the University of Texas M.D. Anderson Cancer Center v. Lance McKenzie, Individually and as Representative of the Estate of Courtney McKenzie-thue (Deceased), and Deborah Diver, Individually and as Next Friend of J.O., a Minor
the University of Texas M.D. Anderson Cancer Center v. Lance McKenzie, Individually and as Representative of the Estate of Courtney McKenzie-thue (Deceased), and Deborah Diver, Individually and as Next Friend of J.O., a Minor
Opinion of the Court
The Texas Tort Claims Act waives governmental immunity for personal injury and death proximately caused by a condition or use of tangible personal property. In this case, before us on the defendant hospital's plea to the jurisdiction, we are asked whether the hospital's use of an allegedly improper carrier agent during surgery constitutes negligent "use" of tangible personal property and, if so, whether sufficient evidence was presented that this use proximately caused the patient's death. The trial court found that the plaintiffs sufficiently demonstrated both use and proximate cause and accordingly denied the plea. The court of appeals agreed, affirmed the trial court's order, and remanded the case to the trial court for further proceedings.
In this Court the hospital argues that because the carrier agent was administered properly during surgery, the plaintiffs complain only of negligent medical judgment for which immunity is not waived. However, when, as here, the claim is premised on the hospital's use of property that was improper under the circumstances and caused harm, this is sufficient to establish negligent "use" under the Act, regardless of the manner in which the property was administered. We therefore affirm the court of appeals' judgment.
I. Background
In 2011, Courtney McKenzie-Thue, then thirty-three years old, began treatment at M.D. Anderson Cancer Center (the "Hospital") for a rare cancer of the appendix. As part of this treatment, Courtney agreed to undergo a two-part procedure called a
HIPEC (short for hyperthermic intraperitoneal chemotherapy ).
The first part of the HIPEC procedure involves the surgical removal of all visible cancer from the patient's peritoneal cavity.
Courtney was randomly selected to receive the chemotherapy drug oxaliplatin. Pursuant to the Wake Forest protocol, the Hospital used a sugar water solution, called D5W, as the carrier agent. Dr. Paul Mansfield, an M.D. Anderson surgical oncologist, oversaw the procedure.
As the Hospital acknowledges, D5W can cause hyponatremia, a condition that occurs when the body's blood sodium level becomes too low. This drop in sodium levels causes the body's water level to rise, which leads to swelling of the cells. To counteract this electrolyte imbalance, the Hospital administered an insulin and saline IV drip during surgery. Despite these efforts, Courtney developed hyponatremia following completion of the procedure. As a result, she experienced swelling in her brain, which in turn caused brain herniation. Courtney died from these injuries two days after her surgery.
After Courtney's death, her family
misusing a fluid, tangible physical property, for chemotherapy under circumstances where it was reasonably obvious that it was not the appropriate fluid and posed a significant risk of serious harm to the patient, including the exact condition from which Courtney died.
The McKenzies further alleged that the "conduct of MD Anderson's employees that proximately caused Courtney's death was misuse of tangible personal property ... for which the State of Texas has waived sovereign immunity."
To support these claims, the McKenzies timely filed an expert report prepared by Dr. David Miller, a board-certified internal medicine specialist. See TEX. CIV. PRAC. & REM. CODE § 74.351 (requiring a health care liability claimant to serve an expert report on each defendant no later than 120 days after the date the defendant's original answer is filed). Dr. Miller opined that Courtney's death was caused, in reasonable medical probability, by the "misuse of fluid that was perfused into [her] body." He explained:
Use of a large dose of D5W in perfusion of a patient in any condition exposes the patient to the danger of hyponatremia and death because this creates a situation where the patient's body is subjected to an imbalance of sodium in relation to blood, resulting in low sodium and too much water in the bloodstream, diluting the sodium in the bloodstream, causing edema that is critical in the area of the brain and causes death as what happened in this case.
He further opined:
[I]t is clear and in reasonable medical probability, that this patient would not have died from brain herniation secondary to hyponatremia secondary to intra-operative complications as explained above had she not been perfused with the wrong substance that led to hyponatremia and brain herniation .... [T]he perfusion of a large volume of D5W solution into a patient's abdominal cavity, regardless of other circumstances and regardless of the reason for the perfusion, exposes the patient to a risk of developing hyponatremia and death from brain herniation.
The Hospital filed a plea to the jurisdiction, asserting that the Hospital is immune from suit. It argued that the McKenzies failed to show waiver of immunity under the Tort Claims Act because (1) the D5W was used by an independent contractor (the perfusionist), not the Hospital, and (2) Courtney's death was not foreseeable under the circumstances, so the McKenzies could not show proximate cause. In support of its plea, the Hospital attached the protocol documents promulgated by Wake Forest, as well as the deposition testimony of Dr. Miller and Dr. Mansfield.
Following a hearing, the trial court denied the Hospital's plea to the jurisdiction. The Hospital then timely filed an interlocutory appeal.
