 at 6-40). By April 2015, C.J. had missed a significant amount of the spring semester.
At the April 2015 meeting, the ARD Committee created a transition plan to facilitate C.J.'s return to school. (Docket Entry No. 27-9 at 5). C.J. returned to school for one day in May 2015, but his parents continued to keep him home after that. (Docket Entry No. 52-2 at 289). Another ARD meeting was held in June to discuss whether C.J. should advance to 9th grade. (Docket Entry No. 27-20). The ARD Committee recommended that C.J. participate in Extended School Year Services over the summer to make up for his absence in the spring semester. (Docket Entry No. 27-20 at 17). The District contacted C.J.'s parents to inform them that he had been approved for Extended School Year Services. (Docket Entry No. 27-6 at 4). An email exchange between the District and C.J.'s mother about where C.J. would get these services followed, but C.J. never attended the program. (Docket Entry No. 6-24 at 74-76).
The ARD Committee met again in August 2015 to discuss C.J.'s transition to the 9th grade at Booker T. Washington High School. (Docket Entry No. 6-20 at 89). C.J.'s new Individualized Education Plan added compensatory time to make up for C.J.'s absences in the 8th grade and steps to continue revising the Plan goals based on information that was unavailable because of his absences. (Docket Entry No. 6-21 at 20-21).
The first few weeks of 9th grade went smoothly, until C.J. punched another student. (Docket Entry No. 52-2 at 413). C.J.'s parents again kept him home from school for a few days. (Docket Entry No. 26-6 at 5). The District reevaluated C.J. on October 28, 2015. (Docket Entry No. 6-13 at 32). The ARD Committee met the next day to discuss the evaluation and to update C.J.'s Individualized Education Plan. (Docket Entry No. 6-21 at 80). C.J.'s parents remained dissatisfied. In December 2015, they made a formal request for a due-process hearing. (Docket Entry No. 6-1 at 12). A four-day evidentiary hearing was held in May 2016. (Docket Entry No. 6-1 at 2).
The hearing officer found for the District after considering testimony from 21 witnesses and thousands of pages of exhibits. (Docket Entry No. 6-1 at 2; Docket Entry No. 52). C.J. presented an expert witness, and both parties submitted written closing arguments. (Docket Entry No. 6-1 at 2). In the decision issued in August 2016, the hearing officer found and concluded that the District did not deny C.J. the free appropriate public education required by the Individuals with Disabilities Education Act. (Docket Entry No. 6-1 at 2-9). C.J.'s parents filed this suit to appeal that decision.
II. The Legal Standard
A district court reviews the decision of a due process hearing officer "virtually *683de novo ." Dallas Indep. Sch. Dist. v. Woody,
In an appeal under the Act, "[s]ummary judgment is 'not directed to discerning whether there are disputed issues of fact, but rather, whether the administrative record, together with any additional evidence, establishes that there has been compliance with IDEA'S processes and that the child's education needs have been appropriately addressed.' " Spring Branch,
The cross-motions are analyzed under this legal standard.
III. Analysis
"The IDEA'S purpose is to ensure that children with disabilities have access to 'free appropriate public education that emphasizes special education and related services designed to meet their unique needs and prepare them for further education, employment, and independent living.' " C. G. by & through Keith & Linda F. v. Waller Indep. Sch. Dist. ,
The Act imposes procedural and substantive requirements on school districts. Spring Branch,
A. The Substantive Requirements Under the Act
The Fifth Circuit has identified four factors for district courts to analyze in determining whether a school district has substantively denied a student a free appropriate public education. See Michael F.,
The District argues that it satisfied its legal obligations under the Michael F. factors. C.J.'s parents do not apply the four-factor test, but instead they argue that the District's decisions about C.J. denied him a free appropriate public education. Each argument is considered below.
1. The Claim that the District Wrongly Denied C.J. Homebound Services
C.J.'s parents argue that the District wrongly denied C.J. homebound services, which left him without access to services for five months. (Docket Entry No. 43 at 40). The District argues that it reviewed C.J.'s circumstances, his Plan, the documents his parents submitted, and determined that he did not qualify for homebound services, and that homebound services would not have been the least restrictive environment for him. (Docket Entry No. 46 at 34). The District argues that it was C.J.'s parents' decision to keep him home, despite the fact that he did not qualify to receive services there, that deprived him of access to these services.
Homebound education services are available as a temporary arrangement for students who are medically unable to attend school. (Docket Entry No. 27-9 at 33). According to the District's established written policy, homebound services are not available based solely on a psychological *685referral, but instead require a physician to document medical need. (Id. ).
