Harris County v. Sykes
Harris County v. Sykes
Opinion of the Court
delivered the opinion of the Court,
This case raises two issues. First, we address whether an order granting a gov
I
George Sykes and his wife, Faye, brought this suit for injuries Mr. Sykes allegedly sustained in the Harris County jail. While incarcerated there, Mr. Sykes was assigned to a bed next to an inmate who was infected with tuberculosis. The Sykeses claimed that the county was negligent in failing to quarantine the infected inmate and in failing to warn Mr. Sykes of the inmate’s infection. Several months after filing suit, Faye Sykes filed a suggestion informing the trial court of her husband’s death. At the same time, she filed a motion, on which the trial court apparently never ruled, requesting that Trenard Battle, Mr. Sykes’s minor son, be added as a plaintiff and that the estate of George Sykes be substituted in the place of her late husband.
Asserting governmental immunity from suit, Harris County filed a plea to the jurisdiction arguing that the Legislature has not waived immunity from suits like the Sykes’s. Sykes responded that immunity was waived by the Texas Tort Claims Act because her husband’s injuries arose out of the condition or use of property. Tex. Civ. Prac. & Rem.Code § 101.021. Specifically, Sykes argued that the words “housed,” “room,” and “sleeping space” in their pleadings all connote use of the tangible personal or real property that caused Mr. Sykes’s injury and eventual death.
By amended petition, Sykes added Carl Borchers, the major of the Harris County jail, as a defendant both individually and in his official capacity. The trial court subsequently granted Harris County’s plea to the jurisdiction and dismissed Sykes’s claims against Harris County with prejudice. Borchers then moved for summary judgment, urging that the trial court’s dismissal of Harris County entitled him to derivative immunity under section 101.106 of the Texas Tort Claims Act. See id. § 101.106; Thomas v. Oldham, 895 S.W.2d 352, 357 (Tex. 1995). The trial court granted Borchers’s motion and signed an order that Sykes take nothing.
Sykes appealed, arguing that the trial court erred in granting the plea to the jurisdiction and dismissing her claims against Harris County because the Texas Tort Claims Act waives immunity when a condition or use of tangible personal property causes injury. See Tex. Civ. Prac. & Rem.Code § 101.021. Sykes also argued that the trial court further erred in granting Borchers’s motion for summary judg
II
Sovereign immunity from suit defeats a trial court’s subject matter jurisdiction unless the state expressly consents to suit. Tex. Dep’t of Transp. v. Jones, 8 S.W.3d 636, 638 (Tex. 1999). Governmental immunity operates like sovereign immunity to afford similar protection to subdivisions of the State, including counties, cities, and school districts. See Wichita Falls State Hosp. v. Taylor, 106 S.W.3d 692, 694 n. 3 (Tex. 2003) (recognizing that sovereign immunity and governmental immunity are distinct concepts although courts often use the terms interchangeably). The Texas Tort Claims Act provides a limited waiver of governmental immunity if certain conditions are met. See Tex. Civ. Prac. & Rem.Code §§ 101.021, 101.025.
A plea to the jurisdiction is a dilatory plea that seeks dismissal of a case for lack of subject matter jurisdiction. Bland Indep. Sch. Dist. v. Blue, 34 S.W.3d 547, 554 (Tex. 2000). Because governmental immunity from suit defeats a trial court’s jurisdiction, it may be raised by such a plea. Tex. Dep’t of Parks & Wildlife v. Miranda, 133 S.W.3d 217, 225-26 (Tex. 2004); Jones, 8 S.W.3d at 639. Whether a court has subject matter jurisdiction is a legal question. State ex rel. State Dep’t of Highways & Pub. Transp. v. Gonzalez, 82 S.W.3d 322, 327 (Tex. 2002); Mayhew v. Town of Sunnyvale, 964 S.W.2d 922, 928 (Tex. 1998). If the trial court denies the governmental entity’s claim of no jurisdiction, whether it has been asserted by a plea to the jurisdiction, a motion for summary judgment, or otherwise, the Legislature has provided that an interlocutory appeal may be brought. See Tex. Civ. Prac. & Rem.Code § 51.014; San Antonio State Hosp. v. Cowan, 128 S.W.3d 244, 245 n. 3 (Tex. 2004). However, if the court grants the plea to the jurisdiction, as the trial court did in this case, the plaintiff may take an appeal once that judgment becomes final. See Cash Am. Int’l Inc. v. Bennett, 35 S.W.3d 12, 15 (Tex. 2000).
