National Bank v. Barsamian
U.S. Court of Appeals for the First Circuit
National Bank v. Barsamian
Opinion
USCA1 Opinion
November 21, 1994 [NOT FOR PUBLICATION]
UNITED STATES COURT OF APPEALS
FOR THE FIRST CIRCUIT
____________________
No. 93-1241
THE CONNECTICUT NATIONAL BANK,
Plaintiff, Appellee,
v.
ROBERT P. BARSAMIAN, ET AL.,
Defendants, Appellants.
____________________
APPEAL FROM THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF RHODE ISLAND
[Hon. Francis J. Boyle, Senior U.S. District Judge] __________________________
____________________
Before
Selya, Circuit Judge, _____________
Bownes, Senior Circuit Judge, ____________________
and Cyr, Circuit Judge. _____________
____________________
Patricia A. Buckley, with whom Joseph A. Kelly and Carroll, Kelly ___________________ _______________ ______________
& Murphy were on brief for appellants. ________
Robert M. Duffy, with whom Hinckley, Allen & Snyder was on brief _______________ ________________________
for appellee.
____________________
____________________
Per Curiam. Defendants-appellants, guarantors of Per Curiam. ___________
certain demand promissory notes executed by a defunct corporate
borrower in favor of plaintiff-appellee Connecticut National Bank
d/b/a Shawmut Bank of Rhode Island ("Shawmut"), seek to set aside
the district court judgment entered against them. Appellants
claim that the district court erred in excluding evidence of
certain parol representations allegedly made by a Shawmut agent
before the demand promissory notes were executed in behalf of the
borrower and prior to their execution of the personal guaranties.
Appellants further contend that the proffered parol, at the very
least, should have been admitted in support of their estoppel
defense to the action on their loan guaranties and as affirmative
evidentiary support for their counterclaim that Shawmut breached
its duty of good faith and fair dealing under Rhode Island law.
We will apply current Rhode Island law in this diversi-
ty action. Crellin Technologies, Inc. v. Equipmentlease Corp., __________________________ ____________________
18 F.3d 1, 4 (1st Cir. 1994). Without either forecasting or
trammeling further development in the Rhode Island parol evidence
rule, we note simply that the district court ruling in no respect
offends current Rhode Island law. The Rhode Island Supreme Court
has yet to address the broad question urged by appellants:
whether the parol evidence rule precludes, permits or requires
consideration of parol evidence in determining whether a particu-
lar writing embodies an integrated agreement. Cf. Fram Corp. v. ___ __________
Davis, 401 A.2d 1269, 1272 (R.I. 1979). But for the fact that it _____
is pivotal to appellants' claims, Fram is an unremarkable case ____
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which simply upheld the trial court's consideration of parol
evidence in determining the actual date on which a written
agreement had been executed where it was clear that the date
appearing in the writing was entered by mistake. See Inleasing ___ _________
Corp. v. Jessup, 475 A.2d 989, 993 (R.I. 1984) ("'[I]n the _____ ______
absence of fraud or mistake, parol evidence of prior or contempo- _____ _______
raneous agreements is generally inadmissible for the purpose of
varying, altering or contradicting a written agreement.'")
(emphasis added) (citation omitted).
As appellants allege neither fraud nor mistake, and the
proffered parol clearly contradicts the explicit provision in the
promissory notes calling for payment on demand, the district __ ______
court ruling comports with current Rhode Island law. Finally, as
the estoppel defense and the counterclaim likewise were entirely
dependent upon the parol evidence excluded by the district court,
summary judgment was properly granted for Shawmut both on its
claims against the guarantors and on appellants' counterclaim.
The district court judgment is affirmed; costs to The district court judgment is affirmed; costs to _______________________________________________________
appellee. appellee. ________
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Reference
- Status
- Published