See id.
§ 51.014(a)(8) (authorizing an interlocutory appeal from an order that grants or denies a plea to the jurisdiction by a governmental unit). At the court of appeals, the Hospital again argued that the D5W was used only by the third-party perfusionist and not by Hospital employees. However, the Hospital alternatively argued that the McKenzies' claims are not for negligent use of property (for which immunity would be waived), but rather are premised on errors in medical judgment disguised as use of tangible personal property. The court of appeals affirmed, holding that the "crux of [the McKenzies'] allegations against [the Hospital] involves more than complaints about medical judgment" and that the McKenzies "alleged, and presented some evidence, that [the Hospital] used D5W when it should not have been used."
Regarding proximate cause, the court of appeals held that the record "contains evidence that D5W caused [Courtney's] hyponatremia, which in turn caused her death."
In this Court, the Hospital argues its immunity was not waived because (1) the McKenzies failed to show that the Hospital negligently "used" tangible personal property and (2) Courtney's death as a result of the D5W's use was unforeseeable. We will address each issue in turn.
II. Standard of Review
"Governmental immunity generally protects municipalities and other state subdivisions from suit unless the immunity has been waived by the constitution or state law."
City of Watauga v. Gordon
,
The Tort Claims Act waives the state's immunity for certain negligent acts by governmental employees.
III. Analysis
A. Use of Tangible Personal Property
The Tort Claims Act waives immunity for:
(1) property damage, personal injury, and death proximately caused by the wrongful act or omission or the negligence of an employee acting within his scope of employment if:
(A) the property damage, personal injury, or death arises from the operation or use of a motor-driven vehicle or motor-driven equipment; and
(B) the employee would be personally liable to the claimant according to Texas law; and
(2) personal injury and death so caused by a condition or use of tangible personal or real property if the governmental unit would, were it a private person, be liable to the claimant according to Texas law.
TEX. CIV. PRAC. & REM. CODE § 101.021. Construing section 101.021's substantively similar predecessor statute, we have explained that waiver of immunity under subsection (2) requires negligence or a wrongful act or omission of an officer or employee acting within the scope of his employment, where the negligent conduct "involve[s] 'some condition or some use' of tangible personal property under circumstances where there would be private liability."
Salcedo v. El Paso Hosp. Dist.
,
Generally speaking, then, immunity may be waived when an employee (1) furnishes property in a defective or inadequate condition causing injury or (2) improperly uses otherwise non-defective property to cause injury.
See
In determining whether a plaintiff has stated a claim for use of tangible personal property, we look to the true nature of the dispute-a plaintiff may not expand the Act's limited waiver through artful pleading.
See
Dallas Cty. Mental Health & Mental Retardation v. Bossley
,
In the instant case, the McKenzies claim that the Hospital's actual use of tangible personal property caused harm. However, the Hospital argues that the gravamen of the McKenzies' complaint is that the Hospital negligently exercised its medical judgment , not that it negligently used property. That is, because the McKenzies do not complain about the manner in which the Hospital administered the D5W-but instead allege that the decision to use the D5W in the first place was improper-this is a claim regarding medical judgment, and the Tort Claims Act does not waive immunity for such claims. The dissent similarly opines that "[b]ecause the McKenzies' negligence claim centers on [the Hospital's] decision to use D5W ... [and] not the manner in which [the Hospital] administered the D5W," the alleged error is one of medical judgment for which immunity is not waived. Post at 527-28.
However, neither the dissent nor the Hospital offers an explanation grounded in the Tort Claims Act's language to support this assertion. The Act does not narrow the definition of use to encompass only the manner of administration, nor does it limit the scope of the waiver to "use" that is not preceded by medical
judgment.
See
Cowan
,
As such, we disagree with the Hospital's characterization of the McKenzies' claims as being unrelated to its use of property. While the McKenzies do not allege the D5W was administered incorrectly during surgery, they do allege that the Hospital was negligent in using the D5W in the first instance "under circumstances where it was reasonably obvious that it was not the appropriate fluid and posed a significant risk of serious harm." In other words, the McKenzies complain about the Hospital's use of property under circumstances where it (1) should not have been used at all and (2) caused harm. This is as much a claim for negligent use of property as a claim that the D5W was improperly administered would have been. That the subsequent administration followed protocol does not somehow negate any negligence in using the property in the first place.
While we have never addressed the issue directly, we have indicated that the use of medication that is improper under the circumstances and causes harm constitutes negligent "use" under the Tort Claims Act.
See
Kerrville State Hosp.
,
By contrast, here the McKenzies allege and have presented evidence that the Hospital used property (the D5W) that should not have been used
and
that the D5W is what harmed Courtney. Under our reasoning in
Kerrville
, this is sufficient to waive immunity.
See
Univ. of Tex. M.D. Anderson Cancer Ctr. v. Jones
,
The Hospital relies extensively on
Kamel v. University of Texas Health Science Center at Houston
for the proposition that this case concerns only a medical decision that is insulated from suit.