The record demonstrates that C.J.'s parents requested homebound services for him based on bullying at school. (Docket Entry No. 27-9 at 37-38). The record also shows that the District repeatedly informed C.J.'s parents of the requirements under the District's written policy. That policy made clear that bullying is not a sufficient basis to provide homebound services. (Docket Entry No. 27-9 at 35-38). The policy also made clear that C.J.'s doctors had to provide documents showing that he could not attend school and had to stay home for medical reasons. Despite this information, C.J.'s parents voluntarily kept him at home, out of school, from January 23, 2015 to April 30, 2015, because of their concern over bullying. The parents did not submit documentation showing a qualifying medical need. (Docket Entry No. 6-1 at 92; Docket Entry No. 27-9 at 37). They did not accept the District's investigation, which found no evidence of repeated or oppressive bullying. The record demonstrates that C.J.'s parents insisted on homebound education services and did not accept the alternatives the District proposed. (Docket Entry No. 27-9 at 17; Docket Entry No. 27-19 at 13). The parents' refusal to accept the services the District offered under C.J.'s Individualized Education Plan and the Extended School Year Services is not a denial of services by the District. The record evidence amply supports the hearing officer's finding that "[t]he student's educational program ... was available but not accessed by the student and the student's family." (Docket Entry No. 6-1 at 7).
2. The Claim that the District Did Not Provide C.J. a Plan Based on Peer-Reviewed Research
C.J.'s parents argue that the District denied C.J. a free appropriate public education because it did not use Applied Behavioral Analysis in fashioning and implementing his Individualized Education Plan. The Act requires school districts to use methods based on peer-reviewed research to deliver services to students with disabilities.
The Texas Autism Supplement lists 11 strategies that "must be considered" and, "when needed, addressed in the [Individualized Education Plan]."
The record does not show that C.J.'s parents specifically asked the District to *686use Applied Behavioral Analysis in devising and implementing his Individualized Education Plan. C.J. does not point to anything other than the failure to use Applied Behavioral Analysis as a substantive flaw in his Plan. The record shows that, as C.J. acknowledges, Dr. Moore, a licensed specialist in school psychology working for the District, testified that in the Individualized Education, the District "was implementing an [Applied Behavioral Analysis] program for C.J." in October 2015. (Docket Entry No. 43 at 23, ¶ 65).
The record evidence also shows that C.J.'s teachers, mother, and other participants in the October 2015 ARD meeting did discuss the Texas Autism Supplement requirements. (Docket Entry 27-21 at 69-82). Although neither the discussion nor the Plan identified the Texas Autism Supplement by name, the record shows that the District complied with its obligation to discuss the substance of the supplement and what it required. For example, the Supplement requires consideration of "extended educational programming." 19Tex. Admin. Code. § 89.1055(e)(1). The ARD Committee discussed Extended School Year Services for C.J. (Docket Entry No. 27-21 at 75). The Supplement requires consideration of "daily schedules reflecting minimal unstructured time." § 89.1055(e)(2). The ARD Committee discussed creating a daily schedule for C.J. both at home and at school. (Docket Entry No.21-27 at 69). The Supplement requires consideration of "positive behavior support strategies." § 89.1055(e)(4). The ARD Committee discussed giving C.J. stars that represented police badges each time he behaved well and giving him a reward after he earned a certain number of stars, including taking him to visit the police station and to his favorite restaurant. (Docket Entry No. 21-27 at 68-69). The record does not show that the District denied C.J. a free appropriate public education by failing to use Applied Behavioral Analysis in devising and implementing his Plan or that it failed to discuss the substance of the Texas Autism Supplement when creating C.J.'s Plan.
C.J. also argues that the District denied him a free appropriate public education because it failed to provide him a "meaningful transition program." (Docket Entry No. 43 at 38). The District responds that a formal transition assessment was not required in C.J.'s 9th grade year, when he was 15, and that even if it was required, the program put in place did address preparing C.J. to make the transition from school based on his interests and goals. (Docket Entry No. 47 at 16).
Texas state law requires an ARD Committee to consider student and parent involvement in planning a student's transition to life outside the public school system "not later than when a student reaches 14 years of age."
