Univ. of Tex. Health Sci. Ctr. at Hous. v. Rios
Univ. of Tex. Health Sci. Ctr. at Hous. v. Rios
Opinion of the Court
*532A public employee may be individually liable for his tortious conduct outside the general scope of employment, but section 101.106 of the Texas Tort Claims Act ("the Act")
I
The relationship between Dr. Tomas G. Rios, a first-year resident, and faculty physicians at the University of Texas Health Science Center at Houston became fractious soon after he entered the Cardiovascular Diseases Training Program. Rios complained to the Center's compliance office of patient endangerment, a need for improvement in the quality of treatment, and other failings in the Center's operation. Previously, Dr. Francisco Fuentes, director of the residency program, and Dr. Bella Patel, a faculty member, had discussed with Rios their concerns about his patient care and professionalism. Dr. Richard Smalling, another faculty member, also told Fuentes that Rios' performance was "substandard and antagonistic." Citing several other faculty and staff criticisms, Fuentes ultimately wrote to Rios that he did not "possess the clinical competencies necessary to function effectively" and would not be reappointed to the program for a second year.
Rios sued the Center along with Fuentes, Patel, Smalling, and a fourth faculty physician, Dr. Ruckshanda Majid ("the Doctors"), alleging that together they had taken "steps to discredit [his] reputation and harm [his] future as a medical doctor" and had "published false and misleading statements about [him] to the Texas Medical Board". Rios asserted that the Center had breached its residency contract with him and that the Center and Doctors had defamed him. Rios also pleaded that the Center, "separately[ ] and through" some or all of the Doctors, had tortiously interfered with his contract with the Center and future business relationships.
The Attorney General answered for the defendants and moved to dismiss all but the tort claims against the Center. The motion stated that the contract claim against the Center, a state agency, was barred by sovereign immunity
Rios then amended his petition to drop his tort claims against the Center, leaving the Doctors as the only tort defendants, and thus no longer suing "under [the Act] ... both a governmental unit and any of its employees".
The trial court dismissed Rios' contract claim against the Center but denied dismissal of his tort claims against the Doctors. On defendants' interlocutory appeal,
*534
Justice Keyes dissented. She argued that Rios had not effectively challenged the Doctors' employment by the Center, and defendants were not required to prove an undisputed fact.
We granted defendants' petition for review.
II
We begin with Rios' arguments that the Doctors have not been shown to be Center employees, and even if they were, that section 101.106(e) does not require their dismissal because they acted outside the scope of their employment. Rios' original petition defeats his first argument, and our decision last Term in Laverie v. Wetherbe
The Act waives a governmental unit's immunity from suit when acting through an employee,
The status of the Doctors as Center employees is also borne out by defendants' pleadings. The Attorney General has represented the Doctors throughout the case as he is statutorily required to do in certain actions against public servants.
Rios' argument that the Doctors were not acting in the scope of their employment fares no better. In Laverie, a state university professor, Wetherbe, sued a colleague, Laverie, for defamation, alleging that she fabricated stories about him to sabotage his advancement.
If a suit is filed against an employee of a governmental unit based on conduct within the general scope of that employee's employment and if it could have been brought under this chapter against the governmental unit, the suit is considered to be against the employee in the employee's official capacity only. On the employee's motion, the suit against the employee shall be dismissed unless the plaintiff files amended pleadings dismissing the employee and naming the governmental unit as defendant on or before the 30th day after the date the motion is filed.26
Wetherbe responded that Laverie was not acting in the scope of her university employment because her motivations were personal.
We reversed. "Government employees", we said, "are not required to prove their subjective intent behind an allegedly tortious act in order to be dismissed from a suit pursuant to the election-of-remedies provision."
[t]he scope-of-employment analysis[ ] ... remains fundamentally objective: Is there a connection between the employee's job duties and the alleged tortious conduct? The answer may be yes even if the employee performs negligently or is motivated by ulterior motives or personal animus so long as the conduct itself was pursuant to her job responsibilities.30
In this case, Rios' tort claims against the Doctors are all based on his allegation that they made false statements about him, including to the Texas Medical Board, in *536retaliation for his having raised concerns regarding patient welfare at the Center. Whatever the Doctors' subjective intentions and motivations may have been, the statements Rios alleges they made arose from their employment as faculty members at the Center in connection with the operation of its residency program. The connection between their job duties and allegedly tortious conduct, as claimed by Rios himself, places the statements squarely within the scope of their employment at the Center.
III
We now turn to the application of section 101.106(e) to this case. We begin with a brief overview of the Act. We then consider first, the effect of Rios' amended petition on defendants' original motion to dismiss, and second, the effect of defendants' amended motion to dismiss.
A
The Tort Claims Act, as we have said, "provides a limited waiver of immunity for certain suits against governmental entities and caps recoverable damages."
Section 101.106 requires a plaintiff to decide on a theory of tort liability before suit is even filed. A plaintiff must "decide at the outset whether an employee acted independently and is thus solely liable, or acted within the general scope of his or her employment such that the governmental unit is vicariously liable".
We have warned that "[b]ecause the decision regarding whom to sue has irrevocable consequences, a plaintiff must proceed cautiously before filing suit and carefully consider whether to seek relief from the governmental unit or from the employee individually."