While we agree that a complaint about medical judgment, without more, is insufficient to waive immunity, the negligence alleged here does not involve only medical judgment. In this regard
Kamel
is distinguishable. There, the negligence complained of was the surgeon's decision to remove the testicle, not his choice of property to accomplish that task. Indeed, as stated above, the injury-removal of the non-cancerous testicle-would have occurred regardless of the method or instrument used to carry out that decision. That is, the fact that some form of tangible personal property had to be used to effectuate the improper medical decision is simply not relevant; it was the decision itself, regardless of whether property was used or whether it was administered properly, that caused the injury.
See
By contrast, the negligence complained of in this case is that the Hospital's use of a specific carrier agent was improper under the circumstances and caused harm; absent the use of that particular carrier agent, the injury would not have occurred.
See
Hopkins v. Spring Indep. Sch. Dist.
,
This distinction is further illustrated in
University of Texas M.D. Anderson Cancer Center v. Jones
,
The patient filed suit against the hospital and alleged that her injuries were caused by the hospital's "negligently screening her, admitting her into the study, and prescribing and dispensing Chantix when it knew or should have known that she should not be given the drug due to her history of depression."
Similarly here, the McKenzies allege that the Hospital should never have used the D5W as a carrier agent given the large doses required for the HIPEC procedure. The fact that the use of the agent was preceded by a medical professional's decision to do so is of no consequence given that virtually every action (or inaction) taken by a medical professional is preceded by medical judgment. The key is that while medical judgment was involved, it led to the use of property that was allegedly improper under the circumstances and caused harm. This is sufficient to establish waiver under the Tort Claims Act, as any other reading would effectively write the use-of-property waiver out of the statute.
The Hospital further insists that because the McKenzies do not complain about how the D5W was administered-only that is was used at all-this is a case of "mere involvement" of tangible personal property that is insufficient to waive immunity.
See
Bossley
,
Finally, the Hospital argues that allowing waiver for the McKenzies' claims would "effectively eliminate the State's sovereign immunity in claims challenging medical judgment" and thus "expose the State to considerable liability, given the countless medical decisions that take place every day involving non-negligent use of tangible property." The dissent echoes this assertion, contending that our decision renders the sovereign immunity doctrine a "nullity."
Post
at 527 (quoting
Kerrville
,
This floodgate argument is unsupported and paints our holding in overly broad strokes. As our jurisprudence demonstrates, not every tort claim involving medical providers will arise from the improper use of tangible personal property that causes harm.
See, e.g.
,
Univ. of Tex. Med. Branch at Galveston v. York
,
To the contrary, it is the dissent's interpretation that has overly broad implications and renders section 101.021(2) largely useless. The dissent agrees with the Hospital that for immunity purposes, we must separate the decision to use particular property from the subsequent physical manipulation of the property. That is, the dissent would hold that causing harm by improperly administering the right property does not involve medical judgment and thus constitutes negligent or wrongful use of property under the Act's use waiver, while causing harm by properly administering the wrong property does involve medical judgment and thus cannot be negligent use under the Act. Post at ----. We fail to see the textual basis for that distinction.
Indeed, we recently rejected a similar categorical analysis in
Tarrant Regional Water District v. Johnson
.
Finally, we reiterate that the issue before us today is immunity, not liability. The Hospital's compliance with the applicable standard of care has no bearing on our analysis. We are called upon only to determine whether, looking at the gravamen of the plaintiffs' complaint, a fact issue exists regarding whether Courtney's injury was proximately caused by the Hospital's "use" of tangible personal property. For the reasons discussed, we hold that the McKenzies' claim against the Hospital is not premised solely on the exercise of medical judgment for which immunity would not be waived. Rather, the McKenzies adequately alleged that the Hospital used property that was improper under the circumstances and that such use caused harm. This constitutes a claim for which section 101.021(2) waives immunity.
B. Proximate Cause: Foreseeability
The Hospital next argues that, even if the McKenzies have adequately alleged negligent use of property, the Hospital retains its immunity because the record evidence establishes as a matter of law that the use of D5W did not proximately cause Courtney's death.
City of Dallas v. Sanchez
,
The Hospital does not dispute that the D5W was a cause in fact of Courtney's death, arguing only that proximate cause is lacking because Courtney's death was not a foreseeable result of using the D5W.
In making its argument, the Hospital relies almost exclusively on an excerpt from the deposition of the McKenzies' expert, Dr. Miller, in which he stated that he did not think Courtney's death was foreseeable. However, this answer is divorced from its context. The entirety of Dr. Miller's testimony on this issue is as follows:
Q: Based on that statement [in the Hospital's expert witness designation], you believe that Courtney's death at M.D. Anderson was foreseeable to the doctors there?
A: Oh I don't think [it was] foreseeable. I think that with her - the use of that amount of sugar water, that it was a possibility; but I don't think it was predictable.