C.J.'s parents argue that the transition steps in the Plan were "unrealistic" because they included a goal of having C.J. research information about becoming a law-enforcement officer. (Docket Entry No. 43 at 38). The transition steps included *687the following specific goals: to "research the field of law enforcement and report three careers of interest in that field"; to "identify and demonstrate examples of 3 work habits necessary to be successful in the field of law enforcement"; and to "research 3 colleges that have degree programs in law enforcement/criminal justice and identify three steps needed to apply." (Docket Entry No. 6-21 at 87). Other specific goals included that: "C.J. will attend career events offered by the school, district, and online research"; "when given invitations to participate with peers' performances, field trips, career events, and CBI, C.J. will participate in campus events"; and "C.J. will employ strategies to help self regulate his frustration." (Docket Entry No. 6-20 at 20-29). These are steps toward the goal of post-secondary work in law-enforcement goals. The transition steps identified measurable ways to develop C.J.'s knowledge of colleges and careers in the area of interest C.J. had identified, and to help C.J. develop skills in finding information about his area of interest. The goals were individualized and tailored to C.J.'s interests and needs. The record evidence supports the hearing officer's finding that the District "worked consistently and conscientiously" with C.J.'s parents to develop and implement a meaningful transition program for C.J.'s benefit. (Docket Entry No. 6-1 at 7).
3. The Claim that the District Ignored C.J.'s Vision Needs
C.J.'s parents allege that the District denied C.J. a free appropriate public education because it failed to include in his Plan the goal for him to wear his glasses during class. C.J. argues that Endrew F. required the District to provide a reasonable program for the specific circumstances C.J. presented, including his vision impairment. (Docket Entry No. 43 at 39).
C.J.'s parents first reported his vision impairment to the District in October 2015. (Docket Entry No. 6-6 at 192). The District argues that the evidence shows that during the relevant period, C.J. attended school without glasses and passed his vision screening. The District argues that no record evidence supports the claim that C.J. "demonstrated [unmet] vision-related needs in the classroom." (Docket Entry No. 46 at 32). C.J.'s own expert, Dr. Peter Simione, a licensed specialist in school psychology, noted that C.J. "did not wear glasses" and that his "[v]isual tracing and convergence appeared to be within normal limits." (Docket Entry No. 6-22 at 65).
It is undisputed that C.J. has a significant vision problem in one eye. The record, however, shows that he has "almost normal vision bilaterally." (Docket Entry No. 52-2 at 159, 169). The record evidence shows that when C.J.'s parents reported his vision impairment and requested an evaluation, the District agreed, but C.J. was unavailable on the date set for the vision evaluation. (Docket Entry No. 52-2 at 172).
The hearing officer found that the school's vision screening showed that C.J.'s vision was within normal limits, that C.J. would frequently attend school without his glasses, and that his vision problems did not interfere with the District's obligation to provide him adequate services. (Docket Entry No. 6-1 at 7). These findings are supported by the record evidence, including the testimony of C.J.'s own expert witness. The record evidence supports the hearing officer's finding and conclusion that the District's approach to C.J.'s vision problems did not deny him a free appropriate public education.
4. The Claim that C.J.'s Lack of Progress Amounted to a Denial of a Free Appropriate Public Education
C.J. argues that the District denied him a free appropriate public education because he did not make progress in his Plan. (Docket Entry No. 43 at 40). C.J.
*688points to the five months he was without services, the period that C.J.'s parents kept him home from school, followed by the summer break. (Docket Entry No. 43 at 40). C.J. argues that when he returned to school in the fall of 2015 for the 9th grade, he "stagnated with the same old law enforcement goal" and continued to have behavior problems. (Docket Entry No. 43 at 40).
The District responds that C.J. made passing grades when he returned to school in the 9th grade. According to his teachers who testified at the hearing, C.J. made meaningful progress in both academics and behavior during this year. (Docket Entry No. 47 at 17). The hearing officer noted that "[t]he student's absence from school created additional obstacles in the educational process" and that during the five-month extended absence, C.J. "was not available to access the special education services afforded." (Docket Entry No. 6-1 at 7). C.J. did not receive homebound services during this period because he did not provide the District with documents showing medical needs that made him eligible to receive those services. (Docket Entry No. 6-1 at 7). The record supports the finding that the District frequently communicated with C.J.'s parents during the five months they kept him at home. The communications were aimed at getting C.J. back to school as quickly as possible. (Docket Entry No. 27-6 at 2-3). The hearing officer found that despite the absence and the obstacles it presented, his progress at school produced "results [that] were legally sufficient." (Docket Entry No. 6-1 at 7). The record supports the hearing officer's findings and conclusions that C.J. made the progress required under the Act.
5. The Claim that the District Did Not Meet Its Obligations under the Act
The District moves for summary judgment on the ground that it met its legal obligation to provide C.J. a free appropriate public education, in the least restrictive environment to enable him to realize meaningful academic and non-academic benefits. The District argues that C.J.'s Plan was "reasonably calculated to enable [him] to make progress appropriate in light of [his] circumstances," as the Act required. (Docket Entry No. 46 at 24). Based on the Michael F. factors, the District contends that the record supports the hearing officer's determination that it provided C.J. a free appropriate public education. (Docket Entry No. 46 at 25). The court agrees.
