Osterberg v. Peca
Osterberg v. Peca
Opinion of the Court
delivered the opinion of the Court with respect to parts I-IV and VI-XI,
We overrule the Osterbergs’ motion for rehearing. We withdraw our opinion dated July 29, 1999, and substitute the following.
In this case we conclude that a candidate who seeks to enforce Texas Election Code reporting requirements is not required to prove that persons making unreported expenditures against the candidate knew they were breaking the law. Arriving at that conclusion requires us to decide the constitutionality of the Election Code sections imposing reporting requirements on direct campaign spenders and the Election Code sections providing private civil remedies for reporting violations. We conclude that, as applied to the Oster-bergs, the reporting requirements and the private civil enforcement provisions pass constitutional muster, with one exception: We hold that the Election Code’s requirement that husband and wife Robert and Olga Osterberg form a political committee before acting in concert to make a campaign expenditure unconstitutionally burdens their freedom of association. Accordingly, we affirm in part and reverse in part the court of appeals’ judgment and remand to the court of appeals.
I
FACTS
In 1991, Robert Osterberg and his wife Olga were involved in litigation in State District Judge Peter Peca’s court. The Osterbergs were unhappy with the way Peca treated them during the litigation. When Peca ran for re-election in 1994, the Osterbergs opposed his candidacy. They contributed $34,200 to Albert Biel, Peca’s opponent in the Democratic primary. The Osterbergs also created and funded their own television advertisements about the race.
CONSIDER THIS:
• Judge Peca was chosen by his peers El Paso’s outstanding jurist
• He graduated Summa Cum Laude
• He worked to reduce his docket for over seven years
IF THAT’S ENOUGH, VOTE FOR HIM
[next screen:]
*36 But, if you want ONE who understands:
• The Courthouse exists for the people, and not for judges, accidents of politics, and lawyers.
• The spirit of the law, not just the letter, must be employed for justice and the people.
• Efficiency at the expense of justice cannot be tolerated.
BRING THE COURTHOUSE. BACK TO THE PEOPLE!
VOTE FOR HIS OPPONENT
And remove HIM in four years
If he fails the will of the people!
Ad paid for by Bob Osterberg
The Osterbergs spent $28,695 to produce and air the advertisement. The money was withdrawn from a bank account Robert and Olga shared, with checks that Olga had signed in her name. Robert testified that Olga knew nothing about his payment for the ads, and that he used checks she had signed for his use because he had suffered a stroke that impaired his right hand.
One month before the March 8, 1994 primary election, Peca spoke at an El Paso Bar Association candidate forum luncheon. Biel attended the luncheon and heard Peca speak. Biel understood some of Peca’s remarks to be accusations that Osterberg was somehow violating the Texas Election Code. At trial, Biel testified that he told Osterberg about Peca’s remarks, though he did not say when.
Peca won the March 8th primary election. Two days later, he filed suit against the Osterbergs seeking civil damages for violations of the Texas Election Code. An opposing candidate can bring a private cause of action against “[a] person who knowingly ... makes a campaign expenditure in violation of’ Chapter 253. Tex. Elec.Code § 253.131. Peca claimed that the Osterbergs violated Chapter 253 of the Election Code by failing to report the direct campaign expenditures they made for the television advertisements. Chapter 253 prohibits direct campaign expenditures over $100 unless the spender reports the expenditures in compliance with Election Code Chapter 254.
The court of appeals affirmed in part and reversed in part. 952 S.W.2d 121. It held that Peca was required to prove that
Both the Osterbergs and Peca petitioned this Court for review. The Osterbergs renew their argument that Peca produced no evidence that Robert Osterberg knowingly violated Chapter 253 and contend that they did not waive their constitutional and substantial compliance arguments. In response, Peca argues that the Election Code does not require him to prove the Osterbergs knew that their expenditure violated the Election Code, and alternatively that if the Election Code does require knowledge of the law, the evidence supports such a finding. Peca also argues that he is entitled to attorney’s fees.
We hold that: (1) Peca need not prove the Osterbergs’ subjective knowledge of election laws; (2) the Osterbergs preserved their constitutional objections to Chapter 253; (3) the statute’s de facto requirement that the Osterbergs form a political committee and designate a treasurer before making expenditures “in concert” unconstitutionally burdens their associational rights; (4) the application of Chapter 253’s other provisions to the Ost-erbergs does not violate the free speech or association provisions of the Texas or United States Constitutions; (5) the Oster-bergs did not waive their constitutional objection to the trial court’s definition of campaign expenditure, but any error by the trial court in its instruction was harmless because the Osterbergs’ advertisement was express advocacy as a matter of law; (6) the Osterbergs waived their defense that they substantially complied with the statute; and (7) Peca waived his claim for attorney’s fees. Our holding renders irrelevant Peca’s alternative argument that the evidence supports a finding that the Osterbergs knowingly violated the statute.
II
WHAT MUST A VIOLATOR KNOW?
Texas Election Code section 253.131(a) provides:
A person who knowingly makes or accepts a campaign contribution or makes a campaign expenditure in violation of this chapter is hable for damages as provided by this section.
Tex. Elec.Code § 253.131(a) (emphasis added). The initial question in this case is whether this section requires Peca to prove that the Osterbergs actually knew that their conduct violated Chapter 253. The trial court and court of appeals held that the word “knowingly” applies not only to the act of making a campaign expenditure, but also to the fact that the expenditure violates the Election Code. Peca
In construing a statute, our primary aim is to give effect to the Legislature’s intent. Texas Water Comm’n v. Brushy Creek Mun. Util. Dist., 917 S.W.2d 19, 21 (Tex. 1996). We endeavor to discern the Legislature’s intent from the actual language it used. Mitchell Energy Corp. v. Ashworth, 943 S.W.2d 436, 438 (Tex. 1997). In so doing, we consider the object to be attained, the circumstances surrounding the statute’s enactment, legislative history, former statutory and common law, and the consequences of a particular construction. Tex. Gov’t Code § 311.023; Mitchell Energy, 943 S.W.2d at 438; Union Bankers Ins. Co. v. Shelton, 889 S.W.2d 278, 280 (Tex. 1994).
The language of section 253.131(a), as well as the language and structure of the Election Code, demonstrate the Legislature’s intent that “knowingly” refer only to the act of making or accepting a contribution or expenditure and not to whether the contribution or expenditure violated the Election Code. The Legislature made clear in other sections of the Election Code when it specifically wanted to require a person to know the law is being violated. See, e.g., Tex. Elec.Code § 253.003(b) (“A person may not knowingly accept a political contribution the person knows to have been made in violation of this chapter.”) (emphasis added); § 253.005(a) (“A person may not knowingly make or authorize a political expenditure wholly or partly from a political contribution the person knows to have been made in violation of this chapter.”) (emphasis added). The Legislature clearly knew how to require that the actor have knowledge of the Election Code before being charged with a violation. Because the Legislature did not include a similar knowledge requirement in section 253.131, we should not presume to add that requirement ourselves.
As Peca contends, adding such a requirement would hamper section 253.131’s purpose by undermining its enforceability. See Ragsdale v. Progressive Voters League, 790 S.W.2d 77, 84 (Tex.App.—Dallas) (“The enforcement of this remedy is the essence of the statute and promotes compliance with the provisions of the Code, especially those that proscribe certain acts as being unlawful.”), aff'd in part and rev’d in part on other grounds, 801 S.W.2d 880 (Tex. 1990). Enforcement would be problematic because future cases would focus on whether the defendant knew the specific code provisions, and whether the defendant operated under a correct legal interpretation. A defendant could avoid civil enforcement simply by refusing to learn the election laws. The resulting rule would do violence to the general proposition that ignorance of the law is not a defense. See Tex. Pen.Code § 8.03(a) (“It is no defense to prosecution that the actor was ignorant of the provisions of any law after the law has taken effect.”). We conclude that neither the statute’s language nor the Election Code’s structure reveals an intent by the Legislature to deviate from that proposition.
Ill
PRESERVATION OF CONSTITUTIONAL CHALLENGES TO THE STATUTE
Before considering the constitutionality of the statute, we first consider whether the Osterbergs waived their constitutional arguments. In their amended answer, the Osterbergs argued that “allowance of damages sought by Plaintiff ... would violate the freedom of speech and association clauses of the U.S. and Texas Constitutions.” In their motion for directed verdict, the Osterbergs reiterated that “[i]m-posing the restrictions of the reporting and expenditure requirements of a specific political committee, along with the accompanying penalties, on your Defendants would be a violation of the free speech and association clauses of the United States and Texas Constitutions,” and explained that “[tjhese restrictions burden the exercise of political speech and are not narrowly enough focused to serve a compelling interest of the state.” In their motion to modify judgment and alternative motion for new trial the Osterbergs again raised these issues, stating that “Chapter[s] 253 and 254 of the Texas Election Code, as applied to this case, are not narrowly tailored to serve an overriding state interest and are therefore in violation of the free speech and association clauses of the U.S. and Texas Constitutions.” These post-verdict motions also alleged, for the first time, that the phrase “acting in concert with one or more persons”
The Osterbergs asserted these constitutional defenses in four points of error on appeal. The court of appeals ruled that the Osterbergs waived their constitutional arguments because they asserted only “broadly stated allegations, unsupported by further argument or evidence,” which “were insufficient to call the multiple specific constitutional challenges ... to the attention of the trial court.” 952 S.W.2d at 125. The court of appeals also held that the Osterbergs could not raise their vagueness challenges for the first time in post-verdict motions. See id. (citing McCraw v. Vickers, 717 S.W.2d 738, 741 (Tex.App.—San Antonio 1986, writ ref'd n.r.e.)). The Osterbergs argue that the court of appeals erred in holding that they waived their First Amendment arguments. We agree.
When deciding if a party has waived its federal constitutional claims in state court, we look first to Texas’s procedural rules that govern when a party must raise those claims.
Applying Texas procedural rules, we consider whether the Osterbergs raised their federal free speech and association arguments with sufficient specificity to give the trial court an opportunity to rule on the issues. See Tex.R.App. P. 52(a) (Tex. Sup.Ct. and Tex.Crim.App.1986, amended 1988, 1989, 1990, superseded 1997) (“In order to preserve a complaint for appellate review, a party must have presented to the trial court a timely request, objection or motion, stating the specific grounds for the ruling he desired the court to make if the specific grounds were not apparent from the context.”);
In their answer and their motion for directed verdict, the Osterbergs identified the constitutional rights at issue and the statutory provisions that, when applied, allegedly violate them. Although the statements in the pleading and motion were not paragons of specificity, they nevertheless identified for the trial court the issue to be ruled on and provided the trial court the opportunity to rule. We hold that the Osterbergs did not waive their First Amendment defenses to the application of Chapter 253. Concern for protecting First Amendment rights also supports this holding. When freedom of speech is at issue, the Supreme Court will find waiver only in circumstances that are “clear and compelling.” Curtis Publ’g Co. v. Butts, 388 U.S. 130, 145, 87 S.Ct. 1975, 18 L.Ed.2d 1094 (1967). This case does not provide “clear and compelling” circumstances to justify finding that the Oster-bergs’ First Amendment arguments are waived.