The court of appeals disagreed with the trial court, however, on whether such a dismissal should be with or without prejudice. In general, a dismissal with prejudice is improper when the plaintiff is capable of remedying the jurisdictional defect. See Dahl v. State, 92 S.W.3d 856, 862 (Tex.App.-Houston [14th Dist.] 2002, no pet.); Thomas v. Skinner, 54 S.W.3d 845, 847 (Tex.App.-Corpus Christi 2001, pet. denied); Bell v. State Dep’t of Highways & Pub. Transp., 945 S.W.2d 292, 295 (Tex.App.-Houston [14th Dist.] 1997, writ denied). The court of appeals in this case relied on Bell to hold that Sykes’s claims should have been dismissed without prejudice. In so doing, the court ruled contrary to a line of decisions stating that dismissal with prejudice is appropriate when a trial court lacks subject matter jurisdiction because of the sovereign immunity bar. See Martin v. Tex. Bd. of Criminal Justice, 60 S.W.3d 226, 231 (Tex.App.-Corpus Christi 2001, no pet.); City of Midland v. Sullivan, 33 S.W.3d 1, 6 (Tex.App.-El Paso 2000, pet. dism’d w.o.j.); City of Cleburne v. Trussell, 10 S.W.3d 407, 409 (Tex.App.-Waco 2000, no pet.); Univ. of Tex. Med. Branch v. Hohman, 6 S.W.3d 767, 771 (Tex.App.-Houston [1st Dist.] 1999, pet. dism’d w.o.j.); Hampton v. Univ. of Tex.M.D. Anderson Cancer Ctr., 6 S.W.3d 627, 629 (Tex.App.-Houston [1st Dist.] 1999, no pet.); Lamar Univ. v. Doe, 971 S.W.2d 191, 197 (Tex.App.-Beaumont 1998, no pet.); Jones v. City of Stephenville, 896 S.W.2d 574, 577 (Tex.App.-Eastland 1995, no writ); Liberty Mut. Ins. Co. v. Sharp, 874 S.W.2d 736, 740 (Tex.App.-Austin 1994, writ denied). We granted Borchers and Harris County’s petition to resolve this conflict.
If a plaintiff has been provided a reasonable opportunity to amend after a governmental entity flies its plea to the jurisdiction, and the plaintiff’s amended pleading still does not allege facts that would constitute a waiver of immunity, then the trial court should dismiss the plaintiffs action. Such a dismissal is with prejudice because a plaintiff should not be permitted to relitigate jurisdiction once that issue has been finally determined. Before dismissing this case, the trial court allowed Sykes to file an amended petition, after which the court made a final adjudication that the Legislature has not waived governmental immunity under the Texas Tort Claims Act with respect to any claim that Sykes brought against Hams County. Therefore, Sykes is foreclosed from relit-igating whether the Texas Tort Claims Act
Ill
Next, we address the court of appeals’ holding reversing the summary judgment granted by the trial court in favor of Carl Borchers. The Texas Tort Claims Act states: “A judgment in an action or a settlement of a claim under this chapter bars any action involving the same subject matter by the claimant against the employee of the governmental unit whose act or omission gave rise to the claim.” Tex. Civ. Prac. & Rem.Code § 101.106.
