Carver v. Hooker
Carver v. Hooker
Opinion of the Court
Appellant appeals the decision of the district court, 369 F.Supp. 204 (D.N.H. 1973), that the state practice of denying benefits, under the Aid to Families with Dependent Children (AFDC) program of the Social Security Act, 42 U.S.C. § 601 et seq., to pregnant women during the term of their pregnancy on behalf of ■their unborn children, conflicts with the provisions of the Social Security Act and is thus invalid under the Supremacy Clause.
For appellees to prevail in this action we first must find that unborn children are eligible for assistance under the AFDC program. See Townsend v. Swank, 404 U.S. 282, 286, 92 S.Ct. 502, 30 L.Ed.2d 448 (1971); Wilson v. Weaver, 499 F.2d 155 (7th Cir. 1974); Alcala v. Burns, 494 F.2d 743 (8th Cir., 1974). If such eligibility is established, we must find secondly, either: (a) that there is insufficient evidence to demonstrate a congressional intention to permit the extension of AFDC benefits to the unborn only at the option of the states, see Townsend v. Swank, supra at 286, 92 S.Ct. 502; or (b) that having voluntarily extended AFDC benefits to the unborn, New Hampshire is required to do so in the manner prescribed by the Social Security Act. On the basis of either theory, the order of the district court must be affirmed.
While the language of the Act is thus not inconsistent with a congressional intention to benefit the unborn, it is not sufficiently unambiguous to dispose of the eligibility question,
A final bit of evidence from the legislative history of the Social Security Act is Congress’ recent
Absent dispositive indications from the legislaive history of the Social Security Act, we turn to the record of its administration by the Department of Health, Education and Welfare, mindful that “the construction of a statute by those charged with its execution should be followed unless there are compelling indications that it is wrong.” Red Lion Broadcasting Co. v. FCC, 395 U.S. 367, 381, 89 S.Ct. 1794, 1802, 23 L.Ed.2d 371 (1969); see Wilson v. Weaver, supra, 499 F.2d 155; Doe v. Lukhard, 363 F. Supp. 823, 829 (E.D.Va. 1973), aff’d, 493 F.2d 54 (4th Cir. 1974). There can be no doubt that HEW’s interpretation of the Act supports a finding of eligiblity. HEW regulations explicitly provide federal funds to states extending AFDC benefits to the unborn, 45 C.F.R. § 233.-90(c) (2)(ii), and the Department has consistently followed that practice since 1941.
Moreover, we think that a finding of eligibility for the unborn is consistent with the purposes and policies of the Social Security Act. The Supreme Court has declared the “paramount goal” of the AFDC program to be the protecton of needy children. King v. Smith, 392 U.S. 309, 325, 88 S.Ct. 2128, 20 L.Ed.2d 1118 (1968). Payments to the unborn are an appropriate, if not essential, means to that end, especially in light of the undisputed evidence, accepted by the district court, that pre-natal nutrition and medical care are important determinants of “later susceptibility to disease, neurological problems and long-term learning capacity.” 369 F.Supp. at 208. See Wilson v. Weaver, supra, 499 F.2d 159, n. 3.
In concert, the at least non-exclusionary language of the Act, the implicit congressional recognition of eligibility in consideration of amendments to exclude the unborn, the consistent administrative recognition of eligibility, the manifest purposes of the Act, and the significance of a constitutional challenge to a contrary interpretation, warrant our holding that unborn children are eligible for AFDC benefits under the Social Security Act, 42 U.S.C. § 606(a).
A finding that the' unborn are eligible for assistance does not end our inquiry. Though Congress may have intended to make eligible a class of recipients, it may also have intended to permit the exclusion of that class at the option of the states. See, e. g., 42 U.S.C. § 607(b). The Supreme Court has made clear, however, that upon a finding of eligibility the states bear a heavy burden to demonstrate a congressional intention to permit exclusion. Townsend v. Swank, supra, 404 Ü.S. at 286, 92 S.Ct. 502. But here there is nothing in the language, legislative history, or purposes of the Act to sustain such a burden. We recognize the consistent and long standing practice of HEW, see 45 C.F.R. § 233.90(c) (2)(ii), of permitting states the option to benefit the unborn, but this cannot substitute for “clear” evidence of congressional approval.
Alternatively, we find that even if such an optional policy exists, New Hampshire has exercised its option, though not in the manner prescribed by the Social Security Act. Appellants admit to a practice of making retroactive AFDC payments, covering the pre-natal period, under certain circumstances, after a child qualifying for AFDC benefits is born.