Although we decide the extent to which the United States Constitution protects the Osterbergs’ conduct, we do not consider the extent to which the Texas Constitution provides an independent basis
IV
DOES CHAPTER 253 ACT TO PROHIBIT INDEPENDENT EXPENDITURES, OR DOES IT REASONABLY REQUIRE DISCLOSURE OF THOSE EXPENDITURES?
The Osterbergs challenge the constitutionality of applying Chapter 253’s strictures to their “core First Amendment activity.” They assert that Chapter 253 erects an unconstitutional prohibition on direct expenditures, and that the statute’s constitutionality is not saved by its exception allowing an individual to make direct expenditures if that individual files the required reports. Peca responds that Chapter 253 comports with the Constitution in imposing a requirement that an individual making a direct expenditure report that expenditure. We agree with Peca.
The landmark case Buckley v. Valeo, 424 U.S. 1, 96 S.Ct. 612, 46 L.Ed.2d 659 (1976), and cases that followed, provide the principles that govern our constitutional analysis. Although Buckley addressed only whether federal campaign finance statutes complied with the First Amendment, its holdings apply equally to our inquiry into whether this state statute complies with the First Amendment as incorporated through the Fourteenth Amendment’s Due Process Clause. See Suster v. Marshall, 149 F.3d 523, 529 (6th Cir. 1998) (“Review of the constitutionality of spending limits in Buckley was not based upon the line of reasoning that such limitations should apply only to federal political campaigns.”), cert. denied, — U.S. -, 119 S.Ct. 890, 142 L.Ed.2d 788 (1999); Kruse v. City of Cincinnati, 142 F.3d 907, 913 (6th Cir.) (finding no support for the contention that states have more latitude than the federal government in regulating the First Amendment expression of its citizens), cert. denied, — U.S. -, 119 S.Ct. 511, 142 L.Ed.2d 424 (1998).
In Buckley, the United States Supreme Court explained that expenditure limitations “operate in an area of the most fundamental First Amendment activities. Discussion of public issues and debate on the qualifications of candidates are integral to the operation of the system of government established by our Constitution.” Buckley, 424 U.S. at 14, 96 S.Ct. 612. Following this rationale, the Supreme Court has struck down bans or ceilings on independent campaign expenditures because they
significantly impair the ability of individuals and groups to engage in direct political advocacy and “represent substantial ... restraints on the quantity and diversity of political speech.” And at the same time, the Court has concluded that limitations on independent expenditures are less directly related to preventing corruption, since “[t]he absence of prearrangement and coordination of an expenditure with the candidate ... not only undermines the value of the expenditure to the candidate, but also alleviates the danger that expenditures will be given as a quid pro quo for*42 improper commitments from the candidate.”
Colorado Republican Fed. Campaign Comm. v. Federal Election Comm’n, 518 U.S. 604, 615, 116 S.Ct. 2309, 135 L.Ed.2d 795 (1996) (citations omitted). Consequently, if Chapter 253 is construed as banning or placing a ceiling - on independent expenditures, it will not survive the heightened scrutiny that the First Amendment requires. See id. at 618, 116 S.Ct. 2309 (striking down a state ban on independent expenditures by political parties).
In contrast to its treatment of laws banning independent expenditures, Buckley held that, at least facially, the federal reporting requirements for independent expenditures over $100 in candidate elections bore a sufficient relationship to a substantial governmental interest. Buckley, 424 U.S. at 80, 96 S.Ct. 612. The Court explained that in addition to preventing corruption, the reporting requirements “shed the light of publicity on spending that is unambiguously campaign related but would not otherwise be reported because it takes the form of independent expenditures,” and disclosure advances a strong “informational interest” because it “helps voters to define more, of the candidates’ constituencies.” Id. at 81, 96 S.Ct. 612; see Grosjean v. American Press Co., 297 U.S. 233, 250, 56 S.Ct. 444, 80 L.Ed. 660 (1936) (observing that an “informed public opinion is the most potent of all restraints upon misgovernment”); Buckley v. American Constitutional Law Found., Inc., 525 U.S. 182, 119 S.Ct. 636, 657, 142 L.Ed.2d 599 (1999) (O’Connor, J„ concurring in part and dissenting in part) (“Total disclosure has been recognized as the essential cornerstone to effective campaign finance reform, and fundamental to the political.system.”) (internal quotations and citations omitted). A requirement that a spender report the amount and use of money spent in candidate elections is thus “a reasonable and minimally restrictive method of furthering First Amendment values by opening the basic processes of [the] election system to public view.” Buckley, 424 U.S. at 82, 96 S.Ct. 612.
However, in Buckley, 424 U.S. at 74, 96 S.Ct. 612, and in McIntyre v. Ohio Elections Commission, 514 U.S. 334, 356 n. 21, 115 S.Ct. 1511, 131 L.Ed.2d 426 (1995), the Court noted that while the federal reporting requirements may be constitutional on their face, they may not be constitutional as applied if disclosure could reasonably subject the- spender to threats, harassment, or reprisals from government officials or private parties. The Court has also distinguished independent expenditure reporting requirements applied to candidate elections or lobbyists from reporting requirements applied to ballot measures. McIntyre, 514 U.S. at 356 & n. 20, 115 S.Ct. 1511. But cf. Citizens Against Rent Control v. City of Berkeley, 454 U.S. 290, 299-300, 102 S.Ct. 434, 70 L.Ed.2d 492 (1981) (stating in dicta, in the context of a ballot measure, that “[t]he integrity of the political system will be adequately protected if contributors are identified in a public filing revealing the amounts contributed; if it is thought wise, legislation can outlaw anonymous contributions”). Thus, if" Chapter 253 operates only to impose reporting requirements on independent expenditures over $100, as applied to a candidate election in which no reasonable fear of reprisals has been demonstrated, it should comport with the constitutional guidelines established in Buck-leyaxid McIntyre.
With these principles in mind, we consider whether, as applied to the Oster-bergs, Texas Election Code sections 253.002 and 253.062 act as a ban on independent expenditures or instead impose a reporting requirement. Section 253.002, which calls an independent expenditure a “direct campaign expenditure,” provides:
(a) A person may not knowingly make or authorize a direct campaign expenditure.
(b) This section does not apply to:
*43 (1) an individual making an expenditure authorized by Subchapter C;
(2) a corporation or labor organization making an expenditure authorized by Subchapter D;
(§) a candidate making or authorizing an expenditure for the candidate’s own election;
(4) a political committee; or
(5) a campaign treasurer or assistant campaign treasurer acting in an official capacity.
Tex. Elec.Code § 253.002(a), (b) (emphasis added). Under Subchapter C, which provides requirements for direct expenditures by individuals, section 253.062 states:
(a) Except as otherwise provided by law, an individual not acting in concert with another person may make one or more direct campaign expenditures in an election from the individual’s own property that exceed $100 on any one or more candidates or measures if:
(1) the individual complies with Chapter 254[8 ] as if the individual were a campaign treasurer of a political committee; and
(2) the individual receives no reimbursement for the expenditures.
Tex. Elec.Code § 253.062(a).
The initial phrase of section 253.002 appears to be a complete ban on direct campaign expenditures. But subsection (b) clarifies that section 253.002’s prohibition does not apply so long as the spender follows other separate requirements. If the spender is an individual who is not a candidate or campaign treasurer, section 253.002 construed with Subchapter C provides the following rule: unlimited direct expenditures are allowed as long as the spender reports expenditures that exceed $100 in an election and no one reimburses the spender. See Tex. Elec.Code §§ 253.061, 253.062. Though complexly phrased and structured, the Election Code has an unambiguous intended effect: an individual must report direct expenditures that total over $100 or the unreported expenditures become illegal and the spender may face civil and criminal penalties; if the spender reports the expenditures, he or she faces no penalties. As Peca argues, these provisions operate to impose a reporting requirement on direct campaign expenditures, rather than a ban or ceiling on those expenditures.
Under section 253.062 as interpreted by the Texas Ethics Commission, an individual cannot receive reimbursement for direct campaign expenditures, and the individual must report expenditures totaling over $100 as if that individual were a campaign treasurer of a specific-purpose political committee. See 1 Tex. Admin. Code § 22.5. Election Code Chapter 254 and Chapter 20, subchapter E of the Ethics Commission’s rules establish the requirements for these reports. In this contested judicial election, the Osterbergs
Because in a candidate election the ultimate burden of these requirements is substantially similar to that of the federal reporting requirements,
V
The dissent argues that “knowingly” in section 253.131(a) must modify more than the act of making a campaign expenditure because “spending money on core First Amendment speech cannot, in and of itself, be against the law — there must be some
The correct application of X-Citement requires only that the Osterbergs were aware that they made a direct campaign expenditure. Although the statute does not say so, an argument could be made that, in order for the statute to be upheld as constitutional, the Osterbergs also had to know that they did not report the expenditures. The Osterbergs were aware of all of these facts. The statute does not require, however, that the Oster-bergs knew of the statute they were violating. As such, section 253.151(a) does not punish innocent First Amendment activity; the statute punishes only those who do not report that they have engaged in otherwise innocent First Amendment activity. In other words, section 253.131(a) does not violate the Osterbergs’ First Amendment rights because the statute does not prevent them from making a campaign expenditure. The statute merely requires that they report their campaign expenditures, and, to reiterate, reporting requirements are clearly constitutional. See Buckley v. Valeo, 424 U.S. 1, 84, 96 S.Ct. 612, 46 L.Ed.2d 659 (1976). While the statute may be unpalatable, it is not unconstitutional and should not be judicially rewritten as suggested by the dissent.
Another flaw in the Osterbergs’ and the dissent’s analysis is that it applies a myopic view of the First Amendment interest at stake in this case. While it is true that the Osterbergs have a First Amendment right to engage in political speech, it is also true that a law requiring disclosure promotes the ends of the First Amendment. As previously noted, “[d]iscussion of public issues and debate on the qualifications of candidates are integral to the operation of the system of government established by our Constitution,” Buckley, 424 U.S. at 14, 96 S.Ct. 612, and disclosure advances a strong “informational interest” because it “helps voters to define more of the candidates’ constituencies.” Id. at 81, 96 S.Ct. 612. The dissent’s interpretation and application of section 253.131(a) would likely result in less reporting of expenditures like that made by the Osterbergs, thus shielding vital information about the elective process from the public.
VI
MUST A HUSBAND AND WIFE FILE AS A POLITICAL COMMITTEE BEFORE MAKING DIRECT CAMPAIGN EXPENDITURES “IN CONCERT”?
Election Code section 253.062 allows individuals to make direct campaign
There are, of course, some activities, legal if engaged in by one, yet illegal if performed in concert with others, but political expression is not one of them. To place a Spartan limit — or indeed any limit — on individuals wishing to band together to advance their views on a ballot measure, while placing none on individuals acting alone, is clearly a restraint on the right of association.