C.J. argues that the District relies on the incorrect legal standard and that Endrew F. changed the standard under the Act in a way that makes the services the District provided insufficient. (Docket Entry No. 48 at 35). This argument is unpersuasive. As noted, the Fifth Circuit has held that the factors set out in Michael F. are consistent with the Supreme Court's later decision in Endrew F. See Waller ,
The first Michael F. factor is satisfied. The record amply supports the finding that C.J.'s Plan was "designed with his specific behavioral and academic problems in mind." Michael F. ,
During the five months that C.J.'s parents kept him out of school, C.J. did not use the services the District had planned to make available to C.J. in the second semester of his 8th grade year. (Docket Entry Nos. 27-9 at 35; 27-19 at 13). His absence also limited the information the District had available to devise and implement a new Plan for the beginning of C.J.'s 9th grade year. The 9th grade Plan that was developed in August 2015, when the school year started, was still sufficiently individualized to meet C.J.'s needs, including the needs created by his extended absence. (Docket Entry No. 6-20 at 89). For example, the Plan specifically provided for tutoring to make up for the services missed during the prior year. (Docket Entry No. 6-21 at 21). As discussed above, the District's failure to specifically cite Applied Behavioral Analysis in the Plan did not negate its individualized nature, as C.J.'s parents argue. The Plan, including the transition goals, were tailored to his specific interests and to his individual needs. The record supports the hearing officer's finding that C.J.'s Plans were individualized as the Act requires.
The second Michael F. factor requires that "[t]o the maximum extent appropriate, children with disabilities should not be removed from the regular education environment unless education in regular classes with the use of supplementary aids and services cannot be achieved satisfactorily." Ruffin v. Houston Indep. Sch. Dist.,
*690which made it not the least restrictive environment available); Jefferson Parish Sch. Bd. v. Picard, No. 97-0507,
The third Michael F. factor requires a District to administer a student's Plan in a coordinated and collaborative manner that includes the key stakeholders. "The IDEA contemplates a collaborative process between the district and the parents." Spring Branch,
The District included C.J.'s own input in crafting and implementing his Plans. (Docket Entry No. 6-19 at 61-62) (Student Input Form). His teachers also provided input. (Docket Entry No. 6-19 at 63) (Teacher Input Form). Many of the "key stakeholders" were routinely present at C.J.'s ARD Committee meetings. The April 2015 ARD Committee meeting participants included: Ms. O'Finan, C.J.'s Life Skills teacher and case manager; Joi Ross-Moore, the school's special education department chair; Darlene Losco, the District's homebound-services coordinator; Dr. Wilson, a licensed specialist with Sol Psychology, an independent agency; Anna Spar of Partners Resource Network; and C.J.'s parents. (Docket Entry No. 27-19 at 6). The June 2015 ARD Committee meeting included: Dr. Jennifer Montgomery, a licensed specialist in school psychology with the District; Bradley Berry, the dean of students in the District; Deborah Stokes, a general education teacher at Booker T. Washington High School; Alyssa Nelson, a special education teacher; Jackie Cross, a special advocate for the family; and C.J.'s parents. (Docket Entry No. 27-20 at 10). The October 2015 ARD Committee meeting included: Mrs. Goffney, C.J.'s case manager and special education teacher; Alyssa Nelson, the District's department chair for special education; Donna Johnson, speech therapist; Dr. Moore, the District's special education school psychologist; teachers Mr. Gibson and Ms. Watson; family support members; C.J.'s parents; and Jennifer Long, a diagnostician. (Docket Entry No. 27-21 at 10-11). The record evidence amply supports the finding that the District included and collaborated with key stakeholders in crafting and implementing C.J.'s Plans.
The final Michael F. factor requires a student's Plan to be reasonably calculated to result in "demonstrable academic and non-academic benefits."