Q: They didn't expect her to die?
A: No. Not -
Q: But it was definitely a risk?
A: It was a risk, yes, or severe neurological damage, permanent - permanent damage.
Q: And according to [the expert witness designation], they were well aware of that risk?
A: Yes.
Dr. Miller's testimony is consistent with his expert report, in which he repeatedly explained how and why death can result from hyponatremia. First, Dr. Miller opined that the Hospital's use of the D5W breached the relevant standard of care because it "expose[d] the patient to the danger of developing hyponatremia and death [by] creat [ing] a situation where the patient's body is subjected to an imbalance of sodium ... causing edema that is critical in the area of the brain and causes death." Dr. Miller then opined that this breach caused Courtney's death because "the perfusion of a large volume of D5W solution into a patient's abdominal cavity, regardless of other circumstances ... exposes the patient to a risk of developing hyponatremia and death from brain herniation." Thus, it is clear that, in Dr. Miller's expert opinion, a recognized consequence of hyponatremia is serious neurological damage or death, and that Courtney's death was in fact caused as a result of her developing this condition.
Indeed, the testimony of Dr. Mansfield, the surgical oncologist who performed the procedure, draws the same causal link as the McKenzies' expert:
Q: What condition did [Courtney] have that led to her brain herniation ?
A: She had cerebral edema.
Q: Okay. What caused [that]?
....
A: It was a result of her hyponatremia.
At a later point in his deposition, Dr. Mansfield again confirmed that there was "no question" that Courtney died of a brain herniation secondary to hyponatremia. He also admitted that the D5W caused her hyponatremia and that D5W is known to create electrolyte abnormalities-abnormalities that would not have resulted had a saline solution been used.
Foreseeability does not necessarily equate to predictability. Rather, "foreseeability" means that the actor should have reasonably anticipated the dangers that his negligent conduct created for others.
Travis v. City of Mesquite
,
Here, while the McKenzies' expert stated that he did not think Courtney's death was predictable, he also testified that the risks associated with using the D5W were "basic medicine":
Q: In your opinion, should M.D. Anderson have known that the D5W was a mistake?
A: Oh, yes.
....
Q: And why is that? Is it because of what you told us earlier, that -
A: Yes, because of the large ... volume of sugar water being placed in the abdominal cavity, which you just don't do.
....
Q: And is that basic medicine?
A: That's basic medicine.
Moreover, the Hospital concedes that it knew the use of D5W could cause hyponatremia. Indeed, it implemented a saline and insulin drip precisely because it expected such a condition to result. It is therefore clear that, at a minimum, the general dangers associated with the use of the D5W were known to Courtney's doctors.
And the precautionary measures taken to prevent hyponatremia do not negate foreseeability. The Hospital insists that, because Courtney's doctors administered a saline and insulin drip during surgery, her injuries were unforeseeable. The dissent similarly argues that because the Hospital took steps to minimize the risks associated with injecting sugar water into Courtney's body, her death was unforeseeable. See post at ----. But reducing risk is not the same as eliminating it.
The dissent further opines that our conclusion that a fact issue exists on proximate cause amounts to "strict liability" for healthcare providers whose patients suffer injury despite the efforts made to minimize the risks of treatment. This assertion mischaracterizes not only our analysis, but the fundamentals of tort law. Specifically, the dissent has overlooked the fact that the Hospital will not be held liable on the McKenzies' negligence claim unless and until a factfinder determines that the Hospital breached the applicable standard of care
and
that the breach proximately caused the injury.
See
Rourke v. Garza
,
In sum, after considering the evidence in the light most favorable to the McKenzies,
Miranda
,
IV. Conclusion
The court of appeals correctly held that the Tort Claims Act waives the Hospital's sovereign immunity. We accordingly affirm the court's judgment.
Chief Justice Hecht filed a dissenting opinion, in which Justice Green and Justice Brown joined.
Justice Busby did not participate in the decision.
The procedure is also referenced in various parts of the record and the parties' briefing as intraperitoneal hyperthermic chemotherapy, or IPHC, as well as hyperthermic intraperitoneal chemoperfusion and intraperitoneal hyperthermic chemoperfusion. The names appear to be interchangeable.
The peritoneal cavity is the space within a person's abdomen that contains the intestines, stomach, and liver. Peritoneal Cavity , National Cancer Institute Dictionary of Cancer Terms, https://www.cancer.gov/publications/dictionaries/cancer-terms/def/peritoneal-cavity.
The Hospital hired a medical technician called a perfusionist to operate the pump during the second part of Courtney's procedure. However, the perfusionist worked under Dr. Mansfield's direction.
The plaintiffs include Courtney's father, Lance McKenzie, and her mother Deborah Diver, individually and on behalf of Courtney's minor son.
The McKenzies also sued Wake Forest and the two physicians responsible for publishing the Wake Forest protocol. The claims against these defendants are not at issue here.