Though the Osterbergs mistakenly refer to an “association clause” in the First Amendment, it is clear they seek to assert their right to freely associate, which is instrumental to the First Amendment’s free speech, assembly, and petition guarantees. We hold that because section 253.062 allows the Osterbergs’ lawfully reported direct campaign expenditures only when they, husband and wife, are “not acting in concert with” one another, it unconstitutionally infringes upon their right to freely associate.
In imposing reporting requirements on individuals who make direct campaign expenditures, Election Code Chapter 253 distinguishes between those individuals who act alone and those who act in concert with others. If an individual acts alone, that individual need not report direct campaign expenditures that amount to $100 or less. Tex. Elec.Code § 253.061; 1 Tex. Admin. Code § 22.5(b)(1). If an individual acting alone makes direct campaign expenditures exceeding $100, the individual must comply with all applicable reporting requirements for a specific-purpose political committee, save two: the individual need not form a committee nor file a campaign treasurer appointment. Tex. Elec.Code § 253.062; 1 Tex. Admin. Code § 22.5(b)(2), (c). However, if an individual acts in concert with another, the individuals must form a political committee, appoint a campaign treasurer, and file that appointment with the appropriate authority before making direct campaign expenditures that exceed $500. See Tex. Elec.Code §§ 252.001,253.002(b), 253.031(b); 1 Tex. Admin. Code § 22.1; Op. Tex. Ethics Comm’n No. 331 (1996). The issue thus boils down to whether the Osterbergs’ associational rights are unconstitutionally burdened if they are required to form a political committee and file a treasurer appointment before they make direct expenditures in concert.
In Roberts v. United States Jaycees, 468 U.S. 609, 617-23, 104 S.Ct. 3244, 82 L.Ed.2d 462 (1984), the Supreme Court described two “distinct senses” of constitutionally protected freedom of association. Id. at 617, 104 S.Ct. 3244. In one line of decisions, the Court has recognized that
certain kinds of personal bonds have played a critical role in the culture and traditions of the Nation by cultivating and transmitting shared ideals and beliefs; they thereby foster diversity and act as critical buffers between the individual and the power of the State.
Id. at 618-19, 104 S.Ct. 3244 (citations omitted); see generally Karst, The Freedom of Intimate Association, 89 Yale L.J. 624 (1980). These protected personal affiliations include marriage. See Roberts, 468 U.S. at 619, 104 S.Ct. 3244; Zablocki v. Redhail, 434 U.S. 374, 383-86, 98 S.Ct. 673, 54 L.Ed.2d 618 (1978); Griswold v. Connecticut, 381 U.S. 479, 486, 85 S.Ct. 1678, 14 L.Ed.2d 510 (1965). The Constitution protects these affiliations for intrinsic reasons, “as a fundamental element of personal liberty.” Roberts, 468 U.S. at 618, 104 S.Ct. 3244.
This case implicates both types of associational interests. Applied to the Osterbergs, Chapter 253 imposes the burdens of forming a political committee and filing a campaign treasurer designation if they decide to act in concert to express their political views. These burdens fall upon the Osterbergs’ expression, and are triggered by the Osterbergs’ decision to exercise their First Amendment associational interest. Chapter 253 also opens to state scrutiny communications and decisions made in a marriage relationship. Indeed, whether husband and wife acted in concert was a contested fact issue and a jury question in this case. As applied, Chapter 253’s in-concert provision gives importance to such inquiries as whether husband and wife conferred about an expenditure, whether they agreed, and whether the expenditure derived from community or separate funds. The in-concert provision thus places a burden squarely on a nexus between the Osterbergs’ intrinsic and instrumental associational rights. This burden can be justified only if it is narrowly drawn to advance an overriding interest. See Buckley, 424 U.S. at 25, 96 S.Ct. 612.
Generally, disclosure requirements for independent expenditures in candidate elections may advance two significant state interests. First, they may provide “‘the electorate with information as to where political campaign money comes from,’ ” thus alerting the voter “ ‘to the interests to which a candidate is most likely to be responsive and thus facilitating] predictions of future performance in office.’” McIntyre v. Ohio Elections Comm’n, 514 U.S. 334, 354, 115 S.Ct. 1511, 131 L.Ed.2d 426 (1995) (quoting Buckley, 424 U.S. at 66-67, 96 S.Ct. 612). Second, “[disclosure of expenditures lessens the risk that individuals will spend money to support a candidate as a quid pro quo for special treatment after the candidate is in office.” Id. at 356, 115 S.Ct. 1511. Thus, disclosure is intended to deter actual corruption and help avoid the appearance of corruption.
Conceivably, both interests could be advanced by Chapter 253’s general requirement that a group acting in concert to make expenditures register as a political committee instead of merely allowing its members to report expenditures individually. A candidate’s support may seem broad if spenders report only individually, while requiring those individuals to report their concerted action as a group may expose an influence that in reality is more concentrated.
While these interests may justify Chapter 253’s in-concert distinction in other cases,
VII
DOES THE PRIVATE CIVIL REMEDY VIOLATE THE OSTER-BERGS’ FREE SPEECH AND. ASSOCIATION RIGHTS?
The Osterbergs also challenge the constitutionality of Election Code section 253.131, which allows an opposing candidate to enforce Chapter 253’s prohibitions through a private civil action. The Oster-bergs argue that section 253.131 is unconstitutional because it furthers only an opposing candidate’s “self-serving interests,” instead of being narrowly tailored to serve a compelling state interest. They assert that the interest of an “opposing candidate” is not the same as the state’s because the opposing candidate has an interest only in revenge or financial gain. Peca responds that the purpose of the private civil action is not to allow revenge or provide compensation but to encourage enforcement, and that the statute provides a disincentive for frivolous or malicious private suits by awarding attorney’s fees to a prevailing defendant.
Section 253.131 provides:
(a) A person who knowingly makes or accepts a campaign contribution or makes a campaign expenditure in violation of this chapter is liable for damages as provided by this section.
(b) If the contribution or expenditure is in support of a candidate, each opposing candidate whose name appears on the ballot is entitled to recover damages under this section.
(c) If the contribution or expenditure is in opposition to a candidate, the candidate is entitled to recover damages under this section.
(d) In this section, “damages” means:
(1) twice the value of the unlawful contribution or expenditure; and
(2) reasonable attorney’s fees incurred in the suit.
(e) Reasonable attorney’s fees incurred in the suit may be awarded to the*49 defendant if judgment is rendered in the defendant’s favor.
Tex. Elec.Code § 253.131.
We disagree with the Osterbergs’ contention that section 253.131 does not advance a sufficient state interest. When an individual breaks Texas’s campaign finance laws, this section allows a candidate to enforce those laws by seeking civil damages as a penalty. We agree with the Fifth Court of Appeals, which recognized that section 253.131 is designed to “deter violators and encourage enforcement by candidates and others directly participating in the process, rather than placing the entire enforcement burden on the government.” Ragsdale v. Progressive Voters League, 790 S.W.2d 77, 84-85 (Tex.App.—Dallas) (construing an earlier version of section 253.131), affd in part and rev’d in part on other grounds, 801 S.W.2d 880, 881 (Tex. 1990). Because state resources for policing election laws are necessarily limited, in many cases section 253.131 is likely to provide the only viable means of enforcing reporting requirements. Preventing evasion of these important campaign finance provisions is a legitimate and substantial state interest. Cf. Buckley v. Valeo, 424 U.S. 1, 66-68, 76, 96 S.Ct. 612, 46 L.Ed.2d 659 (1976) (preventing evasion of valid contribution limits is a substantial governmental interest).
Furthermore, that the person enforcing the law and receiving damages can be a private party rather than the State does not mean that section 253.131 adds additional restrictions on First Amendment rights. In Missouri Pacific Railway v. Humes, 115 U.S. 512, 522-23, 6 S.Ct. 110, 29 L.Ed. 463 (1885), the United States Supreme Court stated that
it is not a valid objection that the sufferer instead of the State receives [damages] .... The power of the State to impose fines and penalties for a violation of its statutory requirements is coeval with government; and the mode in which they shall be enforced, whether at the suit of a private party, or at the suit of the public, and what disposition shall be made of the amounts collected, are merely matters of legislative discretion.
(emphasis added). More recently, Justice O’Connor explained, “Humes teaches us that the identity of the recipient of a monetary penalty is irrelevant for purposes of determining the constitutional validity of the penalty.” Browning-Ferris Indus. v. Kelco Disposal, Inc., 492 U.S. 257, 299, 109 S.Ct. 2909, 106 L.Ed.2d 219 (1989) (O’Con-nor, J., concurring in part and dissenting in part). Regardless of Peca’s motivations in bringing a private cause of action, and as with all of the statute’s other enforcement mechanisms, ultimately it is the court, not an opposing party, who decides whether the Osterbergs acted unlawfully and thus could be subject to liability. Cf. Tompkins v. Cyr, 995 F.Supp. 664, 676-77 (N.D.Tex. 1998) (deciding whether the jury’s verdict — rather than the plaintiffs motive — was content neutral).
The Osterbergs do not bring a First Amendment challenge to the severity of the damages section 253.131 provides; they only challenge the Legislature’s decision regarding who can seek and receive damages.
VIII
DEFINITION OF “CAMPAIGN EXPENDITURE”
The Osterbergs argue that the jury charge should have made clear that only money spent for advertisements that “expressly advocate” the election or defeat of a candidate constitutes a “campaign expenditure.” They also argue that their advertisement was not express advocacy and thus their unreported payments were not “campaign expenditures.” The court of appeals held that the Osterbergs waived these arguments by failing to object properly to the jury charge. 952 S.W.2d at 130. We need not consider whether the jury charge was correct or whether the Osterbergs properly objected to the charge because we conclude as a matter of law that the Osterbergs’ advertisement was express advocacy.
A
IS EXPRESS ADVOCACY REQUIRED?
The Osterbergs argue that under Buckley, the Election Code cannot require expenditures to be reported unless they are for “communications that expressly advocate the election or defeat of a clearly identified candidate.” Buckley v. Valeo, 424 U.S. 1, 80, 96 S.Ct. 612, 46 L.Ed.2d 659 (1976). In Buckley, the United States Supreme Court narrowed the definition of “expenditures” that the federal election laws required to be reported. The federal statute defined “expenditure” as the use of money or other valuable assets “for the purpose of ... influencing” the nomination or election of candidates for federal office. Id. at 77, 96 S.Ct. 612. The Court worried that the phrase had the potential to encompass the general discussion of issues in addition to advocacy of a particular political result. Id. at 79, 96 S.Ct. 612. If a communication only discusses issues, and is funded by individuals or groups that are “not candidates or political committees,” the Court was concerned that the “relation of the information sought to the purposes of the Act may be too remote.” Id. at 80, 96 S.Ct. 612. To insure that the federal reporting requirements’ scope was not unconstitutionally broad or vague, the Supreme Court construed an expenditure by an individual “for the purpose of influencing” a candidate nomination or election to include “only funds used for communications that expressly advocate the election or defeat of a clearly identified candidate.” Id. (footnote omitted). Responding to similar concerns, Buckley also construed another provision that used the words “relative to” a candidate to mean “in express terms advocate the election or defeat of’ a candidate. Id. at 44, 96 S.Ct. 612.