The District had an Individualized Education Plan in place for C.J. for his 8th grade year, but his parents' decision to keep him out of school meant that C.J. did not access the Plan for the spring semester of that year. "Schools are not required to force or motivate students to take advantage of the education they offer-this is the parents' role." Austin Ind. Sch. Dist. v. Robert M.,
C.J.'s parents argue that "[t]his Court cannot rely upon subjective teacher and provider testimony as a basis upon which to determine whether the child received a free appropriate education." (Docket Entry No. 48 at 40). But they cite no authority to support this argument, and the case law supports a different conclusion. See, e.g., D.L. v. Clear Creek Indep. Sch. Dist. ,
C.J.'s parents highlight specific instances of his "stagnated progress" or "regression" in completing specific Plan goals to *692argue that he made no progress. They point to the goal that C.J. work on self-regulating his frustration 40% of the time in October 2013. That goal dropped to 10% of the time in October 2015. (Docket Entry No. 48 at 40). They also point to the repeated goal of a post-school law-enforcement job to argue that C.J. "stagnated with the same old law enforcement goal." (Docket Entry No. 43 at 40). Finally, they note that C.J. continued to have behavioral problems. (Docket Entry No. 43 at 40).
The record as a whole does show that C.J. continued to struggle with the issues created by his disabilities, including trouble concentrating or maintaining attention, frustration, classroom disruptions, and speaking out of turn. (Docket Entry No. 6-19 at 69, April 2015 Plan). C.J. was "easily overwhelmed," would refuse "to comply with classroom rules or adult directives," and "seemed unaware of common social boundaries or the idea of personal space." (Id. ). The record also shows that the five-month absence from school-essentially the second semester of 8th grade-set him back. But the record also shows passing grades, as well as behavioral and academic progress. "He was observed to make eye contact when speaking with his peers, to sustain conversations appropriately by asking questions, and display appropriate facial expressions throughout interactions." (Docket Entry No. 6-21 at 19, August 2015 Plan). "Although, at times, C.J. has preferred interests (i.e., how tall everyone is), he can be redirected easily and this does not appear to disrupt academic progress." (Id. ). "When presented with Unique curriculum, C.J. is able to successfully complete assignments with 75-80% accuracy," and he "responds to verbal directions with minimal redirection." (Docket Entry No. 6-21 at 35, September 2015 Plan). "He achieved Mastery on Reading assessments through Unique in the fall of 2014." (Id. ). The testimony of his teachers noting his progress, despite the issues he struggled with, is consistent. (Docket Entry No. 6-22 at 19; Docket Entry No. 52-2 at 352-53).
"The IDEA guarantees an appropriate education, not a perfect education." Spring Branch ,
B. Procedural Requirements under the Act
A procedural violation is generally not by itself a failure to provide a free appropriate public education. A procedural violation that results in "a loss of educational opportunity" may violate the Act. Wood v. Katy Indep. Sch. Dist.,
C.J.'s parents allege that the District violated the Act's procedural requirements by failing to timely convene an ARD meeting during C.J.'s 8th grade year, to provide *693prior written notice of the District's denial of C.J.'s homebound services request and its refusal to fund an independent education evaluation, and to provide a statutorily compliant Individualized Education Plan for C.J. for his 8th and 9th grade years. (Docket Entry 43 at 32-35). The District responds that the record evidence amply supports the hearing officer's finding and conclusion that C.J. failed to demonstrate procedural violations amounting to a denial of a free appropriate public education. (Docket Entry No. 46 at 37-38).
Each argument and response is considered below.
1. The Claim that the District Failed to Convene a Timely Admissions, Review, and Dismissal Meeting
C.J.'s parents argue that the District should have held an ARD Committee meeting between January 22, 2015 and April 30, 2015, the months of C.J.'s absence. They allege that the failure to have a meeting caused "a complete lapse in services for five months." (Docket Entry No. 43 at 32-33). The District responds that the April 2015 meeting was timely, and that any delay caused no substantive harm. (Docket Entry No. 47 at 11).
C.J. cites two cases in support of his argument that the failure to call an earlier ARD meeting is a procedural violation. (Docket Entry No. 43 at 33). Both cases are distinguishable. They involve school districts that failed to communicate at all with the parents of the student with disabilities. See T.K. v. New York City Dep't of Educ.,
Here, by contrast, the District frequently contacted and communicated with C.J.'s parents. A communication log kept by the school staff shows repeated attempts to contact C.J.'s parents during his five-month absence. The log shows: an email on January 7, 2015; a phone message on January 28, 2015; a meeting about needing a release for homebound documentation on February 5, 2015; a home visit on February 19, 2015; a call to arrange another home visit, noting that C.J. was not home, on February 28, 2015; a phone call to discuss C.J.'s absences and a transition plan on March 3, 2015; a meeting with C.J.'s father on March 9, 2015 about C.J.'s absences; a call on March 12, 2015 checking on paperwork for C.J.'s absences and offering to pick up C.J.'s schoolwork, and offer that C.J.'s parents declined; texts between C.J.'s parents and school staff about homebound services on March 19, 2015; a call from the school nurse to follow up C.J.'s homebound paperwork on March 23, 2015; a "casual chat" about C.J. returning to school "ASAP" when his mother dropped off completed schoolwork on March 24, 2015; a "casual conference" with C.J.'s mother when she "came by for assignments" for C.J. on April 10, 2015; and notification on April 22, 2015 about the ARD Committee meeting scheduled for April 30, 2015. (Docket Entry No. 27-6 at 2-3). After the April ARD Committee meeting, the contacts and communications continued: a home visit on May 7, 2015 to deliver paperwork, a progress report, and C.J.'s transition plan; emails between C.J.'s parents and school staff from May 19-22 about C.J.'s school visit on May 15 and requesting the parents' availability for an ARD Committee meeting; and the ARD Committee meeting on June 11, 2015. (Docket Entry No. 27-6 at 3).