The depositions of Dr. Crawford, the perfusionist, and Dr. Fournier, an M.D. Anderson surgical oncologist, were also attached to the plea. However, the Hospital does not rely on that testimony to support the issues presented in this Court.
The court of appeals also held that the Hospital, not the third-party perfusionist, used the D5W because (1) the Hospital provided the D5W to the perfusionist, (2) Dr. Mansfield used the D5W during the final washout portion of the procedure, and (3) the Hospital "used" the D5W when it manipulated Courtney's body to better distribute the drug throughout her peritoneal cavity.
The parties do not dispute that the Hospital is a governmental unit.
The dissent (as it must) ignores this critical piece of our reasoning in Kerrville in erroneously asserting that it is "irreconcilable" with today's holding. Post at 527.
Insofar as there may or may not be policy reasons to further restrict the scope of the immunity waiver, that is not our decision to make. The Legislature drew the line by waiving immunity for injuries proximately caused by negligent "use" of tangible personal property and makes no exception when the "use" is precipitated by the exercise of medical judgment.
While the Hospital addressed the cause-in-fact component in its brief, it conceded the issue at oral argument and confirmed that it disputed only foreseeability.
The dissent focuses on the fewer than fourteen instances in which Dr. Mansfield had previously performed the HIPEC procedure using oxaliplatin and D5W, none of which resulted in the patient's death.
See post
at ----. But the question of foreseeability asks only whether the actor should have "anticipated the dangers that his negligent act created for others."
Travis
,
Dissenting Opinion
Suffering from rare, Stage IV appendiceal cancer, Courtney McKenzie-Thue elected to undergo a complex, clinical-trial procedure detailed in a protocol developed by the Wake Forest University School of Medicine. The procedure began with extensive surgery to remove tumors growing throughout her peritoneal cavity, followed by a perfusion of the cavity with a chemotherapy drug mixed with D5W-sugar water-to kill remaining cancer cells. The ten-hour procedure was performed flawlessly at the University of Texas M.D. Anderson Cancer Center, but two days later, unexpectedly and tragically, McKenzie-Thue died of unlikely complications from the use of the sugar water prescribed by the protocol, a risk M.D. Anderson had recognized-though it never before had resulted in death-and took steps to prevent.
The Court holds that M.D. Anderson's immunity from this wrongful-death suit is waived by the Texas Tort Claims Act ("the Act")
The Court also holds that McKenzie-Thue's death was foreseeable, a requirement of proximate causation, because hyponatremia was a known risk of the use of sugar water. But death from the procedure had never previously occurred and was unlikely; M.D. Anderson took all proper
precautions to prevent it; and the McKenzies' only medical expert, Dr. David H. Miller, testified squarely that McKenzie-Thue's death, though "a possibility," was neither "predictable" nor "foreseeable." The Court's conclusion directly contradicts settled law that injury is foreseeable only if it is the "natural
and probable
" consequence of an action.
Today's decision departs from the Act and our caselaw and strikes all healthcare providers, government and private alike, a heavy blow. I respectfully dissent.
I
Courtney McKenzie-Thue, 33, suffered from advanced Stage IV cancer of the appendix, a rare disease that manifests in tumors growing on the organs and tissues in and around the peritoneal cavity. Dr. Paul Mansfield, a surgical oncologist at M.D. Anderson, recommended that McKenzie-Thue undergo an experimental intraperitoneal hyperthermic chemotherapy procedure-IPHC
The Wake Forest IPHC protocol called for the use of one of two chemotherapy drugs, either Mitomycin C or Oxaliplatin. The carrier solution specified for Mitomycin C was a normal saline solution and for Oxaliplatin it was D5W, a solution of 5% dextrose-a form of sugar-in water. D5W was required because the drug manufacturer's insert accompanying the Oxaliplatin warned that "[a] final dilution must never be performed with a sodium chloride solution or other chloride-containing solutions", such as saline, because the drug is "incompatible" with them. Accordingly, the Wake Forest protocol specified that with Oxaliplatin, "[r]econstitution or final dilution must never be performed with a sodium chloride solution or other chloride-containing solutions."
McKenzie-Thue's procedure lasted ten hours. During the first eight hours, Mansfield removed her spleen, her omentum, the lining of her left and right diaphragm, her gallbladder, and the ends of her small intestine and colon. Another surgeon performed a complete hysterectomy, removing her uterus, fallopian tubes, and ovaries, as well as a peritonectomy, stripping the lining of her pelvis. Then the chemotherapeutic perfusion began. The heated Oxaliplatin-D5W solution was pumped through McKenzie-Thue's peritoneal cavity for two hours, then flushed with the pure sugar water. The entire procedure went without a hitch, and Mansfield was hopeful that all had gone well. The McKenzies do not complain that any aspect of the procedure was performed below the standard of care.