Since Buckley, a number of state courts have narrowly construed their statutory definitions of campaign expenditures or contributions to avoid the vagueness or overbreadth problems that Buckley identified. See, e.g., State v. Proto, 203 Conn. 682, 526 A.2d 1297, 1310-11 (1987); Doe v. Mortham, 708 So.2d 929, 933 (Fla. 1998); State ex rel. Crumpton v. Keisling, 160 Or.App. 406, 982 P.2d 3, 9, 11 (1999); Virginia Soc’y for Human Life, Inc. v. Caldwell, 256 Va. 151, 500 S.E.2d 814, 817-18 (1998); see also Brownsburg Area Patrons Affecting Change v. Baldwin, 137 F.3d 503, 510 (7th Cir. 1998) (certifying the question of whether Indiana’s definition of “political action committee” is limited to groups that make contributions or expenditures for communications that “in express terms advocate the election or defeat of a clearly identified candidate for office or the victory or defeat of a public question”).
However, we should, if possible, interpret statutes in a manner to avoid constitutional infirmities. In re Bay Area Citizens Against Lawsuit Abuse, 982 S.W.2d 371, 380 (Tex. 1998). And the phrase “in connection with a campaign for elective office” does not compel an imper-missibly broad construction. In Federal Election Commission v. Massachusetts Citizens for Life, Inc., 479 U.S. 238, 107 S.Ct. 616, 93 L.Ed.2d 539 (1986), the Supreme Court narrowly construed similar language in a provision of the Federal Election Campaign Act. The provision prohibited corporations from using their treasury funds to make expenditures “in connection with any election.” Id. at 248, 107 S.Ct. 616. The Court held that this provision incorporated Buckley’s requirement that a communication “expressly advocate” the election of candidates. Id. at 248-49, 96 S.Ct. 612; see also Federal Election Comm’n v. National Org. for Women, 713 F.Supp. 428, 433 (D.D.C. 1989) (“From Buckley through MCFL, it is clear that the standard ‘in connection with an election’ is not distinct from ‘express advocacy.’”).
Relying on Massachusetts Citizens for Life, the Texas Ethics Commission has interpreted the Election Code’s definition of “campaign expenditure” to be limited to expenditures for a communication that “ ‘expressly advocates’ the defeat or election of an identified candidate, as that term has been used by the United States Supreme Court.” Op. Tex. Ethics Comm’n No. 198 (1994). The Ethics Commission enforces the Election Code’s expenditure reporting requirements. See Tex. Elec.Code §§ 253.134, 254.042. A reasonable construction of a statute by the administrative agency charged with its enforcement is entitled to great weight. State v. Public Util. Comm’n, 883 S.W.2d 190, 196 (Tex. 1994); Dodd v. Meno, 870 S.W.2d 4, 7 (Tex. 1994).
Consistent with United States Supreme Court precedent, the Ethics Commission’s reasonable interpretation, and the rule that statutes are to be construed to avoid constitutional infirmities, we hold that a “direct campaign expenditure” by an individual in a candidate election includes only those expenditures that “expressly advocate” the election or defeat of an identified candidate. We therefore consider whether the Osterbergs’ advertisement “expressly advocated” Biel’s election or Peca’s defeat.
B
DID THE ADVERTISEMENT EXPRESSLY ADVOCATE A CANDIDATE’S ELECTION OR DEFEAT?
Peca has no quarrel with applying the “express advocacy” standard. He in
In defining what constitutes express advocacy, Buckley recognized that “the distinction between discussion of issues and candidates and advocacy of election or defeat of candidates may often dissolve in practical application.” Buckley, 424 U.S. at 42, 96 S.Ct. 612. Buckley therefore restricted “express advocacy” to “spending that is unambiguously related to the campaign of a particular federal candidate.” Id. at 80, 96 S.Ct. 612. It thus was limited to “communications containing express words of advocacy of election or defeat, such as ‘vote for,’ ‘elect,’ ‘support,’ ‘cast your ballot for,’ ‘Smith for Congress,’ ‘vote against,’ ‘defeat,’ ‘reject.’ ” Id. at 44 n. 52, 96 S.Ct. 612. In Massachusetts Citizens for Life, the Court clarified that a message can be “marginally less direct” than the examples listed in Buckley so long as its essential nature “goes beyond issue discussion to express electoral advocacy.” Massachusetts Citizens for Life, 479 U.S. at 249, 107 S.Ct. 616.
Unfortunately, these descriptions in Buckley and Massachusetts Citizens for Life “do not give unambiguous answers to the myriad situations that arise.” Wisconsin Right to Life, Inc. v. Paradise, 138 F.3d 1183, 1186 (7th Cir.), cert. denied, 525 U.S. 873, 119 S.Ct. 172, 142 L.Ed.2d 140 (1998). Different federal courts of appeals and the Federal Election Commission have disagreed over whether communications that constitute “express advocacy” must contain certain “magic words” of advocacy akin to those listed in Buckley, or whether the communications should be judged as a whole and in context. See Thomas & Bowman, Is Soft Money Here to Stay Under the “Magic Words" Doctrine?, 10 Stan. L. & Pol’y Rev. 33, 35 (1998); Hayward, Note, Stalking the Elusive Express Advocacy Standard, 10 J.L. & Pol. 51, 54-55, 62-69 (1993). This disagreement, however, has no bearing on our decision, because the Osterbergs’ advertisement described Peca in its first screen, and then in its second screen exhorted, using words well within those Buckley listed, “VOTE FOR HIS OPPONENT.”
The Osterbergs contend that the advertisement’s first screen makes it ambiguous. That screen recites that “Judge Peca was chosen by his peers El Paso’s outstanding jurist,” that he “graduated Summa Cum Laude,” and that he “worked to reduce his docket over seven years,” before saying “IF THAT’S ENOUGH, VOTE FOR HIM.” The Osterbergs argue that this is a contradictory plea for action that gives the advertisement “several plausible meanings.” They rely on Federal Election Commission v. National Organization for Women, in which the court held, “Because the letters are suggestive of several plausible meanings, because there are numerous pleas for action, and because the types of action are varied and not entirely clear, NOW’s letters fail the express advocacy test.” 713 F.Supp. 428, 435 (D.D.C. 1989). That case does not apply to the Oster-bergs, because the court in National Organization for Women concluded that “NOW’s letters do not contain pointed exhortations to vote for or against particular persons. The three mailings include no explicit words directing the reader how to vote.” Id. at 434. As opposed to NOW’s mailings, the Osterbergs’ advertisement “cannot be regarded as a mere discussion of public issues that by their nature raise the names of certain politicians.” Massachusetts Citizens for Life, 479 U.S. at 249, 107 S.Ct. 616.
when read as a whole, and with limited reference to external events, be susceptible of no other reasonable interpretation but as an exhortation to vote for or against a specific candidate.... [Sjpeech is “express” for present purposes if its message is unmistakable and unambiguous, suggestive of only one plausible meaning.... [Sjpeech may only be termed “advocacy” if it presents a clear plea for action, and thus speech that is merely informative is not covered by the Act. Finally, it must be clear what action is advocated. Speech cannot be “express advocacy of the election or defeat of a clearly identified candidate” when reasonable minds could differ as to whether it encourages a vote for or against a candidate or encourages the reader to take some other kind of action.
We emphasize that if any reasonable alternative reading of speech can be suggested, it cannot be express advocacy subject to the Act’s disclosure requirements.
Admittedly, the Osterbergs’ first screen does attribute some favorable qualifications to Peca. And then, in all capitals, it says, “IF THAT’S ENOUGH, VOTE FOR HIM.” But the advertisement’s second screen renders it “unmistakable and unambiguous, suggestive of only one plausible meaning.” In all capitals, it directly advocates the viewer to “BRING THE COURTHOUSE BACK TO THE PEOPLE,” and “VOTE FOR HIS OPPONENT,” if the viewer wants someone who understands that “the Courthouse exists for the people, and not for judges, accidents of politics, and lawyers”; “[tjhe spirit of the law, not just the letter, must be employed for justice and the people”; or “[ejfficiency at the expense of justice cannot be tolerated.” This admonishment reveals the “essential nature” of the advertisement. It “goes beyond issue discussion to express electoral advocacy.” Massachusetts Citizens for Life, 479 U.S. at 249, 107 S.Ct. 616.
The first screen’s statement, “IF THAT’S ENOUGH, VOTE FOR HIM,” does not negate this “essential nature.” The first screen essentially tells voters that Peca’s standards are — according to Osterberg — too low, and the second screen urges viewers to vote for what Osterberg considers to be higher standards by voting against Peca. As the court of appeals observed, “The message is clear: credentials are not ‘enough,’ and Peca does not understand that the courthouse exists for the people.” 952 S.W.2d at 131. While the advertisement’s strategy and efficacy are debatable, the fact that it constitutes express advocacy is not. Whether the advertisement is effective advocacy is of little consequence to the determination of whether it is express advocacy.
The Osterbergs’ advertisement is no less express and no less advocacy than the contradictory messages in Massachusetts Citizens for Life, which the Supreme Court held amounted to express advocacy. In that case, the advertisement included a disclaimer that read: “This special election edition does not represent an endorsement of any particular candidate.” Massachusetts Citizens for Life, 479 U.S. at 243, 107 S.Ct. 616. The Court held that “the disclaimer of endorsement cannot negate” the fact that the communication’s essential nature was express advocacy. Id. at 249, 107 S.Ct. 616. Like the communication in Massachusetts Citizens for Life, the first screen in the Osterbergs’ advertisement does not diminish its essential express advocacy nature. We therefore hold as a matter of law that the Osterbergs’ advertisement was express advocacy and thus
IX
SUBSTANTIAL COMPLIANCE
In answering questions four and eight, the jury found that Robert and Olga “failed to file a report of expenditures by an individual no later than the 8 ⅛ day before election day for the direct campaign expenditures found ... to have been made.” On appeal, the Osterbergs argued for the first time that they need only “substantially comply” with the Election Code’s expenditure reporting provisions, and that they did so. They contended that because there was insufficient evidence to support the unrequested “substantial compliance” issue, the evidence was legally and factually insufficient to support the jury’s finding that they failed to report their expenditures.
The court of appeals held that the Oster-bergs waived their substantial compliance argument. The court explained:
The Osterbergs never argued prior to, or during, trial that substantial compliance satisfies the filing requirements of Section 254.124. The jury was instructed that the statute requires filings on the 30th and 8th day 'prior to the election without mention of substantial compliance. The question submitted to the jury inquired whether Robert Osterberg “failed to file a report of expenditures by an individual not later than the 8th day before election day .... ” [Emphasis added]. The Osterbergs did not object to the instruction or to the question on “substantial compliance” grounds. They neither requested an instruction to the jury on substantial compliance, nor submitted a jury question seeking a finding that their May 4 filing substantially complied with the statutory requirement.