The record evidence shows that the District did not fail to communicate with C.J.'s parents. To the contrary, the District made repeated efforts to work with C.J. and his parents to get him back to school during his extended absence and before *694and after that period. The timing of the District's April 2015 ARD Committee meeting did not violate the Act's procedural requirements.
2. The Claim that the District Failed to Give Prior Written Notice of the District's Decisions Denying C.J. Services
A school district must provide prior written notice when it proposes or refuses "to initiate or change the identification, evaluation, or educational placement of the child or the provision of [free appropriate public education]."
The record shows that the District provided C.J. with prior written notice of the denial of homebound services when those services were denied, at the April 2015 ARD meeting. (Docket Entry No. 6-1 at 78). C.J.'s parents had submitted a complaint about bullying on January 22, 2015. (Docket Entry No. 27-14 at 5-6). The record indicates that the District contacted C.J.'s parents to discuss the possibility of meeting their request for homebound services shortly after that complaint. At an in-person meeting on February 5, 2015, the District told C.J.'s parents that its established written policy required them to provide a physician's assessment and documentation of C.J.'s medical need for homebound services before the District could approve those services. (Docket Entry No. 27-9 at 33-38; Docket Entry No. 27-14 at 9-11). C.J.'s parents did not submit the completed medical referral information for homebound services, including responses to the District's requests for information from C.J.'s doctor, until April 2015. (Docket Entry No. 27-9 at 5). Based on that information, the District denied the request for homebound services at the April 30, 2015 ARD meeting. The District provided notice. No procedural violation occurred.
C.J.'s parents did not complete and submit the required information to apply for homebound services, including documentation from C.J.'s doctor, until April 2015. (Docket Entry 27-9 at 15). From the time C.J.'s parents initially requested homebound services in January until April, they kept C.J. home from school. The District sent schoolwork to C.J. at home during his absence. (Docket Entry No. 52-1 at 261). C.J.'s parents refer to this as a change in placement from "C.J.'s intensive special education program to ... a couple of visits to drop off homework." (Docket Entry No. 43 at 34). The District characterizes the homework dropoff as "an attempt to minimize the impact of C.J.'s absences while it awaited the homebound documentation." (Docket Entry No. 47 at 12). Ms. Pompa-Rodriguez, the District's Senior Manager of Special Education, testified at the due-process hearing that delivering schoolwork to C.J. at home "was just a suggestion to provide something for him, because he wasn't coming [to school].... I wanted him to have-wanted him to know that the school wanted him back." (Docket Entry No. 52-1 at 262).
C.J.'s parents do not expand on their argument that delivering schoolwork to C.J. at home was a formal "change in placement." Nor do they explain why prior written notice was required in those circumstances. (Docket Entry No. 43 at 34). The Fifth Circuit has a "narrow interpretation" of "change of placement." See *695Comb v. Benji's Special Educ. Acad., Inc. ,
The cases addressing changes in placement involve situations in which school districts have made the change in placement. See, e.g., Spring Branch,
C.J.'s parents similarly fail to explain how the District failed to provide required prior written notice of the Extended School Year Services. (Docket Entry No. 43 at 34). The record shows that the District sent, and C.J.'s parents received, written notice about the Extended School Year Services as part of his June 11, 2015 Individualized Education Plan. (Docket Entry 6-20 at 67). A series of emails between C.J.'s mother and the District from June 18 to June 23, 2015, and phone messages left for C.J.'s mother on June 18 and June 22, 2015, told C.J.'s parents about the Services available in the summer of 2015. (Docket Entry No. 6-24 at 74-76). C.J.'s father testified at the hearing that he and C.J.'s mother "didn't acknowledge" the location the District offered for C.J.'s Extended School Year Services. (Docket Entry No. 52-2 at 135-37). C.J.'s parents did not look at the location. (Id. ). The record shows that C.J. did receive the required notice of the services, but his parents decided that he would not participate.