But introducing so large a volume of D5W into the peritoneal cavity can lower sodium levels in the body, a condition called hyponatremia. Hyponatremia, in turn, can lead to edema-swelling from excess fluid trapped in the body. The anesthesiologist was aware of this risk and, consistent with the standard of care, took precautions to counteract it by starting saline and insulin IV drips prior to the introduction of the D5W. Nevertheless, McKenzie-Thue developed hyponatremia, resulting in an increased water level in her body, swelling of her brain stem, brain herniation, and death two days later.
Mansfield was shocked. He had treated 14 patients using the Wake Forest IPHC protocol, several using Oxaliplatin and D5W, without incident. There is no evidence that the IPHC procedure using Oxaliplatin and D5W ever caused the death of any patient other than McKenzie-Thue. When McKenzie-Thue's expert Miller was asked why McKenzie-Thue had such a tragic result, he testified only:
[T]here's no way ... I can know why Courtney died and other people don't other than her risk factors in that she had multiple hours of surgery debulking the tumor, multiple hours of anesthesia, then the ... sugar water in her abdominal cavity at the end to ... give her the chemotherapy.
So, she is a unique person. I do not know what other people in other studies have had in terms of their experience around the time the chemotherapy is put into the abdominal cavity.
Other evidence suggests that McKenzie-Thue may have been more susceptible to cerebral edema because of her age and smaller size. The record does not reflect a more definite explanation.
M.D. Anderson had itself reviewed the Wake Forest IPHC protocol before approving it for use. Following McKenzie-Thue's death, M.D. Anderson and Wake Forest re-examined the protocol, and after discussions with the manufacturer of Oxaliplatin, concluded that the drug could be perfused using a normal saline solution rather than D5W.
II
A
The Texas Tort Claims Act waives governmental immunity in stated circumstances. Section 101.021 provides:
A governmental unit in the state is liable for:
(1) property damage, personal injury, and death proximately caused by the wrongful act or omission or the negligence of an employee acting within his scope of employment if:
(A) the property damage, personal injury, or death arises from the operation or use of a motor-driven vehicle or motor-driven equipment; and
(B) the employee would be personally liable to the claimant according to Texas law; and
(2) personal injury and death so caused by a condition or use of tangible personal or real property if the governmental unit would, were it a private person, be liable to the claimant according to Texas law.6
This case involves subdivision (2). The phrase "so caused" clearly refers back to "proximately caused" in subdivision (1), but it also incorporates the requirement of subdivision (1) that injury be caused "by" a wrongful or negligent act or omission of the governmental unit, especially since the unit would not be liable, were it a private person, absent negligence or other wrong. The requirement also applies directly to the condition or use of property. It is not enough for liability that injury be caused by a use of property and, separately, an act of negligence. Subdivision (2) waives immunity from suit for an injury proximately caused by a negligent or wrongful use of property.
B
As easy as that rule is to say, it has been maddeningly difficult to apply.
The jurisprudential tide began turning in 1992. In
LeLeaux v. Hamshire-Fannett Independent School District
, we held that an injury that occurred on a parked school bus did not arise out of the use of the bus.
Within a few years, the Court had fully retreated from its initial, broad construction of the Act. In
University of Texas Medical Branch at Galveston v. York
, we held that immunity was not waived for a claim of negligence in failing to diagnose a broken hip-or, put another way, "for negligence involving the use, misuse, or nonuse of medical information."
C
York
's precept-that a waiver of sovereign immunity must be by clear and unambiguous language-has been codified by the Legislature: "[A] statute shall not be
construed as a waiver of sovereign immunity unless the waiver is effected by clear and unambiguous language."
One, as Justice Cornyn reminded in
Petty
, is that the Act's waiver is limited.
The Court today states that "[u]nder our reasoning in
Kerrville
," the McKenzies' allegation that M.D. Anderson should have used a different carrier solution than D5W "is sufficient to waive immunity."
•
Kerrville
holds that non-use of property is not use for waiver of immunity.
• The McKenzies do not allege non-use, but rather, the non-negligent use of property that should not have been used.
• Kerrville 's holding does not preclude the McKenzies' claim.
• Therefore,
Kerrville
allows the McKenzies' claim.
The Court charges that "[t]he dissent ... ignores"
Kerrville
's reasoning that non-use is not use.
Here is Kerrville 's reasoning, which the Court ignores:
There cannot be waiver of sovereign immunity in every case in which medical treatment is provided by a public facility. Doctors in state medical facilities use some form of tangible personal property nearly every time they treat a patient. Because of this fact, a patient suing for negligence could always complain that a different form of treatment than the one employed would have been more effective and still claim waiver under the Act. If such a complaint were enough to constitute the use of tangible personal property under the Act, the doctrine of sovereign immunity would be rendered a nullity.41
Kerrville 's fundamental rationale and today's holding are irreconcilable.