The court of appeals thus evaluated the sufficiency of the evidence under the definition in the trial court’s charge as submitted to the jury, rather than by some hypothetical charge that the Osterbergs failed to seek through objection or request. Id. (citing Larson v. Cook Consultants, Inc., 690 S.W.2d 567, 568 (Tex. 1985); Allen v. American Nat’l Ins. Co., 380 S.W.2d 604, 609 (Tex. 1964)). Reviewing the evidence to support the issue as submitted, the court of appeals concluded:
The evidence is undisputed that Robert Osterberg failed to file a report “not later than the 8th day before election day” as the jury charge inquired. Accordingly, we find the evidence sufficient, both legally and factually, to support the jury’s finding.
In arguments that shroud vacuity in vagueness, the Osterbergs contend in this Court that “[t]he court of appeals was wrong” because:
1) the sufficiency points were preserved through the post-judgment motions; 2) an objection to the charge was not necessary to preserve an objection as to sufficiency error; and 3) where the party with the burden of proof fails to present the proper standard of proof, the law, not the court’s charge, measures the sufficiency of the evidence.
The sufficiency of the evidence as to compliance was properly preserved. Once preserved, it was the duty of the reviewing court to apply the proper law to that sufficiency analysis. The court of appeals erred in refusing to do so.
The Osterbergs cite no legal authority that actually supports their claim that the court of appeals was wrong.
Contrary to the Osterbergs’ arguments, the court of appeals did not rule that the sufficiency points were not preserved. As is clear from the court of appeals’ opinion, the court considered the sufficiency points and concluded that the evidence was both
To the extent the Osterbergs are contending in this Court that the evidence is not legally sufficient to support the jury’s answers to questions four and eight, we agree with the court of appeals that the evidence is legally sufficient to support the jury’s findings because “[t]he evidence is undisputed that Robert [and Olga] Oster-berg failed to file a report ‘not later than the 8th day before election day1 as the jury charge inquired.”
The Osterbergs’ third argument could be understood to make one of two different assertions. One provides no reason to overturn the court of appeals’ holding; the other is wrong. To the extent the Oster-bergs are asserting, again, that appellate courts have the ability to review jury verdicts to ensure that legally sufficient evidence supports those verdicts, we agree. As noted, the court of appeals undertook such a review and concluded that legally sufficient evidence supported the verdict. We agree with that conclusion.
The Osterbergs could instead be arguing that when a court submits a defective issue to the jury, an appellate court should review the sufficiency of the evidence against the question and instruction that the trial court should have submitted — not the one actually submitted — even if the defect was never brought to the court’s attention and the question or instruction never requested. That assertion is misguided. Even if Peca had a burden of proof with regard to some substantial compliance standard — an issue we do not decide today — it is the court’s charge, not some other unidentified law, that measures the sufficiency of the evidence when the opposing party fails to object to the charge. Tex.R. Civ. P. 272, 274, 278, 279; see also Larson v. Cook Consultants, Inc., 690 S.W.2d 567, 568 (Tex. 1985); Allen v. American Nat’l Ins. Co., 380 S.W.2d 604, 609 (Tex. 1964). As we recently stated in Holland v. Wal-Mart Stores, Inc., 1 S.W.3d 91 (Tex. 1999), if the trial court has “to resolve a legal issue before the jury could properly perform its fact-finding role[,] ... a party must lodge an objection in time for the trial court to make an appropriate ruling without having to order a new trial.” Id. at 94. For these reasons, we need not consider the Osterbergs’ arguments, to the extent they are made, that we should apply a substantial compliance standard when that standard was not submitted to the jury.
X
ATTORNEY’S FEES
Finally, Peca complains that the court of appeals erred in holding that he waived recovery of attorney’s fees. Section 253.131 entitles an opposing candidate who proves a violation of Chapter 253 to recover, in addition to damages based on the value of the unlawful contribution or expenditure, “reasonable attorney’s fees incurred in the suit.” Tex. Eleg.Code § 253.131(d)(2). The trial court submitted a question asking the jury to “[f]ind, in dollars and cents, the total amount that would be a reasonable attorney’s fee for the services by ‘Plaintiffs attorney’ incurred in this case.” The jury informed the trial court that it was deadlocked on that question. After that disclosure, Peca failed to object or request an answer to his attorney’s fees question. Instead, Peca asked the trial court to accept the incomplete verdict, and then asked the court to enter judgment as a matter of law for his attorney’s fees. The trial court refused, and the court of appeals affirmed, holding that Peca had waived the issue for appeal. 952 S.W.2d at 132. Peca argues that his failure to request a jury answer did not waive his right to attorney’s fees because
In finding that Peca waived his right to attorney’s fees, the court of appeals relied on this Court’s decision in Fleet v. Fleet, 711 S.W.2d 1 (Tex. 1986). In Fleet, we held that a trial court will not be reversed for rendering judgment on an incomplete verdict unless the party who would benefit from answers to the unanswered issues objects to the incomplete verdict before the jury is discharged. Id. at 3. Fleet followed Continental Casualty Co. v. Street, 379 S.W.2d 648 (Tex. 1964), in which the plaintiff did not object to the jury’s failure to answer questions regarding the amount he was entitled to under an insurance policy. Because the plaintiff in Continental Casualty failed to object before the jury was discharged, this Court held that “[t]he trial court had no alternative under the jury verdict but to render judgment for [Continental Casualty], and [the plaintiff] waived any benefit he might have claimed under the unanswered issues, and any right to have them answered.” Id. at 651; see also Lewis v. Texas Employers’ Ins. Ass’n, 151 Tex. 95, 246 S.W.2d 599, 601 (1952) (to preserve error for appeal, a party must object to unanswered questions in a verdict before the jury is discharged); Elliott, Jury Trial: Verdict, in 4 McDonald Texas Civil Practice § 25:7, at 415-16 (Allen et al. eds., 1992 ed.) (“[E]very material question must be answered by the jury and the court cannot, in any circumstances, supply findings on unanswered or incompletely answered material questions.... A party who ... silently allows the verdict to be accepted and the jury to be discharged waives the right to complain that the questions are unanswered, and the trial court may disregard the unanswered questions and render judgment for the party entitled to prevail under the findings made.”); Jones, Waiver of Unanswered and Conflicting Special Issues, 38 Tex. L.Rev. 93, 100 (1959) (“[T]he effect of the failure to detect the unanswered issues and call the trial court’s attention to this defect is a complete waiver of all benefits based on such issues. That is, the unanswered issue can afford no basis for a judgment or ground for appeal unless timely objection is made.”). Peca, by failing to object when the jury did not return an answer, waived any benefit from the jury question, waived any right to have the trial judge supply his own fact-finding or grant a new trial on the issue, and waived his right to appeal a judgment on the issue of attorney’s fees. We affirm the court of appeals’ judgment regarding attorney’s fees.
XI
In accordance with our discussion above, we affirm the court of appeals’ judgment against Robert Osterberg, and we affirm the court of appeals’ judgment that Peca take nothing in his attorney’s fees daim. We reverse the court of appeals’ judgment that Peca take nothing from Olga Oster-berg, and remand to the court of appeals for proceedings consistent with this opinion.
Justice GONZALES concurring with opinion to follow.
. The parties contest whether Olga made expenditures for the advertisement. For simplicity's sake, we refer to the expenditure and the advertisement as "the Osterbergs.’ ” Our label is not intended to be a substantive comment.
. Tex. Elec.Code §§ 253.002, 253.062. What Chapter 253 defines as a "direct campaign expenditure” corresponds with what the Federal Election Campaign Act and United States Supreme Court call an "independent expenditure.” Compare Tex. Elec.Code §251.001(7), (8) (defining a "direct campaign expenditure” as an expenditure made "in connection with a campaign for elective office or on a measure” that "does not constitute a campaign contribution”), and 1 Tex. Admin. Code § 20.1 (direct campaign expenditure is "made without the prior consent or approval of the candidate or officeholder on whose behalf the expenditure was made”), with Federal Election Campaign Act, 2 U.S.C. § 431(17) (1997) (defining an “independent expenditure” as "an expenditure by a person expressly advocating the election or defeat of a clearly identified candidate which is made without cooperation or consultation with any candidate” or candidate's agent or committee), and Colorado Republican Fed. Campaign Comm. v. Federal Election Comm’n, 518 U.S. 604, 609, 116 S.Ct. 2309, 135 L.Ed.2d 795 (1996) (clarifying that an "independent” expenditure is an expenditure "not coordinated with the candidate or candidate’s campaign”). See generally Op. Tex. Ethics Comm’n No. 336 (1996) ("Although the term 'independent campaign expenditure’ is not used in Texas law, it is often more easily grasped than the term 'direct expenditure,’ which Texas law uses to describe a campaign expenditure made without the prior consent or approval of the candidate benefitted.”).
. The dissent claims that our interpretation of section 253.131 and other Election Code provisions "produces the ironic result that only candidates like Judge Peca are protected from civil liability when unaware that they are violating the Election Code, while ordinary citizens like Mr. and Mrs. Osterberg can be liable (emphasis original).” The dissent supplies no authority or support for that bald assertion.
. The dissent argues that this construction makes ignorance of the law a defense for candidates, but not for private parties. To the contrary, our construction provides no rationale for allowing a candidate to use ignorance of the law to avoid liability for making illegally unreported expenditures. Moreover, it is within the Legislature's province, not ours, to establish the degree of knowledge necessary to violate a statute.
. The relevant provision of the Texas Election Code actually states: "Except as otherwise provided by law, an individual not acting in concert with another person may make one or more direct campaign expenditures in an election from the individual's own property that exceed $100 on any one or more candidates or measures...." Tex Elec.Code § 253.062(a) (emphasis added).
. See Tex.R.App. P. 33.1(a) ("As a prerequisite to presenting a complaint for appellate review, the record must show that ... the complaint was made to the trial court by a timely request, objection, or motion...."); Dreyer v.
. In 1997, Rule 52(a) was rewritten as Rule 33.1. Because the Osterbergs filed their appeal in 1995, Rule 52(a) governs their preservation.
. Chapter 254 requires reporting of contributions and expenditures and provides reporting schedules.
. For simplicity’s sake, we refer to "the Oster-bergs.'’ However, Olga was required to meet the Election Code's reporting requirements only if she knowingly made an expenditure.
. The Osterbergs were not required to file a report thirty days before the election because they had made no direct campaign expenditures as of the fortieth day before the election. Tex. Elec.Code § 254.124(b). Election Code section 254.123 also requires specific-purpose political committees to file semiannual reports on July 15 and January 15. Whether the Osterbergs were required to file these semiannual reports we need not, and thus do not, decide.
. Tex. Gov't Code § 24.266(a).
. Tex. Elec.Code § 254.036(b); 1 Tex. Admin. Code § 20.331(24).
. Tex. Elec.Code § 254.036(a); 1 Tex. Admin. Code § 20.19. Today, the Osterbergs may have to file their reports on Ethics Commission Form JSPAC, because the Judicial Campaign Fairness Act would apply. However, the election at issue occurred before the Act was passed in 1995, so it does not apply in this case.
