National Bank v. Barsamian

U.S. Court of Appeals for the First Circuit

National Bank v. Barsamian

Opinion

USCA1 Opinion









November 21, 1994 [NOT FOR PUBLICATION]

UNITED STATES COURT OF APPEALS
FOR THE FIRST CIRCUIT
____________________
No. 93-1241

THE CONNECTICUT NATIONAL BANK,

Plaintiff, Appellee,

v.

ROBERT P. BARSAMIAN, ET AL.,

Defendants, Appellants.

____________________


APPEAL FROM THE UNITED STATES DISTRICT COURT

FOR THE DISTRICT OF RHODE ISLAND

[Hon. Francis J. Boyle, Senior U.S. District Judge] __________________________

____________________


Before

Selya, Circuit Judge, _____________

Bownes, Senior Circuit Judge, ____________________

and Cyr, Circuit Judge. _____________

____________________



Patricia A. Buckley, with whom Joseph A. Kelly and Carroll, Kelly ___________________ _______________ ______________
& Murphy were on brief for appellants. ________
Robert M. Duffy, with whom Hinckley, Allen & Snyder was on brief _______________ ________________________
for appellee.

____________________


____________________
















Per Curiam. Defendants-appellants, guarantors of Per Curiam. ___________

certain demand promissory notes executed by a defunct corporate

borrower in favor of plaintiff-appellee Connecticut National Bank

d/b/a Shawmut Bank of Rhode Island ("Shawmut"), seek to set aside

the district court judgment entered against them. Appellants

claim that the district court erred in excluding evidence of

certain parol representations allegedly made by a Shawmut agent

before the demand promissory notes were executed in behalf of the

borrower and prior to their execution of the personal guaranties.

Appellants further contend that the proffered parol, at the very

least, should have been admitted in support of their estoppel

defense to the action on their loan guaranties and as affirmative

evidentiary support for their counterclaim that Shawmut breached

its duty of good faith and fair dealing under Rhode Island law.

We will apply current Rhode Island law in this diversi-

ty action. Crellin Technologies, Inc. v. Equipmentlease Corp., __________________________ ____________________

18 F.3d 1, 4 (1st Cir. 1994). Without either forecasting or

trammeling further development in the Rhode Island parol evidence

rule, we note simply that the district court ruling in no respect

offends current Rhode Island law. The Rhode Island Supreme Court

has yet to address the broad question urged by appellants:

whether the parol evidence rule precludes, permits or requires

consideration of parol evidence in determining whether a particu-

lar writing embodies an integrated agreement. Cf. Fram Corp. v. ___ __________

Davis, 401 A.2d 1269, 1272 (R.I. 1979). But for the fact that it _____

is pivotal to appellants' claims, Fram is an unremarkable case ____


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which simply upheld the trial court's consideration of parol

evidence in determining the actual date on which a written

agreement had been executed where it was clear that the date

appearing in the writing was entered by mistake. See Inleasing ___ _________

Corp. v. Jessup, 475 A.2d 989, 993 (R.I. 1984) ("'[I]n the _____ ______

absence of fraud or mistake, parol evidence of prior or contempo- _____ _______

raneous agreements is generally inadmissible for the purpose of

varying, altering or contradicting a written agreement.'")

(emphasis added) (citation omitted).

As appellants allege neither fraud nor mistake, and the

proffered parol clearly contradicts the explicit provision in the

promissory notes calling for payment on demand, the district __ ______

court ruling comports with current Rhode Island law. Finally, as

the estoppel defense and the counterclaim likewise were entirely

dependent upon the parol evidence excluded by the district court,

summary judgment was properly granted for Shawmut both on its

claims against the guarantors and on appellants' counterclaim.

The district court judgment is affirmed; costs to The district court judgment is affirmed; costs to _______________________________________________________

appellee. appellee. ________
















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Reference

Status
Published