C.J.'s parents finally allege that the District failed to give notice of its refusal to allow or pay for an independent education evaluation. The parents of a child with a disability have "the right to an independent educational evaluation at public expense if the parent disagrees with an evaluation obtained by the public agency."
C.J.'s parents first raised an independent educational evaluation during the administrative proceedings before the hearing examiner, in a motion to compel the District to allow an independent evaluator, privately hired by the family, to do an in-school observation. (Docket Entry No. 6-2 at 39). The motion to compel did not mention a request for the District to pay for *696the evaluation, but only requested that an evaluator hired by the family be allowed access to C.J.'s classroom to conduct an evaluation. In response, the District filed a counterclaim asking for a determination as to "whether The District's [full individual evaluation] is appropriate and whether Petitioner is entitled to a publicly funded [independent educational evaluation]." (Docket Entry No. 6-3 at 84).
On March 31, 2016, the hearing officer denied C.J.'s parents' request to compel the District to allow their independent evaluator access to C.J.'s classroom to conduct an in-school observation, on the ground that allowing third-party independent observation was contrary to the District's written policy. (Docket No. 6-3 at 120). The following day, C.J.'s parents submitted a request under
The District argues that it gave prior written notice of its refusal to pay for the independent educational evaluation. (Docket Entry No. 47 at 13-14). The record supports this argument. The record shows that the District gave the parents notice that it refused to pay for the requested evaluation in its email sent to C.J.'s attorneys on the same day the request was made. The District's counterclaim under
3. The Claim That the District Failed to Provide Compliant Individualized Education Plans
C.J. alleges that the District violated his right to statutorily compliant Plans when it did not accurately track his progress and instead relied on historical data to update the Plans. (Docket Entry No. 43 at 35). C.J. does not identify case law or other support for his claim that an Individualized Education Plan based on historical data by itself violates the Act. The record undermines his claim that the Plan was based on such old data that it was inadequate. The record indicates that C.J.'s Plan was updated in June 2015, (Docket Entry No. 27-20), August 2015, (Docket Entry No. 6-20 at 60), and again in October 2015, (Docket Entry No. 6-21 at 80). From January to June 2015, C.J. was not attending school and there was no recent information to update the June 2015 Plan. Neither that Plan nor other Plans violated the Act by including historical data.
4. The Claim that the District's Extended School Year Services Policy Violated the Act
C.J.'s parents claim that the District's Extended School Year Services policy is inconsistent with the Act. (Docket Entry No. 39 at 46). C.J. does not point to a specific provision that the District's policy violates, but alleges that the violation "is about whether the individual choosing the location [of Extended School Year Services] and informing the parents is a part of the ARD process." (Docket Entry No. 48 at 34).
Under the Act, an Individualized Education Plan must include "the projected *697date for the beginning of the services and modifications ... and the anticipated frequency, location, and duration of those services and modifications."
5. The Claim that the District Lapsed in Progress Reporting
The Act requires progress reporting in the form of "a description of how the child's progress toward meeting the annual goals ... will be measured and when periodic reports on the progress the child is making toward meeting the annual goals ... will be provided."
The record evidence shows that C.J.'s Individualized Education Plan goals were not updated, and therefore no progress reports were provided, from November 2014 to June 2015. (Docket Entry 6-7 at 181-82). C.J. attended school for only a few days from January to June 2015. (Docket Entry No. 46 at 40). He was not "accessing" his Individualized Education Plan during that period. The District had little or no information about his progress under a Plan he was not in school to use. The District promptly began to update the Plan in June 2015 by holding another ARD Committee meeting that same month and updating the Plan with the information available. (Docket Entry Nos. 6-7 at 181-82; 6-20 at 80-88; 27-6 at 5; 51-2 at 504). The record supports the hearing officer's finding that the lapse in reporting C.J.'s goals and progress were corrected; that the lapse did not harm C.J., given his extended absence from school during this period; and that the lapse did not, by itself or with other factors, deny C.J. a free appropriate public education.