Another fundamental principle for construing the Act follows from
Kerrville
: the Act does not waive immunity for an exercise of judgment-in the healthcare context, for medical judgment. In
Texas Department of Criminal Justice v. Miller
, the defendant failed to diagnose an inmate with meningitis, from which he died.
The rule that an error in medical judgment, alone, is not within the Act's waiver is traceable to one of our earliest decisions, where Chief Justice Greenhill opined in a concurring opinion that a claim based on a doctor's removing the wrong kidney would not fall within the statutory waiver of immunity.
rather than a different carrier solution during the clinical-trial protocol-not the manner in which M.D. Anderson administered the D5W-the medical-judgment limitation established in our caselaw is fatal to the McKenzies' case.
D
In the case before us, Section 101.021(2) must be applied in light of these three principles: there is no waiver except by clear and unambiguous language, any waiver must be limited, and immunity from suit for medical judgments is not waived.
The McKenzies admit, and the Court agrees, that there was nothing improper in the way sugar water was used in the IPHC procedure. The McKenzies' claim is that sugar water "should not have been used at all".
But it is absolutely true that, absent the use of sugar water, McKenzie-Thue could not have had the IPHC procedure. At the time of McKenzie-Thue's procedure, the IPHC protocol prescribed that Oxaliplatin be perfused in solution with sugar water. Sugar water was no more a cause of McKenzie-Thue's death than was the use of Oxaliplatin, which was determined by random selection in the double-blind clinical trial. The McKenzies' complaint-that sugar water should not have been used at all-is tantamount to a complaint that the procedure should never have been performed at all. But that was clearly a medical judgment, for which the Court acknowledges immunity was not waived. The Court argues that following surgical protocol "does not somehow negate any negligence in using the property in the first instance."
The Court explains that its decision is really narrow:
[N]ot every tort claim involving medical providers will arise from the improper use of tangible personal property that causes harm. As discussed, a patient cannot merely allege that a medical provider used tangible personal property during treatment; the patient must also demonstrate that the use of the particular property at issue was both improper under the circumstances and caused injury.52
But not to be repetitive, the Court ignores what it said in Kerrville :
There cannot be waiver of sovereign immunity in every case in which medical treatment is provided by a public facility. Doctors in state medical facilities use some form of tangible personal property nearly every time they treat a patient. Because of this fact, a patient suing for negligence could always complain that a different form of treatment than the one employed would have been more effective and still claim waiver under the Act. If such a complaint were enough to constitute the use of tangible personal property under the Act, the doctrine of sovereign immunity would be rendered a nullity.53
The Court attempts to distinguish
Kamel v. University of Texas Health Science Center at Houston
,
Similarly, in
University of Texas Health Science Center at Tyler v. Smith
, the court of appeals rejected a claim that a bile leak following gallbladder surgery was caused by the use of the electrocautery instrument used in the surgery.
The Court relies on
University of Texas M.D. Anderson Cancer Center v. Jones
.
The Court argues that its conclusion is unavoidable. To treat the claim here as complaining of a medical judgment, the Court says, would nullify the waiver of immunity altogether. To "separate the decision to use particular property from the subsequent physical manipulation of the property", the Court asserts, "would effectively write the use-of-property waiver out of the statute."
The Court gets one thing exactly right: "[T]he dissent would hold that causing harm by improperly administering the right property does not involve medical judgment and thus constitutes negligent or wrongful use of property under the Act's use waiver, while causing harm by properly administering the wrong property does involve medical judgment and thus cannot be negligent use under the Act."
I would hold that the McKenzies' claim does not assert a use of property for which Section 101.021(2) waives immunity.
III
Section 101.021(2) waives immunity only for a negligent or wrongful use of property that proximately causes injury.
In order for it to be said that an injury proximately resulted from an act of negligence, the evidence must justify the conclusion that such injury was the natural and probable result thereof. In order to justify such a conclusion, the evidence must justify a finding that the party committing the negligent act ought to have foreseen the consequences thereof in the light of the attendant circumstances.70
The McKenzies' expert, Dr. Miller, clearly testified that McKenzie-Thue's death was not foreseeable. The Court explains that his statement must not be "divorced from its context."
Q: [Do] you believe that Courtney's death at M.D. Anderson was foreseeable to the doctors there?
A: Oh I don't think [it was] foreseeable. I think that with her-the use of that amount of sugar water, that it was a possibility; but I don't think it was predictable.
Q: They didn't expect her to die?
A: No. Not-
Q: But it was definitely a risk?
A: It was a risk, yes, or severe neurological damage, permanent-permanent damage.
Q: And according to [the expert witness designation], they were well aware of that risk?
A: Yes.72
Read in context, Miller clearly, affirmatively testified that McKenzie-Thue's death was merely a possibility and was not predictable or foreseeable.
The Court states that "[f]oreseeability does not necessarily equate to predictability. Rather, 'foreseeability' means that the actor should have reasonably anticipated the dangers that his negligent conduct created for others."