B
As we have noted, when a plaintiff sues both a governmental unit and its employees in tort, as Rios did here, section 101.106(e) requires that "the employees shall immediately be dismissed on the filing of a motion by the governmental unit." We observed in Texas Department of Aging and Disability Services v. Cannon that this requirement effectively makes a plaintiff's apparent nonchoice an election to sue only the government.
After defendants filed their motion to dismiss, Rios amended his petition to nonsuit the tort claims against the Center, asserting them against the Doctors only. We held in Cannon that an employee's right under section 101.106(e) to "immediately be dismissed" could not be effectuated without an order by the court, and before such an order issued, a plaintiff was not precluded from nonsuiting the tort claims to be dismissed and adding a claim not "under the Act"-in that case a federal civil-rights claim.
C
But Rios argues, parroting the concurring opinion in the court of appeals, that when the Doctors filed an amended motion to dismiss, their original motion "ceased to *538exist"; at that point, Rios' only tort claims were those in his amended petition, which were no longer asserted against the Center and thus not subject to dismissal under section 101.106(e).
Rios' argument is based on Rule 65 of the Texas Rules of Civil Procedure, which provides that when an "instrument" is amended, "the instrument for which it is substituted shall no longer be regarded as a part of the pleading in the record of the cause".
First, it is the filing of a motion to dismiss, not its content, that triggers the right to dismissal. Section 101.106(e) provides that "the employees shall immediately be dismissed on the filing of a motion by the governmental unit." Rule 65 's instruction that an instrument, after it has been amended, is no longer regarded as part of the pleadings does not nullify the fact that it was filed. Amendments do not always avoid the consequences of filing. For example, filing a fictitious pleading is sanctionable under Rule 13.
Second, "when a rule of procedure conflicts with a statute, the statute prevails".
IV
Rios made an irrevocable election to pursue a vicarious-liability theory against the Center by alleging in his original petition state-law tort claims against both the Center and the Doctors that were premised on the Doctors' being Center employees. Defendants' motion to dismiss the Doctors under subsection (e) of the Act's election-of-remedies provision confirmed the Doctors' status as employees and accrued their right to dismissal from the lawsuit. Rios could not avoid this result by amending his petition to drop the tort claims against the Center; nor did defendants'
*539amended motion to dismiss vitiate its already-triggered statutory right to dismissal of the Doctors. The statute's plain text mandates these conclusions.
Accordingly, we reverse the judgment of the court of appeals, render judgment dismissing Rios' state-law tort claims against the Doctors, and remand the case to the trial court for further proceedings.
Tex. Civ. Prac. & Rem. Code § 101.106. All statutory references are to the Civil Practice and Remedies Code unless otherwise noted.
Mission Consol. Sch. Dist. v. Garcia,
The Center is part of the University of Texas System. Tex. Educ. Code § 65.02(a)(9). State universities are state agencies and share the State's immunity. Lowe v. Tex. Tech Univ.,
§ 101.106(e).
See Garcia,
§ 101.106(e). The amended petition also added a claim against the Doctors under section 1983 of the federal Civil Rights Act.
And, Rios argued, section 101.106(f) does not apply because it provides for dismissal of tort claims against governmental employees only when acting within the scope of employment.
Defendants took an interlocutory appeal under section 51.014(a)(8). Rios did not appeal and does not challenge the dismissal of his contract claim against the Center.
See
See
See
See
See
See § 101.021(1) (stating that "[a] governmental unit in the state is liable for ... property damage, personal injury, and death proximately caused by the wrongful act or omission or the negligence of an employee acting within his scope of employment" if certain conditions are met).
See § 101.001(2) (defining "[e]mployee" to mean "a person ... in the paid service of a governmental unit by competent authority, but ... not ... an independent contractor").
See Houston First Am. Savs. v. Musick,
See Gevinson v. Manhattan Constr. Co.,
§ 104.004(a).
Tex. Adjutant Gen.'s Office v. Ngakoue,
See Laverie v. Wetherbe,
§ 101.106(f).
See Laverie,
Mission Consol. Indep. Sch. Dist. v. Garcia,
See Act of May 22, 1969, 61st Leg., R.S., ch. 292, § 12(a),
See Newman v. Obersteller,
Garcia,
Garcia,
Tex. Adjutant Gen.'s Office v. Ngakoue,
See
See
See Cannon,
See
Tex. R. Civ. P. 65.
Rules 62-67 address amendments to pleadings. None refers to motions. Rule 64 refers to "instruments of pleading", listing examples, and Rule 65 also refers to the things substituted and replaced as "instrument[s]", though also referring to the replaced instrument as "the superseded pleading".
Tex. R. Civ. P. 13.
Tex. R. Civ. P. 13, 50 Tex. B.J. 850 (Tex. 1987, amended 1990 by Miscellaneous Docket No. 04-24-1990).
Mann v. Kendall Home Builders Constr. Partners I, Ltd.,
Johnstone v. State,
Miscellaneous Docket No. 10-29-1940.
Reference
- Full Case Name
- The UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER AT HOUSTON, Bella Patel, M.D., F.C.C.P., Richard W. Smalling, M.D., Ph.D., Ruckshanda Majid, M.D., and Francisco Fuentes, M.D. v. Tomas G. RIOS, M.D.
- Cited By
- 52 cases
- Status
- Published