. Tex. Elec.Code § 254.121(2); 1 Tex. Admin. Code § 20.331(3), (4), (5).
. Tex. Elec.Code § 254.121(3); 1 Tex. Admin. Code § 20.331(6).
. Tex. Elec.Code § 254.031(a)(3); 1 Tex. Admin. Code § 22.331(22)(E). Although an individual must report expenditures if they exceed $50 in a reporting period, this requirement is not triggered until the individual has spent over $100 in aggregate on the candidate. Tex. Elec.Code § 253.062(a).
. Tex. Elec.Code § 254.031(a)(3); 1 Tex. Admin. Code § 20.331(18).
. Tex. Elec.Code § 254.031(a)(3); 1 Tex. Admin. Code# 20.331(18).
. Tex. Elec.Code § 254.031(a)(7); 1 Tex. Admin. Code# 20.331(19).
. Under the Federal Election Campaign Act, every person, other than a political committee, making independent expenditures exceeding $250 in a year must: In an election year, file a pre-election report no later than twelve days before any election, file a post-general election report no later than thirty days after the general election, and file additional quarterly reports. See 2 U.S.C. § 434(a)(2), (c). In a non-election year, the person must file biannual reports. See id. In addition, any independent expenditure greater than $1000 and made after the twentieth day before any election must be reported to the Secretary of the Federal Election Commission and the Secretary of State within 24 hours of when that expenditure is made. See 2 U.S.C. § 434(c)(2). The reports must include: the name of persons who receive any disbursement during the reporting period in an aggregate amount over $200 within the calendar year; the date, amount, and purpose of the expenditure; a statement whether the expenditure is in support of or opposition to a candidate; the name of and office sought by the candidate; and a certification whether the independent expenditure is made in cooperation, consultation, or concert with, or at the request or suggestion of, any candidate or candidate’s committee or agent. See 2 U.S.C. § 434(b)(6)(B)(iii), (c)(2).
. We need not and do not decide that issue today.
. Griswold, 381 U.S. at 486, 85 S.Ct. 1678.
. We note that our holding that section 253.062's in-concert provision is unconstitutional is limited to the context of the husband and wife relationship. We express no opinion as to whether that provision is or is not constitutional to the extent it applies to persons other than a husband and wife acting in concert. In addition, because we hold that Section 253.062’s in-concert limitation violates the Osterbergs’ First Amendment rights, we need not address their argument that the provision is unconstitutionally vague.
. Because we need not address the issue in this case, we leave open the issue of whether punishment for reporting violations can rise to the level of being so severe and so extreme that it amounts to an unconstitutional infringement of rights under the First Amendment.
. Because the expenditures at issue could relate only to an elective office and not a petition or ballot measure, we do not consider the scope of the definition’s application to expenditures on a “measure” as defined by section 251.001(19).
. The court of appeals did not review the evidence that Olga failed to file a report, because it had already concluded that there was no evidence that she knowingly violated the statute.
Concurring Opinion
concurring.
I withdraw my July 29, 1999 concurring opinion and substitute the following.
I agree with the Court that the Texas Election Code’s direct-campaign-expenditure disclosure requirements, with the exception of the in-concert provision, survive the Osterbergs’ specific constitutional challenges. This Court appropriately rejects the Osterbergs’ argument that the Election Code’s approach to regulation — which begins with a rule generally forbidding direct campaign expenditures but makes that rule subject to specified exceptions— is facially unconstitutional.
I write separately, however, for three reasons. First, I would elaborate on the reasons why section 253.131(a) does not offend First Amendment guarantees of free speech, even though it allows a civil suit for damages for failure to report a campaign expenditure without requiring the plaintiff to prove the defendant knew about the specific reporting requirement. Second, I disagree with the plurality’s and dissent’s respective evaluations of the significance of the United States Supreme Court’s decision in United States v. X-Citement Video, Inc.
A.
The Court correctly concludes that Chapter 253 imposes constitutionally permissible reporting requirements, not a ban or ceiling on expenditures. But enforcing the reporting requirements also must not offend the First Amendment. When the Court states that Peca need not prove the Osterbergs’ subjective knowledge of electoral laws, it necessarily implies that the Constitution does not require that a person know he is violating the election laws before being punished. The Court’s opinion states that section 253.131(a) does not violate the Osterbergs’ First Amendment rights because the statute does not prevent them from making campaign expenditures.
But the issue here is not merely whether Chapter 253 prevents the Osterbergs from
In Buckley v. Valeo, the Supreme Court evaluated the constitutionality of campaign expenditure limits and reporting requirements.
In McIntyre v. Ohio Elections Commission, the Supreme Court considered an Ohio statute that prohibited the distribution of anonymous campaign literature.
The dissent’s analysis is likewise incomplete. The dissent contends that the Court’s application of the statute, punishing the Osterbergs solely for engaging in core First Amendment activity, without more, is unconstitutional. But direct limitations on speech can be constitutional if the limitation is content neutral and survives the appropriate standard of scrutiny.
Although the current Federal Election Campaign Act and several state reporting statutes impose liability for failing to report campaign expenditures, whether such liability can be enforced in the absence of the actor’s knowledge appears to be an issue of first impression. The federal reporting statute imposes liability for both knowing and unknowing failures to report campaign expenditures.
The Missouri statute provides that “[a]ny person who knowingly accepts or makes a contribution or makes an expenditure in violation of any provision of this chapter ... may be held liable to the state in civil penalties in twice the amount of any such contribution or expenditure, not to exceed a total amount of five thousand dollars.”
Although I am unaware of any decision upholding a statute imposing liability for an unknowing violation of a reporting requirement, we are not entirely without guidance. The Supreme Court has articulated that a statute is constitutional unless every application of the statute violates the First Amendment or unless the statute is substantially overbroad so as to create a realistic danger that the statute itself will significantly compromise recognized First Amendment protections.
I would evaluate whether section 253.131(a) has a constitutional application, by turning to the principles articulated in
Buckley recognized three substantial governmental interests in requiring disclosure of campaign expenditures.
I would determine whether section 253.131(a) bears a sufficient relationship to these substantial government interests by considering section 253.131(a)’s impact on speech. In doing so, I recognize the difficulty in ascertaining how section 253.131(a) impacts speech differently from the impact the reporting requirements themselves have on speech. As the Supreme Court noted in Buckley, reporting requirements are constitutional even when they deter some who might otherwise contribute.
While these impacts on speech are not insignificant, the competing state interests are substantial. It might be argued that imposing a requirement that an individual knowingly violates the law is a less restrictive means of mitigating the evils of campaign corruption and voters’ lack of information. But the cost to the statute’s effectiveness is reasonably clear. As the Court argues, proving a contributor knew about the reporting requirements yet chose to violate them would be inordinately difficult in most cases. Also, a person determined to violate the reporting laws need only avoid learning what the regula
I would then turn to the second part of the test: whether section 253.131(a) is substantially overbroad so as to create a realistic danger that the statute itself will significantly compromise recognized First Amendment protections. Liability can arise under section 253.131(a) for either a knowing or unknowing violation. Both the Court and the dissent seem to agree that liability under section 253.131(a) would be constitutional when a person knowingly violates the statute. I believe they are right because the state interests are not substantially outweighed by the chilling effects the statute would have on free speech. Second, as I concluded above, section 253.131(a) is constitutional when liability is enforced on an unknowing violator. Thus, section 253.131(a) is not unconstitutionally overbroad and satisfies the second part of the test announced in City Council of Los Angeles.
B.
I do not join part V of the plurality’s opinion because I believe it misconstrues United States v. X-Citement Video, Inc.
The opinion in X-Citement primarily concerns statutory construction. In X-Citement the Supreme Court reviewed a conviction under the Protection of Children Against Sexual Exploitation Act of 1977,
While X-Citement may be instructive for purposes of statutory construction, it does not guide the constitutional evaluation of section 253.131(a). The Supreme Court in X-Citement construed an additional mens rea element in the criminal statute to avoid serious constitutional problems. Nevertheless, the plurality’s and the dissent’s respective opinions erroneously presume that the constitutional problems to be avoided primarily related to the First Amendment. But the Supreme Court’s main concern in X-Citement was whether the statute satisfied the notice and fairness concerns underpinning the long-standing criminal law principle that mens rea requirements must be applied to every fact element of a crime.
While X-Citement may articulate important statutory construction principles, they do not have force here. First, the Court’s interpretation of section 253.131(a) does not produce the odd or absurd results that concerned the Supreme Court in X-Citement. Here, section 253.131(a) punishes only those individuals who fail to report knowing campaign expenditures. Second, there is nothing in the legislative history to show that the Legislature intended to punish only knowing violations of section 253.131(a). Finally, as I conclude above, the Constitution does not require a knowing violation of the reporting statute. Thus, there is no need to construe the statute to include a knowing requirement in order to make it constitutional.
C.
While I conclude that section 253.131(a) is a constitutional enforcement provision, I note other concerns arising from Chapter 253 that were not raised by the Oster-
The first difficulty one encounters with the Election Code is coping with its definitions, which spell out the scope of its regulatory provisions.
These definitions are not very lucid. For one thing, it may not be apparent, from the perspective of an ordinary citizen, that “in connection with a campaign” refers solely to communications expressly advocating the election, passage, or defeat of a clearly identified candidate or measure. It is also not clear whether a coordinated expenditure — one made in cooperation or consultation with a candidate — is a campaign contribution or a direct campaign expenditure. How a coordinated expenditure is characterized is important, for it determines who — the candidate or the person making the expenditure — has the burden of reporting it. So an ordinary citizen must consult the Texas Ethics Commission Rules (or a lawyer) to clarify this ambiguity: “A campaign expenditure is not a contribution from the person making the expenditure if ... it is made without the prior consent or approval of the candidate or officeholder on whose behalf the expenditure was made.”
At least one thing is clear. An “expenditure” is defined very broadly to include “a payment of money or any other thing of value.”
Texas’s regulatory scheme for direct campaign expenditures begins with Chapter 253 of the Texas Election Code. Section 253.002 prohibits a person from knowingly making or authorizing a direct campaign expenditure unless the expenditure is authorized by Subchapter C.
Subchapter C, comprised of Sections 253.061 through 253.063, describes the circumstances under which an ordinary citizen can make a direct campaign expenditure. Section 253.061 provides that an individual may make direct campaign expenditures of up to $100 if he or she is “not acting in concert with another person” and receives no reimbursement for
Chapter 254 spells out the detailed record-keeping, report-filing, and written-notice requirements with which a campaign treasurer must comply. First, “[ejach campaign treasurer of a political committee shall maintain a record of all reportable activity” containing “the information that is necessary for filing the reports required by this chapter” and “preserve the record for at least two years.”
As the Court illustrates, the reporting requirements are not trivial.
Even after an ordinary citizen divines what information must be reported and how to report it, determining the proper filing authority with whom to file the reports is no easy task. Because the Election Code itself does not make this clear,
And the complexity does not end there. An individual cannot expect to file just one report and be done with it. The Election Code sets forth several reporting periods in which reports are required, even if no expenditures are made.