6. The Claim that the District Improperly Denied C.J.'s Expert Access to C.J.'s Classroom to Conduct an In-Class Observation
The District argues that it had no obligation to grant C.J.'s parents' request for a private evaluator to be allowed to go to C.J.'s class and observe him in a classroom setting. (Docket Entry No. 46 at 41). As discussed, C.J.'s parents first made this request in a motion to compel filed with the special education hearing officer during the due-process proceedings. (Docket Entry No. 6-2 at 39). C.J.'s parents based the request on a claimed statutory right to an independent education evaluation. (Docket Entry No. 6-2 at 40); see also
The District cites two guidance letters from the Office of Special Education Programs of the U.S. Department of Education. One letter stated that "neither the statute nor the regulations implementing the IDEA provide a general entitlement *698for parents of children with disabilities or their professional representatives, to observe their children in any current classroom or proposed educational placement." Letter to Mamas, 32 IDELR 10, at *2 (OSEP 2004). The second letter stated that "the IDEA and its implementing regulations do not provide a general entitlement for third parties, including attorneys and educational advocates, to observe children in their current classrooms or proposed educational placements. The determination of which individuals may have access to classrooms may be addressed by State and/or local policy." Letter to Savit , 64 IDELR 250, at *2 (OSEP 2014). This letter noted that a school district may be required to give an independent evaluator access to a classroom if the student's parents disagreed with a district's evaluation, exercised their statutory right to an independent educational evaluation under
The record evidence supports the hearing officer's decision to deny the motion to compel the District to give a private evaluator access to evaluate C.J. in his classroom. The District had no legal obligation to grant the request and was within its discretion to follow its established policy not to allow third-party evaluators into its schools.
The record fails to demonstrate that any alleged procedural violation rose to the level of a substantive denial of C.J.'s right to a free appropriate public education. C.J.'s motion for summary judgment on this ground is denied and the District's motion for summary judgment is granted.
C. The Claim that the Hearing Officer Issued a Flawed Decision
C.J.'s parents finally contend that the hearing officer's decision is contrary to the Act's requirements under
Section 1415(f)(3)(A) requires a hearing officer to have the "knowledge and ability to conduct hearings in accordance with appropriate, standard legal practice" and to "render and write decisions in accordance with appropriate, standard legal practice." § 1415(f)(3)(A)(iii)-(iv). Comparing the length of the hearing officer's decision to a handful of other decisions shows little about its accuracy or reliability. Nor does this comparison reveal much about the hearing officer's competence to hear evidence, apply the law, and issue correct, reliable, fair decisions.
The one error C.J.'s parents point to-misstating the year C.J. attended 8th *699grade-does not, as C.J. argues, amount to the hearing officer's failure to "provide sufficient or correct support for factual findings." (Docket Entry No. 43 at 30). The hearing officer showed a correct understanding of the timeline of critical events in other parts of the decision. There is no indication that this discrete factual mistake made the decision as a whole incorrect or unreliable.
C.J.'s parents similarly fail to demonstrate how the hearing officer's characterization of their burden of proof as "high" undermines the decision. (Docket Entry No. 43 at 31). The hearing officer explained that the burden is on the party seeking relief and that under the case law, there is a "presumption in favor of the district's educational program." (Docket Entry No. 6-1 at 7). The case law is consistent. See Schaffer v. Weast,
Finally, C.J.'s parents allege that the hearing officer failed "to make specific credibility findings," other than "to summarily state that unnamed school witnesses were credible." (Docket Entry No. 43 at 30-31). C.J.'s parents provide no support for the argument that credibility determinations must be explained with a specificity lacking in the decision here. C.J.'s parents acknowledge that the hearing officer did make credibility determinations, finding the District's witnesses credible. (Docket Entry No. 43 at 31). "As to credibility, although the Court reviews the record de novo, as to this issue in particular it gives the [hearing officer's] findings due weight." T.C. v. Lewisville Indep. Sch. Dist., No. 4:13cv186,
The hearing officer's decision met the Act's requirements. C.J.'s motion for summary judgment on this issue is denied, and the District's is granted.
IV. Conclusion
The plaintiffs' motion for summary judgment is denied. The District's motion for summary judgment is granted. Final judgment is entered by separate order, dismissing the plaintiffs' claims with prejudice. Each party is to bear their own costs.
The District's policy provides: "Consistent with the TEA'S Student Attendance Accounting Handbook, a student who is expected to be confined for a minimum of four weeks at home or in a hospital bed for medical reasons specifically documented by a physician licensed to practice in the United States may be eligible for general education homebound services." (Docket Entry No. 27-18 at 1); see also Docket Entry No. 27-9 at 45 ("This referral process is NOT to be used for psychological referrals.").
Reference
- Full Case Name
- RENEE J. and Cornelius J. as Parents/Guardians/Next Friends of C.J., A Minor Individual With a Disability v. HOUSTON INDEPENDENT SCHOOL DISTRICT
- Cited By
- 5 cases
- Status
- Published