This Court has never addressed whether a dismissal on a plea to the jurisdiction is a judgment for purposes of section 101.106 of the Texas Tort Claims Act. Several courts of appeals, however, have considered this issue. In Brown v. Prairie View A & M Univ., the Fourteenth Court of Appeals held that dismissing Prairie View A & M pursuant to a plea to the jurisdiction was not a judgment that triggered the bar of the Texas Tort Claims Act. 630 S.W.2d 405, 408 (Tex.App.-Houston [14th Dish] 1982, writ ref'd n.r.e.). Since Brown, however, that court, as well as two other courts of appeals, have held that a dismissal pursuant to a plea to the jurisdiction is a judgment for purposes of section 101.106 of the Texas Tort Claims Act. Liu v. City of San Antonio, 88 S.W.3d 737, 744 (Tex.App.-San Antonio 2002, pet. denied); Dalehite v. Nauta, 79 S.W.3d 243, 244 (Tex.App.-Houston [14th Dist.] 2002, pet. denied); Doyal v. Johnson County, 79 S.W.3d 139, 140 (Tex.App.-Waco 2002, no pet.); Lowry v. Pearce, 72 S.W.3d 752, 755 (Tex.App.-Waco 2002, pet. denied).
Sykes argues that a granted plea to the jurisdiction does not qualify as a judgment because it does not dispose of the claims’ merits. As we have already held, however, a dismissal constitutes a final determination on the merits of the matter actually decided. See Ritchey v. Vasquez, 986 S.W.2d 611, 612 (Tex. 1999) (per curiam); Mossler v. Shields, 818 S.W.2d 752, 754 (Tex. 1991) (per curiam). In this case, there is a final adjudication that the Legislature has not waived Harris County’s immunity on the facts of this case. Since the trial court properly dismissed Sykes’s claims against Harris County with prejudice, Carl Borchers is entitled to derivative immunity under section 101.106 of the Texas Tort Claims Act.
The court of appeals erred in holding that the claims against Harris County
. The Texas Tort Claims Act states:
A governmental unit in the state is liable for:
(1) property damage, personal injury, and death proximately caused by the wrongful act or omission or the negligence of an employee acting within his scope of employment if:
(A) the property damage, personal injury, or death arises from the operation or use of a motor-driven vehicle or motor-driven equipment; and
(B) the employee would be personally liable to the claimant according to Texas law; and
(2) personal injury and death so caused by a condition or use of tangible personal or real property if the governmental unit would, were it a private person, be liable to the claimant according to Texas law.
Id. § 101.021.
. Sykes did not petition this Court for review of the court of appeals’ judgment.
. This section was amended by Act of June 11, 2003, 78th Leg., R.S., ch. 204 § 11.05. The amended section became effective on September 1, 2003 and applies to actions filed on or after the effective date.
Concurring Opinion
For reasons stated elsewhere, governmental immunity should not be raised in a motion called a “plea to the jurisdiction.”
The Court holds dismissal by plea to the jurisdiction on immunity grounds must be with prejudice.
We have recently held dismissal must be without prejudice when based on mootness,
The conflicting opinions by the courts of appeals give no satisfactory explanation for either result. Of the “with prejudice” courts, only one appears to have made any attempt to explain why dismissal based on sovereign immunity should be preclusive; the explanation in that case was that plaintiffs cannot amend their pleadings or present evidence on pleas to the jurisdiction
The “without prejudice” courts have explained that dismissal based on lack of
The Court adopts the “with prejudice” rule because “a plaintiff should not be permitted to relitigate jurisdiction once that issue has been finally determined.”
Today’s holding can only be explained as another ad hoc effort to modernize an obsolete common-law plea. Because a plea to the jurisdiction is not so much a motion as a category of complaints, it will always be hard to say with particularity or uniformity what rules ought to apply. Wisely, the Texas Rules of Civil Procedure do not even try; we should follow that lead.
There would never have been as much confusion if sovereign immunity had to be raised by summary judgment or special exceptions. The summary judgment rules make clear not only the deadlines and evidentiary rules, but also that any summary judgment granted is preclusive on the issues actually decided.