In summary, the Election Code’s reporting requirements are cumbersome and complicated. As a result, the Election Code may deter ordinary citizens from disseminating their own views. This raises the question, yet unanswered by the United States Supreme Court, of whether a set of disclosure requirements can be so onerous that they violate the First Amendment.
It is the Legislature’s prerogative to structure this State’s campaign finance laws. But that prerogative is subject to constitutional limitations. This State’s campaign finance laws must not unduly burden political speech of ordinary citizens. There could be future cases in which other provisions of Chapter 253 are constitutionally challenged and speech is so significantly constrained as to render those provisions of the Election Code unconstitutional. That has not, however, been done in this case. Accordingly, I concur.
. See Tex. Elec.Code § 253.131(a) ("A person who knowingly makes or accepts a campaign expenditure or makes a campaign expenditure in violation of this chapter is liable for damages as provided by this section.”).
. See Heckler v. Mathews, 465 U.S. 728, 741-42, 104 S.Ct. 1387, 79 L.Ed.2d 646 (1984) ("The canon favoring constructions of statutes to avoid constitutional questions does not ... license a court to usurp the policy-making and legislative functions of duly-elected representatives. Although this Court will often strain to construe legislation so as to save it against constitutional attack, it must not and will not carry this to the point of perverting the purpose of a statute ... or judicially rewriting it.”) (citations and internal quotation marks omitted).
. See Act of May 30, 1987, 70th Leg., R.S., ch. 899, § 1, 1987 Tex. Gen. Laws 2995, 3005 & 3011 (current version at Tex Elec.Code §§ 253.003(b), 253.005(a), 253.131(a)).
. 513 U.S. 64, 115 S.Ct. 464, 130 L.Ed.2d 372 (1994).
. (12 S.W.3d 45).
. 424 U.S. 1, 96 S.Ct. 612, 46 L.Ed.2d 659 (1976) (per curiam).
. 514 U.S. 334, 115 S.Ct. 1511, 131 L.Ed.2d 426 (1995).
. See Buckley, 424 U.S. at 44-45, 96 S.Ct. 612.
. Members of the City Council of the City of Los Angeles v. Taxpayers for Vincent, 466 U.S. 789, 804, 104 S.Ct. 2118, 80 L.Ed.2d 772 (1984); accord Schenck v. United States, 249 U.S. 47, 52, 39 S.Ct. 247, 63 L.Ed. 470 (1919).
. Buckley, 424 U.S. at 44-45, 96 S.Ct. 612.
. 2 U.S.C. § 434g(a)(5)(A), (B). However, the version of the federal statute construed in Buckley did not have any express knowing requirement. See Buckley 424 U.S. at 76-77, n. 99, 96 S.Ct. 612.
. Alaska, Alaska Stat. § 15.13.125 (1998); Florida, Fla. Stat. Ann. § 106.085 (1992); Massachusetts, Mass. Gen. L. ch. 55, § 18 (1991); Nebraska, Neb. Rev. Stat. § 49-1467 (1998); North Carolina, N.C. Gen. Stat. § 163-278.27 (1999); Ohio, Ohio Rev.Code Ann. § 3517.99(M) (1995); Virginia, Va.Code Ann. § 24.2-929 (1997).
. Connecticut, Conn. Gen.Stat. Ann. § 9-333y (1989); Delaware, Del.Code. Ann. § 8043 (1999); Iowa, Iowa Code Ann. § 56.16 (1999); Mississippi, Miss.Code. Ann. § 23-15-811 (1999); Missouri, Mo. Ann. Stat. § 130.072 (1997); Louisiana, La.Rev.Stat. Ann. § 1505.4 (1980).
. Del.Code. Ann. § 8043.
. Mo. Ann. Stat. § 130.072.
. Id.
. See State v. Owen, 990 S.W.2d 158, 160 (Mo.Ct.App. 1999).
. See Conn. Gen.Stat. Ann. § 9-333y ("Any person who knowingly and willfully violates any provision of this chapter shall be fined....”); Iowa Code Ann. § 56.16 ("Any person who willfully violates any provisions of this chapter shall upon conviction, be guilty of a serious misdemeanor.”); La.Rev.Stat. Ann. § 1505.4 ("[Any person] who knowingly fails to file or who knowingly fails to timely file any such reports as are required by this Chapter may be assessed a civil penalty....”); Miss.Code Ann. § 23-15-811 (“Any candidate or other person who shall willfully and deliberately and substantially violate the provisions and prohibitions of this article shall be guilty of a misdemeanor.... ”).
. See Members of City Council of Los Angles v. Taxpayers for Vincent, 466 U.S. 789, 797-98, 801, 104 S.Ct. 2118, 80 L.Ed.2d 772 (1984) (upholding a municipal rule that forbade the posting of signs on public property, where the effect was to prevent a political candidate from posting campaign signs on utility poles); see also New York State Club Ass'n v. City of New York, 487 U.S. 1, 11, 108 S.Ct. 2225, 101 L.Ed.2d 1 (1988) (rejecting a First Amendment freedom of association challenge of a city ordinance forbidding discrimination in certain private clubs).
. See Buckley v. Valeo, 424 U.S. 1, 14, 96 S.Ct. 612, 46 L.Ed.2d 659 (1976) (per curiam).
. See id.; see also Nixon v. Shrink, - U.S. -, 120 S.Ct. 897, 903, - L.Ed.2d - (2000).
. See Buckley, 424 U.S. at 80, 96 S.Ct. 612.
. See id. at 68, 96 S.Ct. 612. ("It is undoubtedly true that public disclosure of contributions to candidates and political parties will deter some individuals who otherwise might contribute.”).
. Members of City Council of Los Angles v. Taxpayers for Vincent, 466 U.S. 789, 798, 104 S.Ct. 2118, 80 L.Ed.2d 772 (1984); see also New York State Club Ass’n v. City of New York, 487 U.S. 1, 11, 108 S.Ct. 2225, 101 L.Ed.2d 1 (1988).
. Members of City Council of Los Angles, 466 U.S. at 801, 104 S.Ct. 2118.
. 513 U.S. 64, 115 S.Ct. 464, 130 L.Ed.2d 372 (1994).
. 12 S.W.3d 45.
. 18 U.S.C. § 2252 (1988 ed. and Supp. V).
. X-Citement, 513 U.S. at 66-68, 115 S.Ct. 464.
. See id. at 69, 115 S.Ct. 464.
. See id. at 73-78, 115 S.Ct. 464.
. X-Citement, 513 U.S. at 70, 115 S.Ct. 464; see also Staples v. United States, 511 U.S. 600, 611, 114 S.Ct. 1793, 128 L.Ed.2d 608 (1994).
. See Tex. Elec.Code § 251.001.
. Id. § 251.001(8).
. Id. § 251.001(7).
. Id. § 251.001(3).
. 1 Tex. Admin. Code 20.1. (1999)(Tex. Ethics Comm'n, Definitions).
. Tex. Elec.Code § 251.001(6).
. See Op. Tex. Ethics Comm’n No. 177 (1993) (stating that expenditures include "the cost of producing ... brochures plus any distribution costs, such as postage”).
. See Tex Elec.Code § 253.002.
. See id. § 253.002(b) (listing exceptions).
. Id. § 253.061.
. Id. § 253.062(a)(1).
. Id. § 254.001(b),(c),(d).
. Id. § 254.128; accord Op. Tex. Ethics Comm’n No. 331 (1996) ("An individual 'not acting in concert with another person’ who makes a direct campaign expenditure supporting a candidate is also required to give notice to the candidate.”); see also Tex. Penal Code § 12.21 (providing punishment of up to $4,000 and one-year’s confinement in jail for committing a Class A misdemeanor).
. See Tex. Elec.Code §§ 254.121 — 254.184.
. See 12 S.W.3d 42 (discussing many of the details that must be provided in the reports).
. See Texas Ethics Commission, Forms & Instructions (last revised Feb. 2, 2000) chttp:// www.ethics.state.tx.us/ filingin-fo/forms & in.htm>.
. Section 253.062 requires an individual to file as if he or she were the campaign treasurer of a political committee. See Tex. Elec. Code § 253.062. The Election Code, however, provides different filing requirements depending on whether the committee is special- or general-purpose. Compare id, § 254.130 with id. § 254.163 (specifying different filing authorities for the different committee types); see also id. §§ 251.001(13) & (14) (defining special- and general-purpose committees). And the Election Code simply does not indicate which of these two committees — general-purpose or specific-purpose — an individual under Section 253.062 is supposed to model.
. See 1 Tex Admin. Code § 22.5(b)(2)(l 999) (Tex Ethics Comm'n, Direct Campaign Expenditures).
. See id. § 20.3. (Reports filed with the Commission).
. See id. § 20.5 (Reports filed with a county filing authority).
. See id. §§ 20.3 — 20.7.
. See id. § 20.9 (Filing opinion for certain specific-purpose committees).
. See Tex. Elec.Code § 254.031(b) ("If no reportable activity occurs during a reporting period, the person required to file a report shall indicate that fact in the report.”).
. See id. § 254.123.
. See id. § 254.124(b).
. See id. § 254.124(c).
. See id. § 254.038.
. See id. § 254.126.
. Cf. Commission for Lawyer Discipline v. Benton, 980 S.W.2d 425, 437 (Tex. 1998) (suggesting that permissible free speech restrictions should be " 'set out in terms that the ordinary person exercising ordinary common sense can sufficiently understand and comply with’ ”) (quoting United States Civil Serv. Comm’n v. National Ass'n of Letter Carriers, 413 U.S. 548, 579, 93 S.Ct. 2880, 37 L.Ed.2d 796 (1973)).
Dissenting Opinion
joined by Chief Justice PHILLIPS, Justice HANKINSON, and Justice O’NEILL, dissenting.
Because the Osterbergs made arguments in their motion for rehearing that merit discussion, I withdraw my July 29, 1999 dissenting opinion and substitute the following.
This is a statutory construction case. Ironically, the Court’s chosen construction of section 253.131(a) of the Election Code gives less protection to Texas citizens engaged in the core First Amendment activity of speaking about an election than the United States Supreme Court’s chosen construction of the federal child obscenity act has given to peddlers of child pornography. Because there is no evidence the
Section 253.002 of the Election Code makes direct campaign expenditures unlawful unless the person making the expenditure complies with Subchapter C to Chapter 253.
(a) Except as otherwise provided by law, an individual not acting in concert with another person may make one or more direct campaign expenditures in an election from the individual’s own property that exceed $100 on any one or more candidates or measures if:
(1) the individual complies with Chapter 254 as if the individual were a campaign treasurer of a political committee ....2
Under Chapter 254, a political committee’s campaign treasurer is required to file two reports, one no later than thirty days before election day,
To facilitate enforcement of section 253.002, section 253.131 of the Election Code creates a private cause of action against a “person who knowingly makes or accepts a campaign contribution or makes a campaign expenditure in violation of [Chapter 253 of the Election Code].”