The judgment of the District Court is affirmed.
. Section 406(a) provides:
“The term ‘dependent child’ means a needy child (1) who has been deprived of parental support or care by reason of the death, continued absence from the home, or physical or mental incapacity of a parent, and who is living with his father, mother, grandfather, grandmother, brother, sister, stepfather, stepmother, stepbrother, stepsister, uncle, aunt, first cousin, nephew, or niece, in a place of residence maintained by one or more of such relatives as his or their own home, and (2) who is (A) under the age of eighteen, or (B) under the age of twenty-one and (as determined by the state in accordance with standards prescribed by the Secretary) a student regularly attending a school, college, or university, or regularly attending a course of vocational or technical training designed to fit him for gainful employment; . . . . ” 42 U.S.C. § 606(a).
. Though the Supreme Court’s decision in Roe v. Wade, 410 U.S. 113, 93 S.Ct. 705, 35 L.Ed.2d 147 (1973), arguably proscribes as unconstitutional the governmental characterization of a fetus, at least during the earlier portions of pregnancy, as a “human being” for the purposes of assessing the interests implicated by a decision to abort, that decision neither proscribes the recognition of a fetus as “living” nor forbids the government to benefit the fetus.
. Indeed, the district court concluded that the statutory language is “no help” at all. 369 F.Supp. at 212.
. 79 Cong.Rec. 7839 (1935) (statement of Mr. Ellenbogen).
. We agree with the district court, 369 F. Supp. at 213, that because “the enacting Congress of 1935 clearly expected the Act to be molded and developed by future legislatures, . . . it is appropriate to look at later
. See H.R.Rep.No.92-231, 92d Cong., 2d Sess. 184 (1972) ; S.Rep.No.92-1230, 92d Cong., 2d Sess. 108 (1972).
. See Committee on Ways and Means Report, H.R.Rep.No.92-231, 92d Cong., 2d Sess. 184 (1972).
. See Senate Finance Committee Report, S. Rep.No.92-1230, 92d Cong., 2d Sess. 108 (1972).
. We recognize that the HEW regulations, while finding the unborn to be eligible for assistance, also make payments to the unborn optional at the discretion of the states. But the question of optional exclusion is separate from the question of eligibility, and will be considered later.
. Moreover, we agree with the court in Wilson, 160, n. 4, that a mother may be least able to care for her child during the period of pregnancy.
. Both proponents and opponents of coverage of the unborn wrestle with provisions spelling out particular purposes. These range from encouraging “the care of dependent children in their own homes”, 42 TJ.S.C. § 601, strengthening family life, § 601, and notice to law enforcement officials in a case of abandonment by a parent, § 602(a) (11), to a plan of social services for the child and his family, § 602(a) (13)-(15), and consideration of a child’s “income and resources”, § 602(a)(8). Some of these apply quite as
. Appellees raised an equal protection challenge to New Hampshire’s practice of excluding the unborn, but it was not reached in light of the district court’s decision that the practice violates the Supremacy Clause. See 369 F.Supp. at 206, 215.
. The Supreme Court has expressly disapproved the HEW “policy which permitted States to vary eligibility requirements from the federal standards without express or clearly implied congressional authorization.” Carleson v. Remillard, 406 U.S. 598, 600-601, 92 S.Ct. 1932, 1934, 32 L.Ed.2d 352 (1972), citing Townsend v. Swank, supra, 404 U.S. at 286, 92 S.Ct. 502.
. There is no contradiction between this conclusion and our earlier reliance upon HEW interpretations in determining eligibility ; the inference from HEW practice is the same in both areas, but the standard of review is different here, where congressional intentions must be “clearly evidenced”. See Alcala v. Burns, supra; Doe v. Lukhard, supra, 363 F.Supp. at 828-829.
. We speak here of New Hampshire’s practice of providing retroactive AFDC benefits after birth, and not of the state’s responsibilities under Title XIX of the Social Security Act, 42 U.S.C. § 1396 et seq. The provisions of Title XIX aid the states in extending medical assistance, including pre-na-tal care, to individuals who otherwise qualify for categorical assistance, including AFDC. Thus New Hampshire extends medical assistance to pregnant mothers who qualify
Reference
- Full Case Name
- Arlene L. CARVER and Gloria Fowler, individually and on behalf of their unborn children, and on behalf of all others similarly situated v. Thomas L. HOOKER, individually and as Director of the New Hampshire Division of Welfare
- Cited By
- 10 cases
- Status
- Published