The only valid explanation for today’s holding is that changing the motion’s name to a “plea to the jurisdiction” should not change the preclusive effect. But rather than holding that a plea to the jurisdiction based on immunity should be dismissed with prejudice because that would be the effect of a summary judgment or dismissal after special exceptions on the same grounds, I would simply hold immunity must be raised by the latter motions. Accordingly, I agree with today’s holding in Part II, though on different grounds; I join fully in Part III.
. See Tex. Dep't of Parks & Wildlife v. Miranda, 133 S.W.3d 217 (Tex. 2004) (Blister, J., dissenting).
. 136 S.W.3d at 637.
. See, e.g., Mullins v. Estelle High Sec. Unit, 111 S.W.3d 268, 274 (Tex.App.-Texarkana 2003, no pet.) (holding dismissal of inmate’s suit as frivolous due to defendant’s immunity should have been without prejudice); Ab-Tex Beverage Corp. v. Angelo State Univ., 96 S.W.3d 683, 686 (Tex.App.-Austin 2003, no pet.); Prairie View A & M Univ. of Tex. v. Mitchell, 27 S.W.3d 323, 327 (Tex.App.-Houston [1st Dist.] 2000, pet. denied); Li v. Univ. of Tex. Health Sci. Ctr. at Houston, 984 S.W.2d 647, 654 (Tex.App.-Houston [14th Dist.] 1998, pet. denied); see also Cervantes v. Tyson Foods, Inc., 130 S.W.3d 152, 157-58 (Tex.App.-El Paso 2003, pet. filed) (holding order granting plea to the jurisdiction for missing deadline for filing administrative appeal must be without prejudice); Bell v. State Dep’t of Highways & Pub. Transp., 945 S.W.2d 292, 295 (Tex.App.-Houston [1st Dist.] 1997, writ denied) (holding sovereign immunity claim raised by special exception could not be dismissed with prejudice).
. Ritchey v. Vasquez, 986 S.W.2d 611, 612 (Tex. 1999) (per curiam).
. Owens Corning v. Carter, 997 S.W.2d 560, 580 n. 13 (Tex. 1999).
. Subaru of Am., Inc. v. David McDavid Nissan, Inc., 84 S.W.3d 212, 221 (Tex. 2002).
. Liberty Mut. Ins. Co. v. Sharp, 874 S.W.2d 736, 739 (Tex.App.-Austin 1994, writ denied).
. See County of Cameron v. Brown, 80 S.W.3d 549, 558-59 (Tex. 2002) (holding plaintiff must be given opportunity to replead before plea to the jurisdiction based on pleadings is granted); Bland Indep. Sch. Dist. v. Blue, 34 S.W.3d 547, 555 (Tex. 2000) (holding plea to the jurisdiction is not limited to consideration of pleadings).
. See, e.g., Mullins, 111 S.W.3d at 274; Ab-Tex Beverage, 96 S.W.3d at 686.
. See Camacho v. Samaniego, 831 S.W.2d 804, 809 (Tex. 1992).
. Brown, 80 S.W.3d at 559.
.136 S.W.3d at 639.
. See Hyundai Motor Co. v. Alvarado, 892 S.W.2d 853, 854 (Tex. 1995) (per curiam) (holding that nonsuit without prejudice nevertheless operates as dismissal with prejudice as to issues decided in earlier partial summary judgment).
. See Friesenhahn v. Ryan, 960 S.W.2d 656, 658 (Tex. 1998); Tex. Dep’t of Corr. v. Herring, 513 S.W.2d 6, 10 (Tex. 1974).
Reference
- Full Case Name
- HARRIS COUNTY, Texas and Carl Borchers, Petitioners, v. Faye SYKES, Individually and A/N/F of Trenard Battle, Respondents
- Cited By
- 1000 cases
- Status
- Published