So the Court reasons that if a healthcare provider knows the risks of treatment-as it always should-and takes steps to minimize those risks-again, as it always should-but injury occurs, the provider's administration of the treatment proximately caused the injury. This is nothing less than strict liability for any injury that occurs. The Court makes no bones about it:
It is ... clear that, at a minimum, the general dangers associated with the use of the D5W were known to Courtney's doctors. This evidence is sufficient to raise a fact issue on foreseeability.74
There are always risks to surgery. They may be so great that a procedure cannot be justified. That was not true for McKenzie-Thue. Mansfield thought she was a good candidate for the IPHC procedure. Miller testified that Mansfield's treatment of her was completely within the standard of care. He had successfully performed the procedure many times, several using Oxaliplatin and sugar water. M.D. Anderson should have foreseen the risks, and it did. Miller is right: it could not have foreseen her death.
The Court chides that the dissent "mischaracterizes not only our analysis, but the
fundamentals of tort law" because it "has overlooked the fact" that the issue here is immunity not liability.
* * * * *
I would reverse and render. Today's decision greatly expands the Tort Claims Act's waiver of immunity, contrary to our caselaw. And it fundamentally alters the concept of proximate causation. I respectfully dissent.
Tex. Civ. Prac. & Rem. Code §§ 101.001 -.109. M.D. Anderson is a
governmental unit
with immunity under the Act.
See
Tex. Civ. Prac. & Rem. Code § 101.001(3)(D) (defining governmental unit to include "any ... institution ... the status and authority of which are derived from the Constitution of Texas or from laws passed by the legislature under the constitution");
see also
Tex. Const. art. VII, § 10 ("The Legislature shall as soon as practicable establish, organize and provide for the maintenance, support and direction of a University of the first class ... styled, 'The University of Texas' ...."); Tex. Educ. Code § 65.02(a) ("The University of Texas System is composed of the following institutions and entities: ... (11) The University of Texas M.D. Anderson Cancer Center ....");
LTTS Charter Sch., Inc. v. C2 Constr., Inc.
,
Plaintiffs are McKenzie-Thue's father, Lance McKenzie, individually and on behalf of McKenzie-Thue's estate, and her mother, Deborah Diver, individually and on behalf of McKenzie-Thue's minor son.
See, e.g.
,
Doe v. Boys Clubs of Greater Dall., Inc.
,
The procedure is also sometimes referred to with the acronyms HIPEC and HYPEC. Wake Forest has referred to the procedure as IPHC.
The Court mischaracterizes these mandates as suggestions. Ante at ----.
Tex. Civ. Prac. & Rem. Code § 101.021.
Our efforts to apply Section 101.021 have had a "long and arduous history".
Kerrville State Hosp. v. Clark
,
Overton Mem'l Hosp. v. McGuire
,
Lowe v. Tex. Tech Univ.
,
Salcedo v. El Paso Hosp. Dist.
,
Robinson v. Cent. Tex. MHMR Ctr.
,
Lowe
,
Salcedo
,
See
Robinson
,
Robinson
,
See
Tex. Dep't of Mental Health & Mental Retardation v. Petty
,
Justice Cook concurred in the Court's judgment only, without providing any explanation.
See
Id. at 179.
See
Dall. Cty. Mental Health & Mental Retardation v. Bossley
,
Tex. Gov't Code § 311.034.
Tex. Dep't of Mental Health & Mental Retardation v. Petty
,
Ante at 514.
" Kerrville involved the distinction between use and non-use of property .... This distinction-that the property actually used (the oral form of the drug) did not cause the injury at issue-is what rendered the waiver for injuries caused by the use of tangible personal property inapplicable." Ante at 514.
"By contrast, here the McKenzies allege and have presented evidence that [M.D. Anderson] used property (the D5W) that should not have been used and that the D5W is what harmed Courtney." Ante at 514.
"Under our reasoning in Kerrville , this is sufficient to waive immunity." Ante at 514.
Ante at 512 n.8.
Kerrville
,
See
Lowe v. Tex. Tech Univ.
,
Univ. of Tex. Med. Branch at Galveston v. York
,
Kerrville State Hosp. v. Clark
,
Ante at 514.
Ante at 515.
Ante at 514.
Ante at 517 (internal citations omitted).
See supra note 527.
Ante at 515.
No. 12-18-00270-CV,
See
Ante at 516 (emphasis omitted).
Ante at 517.
Snellenberger v. Rodriguez
,
Ante at 518.
Ante at 518-19 (second and third alterations in original).
Ante at 519.
Ante at 520.
Ante at 520.
Ante at 520.
Reference
- Full Case Name
- The UNIVERSITY OF TEXAS M.D. ANDERSON CANCER CENTER, Petitioner, v. Lance MCKENZIE, Individually and as Representative of the Estate of Courtney McKenzie-Thue (Deceased), and Deborah Diver, Individually and as Next Friend of J.O., a Minor, Respondents
- Cited By
- 89 cases
- Status
- Published