I believe we are obliged to give section 253.131(a) this construction. We have stated that “it is our duty as a court to construe statutes in a manner which avoids serious doubt of their constitutionality.”
The television ads that Robert Oster-berg designed and had produced and aired were political speech. As such they are protected by the First Amendment.
Moreover, such a law cannot bring within its sweep any “innocent” violations. In construing a statute somewhat similar in structure to section 253.131(a), the United States Supreme Court held that the word “knowingly” in the federal child obscenity act had to apply to the age of the performer and the sexually explicit nature of the material, and not merely to the element of transporting such materials.
The analysis is even more compelling here for at least two reasons. First, Robert Osterberg, in making the expenditure for which Judge Peca sought to hold him liable, was exercising his fundamental First Amendment freedom of speaking out about the election of public officials.
Second, it is grammatically sound to give the statute at issue in this case the reading
(a) Any person who—
(1) knowingly transports or ships in interstate or foreign commerce by any means including by computer or mails, any visual depiction, if—
(A) the producing of such visual depiction involves the use of a minor engaging in sexually explicit conduct; and (B) such visual depiction is of such conduct;
(2) knowingly receives, or distributes, any visual depiction that has been mailed, or has been shipped or transported in interstate or foreign commerce, or which contains materials which have been mailed or so shipped or transported, by any means including by computer, or knowingly reproduces any visual depiction for distribution in interstate or foreign commerce or through the mails, if—
(A) the producing of such visual depiction involves the use of a minor engaging in sexually explicit conduct; and (B) such visual depiction is of such conduct. ...23
As the emphasized language indicates, in sections (a)(1) and (a)(2) the word “knowingly” is very remote from the phrase “minor engaging in sexually explicit conduct” — the words do not even appear in the same subsection, and they are separated by clauses involving the elements of transport or distribution and of visual depiction. And again, as the dissent noted, “[t]he word ‘knowingly’ is contained, not merely in a distant phrase, but in an entirely separate clause from the one into which [the Court’s] opinion inserts it.”
Here, the phrase we must construe creates a private cause of action against a “person who knowingly makes or accepts a campaign contribution or makes a campaign expenditure in violation of [Chapter 253 of the Election Code].”
X-Citement’s method of statutory construction is particularly instructive. There, the federal child obscenity act either criminalized transporting material when the person doing so knew the material involved minors and was sexually explicit, in which case it would have been constitutional. And that’s exactly what the X-Citement majority concluded. Or, the act criminalized transporting such material merely when the person transporting it knew it was being transported, in which case it would have been unconstitutional. And that’s what the X-Citement dissent concluded.
But despite these compelling reasons for my construction, the plurality and the concurrence
The Court justifies divorcing “knowingly” from the Election Code violation by claiming that two other provisions in the Election Code demonstrate the Legislature knew how to require that a defendant have actual knowledge his conduct was illegal when it wanted such a requirement. I reiterate the Court’s argument:
The Legislature made clear in other sections of the Election Code when it specifically wanted to require a person to know the law is being violated. See, e.g., Tex. Elec.Code § 253.003(b) (“A person may not knowingly accept a political contribution the person knows to have been made in violation of this chapter”) (emphasis added); § 253.005(a) (“A person may not knowingly make or authorize a political expenditure wholly or partly from a political contribution the person knows to have been made in violation of this chapter.”) (emphasis added). The Legislature clearly knew how to require that the actor have knowledge of the Election Code before being charged with a violation. Because the Legislature did not include a similar knowledge requirement in section 253.131[ (a) ], we should not presume to add that requirement ourselves.30
I disagree. Not only does the Court’s construction render the Act unconstitutional, it also produces the ironic result that only candidates like Judge Peca are protected from civil liability when unaware that they are violating the Election Code, while ordinary citizens like Mr. and Mrs. Osterberg can be liable for twice the amount they expend for even the most innocuous of unknowing violations. Neither the Election Code’s structure nor section 253.131(a)’s language compels this unconstitutional construction. Rather, the Code provisions on which the Court relies equally suggest legislative intent that all persons, candidates and citizens alike, are protected from civil liability for unlawful expenditures or contributions, whether made or received, unless they knew the expenditures or contributions violated the Code. Section 253.003(b) imposes liability
But the Court criticizes my construction of the Election Code by arguing that it “would hamper section 253.131(a)’s purpose by undermining its enforceability. Enforcement would be problematic because future cases would focus on whether the defendant knew the specific code provisions, and whether the defendant operated under a correct legal interpretation.”
This is absurd. First, parties can prove “knowing” violations of the Election Code the same way they prove other claims with a “knowing” element — primarily through circumstantial proof from which an inference of knowledge can be made. Over 40 years ago. the United States Supreme Court considered an argument similar to the Court’s and rejected it:
It is argued that unless the scienter requirement is dispensed with, regulation of the distribution of obscene material will be ineffective, as booksellers will falsely disclaim knowledge of their books’ contents or falsely deny reason to suspect their obscenity. We might observe that it has been some time now since the law viewed itself as impotent to explore the actual state of a man’s mind. Eyewitness testimony of a bookseller’s perusal of a book hardly need be a necessary element in proving his awareness of its contents. The circumstances may warrant the inference that he was aware of what a book contained, despite his denial.34
Second, even if a knowledge requirement is problematic, it’s the standard the Legislature chose. As the Court acknowledges, “it is within the Legislature’s province, not ours, to establish the degree of knowledge necessary to violate a statute.”
I agree with the court of appeals’ conclusion that there is no evidence Olga Oster-berg knowingly violated the Election Code.
The Court misconstrues section 258.131(a). Under the proper, constitutional reading of section 253.131(a), Judge Peca had the burden to prove Mr. Oster-berg knowingly violated the Election Code. Judge Peca failed to meet that burden. Accordingly, I dissent.
. See Tex. Elec.Code § 253.002(b)(1).
. Id. § 253.062.
. Id. § 254.154(b).
. Id. § 254.154(c).
. Id. §§ 254.031, -.121; see also 1 Tex. Admin. Code § 22.5.
. Tex. Elec.Code § 253.131(a) (emphasis added).
. 952 S.W.2d at 126-27.
. Federal Sav. & Loan Ins. Corp. v. Glen Ridge I Condominiums, Ltd., 750 S.W.2d 757, 759 (Tex. 1988); see also State v. Edmond, 933 S.W.2d 120, 124 (Tex.Crim.App. 1996); Miami Indep. Sch. Dist. v. Moses, 989 S.W.2d 871, 876 (Tex.App.-Austin 1999, pet. denied); cf. Camp v. Gulf Prod. Co., 122 Tex. 383, 61 S.W.2d 773, 777 (Tex. 1933).
. See Glen Ridge I, 750 S.W.2d at 759 (citing Commodity Futures Trading Comm’n v. Schor, 478 U.S. 833, 841, 106 S.Ct. 3245, 92 L.Ed.2d 675 (1986)); see also Concrete Pipe & Prod. of Cal., Inc. v. Construction Laborers Pension Trust for S. Cal., 508 U.S. 602, 628-29, 113 S.Ct. 2264, 124 L.Ed.2d 539 (1993); Edward J. DeBartolo Corp. v. Florida Gulf Coast Bldg. & Constr. Trades Council, 485 U.S. 568, 575, 108 S.Ct. 1392, 99 L.Ed.2d 645 (1988); Crowell v. Benson, 285 U.S. 22, 62, 52 S.Ct. 285, 76 L.Ed. 598 (1932).
. See, e.g., Slayton v. Shumway, 166 Ariz. 87, 800 P.2d 590, 595 (Ariz. 1990); People v. Superior Court, 13 Cal.4th 497, 53 Cal.Rptr.2d 789, 917 P.2d 628, 633 (Cal. 1996); State v. Globe Communications Corp., 648 So.2d 110, 113 (Fla. 1994); State v. Petersilie, 334 N.C. 169,
. Tex. Elec.Code § 253.131(a).
. See F.E.C. v. Massachusetts Citizens for Life, Inc., 479 U.S. 238, 251, 107 S.Ct. 616, 93 L.Ed.2d 539 (1986) ("Independent expenditures constitute expression ... at the core of our electoral process and of the First Amendment freedoms.”).
. Buckley v. Valeo, 424 U.S. 1, 64, 96 S.Ct. 612, 46 L.Ed.2d 659 (1976) (per curiam).
. See United States v. X-Citement Video, Inc., 513 U.S. 64, 78, 115 S.Ct. 464, 130 L.Ed.2d 372 (1994).
. X-Citement Video, 513 U.S. at 68.
. Id. at 68-69.
. Id. at 72-73; see also Manual Enters., Inc. v. Day, 370 U.S. 478, 492-93, 82 S.Ct. 1432, 8 L.Ed.2d 639 (1962); Smith v. California, 361 U.S. 147, 150-53, 80 S.Ct. 215, 4 L.Ed.2d 205 (1959); Wieman v. Updegraff, 344 U.S. 183, 191, 73 S.Ct. 215, 97 L.Ed. 216 (1952).
. See F.E.C., 479 U.S. at 251.
. See, e.g., X-Citement, 513 U.S. at 72-73.
. See id.
. Id. at 68.
. Id. at 81 (Scalia, J., dissenting).
. 18 U.S.C. § 2252 (quoted in X-Citement, 513 U.S. at 68) (emphasis added).
. X-Citement, 513 U.S. at 81 (Scalia, J., dissenting).
. Tex. Elec.Code § 253.131(a) (emphasis added).
. Justice Gonzales does not join part V of Justice Abbott’s opinion, in which Justice Abbott responds to my reading of X-Citement.
. Justice Gonzales does, however, join part II of Justice Abbott’s opinion; in part II, the Court construes the "knowingly” requirement in section 253.331(a).
. See 12 S.W.3d at 38 (citing Tex Penal Code § 8.03(a)).
. Id. at 38.
. Id. at 38.
.Other provisions of the Election Code employ the same structure as section 253.131(a) to focus on whether the person knew a contribution or expenditure violated the Code. See Tex. Elec.Code § 253.0341(d) ("A person who knowingly makes or accepts a contribution [to a legislative caucus] in violation of this section is liable for damages to the state in the amount of triple the value of the unlawful contribution.”); Id. § 253.132(a) ("A corporation or labor organization that knowingly makes a campaign contribution to a political committee or a direct campaign expenditure in violation of Subchapter D is liable for damages as provided by this section to each political committee of opposing interest....”); Id. § 253.133 ("A person who knowingly makes or accepts a political contribution or makes a political expenditure in violation of this chapter is liable for damages to the state in the amount of triple the value of the unlawful contribution or expenditure.”).
. 12 S.W.3d at 38 (citations omitted).
. Id. at 38.
. Smith v. California, 361 U.S. 147, 154, 80 S.Ct. 215, 4 L.Ed.2d 205 (1959) (citations omitted).
. 12 S.W.3d at 38 n. 4.
. 952 S.W.2d at 128.
Reference
- Full Case Name
- Robert and Olga OSTERBERG, Petitioners, v. Peter S. PECA, Jr., Respondent
- Cited By
- 731 cases
- Status
- Published